BlackRock Technology & Private Equity Term Trust - BTX
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | No change | 10,650,939 | 96,177 | 0.01% | 0.01% | 1 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| LAZARD ASSET MANAGEMENT LLC | History | No change | 4,381,111 | 39,561 | 0.06% | 0.06% | 2 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Saba Capital Management, L.P. | History | No change | 3,116,387 | 28,140 | 0.72% | 0.72% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | No change | 2,737,496 | 24,719 | 1.18% | 1.18% | 4 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Invesco Ltd. | History | No change | 1,835,080 | 16,570 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Penserra Capital Management LLC | History | No change | 1,128,395 | 10,189 | 0.08% | 0.08% | 6 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Advisors Asset Management, Inc. | History | No change | 810,188 | 7,315 | 0.11% | 0.11% | 7 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 778,442 | 7,029 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Atlas Wealth LLC | History | No change | 646,261 | 5,835 | 0.83% | 0.83% | 9 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Z3 Capital Partners, LLC | History | No change | 628,692 | 5,677 | 1.19% | 1.19% | 10 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| UBS Group AG | History | No change | 600,373 | 5,421 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | No change | 515,402 | 4,654 | 1.43% | 1.43% | 12 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Quantedge Capital Pte Ltd | History | No change | 513,279 | 4,634 | 3.51% | 3.51% | 13 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 473,264 | 4,273 | 0.01% | 0.01% | 14 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 439,767 | 3,971 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NewEdge Advisors, LLC | History | No change | 414,875 | 3,746 | 0.01% | 0.01% | 16 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 374,976 | 3,367 | 0.4% | 0.42% | 17 | +873 | 0.23% | Q3 2026 | Oct 29, 2026 |
| ROYAL BANK OF CANADA | History | No change | 358,183 | 3,235 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 335,618 | 3,030 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Allspring Global Investments Holdings, LLC | History | Added to | 305,698 | 2,745 | 0.0% | 0.0% | 20 | +280,598 | 1117.92% | Q3 2026 | Nov 04, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 227,594 | 2,043 | 0.02% | 0.02% | 21 | +4,273 | 1.91% | Q3 2026 | Oct 26, 2026 |
| Senvest Management, LLC | History | No change | 200,000 | 1,806 | 0.05% | 0.05% | 22 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| JANE STREET GROUP, LLC | History | No change | 174,363 | 1,574 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Quantinno Capital Management LP | History | No change | 145,093 | 1,310 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| LPL Financial LLC | History | No change | 138,908 | 1,254 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 132,839 | 1,199 | 0.01% | 0.01% | 26 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 125,761 | 1,129 | 0.0% | 0.0% | 27 | +3,505 | 2.87% | Q3 2026 | Nov 02, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 116,770 | 1,054 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 106,051 | 957 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| HighTower Advisors, LLC | History | No change | 96,132 | 868 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Sanctuary Advisors, LLC | History | No change | 92,306 | 833 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SHP Wealth Management | History | No change | 89,671 | 809 | 0.06% | 0.06% | 32 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | History | Added to | 77,516 | 728 | 0.09% | 0.05% | 33 | +36,819 | 90.47% | Q3 2026 | Oct 20, 2026 |
| COHEN & STEERS, INC. | History | No change | 80,000 | 722 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CHAPIN DAVIS, INC. | History | Reduced | 76,804 | 689 | 0.13% | 0.12% | 35 | -772 | -1.0% | Q3 2026 | Oct 08, 2026 |
| FIRST TRUST ADVISORS LP | History | No change | 60,189 | 543 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 52,604 | 472 | 0.01% | 0.01% | 37 | -4,131 | -7.28% | Q3 2026 | Oct 22, 2026 |
| Janney Montgomery Scott LLC | History | No change | 51,390 | 464 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| CHOREO, LLC | History | Reduced | 50,946 | 457 | 0.0% | 0.01% | 39 | -10,962 | -17.71% | Q3 2026 | Oct 28, 2026 |
| Concurrent Investment Advisors, LLC | History | Reduced | 48,709 | 437 | 0.0% | 0.0% | 40 | -1,535 | -3.06% | Q3 2026 | Oct 16, 2026 |
| Global Retirement Partners, LLC | History | No change | 47,224 | 426 | 0.01% | 0.01% | 41 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| SeaCrest Wealth Management, LLC | History | Reduced | 47,346 | 425 | 0.05% | 0.05% | 42 | -4,767 | -9.15% | Q3 2026 | Oct 21, 2026 |
| WESTBOURNE INVESTMENTS, INC. | History | No change | 42,900 | 387 | 0.16% | 0.16% | 43 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Indivisible Partners | History | Added to | 41,923 | 376 | 0.02% | 0.02% | 44 | +244 | 0.59% | Q3 2026 | Oct 26, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 37,989 | 343 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Closed-End Fund Advisors, Inc. | History | Reduced | 36,408 | 326 | 0.34% | 0.32% | 46 | -30 | -0.08% | Q3 2026 | Nov 04, 2026 |
| D.A. DAVIDSON & CO. | History | New | 35,804 | 321 | 0.0% | — | 47 | +35,804 | New | Q3 2026 | Oct 27, 2026 |
| XTX Topco Ltd | History | No change | 35,331 | 319 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Merit Financial Group, LLC | History | No change | 35,254 | 318 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| CENTRAL TRUST Co | History | No change | 35,200 | 317 | 0.01% | 0.01% | 50 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Virtus Investment Advisers, LLC | History | No change | 34,761 | 313 | 0.07% | 0.07% | 51 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Cetera Investment Advisers | History | No change | 33,440 | 301 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| TrueMark Investments, LLC | History | No change | 31,814 | 287 | 0.04% | 0.04% | 53 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| CITADEL ADVISORS LLC | History | No change | 31,701 | 286 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| Mariner, LLC | History | No change | 30,756 | 277 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CSS LLC/IL | History | No change | 30,100 | 271 | 0.01% | 0.01% | 56 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | No change | 29,321 | 264 | 0.02% | 0.02% | 57 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| MGO ONE SEVEN LLC | History | Reduced | 29,199 | 262 | 0.0% | 0.01% | 58 | -5,077 | -14.81% | Q3 2026 | Oct 28, 2026 |
| PARK AVENUE SECURITIES LLC | History | Reduced | 28,234 | 254 | 0.0% | 0.0% | 59 | -791 | -2.73% | Q3 2026 | Oct 26, 2026 |
| ACCREDITED INVESTOR SERVICES, LLC | History | Reduced | 27,893 | 250 | 0.14% | 0.15% | 60 | -2,535 | -8.33% | Q3 2026 | Oct 22, 2026 |
| RFG Advisory, LLC | History | Reduced | 25,797 | 231 | 0.0% | 0.0% | 61 | -3,500 | -11.95% | Q3 2026 | Nov 03, 2026 |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | History | No change | 24,905 | 224 | 0.01% | 0.01% | 62 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | History | No change | 20,560 | 185 | 0.02% | 0.02% | 63 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| Advisory Services Network, LLC | History | No change | 20,368 | 183 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Vestmark Advisory Solutions, Inc. | History | No change | 19,772 | 178 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ELEVATION POINT WEALTH PARTNERS, LLC | History | No change | 19,772 | 177 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Kovack Advisors, Inc. | History | No change | 18,809 | 169 | 0.01% | 0.01% | 67 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Creative Planning | History | Added to | 18,400 | 165 | 0.0% | 0.0% | 68 | +1,438 | 8.48% | Q3 2026 | Nov 02, 2026 |
| PFG Investments, LLC | History | No change | 18,288 | 165 | 0.01% | 0.01% | 69 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Virtu Financial LLC | History | No change | 17,851 | 161 | 0.01% | 0.01% | 70 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 17,055 | 153 | 0.0% | 0.0% | 71 | -9,990 | -36.94% | Q3 2026 | Nov 02, 2026 |
| Successful Portfolios LLC | History | No change | 15,174 | 140 | 0.06% | 0.06% | 72 | 0 | 0.0% | Q3 2026 | Oct 09, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 14,979 | 135 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Occidental Asset Management, LLC | History | Reduced | 14,987 | 134 | 0.01% | 0.01% | 74 | -50 | -0.33% | Q3 2026 | Nov 05, 2026 |
| Lido Advisors, LLC | History | Reduced | 14,636 | 131 | 0.0% | 0.0% | 75 | -5,482 | -27.25% | Q3 2026 | Nov 04, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | No change | 14,613 | 131 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| HRT FINANCIAL LP | History | No change | 14,360 | 129 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Reduced | 14,298 | 128 | 0.01% | 0.01% | 78 | -2,012 | -12.34% | Q3 2026 | Oct 27, 2026 |
| David J Yvars Group | History | Added to | 13,884 | 124 | 0.06% | 0.06% | 80 | +94 | 0.68% | Q3 2026 | Oct 09, 2026 |
| CreativeOne Wealth, LLC | History | No change | 13,750 | 124 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| City State Bank | History | No change | 12,913 | 115 | 0.03% | 0.03% | 81 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| BARRETT & COMPANY, INC. | History | Added to | 12,127 | 108 | 0.03% | 0.03% | 82 | +666 | 5.81% | Q3 2026 | Oct 22, 2026 |
| WHITTIER TRUST CO | History | No change | 12,500 | 108 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Moors & Cabot, Inc. | History | No change | 12,000 | 108 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| PCM Encore, LLC | History | No change | 11,873 | 107 | 0.02% | 0.02% | 85 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Plancorp, LLC | History | Added to | 12,000 | 101 | 0.0% | 0.0% | 86 | +2,000 | 20.0% | Q3 2026 | Nov 02, 2026 |
| HB Wealth Management, LLC | History | Reduced | 11,031 | 99 | 0.0% | 0.0% | 87 | -3,673 | -24.98% | Q3 2026 | Oct 23, 2026 |
| NewEdge Wealth, LLC | History | No change | 10,767 | 97 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Sowell Financial Services LLC | History | Added to | 10,692 | 96 | 0.0% | 0.0% | 90 | +148 | 1.4% | Q3 2026 | Oct 23, 2026 |
| &PARTNERS | History | No change | 10,692 | 96 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CoreCap Advisors, LLC | History | Added to | 10,600 | 95 | 0.0% | 0.0% | 92 | +1,000 | 10.42% | Q3 2026 | Oct 08, 2026 |
| SUSQUEHANNA ADVISORS GROUP, INC. | History | No change | 10,600 | 95 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SouthState Bank Corp | History | No change | 10,413 | 94 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| FIFTH THIRD BANCORP | History | No change | 10,116 | 91 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Bulldog Investors, LLP | History | No change | 10,000 | 90 | 0.02% | 0.02% | 95 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | History | Reduced | 10,000 | 89 | 0.01% | 0.01% | 96 | -1,840 | -15.54% | Q3 2026 | Oct 30, 2026 |
| BAXTER BROS INC | History | No change | 10,000 | 89 | 0.01% | 0.01% | 97 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| WPG Advisers, LLC | History | Reduced | 7,164 | 64 | 0.03% | 0.04% | 98 | -21 | -0.29% | Q3 2026 | Oct 27, 2026 |
| BlackRock, Inc. | History | No change | 5,000 | 45 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| US BANCORP \DE\ | History | No change | 4,000 | 36 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Noble Wealth Management PBC | History | New | 3,500 | 31 | 0.01% | — | 101 | +3,500 | New | Q3 2026 | Oct 01, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 3,278 | 29 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ASSETMARK, INC | History | New | 2,462 | 22 | 0.0% | — | 104 | +2,462 | New | Q3 2026 | Oct 21, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 2,447 | 22 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Farther Finance Advisors, LLC | History | New | 2,248 | 20 | 0.0% | — | 105 | +2,248 | New | Q3 2026 | Oct 08, 2026 |
| EASTERN BANK | History | No change | 1,867 | 16 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q3 2026 | Oct 05, 2026 |
| Tower Research Capital LLC (TRC) | History | No change | 1,611 | 14 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| IFG Advisory, LLC | History | No change | 1,608 | 14 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Quent Capital, LLC | History | No change | 1,500 | 13 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Clark Wealth Partners | History | No change | 1,340 | 12 | 0.01% | 0.01% | 110 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| Cassaday & Co Wealth Management LLC | History | New | 1,260 | 11 | 0.0% | — | 112 | +1,260 | New | Q3 2026 | Oct 27, 2026 |
| Osbon Capital Management LLC | History | No change | 1,252 | 11 | 0.01% | 0.01% | 111 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Root Financial Partners, LLC | History | New | 847 | 7 | 0.0% | — | 114 | +847 | New | Q3 2026 | Oct 21, 2026 |
| Investors Research Corp | History | No change | 848 | 7 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q3 2026 | Oct 07, 2026 |
| SWAN Capital LLC | History | No change | 340 | 3 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WHITTIER TRUST CO OF NEVADA INC | History | No change | 352 | 2 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Ancora Advisors LLC | History | No change | 250 | 2 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Tactive Advisors, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -13,214 | -100.0% | Q3 2026 | Oct 08, 2026 |
| Ignite Planners, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -10,286 | -100.0% | Q3 2026 | Oct 14, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,000 | -100.0% | Q3 2026 | Nov 02, 2026 |
| IFP Advisors, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -2,567 | -100.0% | Q3 2026 | Oct 16, 2026 |
| CULLEN/FROST BANKERS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -2,053 | -100.0% | Q3 2026 | Oct 28, 2026 |
| TRUST CO OF VERMONT | History | New | 20 | 0 | — | — | — | +20 | New | Q3 2026 | Oct 21, 2026 |
| Kennebec Savings Bank | History | Closed out | 0 | 0 | — | — | — | -13 | -100.0% | Q3 2026 | Oct 22, 2026 |
| Estabrook Capital Management | History | No change | 25 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Prestige Wealth Management Group LLC | History | No change | 47 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |