Carlyle Secured Lending, Inc. - CGBD
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Creative Planning | History | Reduced | 3,231,986 | 35,357 | 0.02% | 0.03% | 1 | -234,044 | -6.75% | Q1 2026 | May 12, 2026 |
| MORGAN STANLEY | History | Added to | 2,634,781 | 28,824 | 0.0% | 0.0% | 2 | +60,137 | 2.34% | Q1 2026 | May 15, 2026 |
| CHOREO, LLC | History | Added to | 1,388,224 | 15,742 | 0.19% | 0.22% | 3 | +3,124 | 0.23% | Q1 2026 | May 12, 2026 |
| VAN ECK ASSOCIATES CORP | History | Reduced | 1,312,471 | 14,359 | 0.01% | 0.02% | 4 | -379,797 | -22.44% | Q1 2026 | May 15, 2026 |
| Invesco Ltd. | History | Added to | 1,310,823 | 14,340 | 0.0% | 0.0% | 5 | +423,167 | 47.67% | Q1 2026 | May 12, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Reduced | 1,272,507 | 13,921 | 0.7% | 1.12% | 6 | -628,221 | -33.05% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Added to | 1,236,553 | 13,527 | 0.0% | 0.0% | 7 | +374,293 | 43.41% | Q1 2026 | May 05, 2026 |
| Muzinich & Co., Inc. | History | Added to | 737,744 | 8,070 | 2.82% | 2.89% | 8 | +1,302 | 0.18% | Q1 2026 | Apr 23, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Reduced | 630,918 | 6,902 | 0.01% | 0.01% | 9 | -106,482 | -14.44% | Q1 2026 | May 15, 2026 |
| Russell Investments Group, Ltd. | History | Added to | 587,183 | 6,423 | 0.01% | 0.0% | 10 | +384,543 | 189.77% | Q1 2026 | May 08, 2026 |
| Legal & General Group Plc | History | Added to | 551,582 | 6,034 | 0.0% | 0.0% | 11 | +32,740 | 6.31% | Q1 2026 | May 08, 2026 |
| Mariner, LLC | History | Added to | 548,525 | 6,000 | 0.01% | 0.01% | 12 | +4,630 | 0.85% | Q1 2026 | May 13, 2026 |
| Sumitomo Mitsui Trust Group, Inc. | History | No change | 519,735 | 5,685 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| TORONTO DOMINION BANK | History | Reduced | 450,000 | 4,923 | 0.01% | 0.01% | 14 | -50,000 | -10.0% | Q1 2026 | May 15, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 447,638 | 4,897 | 0.01% | 0.01% | 15 | +19,122 | 4.46% | Q1 2026 | May 14, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 392,225 | 4,290 | 0.0% | 0.0% | 16 | -52,629 | -11.83% | Q1 2026 | May 15, 2026 |
| North Ground Capital | History | Reduced | 387,518 | 4,239 | 5.11% | 5.66% | 17 | -524,702 | -57.52% | Q1 2026 | May 11, 2026 |
| LSV ASSET MANAGEMENT | History | Reduced | 352,150 | 3,853 | 0.01% | 0.01% | 18 | -14,600 | -3.98% | Q1 2026 | May 11, 2026 |
| TWO SIGMA ADVISERS, LP | History | No change | 300,500 | 3,753 | 0.01% | 0.01% | 19 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Focus Partners Wealth | History | Added to | 304,864 | 3,335 | 0.0% | 0.0% | 20 | +153,115 | 100.9% | Q1 2026 | May 14, 2026 |
| BlackRock, Inc. | History | Reduced | 283,480 | 3,101 | 0.0% | 0.0% | 21 | -210,652 | -42.63% | Q1 2026 | May 13, 2026 |
| BI Asset Management Fondsmaeglerselskab A/S | History | Reduced | 282,558 | 3,091 | 0.03% | 0.03% | 22 | -11,300 | -3.85% | Q1 2026 | Apr 16, 2026 |
| NOVARE CAPITAL MANAGEMENT LLC | History | Added to | 251,395 | 2,750 | 0.22% | 0.23% | 23 | +10,345 | 4.29% | Q1 2026 | Apr 17, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 250,889 | 2,744 | 0.0% | 0.0% | 24 | -93,532 | -27.16% | Q1 2026 | May 15, 2026 |
| ARES MANAGEMENT LLC | History | New | 240,000 | 2,625 | 0.17% | — | 25 | +240,000 | New | Q1 2026 | May 15, 2026 |
| Advisors Asset Management, Inc. | History | Added to | 211,322 | 2,311 | 0.04% | 0.04% | 26 | +7,597 | 3.73% | Q1 2026 | May 15, 2026 |
| Cliffwater LLC | History | No change | 207,319 | 2,268 | 0.6% | 0.54% | 27 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| HAGER INVESTMENT MANAGEMENT SERVICES, LLC | History | Reduced | 200,487 | 2,193 | 1.21% | 1.53% | 28 | -23,717 | -10.58% | Q1 2026 | May 12, 2026 |
| Centiva Capital, LP | History | Reduced | 200,000 | 2,188 | 0.02% | 0.03% | 30 | -100,000 | -33.33% | Q1 2026 | May 14, 2026 |
| TUDOR INVESTMENT CORP ET AL | History | No change | 200,000 | 2,188 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 199,166 | 2,178 | 0.0% | 0.0% | 31 | -70,553 | -26.16% | Q1 2026 | May 11, 2026 |
| HighTower Advisors, LLC | History | Added to | 196,706 | 2,151 | 0.0% | 0.0% | 32 | +126,535 | 180.32% | Q1 2026 | May 05, 2026 |
| Arax Advisory Partners | History | Added to | 190,340 | 2,082 | 0.06% | 0.01% | 33 | +155,404 | 444.82% | Q1 2026 | May 13, 2026 |
| WCG Wealth Advisors LLC | History | Added to | 186,691 | 2,042 | 0.06% | 0.05% | 34 | +39,550 | 26.88% | Q1 2026 | May 12, 2026 |
| GFS Advisors, LLC | History | Reduced | 40,600 | 2,029 | 0.26% | 0.07% | 35 | -9,100 | -18.31% | Q1 2026 | Apr 30, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Added to | 179,500 | 1,963 | 0.0% | 0.0% | 36 | +143,433 | 397.68% | Q1 2026 | May 15, 2026 |
| Corient Private Wealth LLC | History | Added to | 175,301 | 1,917 | 0.0% | 0.0% | 37 | +651 | 0.37% | Q1 2026 | May 15, 2026 |
| Significant Wealth Partners LLC | History | New | 162,306 | 1,775 | 2.19% | — | 38 | +162,306 | New | Q1 2026 | Apr 08, 2026 |
| Ethos Financial Group, LLC | History | No change | 140,177 | 1,750 | 0.13% | 0.13% | 39 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| LPL Financial LLC | History | Added to | 153,444 | 1,678 | 0.0% | 0.0% | 40 | +43,543 | 39.62% | Q1 2026 | May 06, 2026 |
| Y-Intercept (Hong Kong) Ltd | History | New | 151,465 | 1,657 | 0.03% | — | 41 | +151,465 | New | Q1 2026 | Apr 27, 2026 |
| ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ | History | New | 146,742 | 1,605 | 0.1% | — | 42 | +146,742 | New | Q1 2026 | May 08, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 145,724 | 1,594 | 0.0% | 0.0% | 43 | +7,591 | 5.5% | Q1 2026 | May 15, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Reduced | 144,959 | 1,585 | 0.05% | 0.08% | 44 | -31,395 | -17.8% | Q1 2026 | May 13, 2026 |
| Lansforsakringar Fondforvaltning AB (publ) | History | Added to | 134,949 | 1,476 | 0.01% | 0.01% | 45 | +29,849 | 28.4% | Q1 2026 | Apr 23, 2026 |
| DOLIVER ADVISORS, LP | History | Added to | 126,681 | 1,385 | 0.31% | 0.38% | 46 | +4,100 | 3.34% | Q1 2026 | Apr 08, 2026 |
| Alpine Global Management, LLC | History | New | 115,663 | 1,265 | 0.19% | — | 47 | +115,663 | New | Q1 2026 | May 15, 2026 |
| COMERICA BANK | History | No change | 99,255 | 1,239 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Samalin Investment Counsel, LLC | History | Added to | 107,107 | 1,171 | 0.42% | 0.43% | 49 | +9,653 | 9.91% | Q1 2026 | Apr 22, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 104,085 | 1,138 | 0.0% | 0.0% | 50 | -26,801 | -20.48% | Q1 2026 | May 14, 2026 |
| Universal- Beteiligungs- und Servicegesellschaft mbH | History | No change | 100,250 | 1,096 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| FIFTH THIRD BANCORP | History | New | 99,557 | 1,089 | 0.0% | — | 52 | +99,557 | New | Q1 2026 | May 01, 2026 |
| Closed-End Fund Advisors, Inc. | History | Reduced | 98,785 | 1,080 | 1.1% | 1.88% | 53 | -156,650 | -61.33% | Q1 2026 | May 11, 2026 |
| Cetera Investment Advisers | History | Added to | 94,894 | 1,038 | 0.0% | 0.0% | 54 | +18,974 | 24.99% | Q1 2026 | May 13, 2026 |
| Global Retirement Partners, LLC | History | No change | 79,467 | 992 | 0.02% | 0.02% | 55 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Pathstone Holdings, LLC | History | Added to | 81,522 | 891 | 0.0% | 0.0% | 56 | +1,903 | 2.39% | Q1 2026 | May 11, 2026 |
| CANADA LIFE ASSURANCE Co | History | Reduced | 79,499 | 873 | 0.0% | 0.0% | 57 | -12,077 | -13.19% | Q1 2026 | May 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 74,743 | 817 | 0.0% | 0.0% | 58 | -1,572 | -2.06% | Q1 2026 | May 04, 2026 |
| DENALI ADVISORS LLC | History | Reduced | 72,712 | 795 | 0.09% | 0.1% | 59 | -2,434 | -3.24% | Q1 2026 | May 08, 2026 |
| BALYASNY ASSET MANAGEMENT L.P. | History | New | 72,463 | 792 | 0.0% | — | 60 | +72,463 | New | Q1 2026 | May 15, 2026 |
| Naviter Wealth, LLC | History | Reduced | 69,490 | 788 | 0.1% | 0.13% | 61 | -6,974 | -9.12% | Q1 2026 | Apr 10, 2026 |
| Texas Capital Bank Wealth Management Services Inc | History | Added to | 72,014 | 787 | 0.05% | 0.02% | 62 | +43,889 | 156.05% | Q1 2026 | May 11, 2026 |
| U.S. Capital Wealth Advisors, LLC | History | Added to | 71,432 | 781 | 0.02% | 0.01% | 63 | +26,621 | 59.41% | Q1 2026 | Apr 07, 2026 |
| Neuberger Berman Group LLC | History | Reduced | 71,301 | 780 | 0.0% | 0.0% | 64 | -1,783 | -2.44% | Q1 2026 | May 14, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 67,757 | 741 | 0.0% | 0.0% | 65 | +2,800 | 4.31% | Q1 2026 | Apr 27, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 58,400 | 638 | 0.0% | 0.0% | 66 | -255,973 | -81.42% | Q1 2026 | May 12, 2026 |
| CWM, LLC | History | Added to | 56,873 | 622 | 0.0% | 0.0% | 67 | +47,533 | 508.92% | Q1 2026 | May 14, 2026 |
| Virtus Investment Advisers, LLC | History | Reduced | 55,723 | 609 | 0.17% | 0.22% | 68 | -7,963 | -12.5% | Q1 2026 | May 14, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 50,579 | 553 | 0.0% | 0.0% | 69 | -6,492 | -11.38% | Q1 2026 | May 15, 2026 |
| US BANCORP \DE\ | History | No change | 50,000 | 547 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 47,990 | 525 | 0.0% | 0.0% | 71 | -18,108 | -27.4% | Q1 2026 | May 08, 2026 |
| FineMark National Bank & Trust | History | No change | 40,381 | 504 | 0.02% | 0.02% | 72 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 45,700 | 499 | 0.0% | 0.0% | 73 | -65,459 | -58.89% | Q1 2026 | May 15, 2026 |
| DRW Securities, LLC | History | New | 44,010 | 481 | 0.01% | — | 74 | +44,010 | New | Q1 2026 | May 13, 2026 |
| Avior Wealth Management, LLC | History | Added to | 43,047 | 470 | 0.01% | 0.01% | 75 | +25,511 | 145.48% | Q1 2026 | Apr 09, 2026 |
| Almitas Capital LLC | History | No change | 42,885 | 469 | 0.11% | 0.12% | 76 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Verdence Capital Advisors LLC | History | Reduced | 41,955 | 458 | 0.03% | 0.03% | 77 | -3,798 | -8.3% | Q1 2026 | Apr 30, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 41,141 | 450 | 0.0% | 0.0% | 78 | -8,027 | -16.33% | Q1 2026 | May 15, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Reduced | 41,191 | 450 | 0.0% | 0.0% | 79 | -280 | -0.68% | Q1 2026 | May 15, 2026 |
| COMMERCE BANK | History | New | 40,381 | 441 | 0.0% | — | 80 | +40,381 | New | Q1 2026 | May 11, 2026 |
| IEQ CAPITAL, LLC | History | No change | 40,295 | 440 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Lido Advisors, LLC | History | Reduced | 37,512 | 425 | 0.0% | 0.0% | 82 | -41,575 | -52.57% | Q1 2026 | May 13, 2026 |
| Brevan Howard Capital Management LP | History | Reduced | 38,225 | 418 | 0.0% | 0.01% | 83 | -47,546 | -55.43% | Q1 2026 | May 15, 2026 |
| XTX Topco Ltd | History | Reduced | 37,112 | 406 | 0.01% | 0.03% | 84 | -56,652 | -60.42% | Q1 2026 | May 15, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 35,178 | 382 | 0.0% | 0.0% | 85 | +13,978 | 65.93% | Q1 2026 | Apr 07, 2026 |
| Whipplewood Advisors, LLC | History | Added to | 34,853 | 381 | 0.2% | 0.14% | 86 | +17,373 | 99.39% | Q1 2026 | Apr 30, 2026 |
| Sunbelt Securities, Inc. | History | Added to | 34,197 | 374 | 0.02% | 0.03% | 87 | +15 | 0.04% | Q1 2026 | May 15, 2026 |
| MAI Capital Management | History | Added to | 33,774 | 369 | 0.0% | 0.0% | 88 | +12,977 | 62.4% | Q1 2026 | May 15, 2026 |
| TrueMark Investments, LLC | History | Reduced | 32,883 | 359 | 0.07% | 0.27% | 89 | -78,961 | -70.6% | Q1 2026 | Apr 20, 2026 |
| United Advisor Group, LLC | History | Added to | 32,298 | 353 | 0.04% | 0.05% | 90 | +128 | 0.4% | Q1 2026 | Apr 17, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 31,580 | 345 | 0.0% | 0.0% | 91 | -2,539 | -7.44% | Q1 2026 | Apr 27, 2026 |
| Cerberus Capital Management, L.P. | History | New | 30,000 | 328 | 0.01% | — | 92 | +30,000 | New | Q1 2026 | May 15, 2026 |
| GLENMEDE TRUST CO NA | History | No change | 25,175 | 314 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| MACKENZIE FINANCIAL CORP | History | Added to | 27,596 | 301 | 0.0% | 0.0% | 94 | +130 | 0.47% | Q1 2026 | May 13, 2026 |
| Schonfeld Strategic Advisors LLC | History | New | 25,116 | 274 | 0.0% | — | 95 | +25,116 | New | Q1 2026 | May 15, 2026 |
| TRANSCEND CAPITAL ADVISORS, LLC | History | Reduced | 25,015 | 273 | 0.02% | 0.03% | 96 | -4,436 | -15.06% | Q1 2026 | May 13, 2026 |
| NewEdge Wealth, LLC | History | No change | 24,760 | 270 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Reduced | 22,882 | 250 | 0.01% | 0.01% | 98 | -1,677 | -6.83% | Q1 2026 | May 15, 2026 |
| Fisher Asset Management, LLC | History | Added to | 22,931 | 250 | 0.0% | 0.0% | 99 | +470 | 2.09% | Q1 2026 | May 05, 2026 |
| MQS Management LLC | History | New | 22,283 | 243 | 0.16% | — | 100 | +22,283 | New | Q1 2026 | Apr 23, 2026 |
| SMH CAPITAL ADVISORS INC | History | Reduced | 242 | 242 | 0.73% | 0.56% | 101 | -21,896 | -98.91% | Q1 2026 | Apr 10, 2026 |
| Summit Financial, LLC | History | New | 21,130 | 239 | 0.0% | — | 102 | +21,130 | New | Q1 2026 | May 15, 2026 |
| Aquatic Capital Management LLC | History | Added to | 21,274 | 232 | 0.01% | 0.0% | 104 | +17,978 | 545.45% | Q1 2026 | May 15, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 21,291 | 232 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Clarus Group, Inc. | History | No change | 21,291 | 232 | 0.08% | 0.1% | 105 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Savant Capital, LLC | History | Added to | 20,661 | 226 | 0.0% | 0.0% | 106 | +622 | 3.1% | Q1 2026 | May 04, 2026 |
| Trexquant Investment LP | History | New | 20,255 | 221 | 0.0% | — | 107 | +20,255 | New | Q1 2026 | May 15, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 19,500 | 220 | 0.0% | 0.0% | 108 | -102,112 | -83.97% | Q1 2026 | May 13, 2026 |
| CAZ INVESTMENTS LP | History | New | 20,000 | 218 | 0.25% | — | 109 | +20,000 | New | Q1 2026 | May 12, 2026 |
| nVerses Capital, LLC | History | New | 19,664 | 215 | 0.2% | — | 110 | +19,664 | New | Q1 2026 | May 13, 2026 |
| Entropy Technologies, LP | History | Added to | 18,913 | 206 | 0.01% | 0.01% | 111 | +5,146 | 37.38% | Q1 2026 | May 14, 2026 |
| Cornerstone Advisory, LLC | History | Added to | 18,415 | 201 | 0.02% | 0.02% | 112 | +238 | 1.31% | Q1 2026 | May 04, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 18,125 | 196 | 0.01% | 0.02% | 113 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | No change | 17,562 | 192 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 17,304 | 189 | 0.0% | 0.0% | 115 | -3,703 | -17.63% | Q1 2026 | Apr 22, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 16,794 | 184 | 0.0% | 0.0% | 116 | -11,961 | -41.6% | Q1 2026 | Apr 08, 2026 |
| Dorsey & Whitney Trust CO LLC | History | No change | 16,136 | 176 | 0.01% | 0.01% | 117 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Catalina Capital Group, LLC | History | New | 15,966 | 174 | 0.1% | — | 118 | +15,966 | New | Q1 2026 | Apr 23, 2026 |
| GROUP ONE TRADING LLC | History | New | 15,903 | 173 | 0.0% | — | 119 | +15,903 | New | Q1 2026 | May 13, 2026 |
| OpenArc Corporate Advisory, LLC | History | No change | 15,526 | 169 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| CAXTON ASSOCIATES LLP | History | Reduced | 15,424 | 168 | 0.0% | 0.02% | 121 | -48,231 | -75.77% | Q1 2026 | May 14, 2026 |
| Eagle Strategies LLC | History | No change | 14,863 | 162 | 0.02% | 0.02% | 122 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Glenview Trust Co | History | New | 14,000 | 153 | 0.0% | — | 123 | +14,000 | New | Q1 2026 | May 08, 2026 |
| Virtu Financial LLC | History | Reduced | 12,980 | 142 | 0.01% | 0.01% | 124 | -9,811 | -43.05% | Q1 2026 | May 14, 2026 |
| CFO4Life Group, LLC | History | New | 12,084 | 132 | 0.02% | — | 125 | +12,084 | New | Q1 2026 | May 11, 2026 |
| SCS Capital Management LLC | History | No change | 11,314 | 128 | 0.0% | 0.0% | 126 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Wilmington Savings Fund Society, FSB | History | New | 11,700 | 127 | 0.0% | — | 127 | +11,700 | New | Q1 2026 | Apr 30, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | No change | 11,100 | 121 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| BLAIR WILLIAM & CO/IL | History | New | 10,894 | 119 | 0.0% | — | 129 | +10,894 | New | Q1 2026 | May 08, 2026 |
| Squarepoint Ops LLC | History | Reduced | 10,541 | 115 | 0.0% | 0.0% | 130 | -10,929 | -50.9% | Q1 2026 | May 15, 2026 |
| First Affirmative Financial Network | History | New | 10,084 | 110 | 0.04% | — | 131 | +10,084 | New | Q1 2026 | May 11, 2026 |
| Beaumont Financial Advisors, LLC | History | New | 10,030 | 109 | 0.01% | — | 132 | +10,030 | New | Q1 2026 | May 05, 2026 |
| Sound Income Strategies, LLC | History | No change | 9,383 | 101 | 0.0% | 0.01% | 133 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Activest Wealth Management | History | Added to | 8,125 | 88 | 0.02% | 0.01% | 134 | +2,118 | 35.26% | Q1 2026 | Apr 15, 2026 |
| Catalyst Capital Advisors LLC | History | No change | 7,087 | 77 | 0.0% | 0.0% | 135 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| EMC Capital Management | History | No change | 5,543 | 69 | 0.03% | 0.03% | 136 | 0 | 0.0% | Q4 2025 | Mar 09, 2026 |
| Triumph Capital Management | History | Reduced | 5,279 | 59 | 0.01% | 0.02% | 137 | -1,607 | -23.34% | Q1 2026 | May 13, 2026 |
| Security National Bank | History | No change | 4,911 | 53 | 0.01% | 0.01% | 138 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| Tower Research Capital LLC (TRC) | History | Reduced | 4,425 | 48 | 0.0% | 0.0% | 139 | -8,288 | -65.19% | Q1 2026 | May 15, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 3,678 | 40 | 0.0% | 0.0% | 140 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Burk Holdings LLC | History | New | 3,499 | 38 | 0.02% | — | 141 | +3,499 | New | Q1 2026 | May 07, 2026 |
| Rossby Financial, LCC | History | Added to | 3,000 | 32 | 0.01% | 0.01% | 143 | +1,000 | 50.0% | Q1 2026 | May 11, 2026 |
| State of Alaska, Department of Revenue | History | No change | 3,011 | 32 | 0.0% | 0.0% | 142 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Allworth Financial LP | History | Added to | 2,531 | 27 | 0.0% | 0.0% | 144 | +3 | 0.12% | Q1 2026 | May 14, 2026 |
| NOMURA ASSET MANAGEMENT CO LTD | History | Added to | 2,336 | 25 | 0.0% | 0.0% | 145 | +1,967 | 533.06% | Q1 2026 | May 11, 2026 |
| Heritage Wealth Advisors | History | No change | 2,100 | 22 | 0.0% | 0.0% | 146 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | New | 1,909 | 20 | 0.0% | — | 147 | +1,909 | New | Q1 2026 | May 15, 2026 |
| Advisory Services Network, LLC | History | New | 1,886 | 20 | 0.0% | — | 148 | +1,886 | New | Q1 2026 | May 15, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 1,530 | 16 | 0.0% | 0.0% | 149 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| LGT Financial Advisors LLC | History | No change | 1,290 | 14 | 0.07% | 0.1% | 150 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Nalls Sherbakoff Group, LLC | History | No change | 750 | 9 | 0.01% | 0.01% | 151 | 0 | 0.0% | Q4 2025 | Mar 12, 2026 |
| Dunhill Financial, LLC | History | No change | 660 | 7 | 0.0% | 0.0% | 152 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| SIMPLEX TRADING, LLC | History | Added to | 458 | 5 | 0.0% | 0.0% | 153 | +269 | 142.33% | Q1 2026 | May 14, 2026 |
| Avion Wealth | History | No change | 500 | 5 | 0.0% | 0.0% | 154 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Quantbot Technologies LP | History | Reduced | 388 | 4 | 0.0% | 0.02% | 158 | -37,968 | -98.99% | Q1 2026 | May 13, 2026 |
| NBC SECURITIES, INC. | History | No change | 400 | 4 | 0.0% | 0.0% | 155 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| CHELSEA COUNSEL CO | History | No change | 340 | 4 | 0.0% | 0.0% | 156 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| HARBOR INVESTMENT ADVISORY, LLC | History | No change | 450 | 4 | 0.0% | 0.0% | 157 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| AdvisorNet Financial, Inc | History | Reduced | 286 | 3 | 0.0% | 0.0% | 159 | -6,235 | -95.61% | Q1 2026 | Apr 17, 2026 |
| Bright Futures Wealth Management, LLC. | History | Closed out | 0 | 0 | — | 1.03% | — | -111,522 | -100.0% | Q1 2026 | Apr 15, 2026 |
| Connor, Clark & Lunn Investment Management Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -50,263 | -100.0% | Q1 2026 | May 11, 2026 |
| FLPUTNAM INVESTMENT MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.01% | — | -34,483 | -100.0% | Q1 2026 | May 05, 2026 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -21,677 | -100.0% | Q1 2026 | May 14, 2026 |
| Concurrent Investment Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -20,000 | -100.0% | Q1 2026 | Apr 20, 2026 |
| Verition Fund Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -19,533 | -100.0% | Q1 2026 | May 15, 2026 |
| HBK INVESTMENTS L P | History | Closed out | 0 | 0 | — | 0.0% | — | -16,900 | -100.0% | Q1 2026 | May 15, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | Closed out | 0 | 0 | — | 0.0% | — | -14,632 | -100.0% | Q1 2026 | May 14, 2026 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,375 | -100.0% | Q1 2026 | May 15, 2026 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -13,520 | -100.0% | Q1 2026 | May 12, 2026 |
| Financial Alternatives, Inc | History | Closed out | 0 | 0 | — | 0.09% | — | -11,930 | -100.0% | Q1 2026 | May 01, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -10,827 | -100.0% | Q1 2026 | Apr 30, 2026 |
| Keebeck Wealth Management | History | Closed out | 0 | 0 | — | 0.01% | — | -10,000 | -100.0% | Q1 2026 | May 14, 2026 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,929 | -100.0% | Q1 2026 | Apr 16, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,777 | -100.0% | Q1 2026 | Apr 30, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,277 | -100.0% | Q1 2026 | Apr 28, 2026 |
| SHP Wealth Management | History | Closed out | 0 | 0 | — | 0.0% | — | -1,158 | -100.0% | Q1 2026 | May 08, 2026 |
| Truvestments Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -289 | -100.0% | Q1 2026 | May 13, 2026 |
| Aspect Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -272 | -100.0% | Q1 2026 | Apr 02, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -161 | -100.0% | Q1 2026 | May 15, 2026 |
| Caitong International Asset Management Co., Ltd | History | New | 68 | 0 | — | — | — | +68 | New | Q1 2026 | May 11, 2026 |
| WealthCollab, LLC | History | New | 45 | 0 | — | — | — | +45 | New | Q1 2026 | May 13, 2026 |
| Altshuler Shaham Ltd | History | New | 1 | 0 | — | — | — | +1 | New | Q1 2026 | May 18, 2026 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q1 2026 | May 11, 2026 |
| ACADIAN ASSET MANAGEMENT LLC | History | No change | 11 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 13, 2026 |