BlackRock Technology & Private Equity Term Trust - BTX
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 10,650,939 | 96,177 | 0.01% | 0.0% | 1 | +606,791 | 6.04% | Q2 2026 | Aug 13, 2026 |
| LAZARD ASSET MANAGEMENT LLC | History | Added to | 4,381,111 | 39,561 | 0.06% | 0.04% | 2 | +1,016,636 | 30.22% | Q2 2026 | Aug 14, 2026 |
| Saba Capital Management, L.P. | History | Added to | 3,116,387 | 28,140 | 0.72% | 0.14% | 3 | +2,352,190 | 307.8% | Q2 2026 | Aug 14, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Added to | 2,737,496 | 24,719 | 1.18% | 0.85% | 4 | +167,458 | 6.52% | Q2 2026 | Aug 14, 2026 |
| Invesco Ltd. | History | Added to | 1,835,080 | 16,570 | 0.0% | 0.0% | 5 | +56,911 | 3.2% | Q2 2026 | Aug 14, 2026 |
| Penserra Capital Management LLC | History | Added to | 1,128,395 | 10,189 | 0.08% | 0.08% | 6 | +43,052 | 3.97% | Q2 2026 | Aug 13, 2026 |
| Advisors Asset Management, Inc. | History | Added to | 810,188 | 7,315 | 0.11% | 0.08% | 7 | +94,250 | 13.16% | Q2 2026 | Aug 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 778,442 | 7,029 | 0.0% | 0.0% | 8 | -36,733 | -4.51% | Q2 2026 | Aug 14, 2026 |
| Atlas Wealth LLC | History | New | 646,261 | 5,835 | 0.83% | — | 9 | +646,261 | New | Q2 2026 | Jul 28, 2026 |
| Z3 Capital Partners, LLC | History | Added to | 628,692 | 5,677 | 1.19% | 0.92% | 10 | +78,133 | 14.19% | Q2 2026 | Jul 28, 2026 |
| UBS Group AG | History | Added to | 600,373 | 5,421 | 0.0% | 0.0% | 11 | +19,159 | 3.3% | Q2 2026 | Aug 13, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | Added to | 515,402 | 4,654 | 1.43% | 0.63% | 12 | +234,649 | 83.58% | Q2 2026 | Aug 10, 2026 |
| Quantedge Capital Pte Ltd | History | Reduced | 513,279 | 4,634 | 3.51% | 4.29% | 13 | -673,900 | -56.76% | Q2 2026 | Aug 06, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 473,264 | 4,273 | 0.01% | 0.0% | 14 | +144,678 | 44.03% | Q2 2026 | Aug 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 439,767 | 3,971 | 0.0% | 0.0% | 15 | -8,232 | -1.84% | Q2 2026 | Aug 14, 2026 |
| NewEdge Advisors, LLC | History | Added to | 414,875 | 3,746 | 0.01% | 0.0% | 16 | +221,371 | 114.4% | Q2 2026 | Aug 12, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 374,103 | 3,378 | 0.42% | 0.29% | 17 | +68,020 | 22.22% | Q2 2026 | Aug 05, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 358,183 | 3,235 | 0.0% | 0.0% | 18 | -14,287 | -3.84% | Q2 2026 | Aug 14, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 335,618 | 3,030 | 0.0% | 0.0% | 19 | -111,165 | -24.88% | Q2 2026 | Aug 14, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 223,321 | 2,016 | 0.02% | 0.02% | 20 | +5,939 | 2.73% | Q2 2026 | Aug 03, 2026 |
| Senvest Management, LLC | History | New | 200,000 | 1,806 | 0.05% | — | 21 | +200,000 | New | Q2 2026 | Aug 13, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 174,363 | 1,574 | 0.0% | 0.0% | 22 | +59,288 | 51.52% | Q2 2026 | Aug 14, 2026 |
| Quantinno Capital Management LP | History | Reduced | 145,093 | 1,310 | 0.0% | 0.0% | 23 | -13,075 | -8.27% | Q2 2026 | Aug 13, 2026 |
| LPL Financial LLC | History | Added to | 138,908 | 1,254 | 0.0% | 0.0% | 24 | +53,323 | 62.3% | Q2 2026 | Aug 07, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 132,839 | 1,199 | 0.01% | 0.0% | 25 | +106,442 | 403.24% | Q2 2026 | Aug 13, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | New | 122,256 | 1,104 | 0.0% | — | 26 | +122,256 | New | Q2 2026 | Jul 27, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 116,770 | 1,054 | 0.0% | 0.0% | 27 | +47,154 | 67.73% | Q2 2026 | Aug 14, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 106,051 | 957 | 0.0% | 0.0% | 28 | +43,185 | 68.69% | Q2 2026 | Aug 12, 2026 |
| HighTower Advisors, LLC | History | Reduced | 96,132 | 868 | 0.0% | 0.0% | 29 | -7,720 | -7.43% | Q2 2026 | Aug 05, 2026 |
| Sanctuary Advisors, LLC | History | Reduced | 92,306 | 833 | 0.0% | 0.0% | 30 | -827 | -0.89% | Q2 2026 | Aug 13, 2026 |
| SHP Wealth Management | History | New | 89,671 | 809 | 0.06% | — | 31 | +89,671 | New | Q2 2026 | Aug 11, 2026 |
| COHEN & STEERS, INC. | History | New | 80,000 | 722 | 0.0% | — | 32 | +80,000 | New | Q2 2026 | Aug 14, 2026 |
| CHAPIN DAVIS, INC. | History | Added to | 77,576 | 700 | 0.12% | 0.11% | 33 | +3,028 | 4.06% | Q2 2026 | Jul 07, 2026 |
| CHOREO, LLC | History | Added to | 61,908 | 559 | 0.01% | 0.0% | 34 | +1,533 | 2.54% | Q2 2026 | Aug 04, 2026 |
| FIRST TRUST ADVISORS LP | History | New | 60,189 | 543 | 0.0% | — | 35 | +60,189 | New | Q2 2026 | Aug 11, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 56,735 | 512 | 0.01% | 0.01% | 36 | -5,425 | -8.73% | Q2 2026 | Jul 28, 2026 |
| SeaCrest Wealth Management, LLC | History | Reduced | 52,113 | 470 | 0.05% | 0.04% | 37 | -7,976 | -13.27% | Q2 2026 | Jul 09, 2026 |
| Janney Montgomery Scott LLC | History | New | 51,390 | 464 | 0.0% | — | 38 | +51,390 | New | Q2 2026 | Aug 05, 2026 |
| Concurrent Investment Advisors, LLC | History | Reduced | 50,244 | 453 | 0.0% | 0.0% | 39 | -1,175 | -2.29% | Q2 2026 | Jul 27, 2026 |
| Global Retirement Partners, LLC | History | New | 47,224 | 426 | 0.01% | — | 40 | +47,224 | New | Q2 2026 | Aug 06, 2026 |
| WESTBOURNE INVESTMENTS, INC. | History | New | 42,900 | 387 | 0.16% | — | 41 | +42,900 | New | Q2 2026 | Aug 11, 2026 |
| Indivisible Partners | History | Reduced | 41,679 | 376 | 0.02% | 0.03% | 42 | -4,022 | -8.8% | Q2 2026 | Aug 04, 2026 |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | History | New | 40,697 | 367 | 0.05% | — | 43 | +40,697 | New | Q2 2026 | Jul 20, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 37,989 | 343 | 0.0% | 0.0% | 44 | +13,326 | 54.03% | Q2 2026 | Aug 14, 2026 |
| Closed-End Fund Advisors, Inc. | History | Added to | 36,438 | 329 | 0.32% | 0.15% | 45 | +14,455 | 65.76% | Q2 2026 | Jul 27, 2026 |
| XTX Topco Ltd | History | Added to | 35,331 | 319 | 0.0% | 0.0% | 46 | +10 | 0.03% | Q2 2026 | Aug 14, 2026 |
| Merit Financial Group, LLC | History | Added to | 35,254 | 318 | 0.0% | 0.0% | 47 | +1,041 | 3.04% | Q2 2026 | Jul 20, 2026 |
| CENTRAL TRUST Co | History | No change | 35,200 | 317 | 0.01% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Virtus Investment Advisers, LLC | History | Reduced | 34,761 | 313 | 0.07% | 0.15% | 49 | -49,545 | -58.77% | Q2 2026 | Aug 11, 2026 |
| MGO ONE SEVEN LLC | History | New | 34,276 | 309 | 0.01% | — | 50 | +34,276 | New | Q2 2026 | Jul 31, 2026 |
| Cetera Investment Advisers | History | Added to | 33,440 | 301 | 0.0% | 0.0% | 51 | +11,436 | 51.97% | Q2 2026 | Aug 12, 2026 |
| TrueMark Investments, LLC | History | Added to | 31,814 | 287 | 0.04% | 0.04% | 52 | +2,106 | 7.09% | Q2 2026 | Jul 22, 2026 |
| CITADEL ADVISORS LLC | History | New | 31,701 | 286 | 0.0% | — | 53 | +31,701 | New | Q2 2026 | Sep 02, 2026 |
| Mariner, LLC | History | Added to | 30,756 | 277 | 0.0% | 0.0% | 54 | +311 | 1.02% | Q2 2026 | Aug 13, 2026 |
| ACCREDITED INVESTOR SERVICES, LLC | History | Reduced | 30,428 | 274 | 0.15% | 0.14% | 55 | -2,353 | -7.18% | Q2 2026 | Aug 05, 2026 |
| CSS LLC/IL | History | Added to | 30,100 | 271 | 0.01% | 0.01% | 56 | +1,400 | 4.88% | Q2 2026 | Aug 14, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | Added to | 29,321 | 264 | 0.02% | 0.01% | 58 | +2,126 | 7.82% | Q2 2026 | Aug 12, 2026 |
| RFG Advisory, LLC | History | Added to | 29,297 | 264 | 0.0% | 0.0% | 57 | +966 | 3.41% | Q2 2026 | Jul 15, 2026 |
| PARK AVENUE SECURITIES LLC | History | New | 29,025 | 262 | 0.0% | — | 59 | +29,025 | New | Q2 2026 | Jul 20, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 27,045 | 244 | 0.0% | 0.0% | 60 | +5,126 | 23.39% | Q2 2026 | Jul 29, 2026 |
| Allspring Global Investments Holdings, LLC | History | New | 25,100 | 226 | 0.0% | — | 61 | +25,100 | New | Q2 2026 | Aug 13, 2026 |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | History | No change | 24,905 | 224 | 0.01% | 0.01% | 62 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | History | New | 20,560 | 185 | 0.02% | — | 63 | +20,560 | New | Q2 2026 | Jul 09, 2026 |
| Advisory Services Network, LLC | History | No change | 20,368 | 183 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Lido Advisors, LLC | History | Added to | 20,118 | 181 | 0.0% | 0.0% | 65 | +32 | 0.16% | Q2 2026 | Aug 07, 2026 |
| Vestmark Advisory Solutions, Inc. | History | No change | 19,772 | 178 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ELEVATION POINT WEALTH PARTNERS, LLC | History | No change | 19,772 | 178 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Kovack Advisors, Inc. | History | No change | 18,809 | 169 | 0.01% | 0.01% | 68 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| PFG Investments, LLC | History | Reduced | 18,288 | 165 | 0.01% | 0.01% | 69 | -367 | -1.97% | Q2 2026 | Jul 23, 2026 |
| Virtu Financial LLC | History | New | 17,851 | 161 | 0.01% | — | 70 | +17,851 | New | Q2 2026 | Aug 13, 2026 |
| Creative Planning | History | No change | 16,962 | 153 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Added to | 16,310 | 147 | 0.01% | 0.01% | 72 | +538 | 3.41% | Q2 2026 | Aug 07, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 14,979 | 135 | 0.0% | 0.0% | 73 | -62,913 | -80.77% | Q2 2026 | Aug 14, 2026 |
| Occidental Asset Management, LLC | History | Added to | 15,037 | 135 | 0.01% | 0.01% | 74 | +959 | 6.81% | Q2 2026 | Aug 07, 2026 |
| HB Wealth Management, LLC | History | New | 14,704 | 132 | 0.0% | — | 75 | +14,704 | New | Q2 2026 | Jul 29, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | Added to | 14,613 | 131 | 0.0% | 0.0% | 76 | +276 | 1.93% | Q2 2026 | Aug 10, 2026 |
| Successful Portfolios LLC | History | Reduced | 15,174 | 130 | 0.06% | 0.05% | 77 | -101 | -0.66% | Q2 2026 | Jul 14, 2026 |
| HRT FINANCIAL LP | History | New | 14,360 | 129 | 0.0% | — | 78 | +14,360 | New | Q2 2026 | Aug 14, 2026 |
| CreativeOne Wealth, LLC | History | Reduced | 13,750 | 124 | 0.0% | 0.0% | 79 | -2,772 | -16.78% | Q2 2026 | Aug 13, 2026 |
| David J Yvars Group | History | Added to | 13,790 | 124 | 0.06% | 0.05% | 80 | +101 | 0.74% | Q2 2026 | Jul 07, 2026 |
| Tactive Advisors, LLC | History | Added to | 13,214 | 119 | 0.03% | 0.02% | 81 | +99 | 0.75% | Q2 2026 | Jul 08, 2026 |
| City State Bank | History | No change | 12,913 | 116 | 0.03% | 0.02% | 82 | 0 | 0.0% | Q2 2026 | Jul 14, 2026 |
| WHITTIER TRUST CO | History | New | 12,500 | 108 | 0.0% | — | 84 | +12,500 | New | Q2 2026 | Jul 27, 2026 |
| Moors & Cabot, Inc. | History | No change | 12,000 | 108 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| PCM Encore, LLC | History | Reduced | 11,873 | 107 | 0.02% | 0.02% | 85 | -214 | -1.77% | Q2 2026 | Aug 11, 2026 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | History | Reduced | 11,840 | 106 | 0.01% | 0.01% | 86 | -3,060 | -20.54% | Q2 2026 | Jul 31, 2026 |
| BARRETT & COMPANY, INC. | History | Added to | 11,461 | 103 | 0.03% | 0.03% | 87 | +118 | 1.04% | Q2 2026 | Jul 24, 2026 |
| NewEdge Wealth, LLC | History | No change | 10,767 | 97 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| &PARTNERS | History | Reduced | 10,692 | 96 | 0.0% | 0.0% | 89 | -497 | -4.44% | Q2 2026 | Aug 14, 2026 |
| Sowell Financial Services LLC | History | Added to | 10,544 | 95 | 0.0% | 0.0% | 91 | +147 | 1.41% | Q2 2026 | Jul 17, 2026 |
| SUSQUEHANNA ADVISORS GROUP, INC. | History | No change | 10,600 | 95 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SouthState Bank Corp | History | No change | 10,413 | 94 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Ignite Planners, LLC | History | No change | 10,286 | 92 | 0.01% | 0.01% | 93 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| FIFTH THIRD BANCORP | History | Added to | 10,116 | 91 | 0.0% | 0.0% | 94 | +1,458 | 16.84% | Q2 2026 | Aug 05, 2026 |
| Bulldog Investors, LLP | History | New | 10,000 | 90 | 0.02% | — | 96 | +10,000 | New | Q2 2026 | Aug 14, 2026 |
| BAXTER BROS INC | History | No change | 10,000 | 90 | 0.01% | 0.01% | 95 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| CoreCap Advisors, LLC | History | New | 9,600 | 86 | 0.0% | — | 97 | +9,600 | New | Q2 2026 | Jul 06, 2026 |
| Plancorp, LLC | History | No change | 10,000 | 83 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q2 2026 | Jul 14, 2026 |
| CWM, LLC | History | No change | 9,974 | 65 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| WPG Advisers, LLC | History | Added to | 7,185 | 64 | 0.04% | 0.03% | 100 | +130 | 1.84% | Q2 2026 | Aug 05, 2026 |
| BlackRock, Inc. | History | Reduced | 5,000 | 45 | 0.0% | 0.0% | 101 | -2,443 | -32.82% | Q2 2026 | Aug 07, 2026 |
| US BANCORP \DE\ | History | Added to | 4,000 | 36 | 0.0% | 0.0% | 102 | +2,500 | 166.67% | Q2 2026 | Aug 12, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 3,278 | 29 | 0.0% | 0.0% | 103 | +2,043 | 165.43% | Q2 2026 | Aug 12, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Reduced | 3,000 | 27 | 0.0% | 0.01% | 104 | -209,686 | -98.59% | Q2 2026 | Aug 10, 2026 |
| IFP Advisors, Inc | History | New | 2,567 | 23 | 0.0% | — | 105 | +2,567 | New | Q2 2026 | Jul 20, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 2,447 | 22 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| CULLEN/FROST BANKERS, INC. | History | Added to | 2,053 | 18 | 0.0% | 0.0% | 107 | +14 | 0.69% | Q2 2026 | Jul 27, 2026 |
| EASTERN BANK | History | No change | 1,867 | 16 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q2 2026 | Jul 01, 2026 |
| Tower Research Capital LLC (TRC) | History | New | 1,611 | 14 | 0.0% | — | 109 | +1,611 | New | Q2 2026 | Aug 11, 2026 |
| IFG Advisory, LLC | History | New | 1,608 | 14 | 0.0% | — | 110 | +1,608 | New | Q2 2026 | Aug 13, 2026 |
| Quent Capital, LLC | History | New | 1,500 | 13 | 0.0% | — | 111 | +1,500 | New | Q2 2026 | Aug 07, 2026 |
| Clark Wealth Partners | History | No change | 1,340 | 12 | 0.01% | 0.01% | 112 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Osbon Capital Management LLC | History | Added to | 1,252 | 11 | 0.01% | 0.01% | 113 | +23 | 1.87% | Q2 2026 | Aug 13, 2026 |
| Investors Research Corp | History | No change | 848 | 7 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q2 2026 | Jul 10, 2026 |
| SWAN Capital LLC | History | No change | 340 | 3 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WHITTIER TRUST CO OF NEVADA INC | History | No change | 352 | 2 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Ancora Advisors LLC | History | No change | 250 | 2 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ABSOLUTE INVESTMENT ADVISERS, LLC | History | Closed out | 0 | 0 | — | 1.2% | — | -1,549,398 | -100.0% | Q2 2026 | Jul 21, 2026 |
| Quarry LP | History | Closed out | 0 | 0 | — | 0.81% | — | -682,532 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Matisse Capital | History | Closed out | 0 | 0 | — | 1.67% | — | -593,000 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Private Advisor Group, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -292,211 | -100.0% | Q2 2026 | Jul 27, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -164,835 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Shaker Financial Services, LLC | History | Closed out | 0 | 0 | — | 0.32% | — | -138,908 | -100.0% | Q2 2026 | Jul 15, 2026 |
| WESTWOOD HOLDINGS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -18,300 | -100.0% | Q2 2026 | Aug 14, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Closed out | 0 | 0 | — | 0.01% | — | -17,135 | -100.0% | Q2 2026 | Aug 07, 2026 |
| Samalin Investment Counsel, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -16,366 | -100.0% | Q2 2026 | Jul 27, 2026 |
| Delta Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -13,250 | -100.0% | Q2 2026 | Aug 13, 2026 |
| KING LUTHER CAPITAL MANAGEMENT CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -11,063 | -100.0% | Q2 2026 | Aug 10, 2026 |
| Catalyst Funds Management Pty Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -10,900 | -100.0% | Q2 2026 | Aug 10, 2026 |
| Caldwell Trust Co | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q2 2026 | Aug 03, 2026 |
| Root Financial Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -847 | -100.0% | Q2 2026 | Jul 29, 2026 |
| MAI Capital Management | History | Closed out | 0 | 0 | — | 0.0% | — | -684 | -100.0% | Q2 2026 | Aug 14, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q2 2026 | Jul 15, 2026 |
| Estabrook Capital Management | History | New | 25 | 0 | — | — | — | +25 | New | Q2 2026 | Aug 13, 2026 |
| Kennebec Savings Bank | History | New | 13 | 0 | — | — | — | +13 | New | Q2 2026 | Jul 13, 2026 |
| Prestige Wealth Management Group LLC | History | No change | 47 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |