Canopy Growth Corp - CGC
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Tidal Investments LLC | History | No change | 9,189,630 | 8,730 | 0.02% | 0.02% | 1 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 4,312,606 | 4,096 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| JANE STREET GROUP, LLC | History | No change | 2,091,108 | 2,032 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | No change | 1,946,294 | 1,848 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| LAZARD ASSET MANAGEMENT LLC | History | No change | 1,847,500 | 1,755 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CITADEL ADVISORS LLC | History | No change | 1,786,444 | 1,697 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| UBS Group AG | History | No change | 1,396,338 | 1,326 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SIG North Trading, ULC | History | No change | 1,392,893 | 1,323 | 0.02% | 0.02% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 1,303,720 | 1,238 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Walleye Trading LLC | History | No change | 1,084,665 | 1,030 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| ROYAL BANK OF CANADA | History | No change | 1,081,963 | 1,028 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | No change | 858,456 | 816 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| D. E. Shaw & Co., Inc. | History | No change | 764,724 | 727 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HRT FINANCIAL LP | History | No change | 715,081 | 679 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TD ASSET MANAGEMENT INC | History | No change | 686,625 | 667 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| SBI Securities Co., Ltd. | History | Added to | 711,678 | 637 | 0.01% | 0.01% | 16 | +28,963 | 4.24% | Q3 2026 | Oct 21, 2026 |
| Sculptor Capital LP | History | No change | 670,000 | 636 | 0.01% | 0.01% | 17 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Federation des caisses Desjardins du Quebec | History | No change | 500,707 | 486 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | No change | 492,571 | 470 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MACKENZIE FINANCIAL CORP | History | Added to | 502,331 | 448 | 0.0% | 0.0% | 20 | +25,031 | 5.24% | Q3 2026 | Nov 02, 2026 |
| Verition Fund Management LLC | History | No change | 421,400 | 400 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| AdvisorShares Investments LLC | History | No change | 289,683 | 275 | 0.03% | 0.03% | 22 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Baader Bank Aktiengesellschaft | History | No change | 270,000 | 262 | 0.02% | 0.02% | 23 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Virtu Financial LLC | History | No change | 243,625 | 231 | 0.01% | 0.01% | 24 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Harel Insurance Investments & Financial Services Ltd. | History | Added to | 199,000 | 178 | 0.0% | 0.0% | 25 | +100,000 | 101.01% | Q3 2026 | Nov 02, 2026 |
| LPL Financial LLC | History | No change | 167,285 | 158 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| GMT CAPITAL CORP | History | No change | 138,459 | 131 | 0.01% | 0.01% | 27 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LAKE STREET PRIVATE WEALTH, LLC | History | Added to | 145,650 | 130 | 0.01% | 0.02% | 28 | +3,750 | 2.64% | Q3 2026 | Oct 22, 2026 |
| TD Waterhouse Canada Inc. | History | Added to | 138,719 | 121 | 0.0% | 0.0% | 29 | +11,528 | 9.06% | Q3 2026 | Oct 16, 2026 |
| Leonteq Securities AG | History | No change | 92,447 | 117 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| Marathon Trading Investment Management LLC | History | No change | 109,600 | 104 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 93,767 | 90 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Optiver Holding B.V. | History | No change | 91,790 | 87 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Marex Group Ltd | History | No change | 90,773 | 86 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Beau Ventures, LLc | History | No change | 90,000 | 80 | 0.01% | 0.01% | 35 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| TORONTO DOMINION BANK | History | No change | 82,216 | 79 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Squarepoint Ops LLC | History | No change | 67,823 | 64 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CITIGROUP INC | History | Added to | 63,900 | 57 | 0.0% | 0.0% | 38 | +9,825 | 18.17% | Q3 2026 | Nov 04, 2026 |
| SG Americas Securities, LLC | History | No change | 60,135 | 57 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| IMC-Chicago, LLC | History | New | 62,027 | 55 | 0.0% | — | 40 | +62,027 | New | Q3 2026 | Nov 05, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | No change | 53,745 | 51 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TWO SIGMA SECURITIES, LLC | History | No change | 49,259 | 46 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 50,631 | 45 | 0.0% | 0.0% | 43 | -13,502 | -21.05% | Q3 2026 | Nov 02, 2026 |
| Apollon Wealth Management, LLC | History | No change | 48,527 | 43 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| INSIGNEO ADVISORY SERVICES, LLC | History | No change | 38,357 | 37 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 38,472 | 36 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Tower Research Capital LLC (TRC) | History | No change | 37,089 | 35 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Genesee Capital Advisors, LLC | History | No change | 40,068 | 35 | 0.01% | 0.01% | 48 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| CIBC WORLD MARKET INC. | History | No change | 34,748 | 33 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Engineers Gate Manager LP | History | No change | 33,395 | 31 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BANK OF MONTREAL /CAN/ | History | No change | 31,654 | 30 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | No change | 30,500 | 28 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| PCG Wealth Advisors, LLC | History | No change | 28,440 | 27 | 0.01% | 0.01% | 53 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Ground Swell Capital, LLC | History | No change | 28,181 | 26 | 0.03% | 0.03% | 54 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Focus Partners Wealth | History | No change | 27,945 | 26 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| WINTON GROUP Ltd | History | No change | 27,400 | 26 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Octavia Wealth Advisors, LLC | History | No change | 26,009 | 24 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Jul 14, 2026 |
| SCOTIA CAPITAL INC. | History | No change | 22,552 | 21 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 21,486 | 20 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 21,747 | 19 | 0.0% | 0.0% | 62 | -1,513 | -6.5% | Q3 2026 | Nov 02, 2026 |
| BARCLAYS PLC | History | No change | 20,003 | 19 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 20,688 | 19 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| INTEGRITY ALLIANCE, LLC. | History | Reduced | 20,687 | 18 | 0.0% | 0.0% | 63 | -6,778 | -24.68% | Q3 2026 | Oct 29, 2026 |
| FARALLON CAPITAL MANAGEMENT, L.L.C. | History | No change | 18,000 | 17 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PFS Partners, LLC | History | No change | 18,350 | 16 | 0.01% | 0.01% | 65 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 15,894 | 15 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | No change | 16,752 | 15 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Cetera Investment Advisers | History | No change | 15,944 | 15 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Impact Partnership Wealth, LLC | History | No change | 14,000 | 13 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| Vanguard Personalized Indexing Management, LLC | History | No change | 13,010 | 12 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| SILVERLAKE WEALTH MANAGEMENT LLC | History | New | 13,197 | 11 | 0.0% | — | 71 | +13,197 | New | Q3 2026 | Oct 21, 2026 |
| Private Advisor Group, LLC | History | No change | 11,526 | 10 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Kelman-Lazarov, Inc. | History | No change | 11,000 | 10 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 10,272 | 9 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| STEPHENS INC /AR/ | History | No change | 10,032 | 9 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | History | No change | 10,100 | 9 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Vestmark Advisory Solutions, Inc. | History | No change | 10,005 | 9 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GRANITE ISLANDS PRIVATE WEALTH, LLC | History | No change | 10,905 | 9 | 0.01% | 0.01% | 78 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| ELEVATION POINT WEALTH PARTNERS, LLC | History | Added to | 10,015 | 8 | 0.0% | 0.0% | 79 | +7 | 0.07% | Q3 2026 | Nov 04, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 4,314 | 4 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Ascentis Independent Advisors | History | New | 2,795 | 2 | 0.0% | — | 82 | +2,795 | New | Q3 2026 | Nov 03, 2026 |
| Institute for Wealth Management, LLC. | History | No change | 2,478 | 2 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | History | No change | 1,500 | 1 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NewEdge Advisors, LLC | History | No change | 1,324 | 1 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| IFP Advisors, Inc | History | No change | 1,421 | 1 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| Sullivan Wood Capital Management LLC | History | Closed out | 0 | 0 | — | 0.9% | — | -690,585 | -100.0% | Q3 2026 | Oct 13, 2026 |
| Daiwa Securities Group Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -278,000 | -100.0% | Q3 2026 | Oct 29, 2026 |
| Lauer Wealth, LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -133,000 | -100.0% | Q3 2026 | Oct 13, 2026 |
| J. Safra Sarasin Holding AG | History | Closed out | 0 | 0 | — | 0.0% | — | -11,016 | -100.0% | Q3 2026 | Oct 26, 2026 |
| Aries Wealth Management | History | Closed out | 0 | 0 | — | 0.0% | — | -10,020 | -100.0% | Q3 2026 | Oct 23, 2026 |
| Bank Julius Baer & Co. Ltd, Zurich | History | Closed out | 0 | 0 | — | — | — | -690 | -100.0% | Q3 2026 | Oct 29, 2026 |
| TSFG, LLC | History | Reduced | 340 | 0 | — | 0.0% | — | -247 | -42.08% | Q3 2026 | Oct 23, 2026 |
| Compagnie Lombard Odier SCmA | History | Reduced | 100 | 0 | — | — | — | -150 | -60.0% | Q3 2026 | Nov 04, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 300 | 0 | — | — | — | -127 | -29.74% | Q3 2026 | Oct 08, 2026 |
| Larson Financial Group LLC | History | Reduced | 81 | 0 | — | — | — | -90 | -52.63% | Q3 2026 | Nov 05, 2026 |
| Rossby Financial, LCC | History | New | 90 | 0 | — | — | — | +90 | New | Q3 2026 | Nov 05, 2026 |
| Smallwood Wealth Investment Management, LLC | History | Closed out | 0 | 0 | — | — | — | -73 | -100.0% | Q3 2026 | Oct 30, 2026 |
| GILL CAPITAL PARTNERS, LLC | History | Closed out | 0 | 0 | — | — | — | -60 | -100.0% | Q3 2026 | Oct 13, 2026 |
| William Mack & Associates, Inc. | History | New | 50 | 0 | — | — | — | +50 | New | Q3 2026 | Oct 27, 2026 |
| AdvisorNet Financial, Inc | History | Closed out | 0 | 0 | — | — | — | -46 | -100.0% | Q3 2026 | Oct 15, 2026 |
| Westside Investment Management, Inc. | History | Reduced | 20 | 0 | — | — | — | -40 | -66.67% | Q3 2026 | Nov 02, 2026 |
| BARRETT & COMPANY, INC. | History | Reduced | 65 | 0 | — | — | — | -32 | -32.99% | Q3 2026 | Oct 22, 2026 |
| Key FInancial Inc | History | Reduced | 21 | 0 | — | — | — | -32 | -60.38% | Q3 2026 | Nov 02, 2026 |
| LifeSteps Financial, Inc. | History | Closed out | 0 | 0 | — | — | — | -26 | -100.0% | Q3 2026 | Oct 15, 2026 |
| Markowski Investments | History | New | 25 | 0 | — | — | — | +25 | New | Q3 2026 | Oct 30, 2026 |
| Center for Financial Planning, Inc. | History | Closed out | 0 | 0 | — | — | — | -25 | -100.0% | Q3 2026 | Oct 26, 2026 |
| Quintet Private Bank (Europe) S.A. | History | Added to | 40 | 0 | — | — | — | +20 | 100.0% | Q3 2026 | Oct 08, 2026 |
| Wilmington Savings Fund Society, FSB | History | New | 17 | 0 | — | — | — | +17 | New | Q3 2026 | Oct 23, 2026 |
| COMPASS FINANCIAL MANAGEMENT LLC | History | New | 15 | 0 | — | — | — | +15 | New | Q3 2026 | Oct 30, 2026 |
| Stone House Investment Management, LLC | History | Closed out | 0 | 0 | — | — | — | -11 | -100.0% | Q3 2026 | Oct 23, 2026 |
| Parallel Advisors, LLC | History | Added to | 1,092 | 0 | — | 0.0% | — | +10 | 0.92% | Q3 2026 | Nov 03, 2026 |
| Nova Financial LLC | History | New | 10 | 0 | — | — | — | +10 | New | Q3 2026 | Nov 04, 2026 |
| Asset Dedication, LLC | History | Closed out | 0 | 0 | — | — | — | -10 | -100.0% | Q3 2026 | Nov 02, 2026 |
| Trust Co | History | Closed out | 0 | 0 | — | — | — | -10 | -100.0% | Q3 2026 | Oct 09, 2026 |
| Balance Wealth Partners LLC | History | New | 5 | 0 | — | — | — | +5 | New | Q3 2026 | Oct 27, 2026 |
| SALEM INVESTMENT COUNSELORS INC | History | Closed out | 0 | 0 | — | — | — | -5 | -100.0% | Q3 2026 | Oct 13, 2026 |
| CoreCap Advisors, LLC | History | Added to | 169 | 0 | — | — | — | +4 | 2.42% | Q3 2026 | Oct 08, 2026 |
| Root Financial Partners, LLC | History | New | 3 | 0 | — | — | — | +3 | New | Q3 2026 | Oct 21, 2026 |
| Next Level Wealth Planning, LLC | History | New | 2 | 0 | — | — | — | +2 | New | Q3 2026 | Oct 29, 2026 |
| Founders Capital Management | History | Closed out | 0 | 0 | — | — | — | -2 | -100.0% | Q3 2026 | Oct 13, 2026 |
| Tower View Wealth Management LLC | History | Closed out | 0 | 0 | — | — | — | -2 | -100.0% | Q3 2026 | Oct 23, 2026 |
| SIGNATUREFD, LLC | History | Reduced | 21 | 0 | — | — | — | -1 | -4.55% | Q3 2026 | Oct 23, 2026 |
| Commonwealth Retirement Investments LLC | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q3 2026 | Oct 26, 2026 |
| BROWN, LISLE/CUMMINGS, INC. | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| JPMORGAN CHASE & CO | History | No change | 521 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| US BANCORP \DE\ | History | No change | 35 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| FIRST HORIZON CORP | History | No change | 4 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 128 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | No change | 15 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| CALDWELL SUTTER CAPITAL, INC. | History | No change | 624 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 419 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| SouthState Bank Corp | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| VALLEY NATIONAL ADVISERS INC | History | No change | 20 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| LANARK FINANCIAL, INC. | History | No change | 273 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 21 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| DELTA ASSET MANAGEMENT LLC/TN | History | No change | 100 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 20 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| ALERUS FINANCIAL NA | History | No change | 200 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ATWOOD & PALMER INC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | No change | 390 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 977 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| FIRST UNITED BANK & TRUST | History | No change | 33 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 22, 2026 |
| North Star Investment Management Corp. | History | No change | 11 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| Plante Moran Financial Advisors, LLC | History | No change | 86 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Cheviot Value Management, LLC | History | No change | 234 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Ancora Advisors LLC | History | No change | 8 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TD Capital Management LLC | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| MATHER GROUP, LLC. | History | No change | 71 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| Allworth Financial LP | History | No change | 251 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Colonial Trust Advisors | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Financial Management Professionals, Inc. | History | No change | 15 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| Winch Advisory Services, LLC | History | No change | 22 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Arax Advisory Partners | History | No change | 496 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Heritage Wealth Advisors | History | No change | 48 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Tradewinds Capital Management, LLC | History | No change | 16 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| FINANCIAL CONSULATE, INC | History | No change | 38 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| Community Bank, N.A. | History | No change | 50 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Anchor Investment Management, LLC | History | No change | 4 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Sep 15, 2026 |
| NVWM, LLC | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 110 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Bogart Wealth, LLC | History | No change | 42 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Strategic Wealth Partners, Ltd. | History | No change | 62 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 569 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | No change | 14 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| IFG Advisory, LLC | History | No change | 42 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Investors Research Corp | History | No change | 30 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 07, 2026 |
| Steigerwald, Gordon & Koch Inc. | History | No change | 55 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| Quaker Wealth Management, LLC | History | No change | 100 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 22, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 72 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| GABLES CAPITAL MANAGEMENT INC. | History | No change | 805 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Global Retirement Partners, LLC | History | No change | 267 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Salomon & Ludwin, LLC | History | No change | 104 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| Prestige Wealth Management Group LLC | History | No change | 458 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Golden State Wealth Management, LLC | History | No change | 196 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| Cedar Mountain Advisors, LLC | History | No change | 27 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| CVA Family Office, LLC | History | No change | 200 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| HighMark Wealth Management LLC | History | No change | 30 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Aberdeen Wealth Management LLC | History | No change | 17 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Archer Investment Corp | History | No change | 124 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| SHP Wealth Management | History | No change | 735 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Fortis Group Advisors, LLC | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| WOLFF WIESE MAGANA LLC | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| RMG Wealth Management LLC | History | No change | 18 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| Continuum Advisory, LLC | History | No change | 16 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| SOA Wealth Advisors, LLC. | History | No change | 51 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Piscataqua Savings Bank | History | No change | 32 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| Skaana Management L.P. | History | No change | 378 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NFSG Corp | History | No change | 4 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| Guardian Partners Inc. | History | No change | 720 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| SJS Investment Consulting Inc. | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| Cape Investment Advisory, Inc. | History | No change | 23 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| Lodestone Wealth Management LLC | History | No change | 7 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| Cassaday & Co Wealth Management LLC | History | No change | 4 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| New England Capital Financial Advisors LLC | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| Main Street Group, LTD | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| Smartleaf Asset Management LLC | History | No change | 32 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Atlantic Edge Private Wealth Management, LLC | History | No change | 25 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Mosley Wealth Management | History | No change | 6 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| BlackRock, Inc. | History | No change | 586 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| American Capital Advisory, LLC | History | No change | 7 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| Aviso Financial Inc. | History | No change | 50 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Millstone Evans Group, LLC | History | No change | 167 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Comprehensive Financial Planning, Inc./PA | History | No change | 43 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| Raiffeisen Bank International AG | History | No change | 400 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| Murphy & Mullick Capital Management Corp | History | No change | 150 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| LOUISBOURG INVESTMENTS INC. | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Financial Life Planners | History | No change | 114 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Roxbury Financial LLC | History | No change | 16 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 01, 2026 |
| Rialto Wealth Management, LLC | History | No change | 100 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Marshall & Sterling Wealth Advisors Inc. | History | No change | 154 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| PINNEY & SCOFIELD, INC. | History | No change | 400 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Copia Wealth Management | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Kilter Group LLC | History | No change | 20 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Vision Retirement, LLC | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Wilkerson Advisory Group LLC | History | No change | 40 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Tripletail Wealth Management, LLC | History | No change | 900 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Ravenstone Capital Management Inc. | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Napier Financial, LLC | History | No change | 79 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Godfrey Financial Associates, Inc. | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Key Capital Management, INC | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| Signature Equity Partners, LLC | History | No change | 945 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| ENTRUST FINANCIAL LLC | History | No change | 57 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| EFG International AG | History | No change | 77 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BLUELINE ADVISORS LLC | History | No change | 5 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| MCGUIRE CAPITAL ADVISORS INC | History | No change | 17 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Purpose Unlimited Inc. | History | No change | 12 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Allied Private Wealth LLC | History | No change | 15 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| BFC Planning, Inc. | History | No change | 134 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |