Canopy Growth Corp - CGC
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 6 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Caitong International Asset Management Co., Ltd | History | Added to | 9,190,660 | 10,477 | 2.57% | 0.56% | 1 | +8,632,611 | 1546.93% | Q4 2025 | Mar 03, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 8,464,423 | 9,622 | 0.0% | 0.0% | 2 | +5,961,563 | 238.19% | Q4 2025 | Feb 12, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 7,865,056 | 8,966 | 0.0% | 0.0% | 3 | -670,182 | -7.85% | Q4 2025 | Feb 17, 2026 |
| Tidal Investments LLC | History | Added to | 6,747,095 | 7,691 | 0.02% | 0.01% | 4 | +1,892,550 | 38.99% | Q4 2025 | Feb 13, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 6,409,729 | 7,307 | 0.0% | 0.0% | 5 | +151,163 | 2.42% | Q4 2025 | Feb 17, 2026 |
| D. E. Shaw & Co., Inc. | History | Added to | 4,987,330 | 5,683 | 0.0% | 0.0% | 6 | +2,371,441 | 90.66% | Q4 2025 | Feb 17, 2026 |
| Leonteq Securities AG | History | Added to | 3,575,156 | 4,090 | 0.12% | 0.0% | 7 | +3,495,652 | 4396.83% | Q4 2025 | Feb 06, 2026 |
| MORGAN STANLEY | History | Added to | 2,064,852 | 2,353 | 0.0% | 0.0% | 8 | +388,599 | 23.18% | Q4 2025 | Feb 13, 2026 |
| SIG North Trading, ULC | History | Added to | 1,639,823 | 1,869 | 0.03% | 0.04% | 9 | +260,341 | 18.87% | Q4 2025 | Feb 17, 2026 |
| Headlands Technologies LLC | History | Added to | 987,809 | 1,126 | 0.09% | 0.03% | 10 | +770,717 | 355.02% | Q4 2025 | Feb 13, 2026 |
| BARCLAYS PLC | History | Added to | 897,078 | 1,022 | 0.0% | 0.0% | 11 | +880,875 | 5436.49% | Q4 2025 | Feb 13, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 780,357 | 889 | 0.0% | 0.0% | 12 | -294,348 | -27.39% | Q4 2025 | Mar 25, 2026 |
| Sullivan Wood Capital Management LLC | History | Added to | 772,785 | 880 | 1.33% | 0.53% | 13 | +525,500 | 212.51% | Q4 2025 | Jan 20, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Reduced | 704,356 | 802 | 0.0% | 0.0% | 14 | -2,433,340 | -77.55% | Q4 2025 | Feb 17, 2026 |
| SBI Securities Co., Ltd. | History | Reduced | 545,311 | 621 | 0.02% | 0.02% | 15 | -39,444 | -6.75% | Q4 2025 | Feb 03, 2026 |
| SIMPLEX TRADING, LLC | History | New | 487,670 | 555 | 0.0% | — | 16 | +487,670 | New | Q4 2025 | Feb 11, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | New | 425,036 | 484 | 0.01% | — | 17 | +425,036 | New | Q4 2025 | Feb 10, 2026 |
| SLT Holdings LLC | History | New | 425,000 | 484 | 0.31% | — | 18 | +425,000 | New | Q4 2025 | Feb 09, 2026 |
| TD ASSET MANAGEMENT INC | History | Added to | 422,859 | 481 | 0.0% | 0.0% | 19 | +207,892 | 96.71% | Q4 2025 | Feb 10, 2026 |
| HRT FINANCIAL LP | History | Reduced | 355,499 | 405 | 0.0% | 0.01% | 20 | -887,572 | -71.4% | Q4 2025 | Feb 12, 2026 |
| UBS Group AG | History | Reduced | 334,394 | 381 | 0.0% | 0.0% | 21 | -240,713 | -41.86% | Q4 2025 | Jan 29, 2026 |
| Baader Bank Aktiengesellschaft | History | Added to | 376,844 | 361 | 0.02% | 0.02% | 22 | +101,754 | 36.99% | Q4 2025 | Feb 05, 2026 |
| AdvisorShares Investments LLC | History | Reduced | 313,482 | 357 | 0.06% | 0.08% | 23 | -8,680 | -2.69% | Q4 2025 | Feb 10, 2026 |
| MACKENZIE FINANCIAL CORP | History | Added to | 305,578 | 354 | 0.0% | 0.0% | 24 | +193,633 | 172.97% | Q4 2025 | Feb 18, 2026 |
| GROUP ONE TRADING LLC | History | Added to | 239,053 | 272 | 0.0% | 0.0% | 25 | +163,995 | 218.49% | Q4 2025 | Feb 12, 2026 |
| IMC-Chicago, LLC | History | New | 189,927 | 216 | 0.0% | — | 26 | +189,927 | New | Q4 2025 | Jan 29, 2026 |
| Walleye Trading LLC | History | Added to | 154,300 | 175 | 0.0% | 0.0% | 27 | +141,265 | 1083.74% | Q4 2025 | Feb 13, 2026 |
| LPL Financial LLC | History | Reduced | 112,612 | 128 | 0.0% | 0.0% | 28 | -16,936 | -13.07% | Q4 2025 | Feb 11, 2026 |
| Marathon Trading Investment Management LLC | History | Reduced | 111,100 | 126 | 0.0% | 0.01% | 29 | -2,600 | -2.29% | Q4 2025 | Feb 13, 2026 |
| Lauer Wealth, LLC | History | Reduced | 192,000 | 121 | 0.09% | 0.11% | 30 | -200 | -0.1% | Q4 2025 | Jan 12, 2026 |
| State of Wyoming | History | New | 105,108 | 119 | 0.01% | — | 31 | +105,108 | New | Q4 2025 | Feb 11, 2026 |
| Virtu Financial LLC | History | New | 102,384 | 117 | 0.0% | — | 32 | +102,384 | New | Q4 2025 | Feb 23, 2026 |
| LAKE STREET PRIVATE WEALTH, LLC | History | Added to | 90,300 | 102 | 0.01% | 0.01% | 33 | +13,050 | 16.89% | Q4 2025 | Jan 07, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 89,084 | 101 | 0.0% | 0.0% | 34 | +5,406 | 6.46% | Q4 2025 | Feb 17, 2026 |
| Midwest Trust Co | History | Added to | 84,637 | 96 | 0.0% | 0.0% | 35 | +63,453 | 299.53% | Q4 2025 | Feb 04, 2026 |
| Engineers Gate Manager LP | History | New | 83,758 | 95 | 0.0% | — | 36 | +83,758 | New | Q4 2025 | Feb 17, 2026 |
| ROYAL BANK OF CANADA | History | New | 80,287 | 91 | 0.0% | — | 37 | +80,287 | New | Q4 2025 | Feb 17, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 73,739 | 84 | 0.0% | 0.0% | 38 | +13,814 | 23.05% | Q4 2025 | Feb 12, 2026 |
| WINTON GROUP Ltd | History | New | 55,300 | 63 | 0.0% | — | 39 | +55,300 | New | Q4 2025 | Feb 11, 2026 |
| Apollon Wealth Management, LLC | History | Reduced | 48,518 | 55 | 0.0% | 0.0% | 40 | -16,500 | -25.38% | Q4 2025 | Jan 22, 2026 |
| Scientech Research LLC | History | New | 44,255 | 50 | 0.03% | — | 41 | +44,255 | New | Q4 2025 | Feb 17, 2026 |
| Genesee Capital Advisors, LLC | History | No change | 40,047 | 45 | 0.02% | 0.03% | 42 | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| INSIGNEO ADVISORY SERVICES, LLC | History | Reduced | 38,475 | 43 | 0.0% | 0.0% | 43 | -4,526 | -10.53% | Q4 2025 | Feb 12, 2026 |
| Vanguard Personalized Indexing Management, LLC | History | Added to | 37,556 | 42 | 0.0% | 0.0% | 44 | +14,159 | 60.52% | Q4 2025 | Feb 13, 2026 |
| FARALLON CAPITAL MANAGEMENT LLC | History | No change | 30,000 | 34 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | Reduced | 29,482 | 33 | 0.0% | 0.0% | 46 | -692,384 | -95.92% | Q4 2025 | Feb 17, 2026 |
| Focus Partners Wealth | History | New | 28,809 | 32 | 0.0% | — | 47 | +28,809 | New | Q4 2025 | Feb 13, 2026 |
| PCG Wealth Advisors, LLC | History | New | 28,440 | 32 | 0.01% | — | 49 | +28,440 | New | Q4 2025 | Feb 05, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 27,345 | 32 | 0.0% | 0.0% | 48 | -19,500 | -41.63% | Q4 2025 | Jan 08, 2026 |
| Daiwa Securities Group Inc. | History | New | 27,800 | 31 | 0.0% | — | 50 | +27,800 | New | Q4 2025 | Feb 11, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Added to | 26,643 | 30 | 0.0% | 0.0% | 51 | +7,344 | 38.05% | Q4 2025 | Feb 17, 2026 |
| Octavia Wealth Advisors, LLC | History | New | 26,021 | 29 | 0.0% | — | 53 | +26,021 | New | Q4 2025 | Jan 23, 2026 |
| SCOTIA CAPITAL INC. | History | Reduced | 25,657 | 29 | 0.0% | 0.0% | 52 | -226 | -0.87% | Q4 2025 | Feb 12, 2026 |
| BANK OF MONTREAL /CAN/ | History | Reduced | 25,174 | 28 | 0.0% | 0.0% | 54 | -354,030 | -93.36% | Q4 2025 | Feb 12, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 22,909 | 26 | 0.0% | 0.0% | 55 | -21,035 | -47.87% | Q4 2025 | Feb 17, 2026 |
| INTEGRITY ALLIANCE, LLC. | History | Added to | 23,415 | 26 | 0.0% | 0.0% | 56 | +5,500 | 30.7% | Q4 2025 | Feb 09, 2026 |
| Blueshift Asset Management, LLC | History | New | 22,031 | 25 | 0.01% | — | 58 | +22,031 | New | Q4 2025 | Feb 13, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 22,295 | 25 | 0.0% | 0.0% | 57 | +8,268 | 58.94% | Q4 2025 | Feb 17, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 21,124 | 24 | 0.0% | 0.0% | 59 | +2,381 | 12.7% | Q4 2025 | Feb 05, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 20,886 | 23 | 0.0% | 0.0% | 60 | +5,815 | 38.58% | Q4 2025 | Feb 13, 2026 |
| CIBC WORLD MARKET INC. | History | Added to | 19,422 | 22 | 0.0% | 0.0% | 61 | +311 | 1.63% | Q4 2025 | Feb 10, 2026 |
| Cetera Investment Advisers | History | Reduced | 18,675 | 21 | 0.0% | 0.0% | 62 | -8,104 | -30.26% | Q4 2025 | Feb 17, 2026 |
| TD Waterhouse Canada Inc. | History | Reduced | 17,141 | 19 | 0.0% | 0.0% | 63 | -206 | -1.19% | Q4 2025 | Jan 27, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 15,956 | 18 | 0.0% | 0.0% | 64 | +5,750 | 56.34% | Q4 2025 | Feb 13, 2026 |
| Federation des caisses Desjardins du Quebec | History | Reduced | 15,465 | 17 | 0.0% | 0.0% | 66 | -3,361 | -17.85% | Q4 2025 | Feb 12, 2026 |
| PFS Partners, LLC | History | Reduced | 15,350 | 17 | 0.01% | 0.01% | 65 | -508 | -3.2% | Q4 2025 | Jan 16, 2026 |
| Robertson Stephens Wealth Management, LLC | History | New | 14,637 | 16 | 0.0% | — | 68 | +14,637 | New | Q4 2025 | Feb 02, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 14,492 | 16 | 0.0% | 0.0% | 67 | +230 | 1.61% | Q4 2025 | Feb 13, 2026 |
| Impact Partnership Wealth, LLC | History | No change | 14,000 | 15 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| TRUIST FINANCIAL CORP | History | New | 12,666 | 14 | 0.0% | — | 70 | +12,666 | New | Q4 2025 | Feb 02, 2026 |
| Kestra Advisory Services, LLC | History | New | 12,626 | 14 | 0.0% | — | 71 | +12,626 | New | Q4 2025 | Feb 13, 2026 |
| Private Advisor Group, LLC | History | Reduced | 11,556 | 13 | 0.0% | 0.0% | 72 | -540 | -4.46% | Q4 2025 | Feb 17, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 10,731 | 12 | 0.0% | 0.0% | 73 | -76,364 | -87.68% | Q4 2025 | Feb 17, 2026 |
| GRANITE ISLANDS PRIVATE WEALTH, LLC | History | New | 10,905 | 12 | 0.01% | — | 76 | +10,905 | New | Q4 2025 | Feb 12, 2026 |
| Traynor Capital Management, Inc. | History | Reduced | 10,824 | 12 | 0.0% | 0.0% | 74 | -134 | -1.22% | Q4 2025 | Jan 12, 2026 |
| Belpointe Asset Management LLC | History | No change | 11,379 | 12 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| Lewis Asset Management, LLC | History | New | 10,049 | 11 | 0.0% | — | 85 | +10,049 | New | Q4 2025 | Jan 15, 2026 |
| Aries Wealth Management | History | New | 10,020 | 11 | 0.0% | — | 82 | +10,020 | New | Q4 2025 | Jan 30, 2026 |
| GREENBERG FINANCIAL GROUP | History | New | 10,017 | 11 | 0.0% | — | 78 | +10,017 | New | Q4 2025 | Jan 22, 2026 |
| Kelman-Lazarov, Inc. | History | New | 10,000 | 11 | 0.0% | — | 80 | +10,000 | New | Q4 2025 | Jan 26, 2026 |
| ELEVATION POINT WEALTH PARTNERS, LLC | History | Reduced | 10,000 | 11 | 0.0% | 0.0% | 84 | -64 | -0.64% | Q4 2025 | Feb 12, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 10,226 | 11 | 0.0% | 0.0% | 79 | -54 | -0.53% | Q4 2025 | Feb 10, 2026 |
| STEPHENS INC /AR/ | History | No change | 10,047 | 11 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | History | No change | 10,100 | 11 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Vestmark Advisory Solutions, Inc. | History | No change | 10,000 | 11 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Tower Research Capital LLC (TRC) | History | Reduced | 6,491 | 7 | 0.0% | 0.0% | 86 | -731 | -10.12% | Q4 2025 | Feb 17, 2026 |
| T3 Companies, LLC | History | New | 213,700 | 6 | 0.01% | — | 88 | +213,700 | New | Q4 2025 | Feb 11, 2026 |
| Belvedere Trading LLC | History | Added to | 37,355 | 6 | 0.0% | 0.0% | 87 | +26 | 0.07% | Q4 2025 | Feb 10, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 4,127 | 4 | 0.0% | 0.0% | 89 | -59 | -1.41% | Q4 2025 | Feb 09, 2026 |
| IFP Advisors, Inc | History | Added to | 3,712 | 4 | 0.0% | 0.0% | 90 | +13 | 0.35% | Q4 2025 | Feb 06, 2026 |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | History | New | 2,000 | 2 | 0.0% | — | 93 | +2,000 | New | Q4 2025 | Feb 12, 2026 |
| Arax Advisory Partners | History | Added to | 2,088 | 2 | 0.0% | — | 92 | +1,593 | 321.82% | Q4 2025 | Feb 13, 2026 |
| MAI Capital Management | History | Reduced | 1,818 | 2 | 0.0% | 0.0% | 91 | -64 | -3.4% | Q4 2025 | Feb 13, 2026 |
| DV Trading LLC | History | New | 1,700 | 1 | 0.0% | — | 96 | +1,700 | New | Q4 2025 | Feb 17, 2026 |
| VALLEY NATIONAL ADVISERS INC | History | New | 1,020 | 1 | 0.0% | — | 94 | +1,020 | New | Q4 2025 | Jan 23, 2026 |
| Signature Equity Partners, LLC | History | New | 945 | 1 | 0.0% | — | 99 | +945 | New | Q4 2025 | Feb 17, 2026 |
| Tripletail Wealth Management, LLC | History | New | 900 | 1 | 0.0% | — | 98 | +900 | New | Q4 2025 | Feb 12, 2026 |
| TSFG, LLC | History | Reduced | 477 | 1 | 0.0% | 0.0% | 97 | -10 | -2.05% | Q4 2025 | Feb 04, 2026 |
| Parallel Advisors, LLC | History | Reduced | 1,081 | 1 | 0.0% | 0.0% | 95 | -5 | -0.46% | Q4 2025 | Feb 11, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,210,014 | -100.0% | Q3 2025 | Nov 14, 2025 |
| TWO SIGMA SECURITIES, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -171,121 | -100.0% | Q3 2025 | Nov 14, 2025 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -160,196 | -100.0% | Q3 2025 | Oct 23, 2025 |
| Murchinson Ltd. | History | Closed out | 0 | 0 | — | 0.03% | — | -150,000 | -100.0% | Q3 2025 | Nov 14, 2025 |
| GMT CAPITAL CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -138,459 | -100.0% | Q3 2025 | Nov 14, 2025 |
| CIBC Private Wealth Group LLC | History | Reduced | 7 | 0 | — | 0.0% | — | -100,025 | -99.99% | Q4 2025 | Feb 12, 2026 |
| DRW Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -88,900 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Vontobel Holding Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -77,850 | -100.0% | Q3 2025 | Oct 15, 2025 |
| OMERS ADMINISTRATION Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -60,400 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Sender Co & Partners, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -43,175 | -100.0% | Q3 2025 | Nov 17, 2025 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -25,000 | -100.0% | Q3 2025 | Nov 14, 2025 |
| TWO SIGMA ADVISERS, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -21,797 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Valtinson Bruner Financial Planning LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -20,000 | -100.0% | Q3 2025 | Nov 04, 2025 |
| Equitable Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -16,147 | -100.0% | Q3 2025 | Nov 14, 2025 |
| PFG Investments, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,147 | -100.0% | Q3 2025 | Oct 31, 2025 |
| NewEdge Advisors, LLC | History | Reduced | 719 | 0 | — | 0.0% | — | -15,757 | -95.64% | Q4 2025 | Feb 18, 2026 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,733 | -100.0% | Q3 2025 | Nov 07, 2025 |
| Parallax Volatility Advisers, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -12,365 | -100.0% | Q3 2025 | Nov 14, 2025 |
| StoneX Group Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -10,819 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Mariner, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,260 | -100.0% | Q3 2025 | Nov 14, 2025 |
| FNY Investment Advisers, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,825 | -100.0% | Q3 2025 | Dec 15, 2025 |
| GABLES CAPITAL MANAGEMENT INC. | History | Reduced | 855 | 0 | — | 0.0% | — | -5,000 | -85.4% | Q4 2025 | Feb 06, 2026 |
| SHP Wealth Management | History | New | 735 | 0 | — | — | — | +735 | New | Q4 2025 | Mar 04, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | New | 553 | 0 | — | — | — | +553 | New | Q4 2025 | Jan 21, 2026 |
| AllSquare Wealth Management LLC | History | Closed out | 0 | 0 | — | — | — | -381 | -100.0% | Q3 2025 | Jan 12, 2026 |
| Larson Financial Group LLC | History | Added to | 482 | 0 | — | — | — | +317 | 192.12% | Q4 2025 | Feb 06, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | New | 293 | 0 | — | — | — | +293 | New | Q4 2025 | Feb 05, 2026 |
| Allworth Financial LP | History | New | 266 | 0 | — | — | — | +266 | New | Q4 2025 | Feb 05, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 584 | 0 | — | — | — | +166 | 39.71% | Q4 2025 | Jan 23, 2026 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | — | — | -161 | -100.0% | Q3 2025 | Nov 18, 2025 |
| CWM, LLC | History | Added to | 275 | 0 | — | — | — | +146 | 113.18% | Q4 2025 | Jan 26, 2026 |
| Financial Life Planners | History | Closed out | 0 | 0 | — | — | — | -114 | -100.0% | Q3 2025 | Nov 13, 2025 |
| SageView Advisory Group, LLC | History | New | 106 | 0 | — | — | — | +106 | New | Q4 2025 | Feb 17, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 73 | 0 | — | — | — | -100 | -57.8% | Q4 2025 | Mar 16, 2026 |
| HighMark Wealth Management LLC | History | Reduced | 30 | 0 | — | — | — | -100 | -76.92% | Q4 2025 | Feb 05, 2026 |
| CoreCap Advisors, LLC | History | Added to | 165 | 0 | — | — | — | +100 | 153.85% | Q4 2025 | Jan 13, 2026 |
| Rialto Wealth Management, LLC | History | New | 100 | 0 | — | — | — | +100 | New | Q4 2025 | Jan 12, 2026 |
| EFG International AG | History | New | 91 | 0 | — | — | — | +91 | New | Q4 2025 | Feb 17, 2026 |
| SIGNATUREFD, LLC | History | Reduced | 22 | 0 | — | — | — | -80 | -78.43% | Q4 2025 | Jan 20, 2026 |
| MCGUIRE CAPITAL ADVISORS INC | History | New | 73 | 0 | — | — | — | +73 | New | Q4 2025 | Feb 19, 2026 |
| MATHER GROUP, LLC. | History | Closed out | 0 | 0 | — | — | — | -71 | -100.0% | Q3 2025 | Oct 21, 2025 |
| Safe Harbor Fiduciary, LLC | History | New | 60 | 0 | — | — | — | +60 | New | Q4 2025 | Feb 17, 2026 |
| ENTRUST FINANCIAL LLC | History | New | 57 | 0 | — | — | — | +57 | New | Q4 2025 | Feb 06, 2026 |
| Smartleaf Asset Management LLC | History | New | 53 | 0 | — | — | — | +53 | New | Q4 2025 | Feb 13, 2026 |
| Motiv8 Investments LLC | History | New | 52 | 0 | — | — | — | +52 | New | Q4 2025 | Feb 13, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 619 | 0 | — | — | — | +50 | 8.79% | Q4 2025 | Feb 06, 2026 |
| Community Bank, N.A. | History | New | 50 | 0 | — | — | — | +50 | New | Q4 2025 | Feb 04, 2026 |
| Wilkerson Advisory Group LLC | History | New | 40 | 0 | — | — | — | +40 | New | Q4 2025 | Feb 13, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 683 | 0 | — | 0.0% | — | -30 | -4.21% | Q4 2025 | Feb 12, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | — | — | -30 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Vermillion Wealth Management, Inc. | History | New | 29 | 0 | — | — | — | +29 | New | Q4 2025 | Feb 11, 2026 |
| Atlantic Union Bankshares Corp | History | Reduced | 20 | 0 | — | — | — | -25 | -55.56% | Q4 2025 | Feb 04, 2026 |
| Cape Investment Advisory, Inc. | History | Added to | 23 | 0 | — | — | — | +20 | 666.67% | Q4 2025 | Feb 17, 2026 |
| Quintet Private Bank (Europe) S.A. | History | New | 20 | 0 | — | — | — | +20 | New | Q4 2025 | Jan 20, 2026 |
| Smallwood Wealth Investment Management, LLC | History | Added to | 73 | 0 | — | — | — | +18 | 32.73% | Q4 2025 | Jan 23, 2026 |
| Wealthspire Advisors, LLC | History | Closed out | 0 | 0 | — | — | — | -18 | -100.0% | Q3 2025 | Nov 14, 2025 |
| PITTENGER & ANDERSON INC | History | Closed out | 0 | 0 | — | — | — | -17 | -100.0% | Q3 2025 | Nov 03, 2025 |
| Jessup Wealth Management, Inc | History | New | 15 | 0 | — | — | — | +15 | New | Q4 2025 | Feb 11, 2026 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | — | — | -15 | -100.0% | Q3 2025 | Nov 07, 2025 |
| Pinnacle Wealth Planning Services, Inc. | History | New | 14 | 0 | — | — | — | +14 | New | Q4 2025 | Feb 13, 2026 |
| Future Financial Wealth Managment LLC | History | Closed out | 0 | 0 | — | — | — | -13 | -100.0% | Q3 2025 | Oct 15, 2025 |
| BlackRock, Inc. | History | Added to | 735 | 0 | — | 0.0% | — | +11 | 1.52% | Q4 2025 | Feb 12, 2026 |
| Princeton Global Asset Management LLC | History | Closed out | 0 | 0 | — | — | — | -11 | -100.0% | Q3 2025 | Oct 09, 2025 |
| Newbridge Financial Services Group, Inc. | History | Closed out | 0 | 0 | — | — | — | -11 | -100.0% | Q3 2025 | Nov 13, 2025 |
| City State Bank | History | Closed out | 0 | 0 | — | — | — | -11 | -100.0% | Q3 2025 | Oct 16, 2025 |
| Godfrey Financial Associates, Inc. | History | New | 10 | 0 | — | — | — | +10 | New | Q4 2025 | Feb 10, 2026 |
| Comprehensive Financial Planning, Inc./PA | History | Added to | 43 | 0 | — | — | — | +8 | 22.86% | Q4 2025 | Feb 11, 2026 |
| Lodestone Wealth Management LLC | History | New | 7 | 0 | — | — | — | +7 | New | Q4 2025 | Jan 15, 2026 |
| Main Street Group, LTD | History | Closed out | 0 | 0 | — | — | — | -7 | -100.0% | Q3 2025 | Nov 07, 2025 |
| Navalign, LLC | History | New | 5 | 0 | — | — | — | +5 | New | Q4 2025 | Feb 05, 2026 |
| BLUELINE ADVISORS LLC | History | New | 5 | 0 | — | — | — | +5 | New | Q4 2025 | Feb 10, 2026 |
| SALEM INVESTMENT COUNSELORS INC | History | Closed out | 0 | 0 | — | — | — | -5 | -100.0% | Q3 2025 | Oct 07, 2025 |
| Truvestments Capital LLC | History | Closed out | 0 | 0 | — | — | — | -5 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Ancora Advisors LLC | History | Reduced | 8 | 0 | — | — | — | -4 | -33.33% | Q4 2025 | Feb 17, 2026 |
| BNP PARIBAS | History | New | 2 | 0 | — | — | — | +2 | New | Q4 2025 | Feb 10, 2026 |
| Golden State Wealth Management, LLC | History | Reduced | 196 | 0 | — | — | — | -2 | -1.01% | Q4 2025 | Feb 13, 2026 |
| EVERMAY WEALTH MANAGEMENT LLC | History | Closed out | 0 | 0 | — | — | — | -2 | -100.0% | Q3 2025 | Nov 05, 2025 |
| Wealth Watch Advisors, INC | History | Closed out | 0 | 0 | — | — | — | -2 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Dogwood Wealth Management LLC | History | Closed out | 0 | 0 | — | — | — | -2 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Bank Julius Baer & Co. Ltd, Zurich | History | Reduced | 688 | 0 | — | 0.0% | — | -1 | -0.15% | Q4 2025 | Feb 05, 2026 |
| Commonwealth Retirement Investments LLC | History | New | 1 | 0 | — | — | — | +1 | New | Q4 2025 | Feb 11, 2026 |
| Marshall & Sterling Wealth Advisors Inc. | History | Reduced | 154 | 0 | — | — | — | -1 | -0.65% | Q4 2025 | Feb 10, 2026 |
| BROWN, LISLE/CUMMINGS, INC. | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| JPMORGAN CHASE & CO | History | No change | 496 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| US BANCORP \DE\ | History | No change | 35 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| FIRST HORIZON CORP | History | No change | 4 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 128 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | No change | 15 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| CALDWELL SUTTER CAPITAL, INC. | History | No change | 15 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| SouthState Bank Corp | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| NBC SECURITIES, INC. | History | No change | 273 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 21 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| CITIGROUP INC | History | No change | 26 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Clearstead Advisors, LLC | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| DELTA ASSET MANAGEMENT LLC/TN | History | No change | 100 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| BARRETT & COMPANY, INC. | History | No change | 82 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| ALERUS FINANCIAL NA | History | No change | 200 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| ATWOOD & PALMER INC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | No change | 204 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| FIRST UNITED BANK & TRUST | History | No change | 33 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| PRIVATE TRUST CO NA | History | No change | 87 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| North Star Investment Management Corp. | History | No change | 11 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| AdvisorNet Financial, Inc | History | No change | 46 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| Plante Moran Financial Advisors, LLC | History | No change | 115 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| Cheviot Value Management, LLC | History | No change | 234 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| Asset Dedication, LLC | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Westside Investment Management, Inc. | History | No change | 90 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Colonial Trust Advisors | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Winch Advisory Services, LLC | History | No change | 22 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| Heritage Wealth Advisors | History | No change | 48 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Compagnie Lombard Odier SCmA | History | No change | 250 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| Tradewinds Capital Management, LLC | History | No change | 16 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| FINANCIAL CONSULATE, INC | History | No change | 38 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| Trust Co | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| Sunbelt Securities, Inc. | History | No change | 12 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 20, 2026 |
| Anchor Investment Management, LLC | History | No change | 4 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 26, 2026 |
| Stone House Investment Management, LLC | History | No change | 11 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| NVWM, LLC | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| McIlrath & Eck, LLC | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| Bogart Wealth, LLC | History | No change | 42 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| Tower View Wealth Management LLC | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Investors Research Corp | History | No change | 30 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 06, 2026 |
| Sound Income Strategies, LLC | History | No change | 85 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| Steigerwald, Gordon & Koch Inc. | History | No change | 55 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Quaker Wealth Management, LLC | History | No change | 100 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| Global Retirement Partners, LLC | History | No change | 277 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Salomon & Ludwin, LLC | History | No change | 104 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| Prestige Wealth Management Group LLC | History | No change | 462 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Cedar Mountain Advisors, LLC | History | No change | 27 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Key FInancial Inc | History | No change | 36 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| CVA Family Office, LLC | History | No change | 200 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 12, 2026 |
| Center for Financial Planning, Inc. | History | No change | 25 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| Archer Investment Corp | History | No change | 124 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| Fortis Group Advisors, LLC | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| MTM Investment Management, LLC | History | No change | 16 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| WOLFF WIESE MAGANA LLC | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| RMG Wealth Management LLC | History | No change | 18 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| SOA Wealth Advisors, LLC. | History | No change | 51 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| Piscataqua Savings Bank | History | No change | 32 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| Activest Wealth Management | History | No change | 796 | 0 | — | 0.0% | — | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| SJS Investment Consulting Inc. | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| Dunhill Financial, LLC | History | No change | 20 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| New England Capital Financial Advisors LLC | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| Wealth Preservation Advisors, LLC | History | No change | 22 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 23, 2026 |
| Root Financial Partners, LLC | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| ORG Partners LLC | History | No change | 22 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Strategic Advocates LLC | History | No change | 22 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Financial Perspectives, Inc | History | No change | 5 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| Atlantic Edge Private Wealth Management, LLC | History | No change | 25 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| American Capital Advisory, LLC | History | No change | 7 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| Hilltop National Bank | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 07, 2026 |
| Millstone Evans Group, LLC | History | No change | 167 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| Raiffeisen Bank International AG | History | No change | 400 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Murphy & Mullick Capital Management Corp | History | No change | 150 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| LOUISBOURG INVESTMENTS INC. | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| Roxbury Financial LLC | History | No change | 16 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 05, 2026 |
| Rossby Financial, LCC | History | No change | 60 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| PINNEY & SCOFIELD, INC. | History | No change | 400 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Copia Wealth Management | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Kilter Group LLC | History | No change | 20 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |