Carlyle Secured Lending, Inc. - CGBD
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Creative Planning | History | Reduced | 3,466,030 | 43,290 | 0.03% | 0.04% | 1 | -1,165,420 | -25.16% | Q4 2025 | Feb 17, 2026 |
| MORGAN STANLEY | History | Added to | 2,574,644 | 32,157 | 0.0% | 0.0% | 2 | +161,973 | 6.71% | Q4 2025 | Feb 13, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Added to | 1,900,728 | 23,740 | 1.12% | 0.86% | 3 | +699,586 | 58.24% | Q4 2025 | Feb 17, 2026 |
| VAN ECK ASSOCIATES CORP | History | Reduced | 1,692,268 | 21,136 | 0.02% | 0.02% | 4 | -137,251 | -7.5% | Q4 2025 | Feb 13, 2026 |
| CHOREO, LLC | History | Reduced | 1,385,100 | 17,604 | 0.22% | 0.25% | 5 | -73,608 | -5.05% | Q4 2025 | Jan 23, 2026 |
| North Ground Capital | History | Added to | 912,220 | 11,393 | 5.66% | 3.65% | 6 | +436,086 | 91.59% | Q4 2025 | Feb 12, 2026 |
| Invesco Ltd. | History | Reduced | 887,656 | 11,086 | 0.0% | 0.0% | 7 | -13,581 | -1.51% | Q4 2025 | Feb 19, 2026 |
| UBS Group AG | History | Added to | 862,260 | 10,769 | 0.0% | 0.0% | 8 | +226,776 | 35.69% | Q4 2025 | Jan 29, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Added to | 737,400 | 9,210 | 0.01% | 0.01% | 9 | +9,830 | 1.35% | Q4 2025 | Feb 17, 2026 |
| Muzinich & Co., Inc. | History | Added to | 736,442 | 9,198 | 2.89% | 2.41% | 10 | +236,524 | 47.31% | Q4 2025 | Jan 21, 2026 |
| Mariner, LLC | History | Added to | 543,895 | 6,839 | 0.01% | 0.01% | 11 | +874 | 0.16% | Q4 2025 | Feb 13, 2026 |
| Sumitomo Mitsui Trust Group, Inc. | History | Added to | 519,735 | 6,491 | 0.0% | 0.0% | 12 | +101,242 | 24.19% | Q4 2025 | Jan 23, 2026 |
| Legal & General Group Plc | History | Added to | 518,842 | 6,488 | 0.0% | 0.0% | 13 | +78,404 | 17.8% | Q4 2025 | Feb 09, 2026 |
| TORONTO DOMINION BANK | History | New | 500,000 | 6,245 | 0.01% | — | 14 | +500,000 | New | Q4 2025 | Feb 17, 2026 |
| BlackRock, Inc. | History | Added to | 494,132 | 6,171 | 0.0% | 0.0% | 15 | +1,003 | 0.2% | Q4 2025 | Feb 12, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 444,854 | 5,556 | 0.0% | — | 16 | +444,854 | New | Q4 2025 | Feb 17, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 428,516 | 5,352 | 0.01% | 0.01% | 17 | +96,245 | 28.97% | Q4 2025 | Mar 16, 2026 |
| LSV ASSET MANAGEMENT | History | Reduced | 366,750 | 4,581 | 0.01% | 0.01% | 18 | -26,700 | -6.79% | Q4 2025 | Feb 06, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 344,421 | 4,301 | 0.0% | 0.0% | 19 | -328,968 | -48.85% | Q4 2025 | Feb 17, 2026 |
| JANE STREET GROUP, LLC | History | New | 314,373 | 3,926 | 0.0% | — | 20 | +314,373 | New | Q4 2025 | Feb 12, 2026 |
| TWO SIGMA ADVISERS, LP | History | Reduced | 300,500 | 3,753 | 0.01% | 0.01% | 21 | -184,200 | -38.0% | Q4 2025 | Feb 17, 2026 |
| Centiva Capital, LP | History | New | 300,000 | 3,747 | 0.03% | — | 22 | +300,000 | New | Q4 2025 | Feb 13, 2026 |
| BI Asset Management Fondsmaeglerselskab A/S | History | Added to | 293,858 | 3,670 | 0.03% | 0.03% | 23 | +25,976 | 9.7% | Q4 2025 | Feb 11, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 269,719 | 3,368 | 0.0% | 0.0% | 24 | -1,580 | -0.58% | Q4 2025 | Feb 13, 2026 |
| Closed-End Fund Advisors, Inc. | History | New | 255,435 | 3,190 | 1.88% | — | 25 | +255,435 | New | Q4 2025 | Feb 11, 2026 |
| NOVARE CAPITAL MANAGEMENT LLC | History | Added to | 241,050 | 3,010 | 0.23% | 0.19% | 26 | +36,400 | 17.79% | Q4 2025 | Feb 05, 2026 |
| HAGER INVESTMENT MANAGEMENT SERVICES, LLC | History | Reduced | 224,204 | 2,800 | 1.53% | 1.6% | 27 | -12,254 | -5.18% | Q4 2025 | Jan 22, 2026 |
| Cliffwater LLC | History | No change | 207,319 | 2,589 | 0.54% | 0.55% | 28 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Advisors Asset Management, Inc. | History | Reduced | 203,725 | 2,544 | 0.04% | 0.05% | 29 | -32,442 | -13.74% | Q4 2025 | Feb 12, 2026 |
| Russell Investments Group, Ltd. | History | New | 202,640 | 2,530 | 0.0% | — | 30 | +202,640 | New | Q4 2025 | Feb 17, 2026 |
| TUDOR INVESTMENT CORP ET AL | History | New | 200,000 | 2,498 | 0.0% | — | 31 | +200,000 | New | Q4 2025 | Feb 17, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Added to | 176,354 | 2,202 | 0.08% | 0.08% | 32 | +9,042 | 5.4% | Q4 2025 | Jan 14, 2026 |
| Corient Private Wealth LLC | History | Reduced | 174,650 | 2,181 | 0.0% | 0.01% | 33 | -118,195 | -40.36% | Q4 2025 | Mar 09, 2026 |
| Focus Partners Wealth | History | New | 151,749 | 1,895 | 0.0% | — | 34 | +151,749 | New | Q4 2025 | Feb 13, 2026 |
| WCG Wealth Advisors LLC | History | New | 147,141 | 1,837 | 0.05% | — | 35 | +147,141 | New | Q4 2025 | Feb 10, 2026 |
| Ethos Financial Group, LLC | History | Reduced | 140,177 | 1,750 | 0.13% | 0.16% | 36 | -25,598 | -15.44% | Q4 2025 | Jan 20, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 138,133 | 1,725 | 0.0% | 0.0% | 37 | +19,186 | 16.13% | Q4 2025 | Feb 17, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 130,886 | 1,634 | 0.0% | 0.0% | 38 | -44,388 | -25.32% | Q4 2025 | Feb 18, 2026 |
| DOLIVER ADVISORS, LP | History | No change | 122,581 | 1,531 | 0.38% | 0.4% | 39 | 0 | 0.0% | Q4 2025 | Jan 06, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 121,612 | 1,518 | 0.0% | 0.0% | 40 | +100,112 | 465.64% | Q4 2025 | Feb 11, 2026 |
| TrueMark Investments, LLC | History | Added to | 111,844 | 1,396 | 0.27% | 0.04% | 41 | +93,731 | 517.48% | Q4 2025 | Jan 14, 2026 |
| Bright Futures Wealth Management, LLC. | History | Added to | 111,522 | 1,392 | 1.03% | 0.94% | 42 | +15,048 | 15.6% | Q4 2025 | Feb 05, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 111,159 | 1,388 | 0.0% | 0.0% | 43 | +40,859 | 58.12% | Q4 2025 | Feb 17, 2026 |
| LPL Financial LLC | History | Added to | 109,901 | 1,372 | 0.0% | 0.0% | 44 | +5,279 | 5.05% | Q4 2025 | Feb 11, 2026 |
| Lansforsakringar Fondforvaltning AB (publ) | History | New | 105,100 | 1,312 | 0.01% | — | 45 | +105,100 | New | Q4 2025 | Feb 12, 2026 |
| Universal- Beteiligungs- und Servicegesellschaft mbH | History | No change | 100,250 | 1,252 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| COMERICA BANK | History | Added to | 99,255 | 1,239 | 0.0% | 0.0% | 47 | +256 | 0.26% | Q4 2025 | Jan 29, 2026 |
| Samalin Investment Counsel, LLC | History | New | 97,454 | 1,217 | 0.43% | — | 48 | +97,454 | New | Q4 2025 | Jan 30, 2026 |
| XTX Topco Ltd | History | New | 93,764 | 1,171 | 0.03% | — | 49 | +93,764 | New | Q4 2025 | Feb 17, 2026 |
| CANADA LIFE ASSURANCE Co | History | Added to | 91,576 | 1,146 | 0.0% | 0.0% | 50 | +3,224 | 3.65% | Q4 2025 | Feb 13, 2026 |
| Brevan Howard Capital Management LP | History | Reduced | 85,771 | 1,071 | 0.01% | 0.01% | 51 | -22,865 | -21.05% | Q4 2025 | Feb 17, 2026 |
| Lido Advisors, LLC | History | Reduced | 79,087 | 1,019 | 0.0% | 0.0% | 52 | -6,179 | -7.25% | Q4 2025 | Feb 10, 2026 |
| Pathstone Holdings, LLC | History | New | 79,619 | 994 | 0.0% | — | 53 | +79,619 | New | Q4 2025 | Feb 13, 2026 |
| Global Retirement Partners, LLC | History | Reduced | 79,467 | 992 | 0.02% | 0.02% | 54 | -9,441 | -10.62% | Q4 2025 | Feb 06, 2026 |
| Naviter Wealth, LLC | History | Reduced | 76,464 | 985 | 0.13% | 0.14% | 55 | -13,966 | -15.44% | Q4 2025 | Jan 21, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 76,315 | 953 | 0.0% | 0.0% | 56 | -3,580 | -4.48% | Q4 2025 | Feb 10, 2026 |
| Cetera Investment Advisers | History | Reduced | 75,920 | 948 | 0.0% | 0.0% | 57 | -4,769 | -5.91% | Q4 2025 | Feb 17, 2026 |
| DENALI ADVISORS LLC | History | Reduced | 75,146 | 938 | 0.1% | 0.16% | 58 | -36,065 | -32.43% | Q4 2025 | Feb 03, 2026 |
| Neuberger Berman Group LLC | History | Reduced | 73,084 | 912 | 0.0% | 0.0% | 59 | -8,399 | -10.31% | Q4 2025 | Feb 13, 2026 |
| HighTower Advisors, LLC | History | Reduced | 70,171 | 876 | 0.0% | 0.0% | 60 | -1,404 | -1.96% | Q4 2025 | Feb 06, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 66,098 | 825 | 0.0% | 0.0% | 61 | +45,983 | 228.6% | Q4 2025 | Feb 12, 2026 |
| TRUIST FINANCIAL CORP | History | No change | 64,957 | 811 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| CAXTON ASSOCIATES LLP | History | Added to | 63,655 | 795 | 0.02% | 0.01% | 64 | +15,629 | 32.54% | Q4 2025 | Feb 13, 2026 |
| Virtus Investment Advisers, LLC | History | Reduced | 63,686 | 795 | 0.22% | 0.25% | 63 | -5,367 | -7.77% | Q4 2025 | Feb 17, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 57,071 | 713 | 0.0% | 0.0% | 65 | -1,925 | -3.26% | Q4 2025 | Feb 17, 2026 |
| Connor, Clark & Lunn Investment Management Ltd. | History | Reduced | 50,263 | 627 | 0.0% | 0.0% | 66 | -50,673 | -50.2% | Q4 2025 | Feb 10, 2026 |
| US BANCORP \DE\ | History | No change | 50,000 | 624 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| GFS Advisors, LLC | History | No change | 49,700 | 620 | 0.07% | 0.08% | 68 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| ROYAL BANK OF CANADA | History | New | 49,168 | 614 | 0.0% | — | 69 | +49,168 | New | Q4 2025 | Feb 17, 2026 |
| Verdence Capital Advisors LLC | History | Added to | 45,753 | 571 | 0.03% | 0.03% | 70 | +1,500 | 3.39% | Q4 2025 | Jan 29, 2026 |
| U.S. Capital Wealth Advisors, LLC | History | New | 44,811 | 559 | 0.01% | — | 71 | +44,811 | New | Q4 2025 | Jan 23, 2026 |
| Almitas Capital LLC | History | New | 42,885 | 535 | 0.12% | — | 72 | +42,885 | New | Q4 2025 | Feb 17, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | New | 41,471 | 517 | 0.0% | — | 73 | +41,471 | New | Q4 2025 | Feb 17, 2026 |
| FineMark National Bank & Trust | History | No change | 40,381 | 504 | 0.02% | 0.02% | 74 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| IEQ CAPITAL, LLC | History | Reduced | 40,295 | 503 | 0.0% | 0.0% | 75 | -4,650 | -10.35% | Q4 2025 | Feb 13, 2026 |
| Quantbot Technologies LP | History | Added to | 38,356 | 479 | 0.02% | 0.0% | 76 | +35,781 | 1389.55% | Q4 2025 | Feb 10, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Reduced | 36,067 | 450 | 0.0% | 0.0% | 77 | -55,185 | -60.48% | Q4 2025 | Feb 17, 2026 |
| Arax Advisory Partners | History | Added to | 34,936 | 436 | 0.01% | 0.0% | 78 | +34,220 | 4779.33% | Q4 2025 | Feb 13, 2026 |
| FLPUTNAM INVESTMENT MANAGEMENT CO | History | No change | 34,483 | 430 | 0.01% | 0.01% | 79 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 34,119 | 426 | 0.0% | 0.0% | 80 | -1,843 | -5.12% | Q4 2025 | Feb 12, 2026 |
| Sunbelt Securities, Inc. | History | Added to | 34,182 | 426 | 0.03% | 0.03% | 81 | +1,100 | 3.33% | Q4 2025 | Feb 20, 2026 |
| United Advisor Group, LLC | History | Reduced | 32,170 | 401 | 0.05% | 0.06% | 82 | -2,196 | -6.39% | Q4 2025 | Jan 26, 2026 |
| TRANSCEND CAPITAL ADVISORS, LLC | History | Added to | 29,451 | 367 | 0.03% | 0.03% | 83 | +805 | 2.81% | Q4 2025 | Jan 23, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 28,755 | 364 | 0.0% | 0.0% | 84 | +16,644 | 137.43% | Q4 2025 | Jan 08, 2026 |
| Texas Capital Bank Wealth Management Services Inc | History | New | 28,125 | 351 | 0.02% | — | 85 | +28,125 | New | Q4 2025 | Feb 09, 2026 |
| MACKENZIE FINANCIAL CORP | History | Added to | 27,466 | 348 | 0.0% | 0.0% | 86 | +857 | 3.22% | Q4 2025 | Feb 18, 2026 |
| GLENMEDE TRUST CO NA | History | New | 25,175 | 314 | 0.0% | — | 87 | +25,175 | New | Q4 2025 | Feb 17, 2026 |
| NewEdge Wealth, LLC | History | New | 24,760 | 309 | 0.0% | — | 88 | +24,760 | New | Q4 2025 | Feb 03, 2026 |
| Virtu Financial LLC | History | New | 22,791 | 285 | 0.01% | — | 89 | +22,791 | New | Q4 2025 | Feb 23, 2026 |
| Fisher Asset Management, LLC | History | No change | 22,461 | 280 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| SMH CAPITAL ADVISORS INC | History | Added to | 22,138 | 276 | 0.56% | 0.57% | 91 | +213 | 0.97% | Q4 2025 | Feb 12, 2026 |
| NORTHERN TRUST CORP | History | Reduced | 21,677 | 270 | 0.0% | 0.0% | 92 | -2,581 | -10.64% | Q4 2025 | Feb 17, 2026 |
| Squarepoint Ops LLC | History | New | 21,470 | 268 | 0.0% | — | 93 | +21,470 | New | Q4 2025 | Feb 13, 2026 |
| Aptus Capital Advisors, LLC | History | New | 21,291 | 265 | 0.0% | — | 94 | +21,291 | New | Q4 2025 | Feb 13, 2026 |
| Clarus Group, Inc. | History | No change | 21,291 | 265 | 0.1% | 0.09% | 95 | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 21,200 | 264 | 0.0% | 0.0% | 96 | +2,100 | 10.99% | Q4 2025 | Jan 23, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 21,007 | 262 | 0.0% | 0.0% | 97 | -14,975 | -41.62% | Q4 2025 | Feb 11, 2026 |
| MAI Capital Management | History | No change | 20,797 | 259 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Savant Capital, LLC | History | Added to | 20,039 | 250 | 0.0% | 0.0% | 99 | +627 | 3.23% | Q4 2025 | Feb 10, 2026 |
| Concurrent Investment Advisors, LLC | History | New | 20,000 | 249 | 0.0% | — | 100 | +20,000 | New | Q4 2025 | Jan 29, 2026 |
| Verition Fund Management LLC | History | Reduced | 19,533 | 243 | 0.0% | 0.0% | 101 | -58,414 | -74.94% | Q4 2025 | Feb 13, 2026 |
| Cornerstone Advisory, LLC | History | New | 18,177 | 227 | 0.02% | — | 102 | +18,177 | New | Q4 2025 | Jan 28, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 18,125 | 226 | 0.02% | 0.02% | 103 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| Avior Wealth Management, LLC | History | Added to | 17,536 | 219 | 0.01% | 0.0% | 105 | +7,243 | 70.37% | Q4 2025 | Jan 06, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Reduced | 17,562 | 219 | 0.0% | 0.0% | 104 | -337 | -1.88% | Q4 2025 | Feb 18, 2026 |
| Whipplewood Advisors, LLC | History | Reduced | 17,480 | 218 | 0.14% | 0.31% | 106 | -20,610 | -54.11% | Q4 2025 | Feb 17, 2026 |
| HBK INVESTMENTS L P | History | New | 16,900 | 211 | 0.0% | — | 107 | +16,900 | New | Q4 2025 | Feb 17, 2026 |
| Dorsey & Whitney Trust CO LLC | History | New | 16,136 | 201 | 0.01% | — | 108 | +16,136 | New | Q4 2025 | Feb 11, 2026 |
| OpenArc Corporate Advisory, LLC | History | New | 15,526 | 193 | 0.0% | — | 109 | +15,526 | New | Q4 2025 | Feb 13, 2026 |
| Eagle Strategies LLC | History | No change | 14,863 | 185 | 0.02% | 0.02% | 110 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | Reduced | 14,632 | 182 | 0.0% | 0.0% | 111 | -262 | -1.76% | Q4 2025 | Feb 17, 2026 |
| NOMURA HOLDINGS INC | History | New | 14,375 | 179 | 0.0% | — | 112 | +14,375 | New | Q4 2025 | Feb 17, 2026 |
| Entropy Technologies, LP | History | New | 13,767 | 171 | 0.01% | — | 113 | +13,767 | New | Q4 2025 | Feb 13, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 13,520 | 168 | 0.0% | 0.0% | 114 | -7,300 | -35.06% | Q4 2025 | Feb 13, 2026 |
| Tower Research Capital LLC (TRC) | History | Added to | 12,713 | 158 | 0.0% | 0.0% | 115 | +12,310 | 3054.59% | Q4 2025 | Feb 17, 2026 |
| Financial Alternatives, Inc | History | No change | 11,930 | 149 | 0.09% | 0.09% | 116 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| SCS Capital Management LLC | History | No change | 11,314 | 145 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | No change | 11,100 | 138 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 10,827 | 135 | 0.0% | 0.0% | 119 | +136 | 1.27% | Q4 2025 | Feb 05, 2026 |
| Keebeck Wealth Management | History | Reduced | 10,000 | 128 | 0.01% | 0.05% | 120 | -21,000 | -67.74% | Q4 2025 | Feb 17, 2026 |
| Sound Income Strategies, LLC | History | Added to | 9,383 | 120 | 0.01% | 0.0% | 121 | +7,946 | 552.96% | Q4 2025 | Jan 21, 2026 |
| CWM, LLC | History | Reduced | 9,340 | 117 | 0.0% | 0.0% | 122 | -430 | -4.4% | Q4 2025 | Jan 26, 2026 |
| SG Americas Securities, LLC | History | New | 8,929 | 112 | 0.0% | — | 123 | +8,929 | New | Q4 2025 | Jan 09, 2026 |
| Catalyst Capital Advisors LLC | History | No change | 7,087 | 88 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Triumph Capital Management | History | Reduced | 6,886 | 86 | 0.02% | 0.13% | 125 | -31,926 | -82.26% | Q4 2025 | Feb 12, 2026 |
| AdvisorNet Financial, Inc | History | Reduced | 6,521 | 81 | 0.0% | 0.01% | 126 | -2,587 | -28.4% | Q4 2025 | Jan 20, 2026 |
| Activest Wealth Management | History | Reduced | 6,007 | 75 | 0.01% | 0.02% | 127 | -2,118 | -26.07% | Q4 2025 | Jan 30, 2026 |
| EMC Capital Management | History | Reduced | 5,543 | 69 | 0.03% | 0.04% | 128 | -978 | -15.0% | Q4 2025 | Mar 09, 2026 |
| Security National Bank | History | Reduced | 4,911 | 61 | 0.01% | 0.01% | 129 | -180 | -3.54% | Q4 2025 | Feb 05, 2026 |
| Kestra Advisory Services, LLC | History | New | 3,777 | 47 | 0.0% | — | 130 | +3,777 | New | Q4 2025 | Feb 13, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Reduced | 3,678 | 45 | 0.0% | 0.0% | 131 | -300 | -7.54% | Q4 2025 | Feb 10, 2026 |
| Aquatic Capital Management LLC | History | Reduced | 3,296 | 41 | 0.0% | 0.01% | 132 | -24,310 | -88.06% | Q4 2025 | Feb 17, 2026 |
| State of Alaska, Department of Revenue | History | No change | 3,011 | 37 | 0.0% | 0.0% | 133 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Allworth Financial LP | History | New | 2,528 | 31 | 0.0% | — | 134 | +2,528 | New | Q4 2025 | Feb 05, 2026 |
| Heritage Wealth Advisors | History | No change | 2,100 | 26 | 0.0% | 0.0% | 135 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Rossby Financial, LCC | History | No change | 2,000 | 24 | 0.01% | 0.01% | 136 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 1,530 | 19 | 0.0% | 0.0% | 137 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| LGT Financial Advisors LLC | History | New | 1,290 | 16 | 0.1% | — | 138 | +1,290 | New | Q4 2025 | Feb 13, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | New | 1,277 | 15 | 0.0% | — | 139 | +1,277 | New | Q4 2025 | Jan 21, 2026 |
| SHP Wealth Management | History | New | 1,158 | 14 | 0.0% | — | 140 | +1,158 | New | Q4 2025 | Mar 04, 2026 |
| Nalls Sherbakoff Group, LLC | History | No change | 750 | 9 | 0.01% | 0.01% | 141 | 0 | 0.0% | Q4 2025 | Mar 12, 2026 |
| Dunhill Financial, LLC | History | Added to | 660 | 8 | 0.0% | 0.0% | 142 | +162 | 32.53% | Q4 2025 | Jan 29, 2026 |
| Avion Wealth | History | No change | 500 | 6 | 0.0% | 0.0% | 143 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| HARBOR INVESTMENT ADVISORY, LLC | History | No change | 450 | 5 | 0.0% | 0.0% | 144 | 0 | 0.0% | Q4 2025 | Jan 07, 2026 |
| NOMURA ASSET MANAGEMENT CO LTD | History | New | 369 | 4 | 0.0% | — | 146 | +369 | New | Q4 2025 | Feb 10, 2026 |
| NBC SECURITIES, INC. | History | No change | 400 | 4 | 0.0% | 0.0% | 145 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| CHELSEA COUNSEL CO | History | No change | 340 | 4 | 0.0% | 0.0% | 147 | 0 | 0.0% | Q4 2025 | Feb 24, 2026 |
| Aspect Partners, LLC | History | New | 272 | 3 | 0.0% | — | 149 | +272 | New | Q4 2025 | Jan 23, 2026 |
| Truvestments Capital LLC | History | No change | 289 | 3 | 0.0% | 0.0% | 148 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| SIMPLEX TRADING, LLC | History | Reduced | 189 | 2 | 0.0% | 0.0% | 150 | -14 | -6.9% | Q4 2025 | Feb 11, 2026 |
| NewEdge Advisors, LLC | History | No change | 161 | 2 | 0.0% | 0.0% | 151 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| Qube Research & Technologies Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -206,966 | -100.0% | Q3 2025 | Nov 14, 2025 |
| CONDOR CAPITAL MANAGEMENT | History | Closed out | 0 | 0 | — | 0.19% | — | -182,951 | -100.0% | Q3 2025 | Nov 07, 2025 |
| Kovitz Investment Group Partners, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -151,749 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Summit Trail Advisors, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -146,027 | -100.0% | Q3 2025 | Nov 14, 2025 |
| MARSHALL WACE, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -140,736 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Y-Intercept (Hong Kong) Ltd | History | Closed out | 0 | 0 | — | 0.04% | — | -127,321 | -100.0% | Q3 2025 | Oct 31, 2025 |
| Quadrature Capital Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -51,610 | -100.0% | Q3 2025 | Nov 13, 2025 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -47,963 | -100.0% | Q3 2025 | Nov 14, 2025 |
| MQS Management LLC | History | Closed out | 0 | 0 | — | 0.22% | — | -30,243 | -100.0% | Q3 2025 | Nov 06, 2025 |
| PATTON ALBERTSON MILLER GROUP, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -25,114 | -100.0% | Q3 2025 | Nov 03, 2025 |
| AIGEN INVESTMENT MANAGEMENT, LP | History | Closed out | 0 | 0 | — | 0.04% | — | -19,117 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Arista Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -17,573 | -100.0% | Q3 2025 | Nov 06, 2025 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,289 | -100.0% | Q3 2025 | Nov 14, 2025 |
| HB Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,940 | -100.0% | Q3 2025 | Oct 23, 2025 |
| Catalina Capital Group, LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -12,698 | -100.0% | Q3 2025 | Oct 24, 2025 |
| ADVISORY RESEARCH INC | History | Closed out | 0 | 0 | — | 0.02% | — | -11,340 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Cerity Partners LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,146 | -100.0% | Q3 2025 | Oct 22, 2025 |
| Equitable Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -10,713 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Private Wealth Management Group, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,904 | -100.0% | Q3 2025 | Oct 17, 2025 |
| AllSquare Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,400 | -100.0% | Q3 2025 | Jan 12, 2026 |
| TRUST CO OF VERMONT | History | Closed out | 0 | 0 | — | 0.0% | — | -1,080 | -100.0% | Q3 2025 | Oct 14, 2025 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -750 | -100.0% | Q3 2025 | Nov 06, 2025 |
| CX Institutional | History | Closed out | 0 | 0 | — | 0.0% | — | -601 | -100.0% | Q3 2025 | Oct 23, 2025 |
| CITIGROUP INC | History | Reduced | 1 | 0 | — | 0.0% | — | -576 | -99.83% | Q4 2025 | Feb 13, 2026 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -386 | -100.0% | Q3 2025 | Nov 18, 2025 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -301 | -100.0% | Q3 2025 | Mar 31, 2026 |
| Wealthspire Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -219 | -100.0% | Q3 2025 | Nov 14, 2025 |
| JONES FINANCIAL COMPANIES LLLP | History | Closed out | 0 | 0 | — | 0.0% | — | -180 | -100.0% | Q3 2025 | Nov 04, 2025 |
| Caitong International Asset Management Co., Ltd | History | Closed out | 0 | 0 | — | — | — | -10 | -100.0% | Q3 2025 | Nov 19, 2025 |
| ACADIAN ASSET MANAGEMENT LLC | History | No change | 11 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |