JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - BTO
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 1,189,618 | 42,671 | 0.0% | 0.0% | 1 | +65 | 0.01% | Q1 2026 | May 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 653,442 | 23,438 | 0.0% | 0.0% | 2 | -13,750 | -2.06% | Q1 2026 | May 11, 2026 |
| Z3 Capital Partners, LLC | History | Added to | 408,961 | 14,669 | 3.71% | 3.4% | 3 | +5,373 | 1.33% | Q1 2026 | May 07, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 267,804 | 9,606 | 0.0% | 0.0% | 4 | +8,443 | 3.26% | Q1 2026 | May 15, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 193,135 | 6,928 | 0.02% | 0.02% | 5 | -3,474 | -1.77% | Q1 2026 | Apr 22, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 178,390 | 6,398 | 0.0% | 0.0% | 6 | +2,077 | 1.18% | Q1 2026 | May 14, 2026 |
| LPL Financial LLC | History | Reduced | 127,880 | 4,587 | 0.0% | 0.0% | 7 | -1,905 | -1.47% | Q1 2026 | May 06, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 102,120 | 3,663 | 0.0% | 0.0% | 8 | +15,387 | 17.74% | Q1 2026 | May 12, 2026 |
| FCA CORP /TX | History | Added to | 88,984 | 3,191 | 0.9% | 0.86% | 9 | +2,064 | 2.37% | Q1 2026 | May 14, 2026 |
| NORTH STAR ASSET MANAGEMENT INC | History | Reduced | 67,816 | 2,432 | 0.11% | 0.1% | 10 | -264 | -0.39% | Q1 2026 | May 06, 2026 |
| Alessandra Capital Management, LLC | History | Added to | 61,520 | 2,206 | 1.88% | 1.85% | 11 | +2,238 | 3.78% | Q1 2026 | Apr 30, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 54,340 | 1,949 | 0.01% | 0.01% | 12 | +5,131 | 10.43% | Q1 2026 | May 08, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 48,212 | 1,729 | 0.0% | 0.0% | 13 | +4,027 | 9.11% | Q1 2026 | Apr 30, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 45,151 | 1,619 | 0.0% | 0.0% | 14 | +1,311 | 2.99% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Reduced | 44,541 | 1,597 | 0.0% | 0.0% | 15 | -3,125 | -6.56% | Q1 2026 | May 05, 2026 |
| Gilliland Jeter Wealth Management LLC | History | Added to | 37,387 | 1,341 | 0.4% | 0.38% | 16 | +1,118 | 3.08% | Q1 2026 | Apr 24, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 34,009 | 1,219 | 0.0% | 0.0% | 17 | +9,469 | 38.59% | Q1 2026 | May 15, 2026 |
| Chancellor Financial Group WB LP | History | Added to | 31,197 | 1,119 | 0.79% | 0.74% | 18 | +209 | 0.67% | Q1 2026 | May 14, 2026 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | History | Added to | 30,325 | 1,087 | 0.08% | 0.02% | 19 | +22,787 | 302.3% | Q1 2026 | May 15, 2026 |
| Advisory Advocates, LLC | History | Added to | 29,050 | 1,042 | 1.06% | 0.94% | 20 | +2,050 | 7.59% | Q1 2026 | May 05, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 27,890 | 1,000 | 0.01% | 0.01% | 21 | -504 | -1.78% | Q1 2026 | Apr 23, 2026 |
| HighTower Advisors, LLC | History | Reduced | 25,197 | 903 | 0.0% | 0.0% | 22 | -972 | -3.71% | Q1 2026 | May 05, 2026 |
| Private Advisor Group, LLC | History | Added to | 23,961 | 859 | 0.0% | 0.0% | 23 | +796 | 3.44% | Q1 2026 | Apr 24, 2026 |
| World Investment Advisors | History | Reduced | 23,855 | 855 | 0.01% | 0.02% | 24 | -3,735 | -13.54% | Q1 2026 | Apr 27, 2026 |
| Samalin Investment Counsel, LLC | History | Reduced | 21,078 | 756 | 0.27% | 0.32% | 25 | -4,885 | -18.82% | Q1 2026 | Apr 22, 2026 |
| Tennessee Valley Asset Management Partners | History | Added to | 20,707 | 742 | 0.1% | 0.09% | 26 | +13 | 0.06% | Q1 2026 | Apr 27, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 15,106 | 541 | 0.0% | 0.0% | 27 | +1,304 | 9.45% | Q1 2026 | Apr 27, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 15,090 | 541 | 0.0% | 0.0% | 28 | +639 | 4.42% | Q1 2026 | Apr 30, 2026 |
| Mariner, LLC | History | Reduced | 14,030 | 503 | 0.0% | 0.0% | 29 | -13,735 | -49.47% | Q1 2026 | May 13, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Reduced | 13,603 | 487 | 0.0% | 0.02% | 30 | -62,545 | -82.14% | Q1 2026 | May 04, 2026 |
| BENJAMIN EDWARDS INC | History | No change | 13,391 | 480 | 0.0% | 0.01% | 31 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| PEAPACK GLADSTONE FINANCIAL CORP | History | Reduced | 10,910 | 391 | 0.01% | 0.01% | 32 | -2,938 | -21.22% | Q1 2026 | May 15, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 10,805 | 387 | 0.0% | 0.0% | 33 | -5,657 | -34.36% | Q1 2026 | May 15, 2026 |
| Institute for Wealth Management, LLC. | History | No change | 10,784 | 386 | 0.04% | 0.04% | 34 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Triumph Capital Management | History | Reduced | 10,302 | 369 | 0.08% | 0.15% | 35 | -9,070 | -46.82% | Q1 2026 | May 13, 2026 |
| XTX Topco Ltd | History | Added to | 9,678 | 347 | 0.01% | 0.01% | 36 | +1,912 | 24.62% | Q1 2026 | May 15, 2026 |
| STEPHENS INC /AR/ | History | Reduced | 9,549 | 342 | 0.0% | 0.01% | 37 | -4,556 | -32.3% | Q1 2026 | Apr 28, 2026 |
| Focus Partners Wealth | History | Reduced | 9,470 | 339 | 0.0% | 0.0% | 38 | -532 | -5.32% | Q1 2026 | May 14, 2026 |
| Redwood Wealth Management Group, LLC | History | Added to | 9,229 | 331 | 0.14% | 0.13% | 39 | +400 | 4.53% | Q1 2026 | Apr 24, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 9,021 | 323 | 0.0% | 0.0% | 40 | +15 | 0.17% | Q1 2026 | May 05, 2026 |
| Cetera Investment Advisers | History | Added to | 8,415 | 301 | 0.0% | 0.0% | 41 | +1,315 | 18.52% | Q1 2026 | May 13, 2026 |
| Indivisible Partners | History | New | 8,112 | 290 | 0.03% | — | 42 | +8,112 | New | Q1 2026 | Apr 30, 2026 |
| Abel Hall, LLC | History | No change | 8,000 | 286 | 0.06% | 0.07% | 43 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Creative Planning | History | Added to | 6,621 | 237 | 0.0% | 0.0% | 44 | +22 | 0.33% | Q1 2026 | May 12, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | New | 6,234 | 223 | 0.0% | — | 45 | +6,234 | New | Q1 2026 | May 04, 2026 |
| FIFTH THIRD BANCORP | History | New | 5,739 | 205 | 0.0% | — | 46 | +5,739 | New | Q1 2026 | May 01, 2026 |
| COMERICA BANK | History | No change | 5,233 | 183 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Allworth Financial LP | History | Added to | 4,501 | 161 | 0.0% | 0.0% | 48 | +3 | 0.07% | Q1 2026 | May 14, 2026 |
| CENTAURUS FINANCIAL, INC. | History | Added to | 2,921 | 105 | 0.0% | 0.0% | 49 | +53 | 1.85% | Q1 2026 | May 18, 2026 |
| Vanguard National Trust Co | History | New | 2,915 | 104 | 0.01% | — | 50 | +2,915 | New | Q1 2026 | May 08, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 2,145 | 76 | 0.0% | 0.0% | 51 | +920 | 75.1% | Q1 2026 | Apr 07, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 2,029 | 72 | 0.0% | 0.0% | 52 | +212 | 11.67% | Q1 2026 | May 08, 2026 |
| PRIVATE TRUST CO NA | History | No change | 2,000 | 71 | 0.01% | 0.01% | 53 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| MAI Capital Management | History | No change | 1,740 | 62 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| THOMPSON INVESTMENT MANAGEMENT, INC. | History | No change | 1,616 | 57 | 0.01% | 0.01% | 55 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 1,625 | 57 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Osbon Capital Management LLC | History | New | 1,160 | 41 | 0.03% | — | 57 | +1,160 | New | Q1 2026 | May 15, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 1,000 | 35 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| CWM, LLC | History | Added to | 785 | 28 | 0.0% | 0.0% | 59 | +271 | 52.72% | Q1 2026 | May 14, 2026 |
| EASTERN BANK | History | Added to | 750 | 26 | 0.0% | 0.0% | 60 | +500 | 200.0% | Q1 2026 | Apr 07, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 600 | 21 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| TOTH FINANCIAL ADVISORY CORP | History | Reduced | 502 | 18 | 0.0% | 0.0% | 62 | -429 | -46.08% | Q1 2026 | Apr 16, 2026 |
| Plante Moran Financial Advisors, LLC | History | Reduced | 400 | 14 | 0.0% | 0.0% | 63 | -185 | -31.62% | Q1 2026 | May 05, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 300 | 10 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| SFAM, LLC | History | No change | 300 | 10 | 0.01% | 0.01% | 65 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Spire Wealth Management | History | No change | 277 | 9 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Bogart Wealth, LLC | History | No change | 231 | 8 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | History | New | 200 | 7 | 0.0% | — | 70 | +200 | New | Q1 2026 | May 11, 2026 |
| AdvisorNet Financial, Inc | History | No change | 200 | 7 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Navigoe, LLC | History | No change | 200 | 7 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Larson Financial Group LLC | History | New | 174 | 6 | 0.0% | — | 71 | +174 | New | Q1 2026 | May 15, 2026 |
| Beaird Harris Wealth Management, LLC | History | New | 143 | 5 | 0.0% | — | 73 | +143 | New | Q1 2026 | May 14, 2026 |
| Global Retirement Partners, LLC | History | No change | 171 | 5 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 118 | 4 | 0.0% | 0.0% | 75 | -36 | -23.38% | Q1 2026 | May 07, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 125 | 4 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Tidemark, LLC | History | No change | 125 | 4 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Monetary Solutions, Ltd | History | No change | 100 | 3 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| CoreCap Advisors, LLC | History | No change | 50 | 1 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.1% | — | -70,727 | -100.0% | Q1 2026 | May 15, 2026 |
| AlphaCore Capital LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -13,792 | -100.0% | Q1 2026 | May 15, 2026 |
| Logan Stone Capital, LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -12,670 | -100.0% | Q1 2026 | May 15, 2026 |
| J.W. COLE ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -12,310 | -100.0% | Q1 2026 | Apr 23, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 0.03% | — | -11,160 | -100.0% | Q1 2026 | May 12, 2026 |
| Shaker Financial Services, LLC | History | Closed out | 0 | 0 | — | 0.12% | — | -10,576 | -100.0% | Q1 2026 | May 12, 2026 |
| Sowell Financial Services LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -7,319 | -100.0% | Q1 2026 | Apr 20, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,076 | -100.0% | Q1 2026 | May 15, 2026 |
| Smartleaf Asset Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -503 | -100.0% | Q1 2026 | May 15, 2026 |
| McIlrath & Eck, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -425 | -100.0% | Q1 2026 | May 19, 2026 |
| Mountain Hill Investment Partners Corp. | History | Closed out | 0 | 0 | — | 0.01% | — | -300 | -100.0% | Q1 2026 | May 01, 2026 |
| Global Wealth Strategies & Associates | History | Closed out | 0 | 0 | — | 0.0% | — | -180 | -100.0% | Q1 2026 | Apr 03, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q1 2026 | Apr 06, 2026 |
| JPMORGAN CHASE & CO | History | New | 22 | 0 | — | — | — | +22 | New | Q1 2026 | May 13, 2026 |
| Blue Trust, Inc. | History | Closed out | 0 | 0 | — | — | — | -18 | -100.0% | Q1 2026 | Apr 20, 2026 |
| MATHER GROUP, LLC. | History | New | 4 | 0 | — | — | — | +4 | New | Q1 2026 | Apr 13, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |