JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - BTO
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Reduced | 1,189,553 | 41,729 | 0.0% | 0.0% | 1 | -28,621 | -2.35% | Q4 2025 | Feb 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 667,192 | 23,405 | 0.0% | 0.0% | 2 | +23,822 | 3.7% | Q4 2025 | Feb 13, 2026 |
| ROYAL BANK OF CANADA | History | New | 259,361 | 9,098 | 0.0% | — | 3 | +259,361 | New | Q4 2025 | Feb 17, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 196,609 | 6,897 | 0.02% | 0.02% | 4 | -2,034 | -1.02% | Q4 2025 | Feb 11, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 176,313 | 6,185 | 0.0% | 0.0% | 5 | -15,775 | -8.21% | Q4 2025 | Feb 18, 2026 |
| LPL Financial LLC | History | Reduced | 129,785 | 4,552 | 0.0% | 0.0% | 6 | -10,712 | -7.62% | Q4 2025 | Feb 11, 2026 |
| FCA CORP /TX | History | Reduced | 86,920 | 3,049 | 0.86% | 0.93% | 7 | -6,555 | -7.01% | Q4 2025 | Feb 11, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 86,733 | 3,042 | 0.0% | 0.0% | 8 | +302 | 0.35% | Q4 2025 | Feb 13, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | New | 76,148 | 2,671 | 0.02% | — | 9 | +76,148 | New | Q4 2025 | Feb 02, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | New | 70,727 | 2,481 | 0.1% | — | 10 | +70,727 | New | Q4 2025 | Feb 17, 2026 |
| NORTH STAR ASSET MANAGEMENT INC | History | Reduced | 68,080 | 2,388 | 0.1% | 0.1% | 11 | -950 | -1.38% | Q4 2025 | Feb 09, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 49,209 | 1,726 | 0.01% | 0.01% | 12 | +6,694 | 15.75% | Q4 2025 | Feb 12, 2026 |
| UBS Group AG | History | Added to | 47,666 | 1,672 | 0.0% | 0.0% | 13 | +927 | 1.98% | Q4 2025 | Jan 29, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 44,185 | 1,550 | 0.0% | 0.0% | 14 | +3,948 | 9.81% | Q4 2025 | Feb 05, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 43,840 | 1,537 | 0.0% | 0.0% | 15 | -5,503 | -11.15% | Q4 2025 | Feb 17, 2026 |
| Gilliland Jeter Wealth Management LLC | History | Reduced | 36,269 | 1,272 | 0.38% | 0.41% | 16 | -527 | -1.43% | Q4 2025 | Jan 23, 2026 |
| Chancellor Financial Group WB LP | History | Added to | 30,988 | 1,087 | 0.74% | 0.78% | 17 | +118 | 0.38% | Q4 2025 | Feb 05, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 28,394 | 996 | 0.01% | 0.01% | 18 | -1,339 | -4.5% | Q4 2025 | Feb 02, 2026 |
| Mariner, LLC | History | Added to | 27,765 | 973 | 0.0% | 0.0% | 19 | +8,643 | 45.2% | Q4 2025 | Feb 13, 2026 |
| World Investment Advisors | History | Reduced | 27,590 | 967 | 0.02% | 0.02% | 20 | -769 | -2.71% | Q4 2025 | Mar 12, 2026 |
| HighTower Advisors, LLC | History | Added to | 26,169 | 918 | 0.0% | 0.0% | 21 | +9,875 | 60.61% | Q4 2025 | Feb 06, 2026 |
| Samalin Investment Counsel, LLC | History | Added to | 25,963 | 910 | 0.32% | 0.32% | 22 | +228 | 0.89% | Q4 2025 | Jan 30, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 24,540 | 860 | 0.0% | 0.0% | 23 | -600 | -2.39% | Q4 2025 | Feb 17, 2026 |
| Private Advisor Group, LLC | History | Added to | 23,165 | 812 | 0.0% | 0.0% | 24 | +1,829 | 8.57% | Q4 2025 | Feb 17, 2026 |
| Tennessee Valley Asset Management Partners | History | Added to | 20,694 | 725 | 0.09% | 0.1% | 25 | +13 | 0.06% | Q4 2025 | Feb 05, 2026 |
| Triumph Capital Management | History | Added to | 19,372 | 679 | 0.15% | 0.19% | 26 | +39 | 0.2% | Q4 2025 | Feb 12, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 16,462 | 577 | 0.0% | 0.0% | 27 | +224 | 1.38% | Q4 2025 | Feb 17, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 14,451 | 506 | 0.0% | 0.0% | 28 | -306 | -2.07% | Q4 2025 | Feb 13, 2026 |
| STEPHENS INC /AR/ | History | Added to | 14,105 | 494 | 0.01% | 0.01% | 29 | +1,541 | 12.27% | Q4 2025 | Feb 05, 2026 |
| PEAPACK GLADSTONE FINANCIAL CORP | History | Reduced | 13,848 | 486 | 0.01% | 0.01% | 30 | -294 | -2.08% | Q4 2025 | Feb 10, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 13,802 | 484 | 0.0% | 0.0% | 31 | -362 | -2.56% | Q4 2025 | Feb 12, 2026 |
| AlphaCore Capital LLC | History | Reduced | 13,792 | 483 | 0.01% | 0.03% | 32 | -8,255 | -37.44% | Q4 2025 | Feb 05, 2026 |
| BENJAMIN EDWARDS INC | History | Added to | 13,391 | 469 | 0.01% | 0.01% | 33 | +213 | 1.62% | Q4 2025 | Feb 02, 2026 |
| Logan Stone Capital, LLC | History | New | 12,670 | 444 | 0.11% | — | 34 | +12,670 | New | Q4 2025 | Feb 17, 2026 |
| J.W. COLE ADVISORS, INC. | History | Added to | 12,310 | 431 | 0.01% | 0.01% | 35 | +122 | 1.0% | Q4 2025 | Feb 11, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | New | 11,160 | 391 | 0.03% | — | 36 | +11,160 | New | Q4 2025 | Feb 13, 2026 |
| Institute for Wealth Management, LLC. | History | No change | 10,784 | 378 | 0.04% | 0.04% | 37 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| Shaker Financial Services, LLC | History | New | 10,576 | 371 | 0.12% | — | 38 | +10,576 | New | Q4 2025 | Jan 26, 2026 |
| Focus Partners Wealth | History | Added to | 10,002 | 350 | 0.0% | 0.0% | 39 | +4,237 | 73.5% | Q4 2025 | Feb 13, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 9,006 | 315 | 0.0% | 0.0% | 40 | -1,811 | -16.74% | Q4 2025 | Jan 29, 2026 |
| Redwood Wealth Management Group, LLC | History | No change | 8,829 | 309 | 0.13% | 0.13% | 41 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| Abel Hall, LLC | History | No change | 8,000 | 280 | 0.07% | 0.12% | 42 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| XTX Topco Ltd | History | New | 7,766 | 272 | 0.01% | — | 43 | +7,766 | New | Q4 2025 | Feb 17, 2026 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | History | New | 7,538 | 264 | 0.02% | — | 44 | +7,538 | New | Q4 2025 | Feb 13, 2026 |
| Sowell Financial Services LLC | History | New | 7,319 | 256 | 0.01% | — | 45 | +7,319 | New | Q4 2025 | Jan 21, 2026 |
| Cetera Investment Advisers | History | Added to | 7,100 | 249 | 0.0% | 0.0% | 46 | +14 | 0.2% | Q4 2025 | Feb 17, 2026 |
| Creative Planning | History | Added to | 6,599 | 231 | 0.0% | 0.0% | 47 | +21 | 0.32% | Q4 2025 | Feb 17, 2026 |
| COMERICA BANK | History | Added to | 5,233 | 183 | 0.0% | 0.0% | 48 | +200 | 3.97% | Q4 2025 | Jan 29, 2026 |
| Allworth Financial LP | History | New | 4,498 | 157 | 0.0% | — | 49 | +4,498 | New | Q4 2025 | Feb 05, 2026 |
| CENTAURUS FINANCIAL, INC. | History | Added to | 2,868 | 101 | 0.0% | 0.0% | 50 | +38 | 1.34% | Q4 2025 | Feb 13, 2026 |
| NewEdge Advisors, LLC | History | Added to | 2,076 | 72 | 0.0% | 0.0% | 51 | +1,000 | 92.94% | Q4 2025 | Feb 18, 2026 |
| PRIVATE TRUST CO NA | History | No change | 2,000 | 70 | 0.01% | 0.01% | 52 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 1,817 | 63 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| MAI Capital Management | History | No change | 1,740 | 61 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | New | 1,625 | 57 | 0.0% | — | 55 | +1,625 | New | Q4 2025 | Feb 03, 2026 |
| THOMPSON INVESTMENT MANAGEMENT, INC. | History | No change | 1,616 | 56 | 0.01% | 0.01% | 56 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Farther Finance Advisors, LLC | History | New | 1,225 | 42 | 0.0% | — | 57 | +1,225 | New | Q4 2025 | Jan 23, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 1,000 | 35 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| TOTH FINANCIAL ADVISORY CORP | History | Added to | 931 | 32 | 0.0% | 0.0% | 59 | +61 | 7.01% | Q4 2025 | Jan 20, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 600 | 21 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Plante Moran Financial Advisors, LLC | History | New | 585 | 20 | 0.0% | — | 61 | +585 | New | Q4 2025 | Feb 05, 2026 |
| CWM, LLC | History | Reduced | 514 | 18 | 0.0% | 0.0% | 62 | -62 | -10.76% | Q4 2025 | Jan 26, 2026 |
| Smartleaf Asset Management LLC | History | No change | 503 | 17 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| McIlrath & Eck, LLC | History | New | 425 | 14 | 0.0% | — | 64 | +425 | New | Q4 2025 | Feb 03, 2026 |
| SFAM, LLC | History | New | 300 | 10 | 0.01% | — | 66 | +300 | New | Q4 2025 | Feb 12, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 300 | 10 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Mountain Hill Investment Partners Corp. | History | No change | 300 | 10 | 0.01% | 0.01% | 67 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Spire Wealth Management | History | No change | 277 | 9 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| EASTERN BANK | History | No change | 250 | 8 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Bogart Wealth, LLC | History | No change | 231 | 8 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| AdvisorNet Financial, Inc | History | No change | 200 | 7 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| Navigoe, LLC | History | No change | 200 | 7 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| Global Wealth Strategies & Associates | History | No change | 180 | 6 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q4 2025 | Jan 02, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 154 | 5 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Global Retirement Partners, LLC | History | No change | 171 | 5 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 125 | 4 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Tidemark, LLC | History | No change | 125 | 4 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Monetary Solutions, Ltd | History | New | 100 | 3 | 0.0% | — | 79 | +100 | New | Q4 2025 | Feb 23, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 100 | 3 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| CoreCap Advisors, LLC | History | No change | 50 | 1 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q4 2025 | Jan 13, 2026 |
| Cornerstone Advisors, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -56,349 | -100.0% | Q3 2025 | Nov 07, 2025 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -6,256 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Avidian Wealth Enterprises, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -5,789 | -100.0% | Q3 2025 | Oct 30, 2025 |
| HANTZ FINANCIAL SERVICES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q3 2025 | Nov 05, 2025 |
| Russell Investments Group, Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -340 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Geneos Wealth Management Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -165 | -100.0% | Q3 2025 | Oct 22, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -97 | -100.0% | Q3 2025 | Nov 18, 2025 |
| JONES FINANCIAL COMPANIES LLLP | History | Closed out | 0 | 0 | — | — | — | -22 | -100.0% | Q3 2025 | Nov 04, 2025 |
| Blue Trust, Inc. | History | Reduced | 18 | 0 | — | 0.0% | — | -10 | -35.71% | Q4 2025 | Jan 16, 2026 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | — | — | -5 | -100.0% | Q3 2025 | Nov 14, 2025 |
| HUNTINGTON NATIONAL BANK | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |