CION Investment Corp - CION
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 25 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Bulldog Investors, LLP | History | No change | 1,538,071 | 14,873 | 3.31% | 3.37% | 1 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Invesco Ltd. | History | Added to | 1,256,649 | 12,151 | 0.0% | 0.0% | 2 | +9,323 | 0.75% | Q4 2025 | Feb 19, 2026 |
| VAN ECK ASSOCIATES CORP | History | Reduced | 1,243,866 | 12,028 | 0.01% | 0.01% | 3 | -115,157 | -8.47% | Q4 2025 | Feb 13, 2026 |
| North Ground Capital | History | Added to | 1,086,992 | 10,511 | 5.22% | 5.83% | 4 | +84,214 | 8.4% | Q4 2025 | Feb 12, 2026 |
| LPL Financial LLC | History | Reduced | 933,985 | 9,031 | 0.0% | 0.0% | 5 | -57,418 | -5.79% | Q4 2025 | Feb 11, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 755,768 | 7,308 | 0.02% | 0.02% | 6 | -42,627 | -5.34% | Q4 2025 | Feb 05, 2026 |
| Private Advisor Group, LLC | History | Added to | 740,833 | 7,163 | 0.03% | 0.03% | 7 | +31,911 | 4.5% | Q4 2025 | Feb 17, 2026 |
| Callodine Capital Management, LP | History | No change | 562,388 | 5,438 | 0.44% | 0.47% | 8 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| UBS Group AG | History | Reduced | 556,353 | 5,379 | 0.0% | 0.0% | 9 | -17,692 | -3.08% | Q4 2025 | Jan 29, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Added to | 485,483 | 4,694 | 0.01% | 0.0% | 10 | +247,741 | 104.21% | Q4 2025 | Feb 17, 2026 |
| Berger Financial Group, Inc | History | Added to | 485,188 | 4,691 | 0.27% | 0.27% | 11 | +298 | 0.06% | Q4 2025 | Jan 27, 2026 |
| Closed-End Fund Advisors, Inc. | History | New | 475,908 | 4,602 | 2.72% | — | 12 | +475,908 | New | Q4 2025 | Feb 11, 2026 |
| MORGAN STANLEY | History | Reduced | 453,788 | 4,388 | 0.0% | 0.0% | 13 | -7,142 | -1.55% | Q4 2025 | Feb 13, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Reduced | 414,620 | 4,009 | 0.14% | 0.18% | 14 | -101,156 | -19.61% | Q4 2025 | Jan 14, 2026 |
| BlackRock, Inc. | History | Reduced | 375,759 | 3,633 | 0.0% | 0.0% | 15 | -10,442 | -2.7% | Q4 2025 | Feb 12, 2026 |
| LSV ASSET MANAGEMENT | History | Added to | 352,236 | 3,406 | 0.01% | 0.0% | 16 | +165,636 | 88.77% | Q4 2025 | Feb 06, 2026 |
| Arkadios Wealth Advisors | History | Added to | 343,378 | 3,320 | 0.06% | 0.08% | 17 | +6,278 | 1.86% | Q4 2025 | Feb 13, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 317,818 | 3,073 | 0.0% | 0.0% | 18 | +255,115 | 406.86% | Q4 2025 | Feb 12, 2026 |
| Advisors Asset Management, Inc. | History | Added to | 292,397 | 2,827 | 0.05% | 0.04% | 19 | +53,574 | 22.43% | Q4 2025 | Feb 12, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 286,008 | 2,765 | 0.01% | 0.01% | 20 | -3,306 | -1.14% | Q4 2025 | Feb 13, 2026 |
| Sigma Planning Corp | History | Added to | 280,046 | 2,708 | 0.07% | 0.07% | 21 | +3,005 | 1.08% | Q4 2025 | Jan 30, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | Reduced | 260,800 | 2,521 | 0.0% | 0.0% | 22 | -46,700 | -15.19% | Q4 2025 | Feb 12, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 233,110 | 2,254 | 0.0% | 0.0% | 23 | +6,787 | 3.0% | Q4 2025 | Feb 10, 2026 |
| PINKERTON WEALTH, LLC | History | Reduced | 228,636 | 2,210 | 0.23% | 0.38% | 24 | -140,708 | -38.1% | Q4 2025 | Feb 06, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 216,587 | 2,094 | 0.0% | 0.0% | 25 | -44,080 | -16.91% | Q4 2025 | Feb 12, 2026 |
| Legacy Wealth Managment, LLC/ID | History | Reduced | 215,209 | 2,081 | 1.0% | 1.55% | 26 | -145,734 | -40.38% | Q4 2025 | Feb 03, 2026 |
| TWO SIGMA ADVISERS, LP | History | Reduced | 198,200 | 1,916 | 0.0% | 0.01% | 27 | -134,400 | -40.41% | Q4 2025 | Feb 17, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 195,411 | 1,889 | 0.0% | 0.0% | 28 | -40,596 | -17.2% | Q4 2025 | Feb 17, 2026 |
| SHERMAN PORFOLIOS, LLC | History | New | 193,758 | 1,873 | 0.13% | — | 29 | +193,758 | New | Q4 2025 | Feb 17, 2026 |
| TUDOR INVESTMENT CORP ET AL | History | New | 189,494 | 1,832 | 0.0% | — | 30 | +189,494 | New | Q4 2025 | Feb 17, 2026 |
| BI Asset Management Fondsmaeglerselskab A/S | History | No change | 184,026 | 1,780 | 0.02% | 0.02% | 31 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| OneDigital Investment Advisors LLC | History | Reduced | 178,764 | 1,728 | 0.02% | 0.02% | 32 | -3,360 | -1.84% | Q4 2025 | Feb 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 171,520 | 1,658 | 0.0% | 0.0% | 33 | +6,034 | 3.65% | Q4 2025 | Feb 18, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 171,360 | 1,657 | 0.0% | 0.0% | 34 | +142,830 | 500.63% | Q4 2025 | Feb 11, 2026 |
| HighPoint Advisor Group LLC | History | Added to | 162,034 | 1,566 | 0.07% | 0.07% | 35 | +4,330 | 2.75% | Q4 2025 | Feb 04, 2026 |
| CITADEL ADVISORS LLC | History | New | 156,137 | 1,509 | 0.0% | — | 36 | +156,137 | New | Q4 2025 | Feb 17, 2026 |
| Cetera Investment Advisers | History | Reduced | 142,067 | 1,373 | 0.0% | 0.0% | 37 | -130,993 | -47.97% | Q4 2025 | Feb 17, 2026 |
| DIVERSIFY WEALTH MANAGEMENT, LLC | History | Added to | 133,315 | 1,254 | 0.06% | 0.07% | 38 | +10,121 | 8.22% | Q4 2025 | Feb 03, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 102,933 | 995 | 0.0% | 0.0% | 39 | -691,173 | -87.04% | Q4 2025 | Feb 13, 2026 |
| D. E. Shaw & Co., Inc. | History | New | 99,531 | 962 | 0.0% | — | 40 | +99,531 | New | Q4 2025 | Feb 17, 2026 |
| ADAPT WEALTH ADVISORS, LLC | History | New | 97,818 | 945 | 0.33% | — | 41 | +97,818 | New | Q4 2025 | Feb 10, 2026 |
| Alpine Global Management, LLC | History | Added to | 93,836 | 907 | 0.2% | 0.17% | 42 | +5,000 | 5.63% | Q4 2025 | Feb 26, 2026 |
| Trexquant Investment LP | History | Reduced | 84,183 | 814 | 0.01% | 0.01% | 43 | -29,710 | -26.09% | Q4 2025 | Feb 17, 2026 |
| Apollon Wealth Management, LLC | History | Added to | 83,184 | 804 | 0.01% | 0.01% | 44 | +15,912 | 23.65% | Q4 2025 | Jan 22, 2026 |
| Virtus Investment Advisers, LLC | History | Reduced | 74,429 | 719 | 0.2% | 0.26% | 45 | -22,157 | -22.94% | Q4 2025 | Feb 17, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 70,091 | 677 | 0.05% | 0.09% | 46 | -44,708 | -38.94% | Q4 2025 | Feb 03, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 68,216 | 660 | 0.0% | 0.0% | 47 | -18,810 | -21.61% | Q4 2025 | Feb 11, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 65,595 | 634 | 0.0% | 0.0% | 48 | -22,704 | -25.71% | Q4 2025 | Feb 17, 2026 |
| Endowment Wealth Management, Inc. | History | Added to | 64,505 | 623 | 0.29% | 0.27% | 49 | +1,734 | 2.76% | Q4 2025 | Feb 09, 2026 |
| Apollo Management Holdings, L.P. | History | No change | 63,262 | 611 | 0.01% | 0.01% | 50 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| AE Wealth Management LLC | History | Added to | 54,724 | 529 | 0.0% | 0.0% | 51 | +3,883 | 7.64% | Q4 2025 | Jan 26, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Added to | 51,374 | 496 | 0.0% | 0.0% | 52 | +36,678 | 249.58% | Q4 2025 | Feb 17, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 51,174 | 494 | 0.0% | 0.0% | 53 | +750 | 1.49% | Q4 2025 | Feb 17, 2026 |
| FOUNDERS FINANCIAL SECURITIES LLC | History | Added to | 48,781 | 471 | 0.03% | 0.02% | 54 | +11,877 | 32.18% | Q4 2025 | Feb 10, 2026 |
| Cooper Financial Group | History | Reduced | 46,332 | 448 | 0.05% | 0.05% | 55 | -2,865 | -5.82% | Q4 2025 | Jan 08, 2026 |
| Trivium Point Advisory, LLC | History | Reduced | 46,074 | 445 | 0.04% | 0.06% | 56 | -11,536 | -20.02% | Q4 2025 | Jan 26, 2026 |
| Concurrent Investment Advisors, LLC | History | Reduced | 45,074 | 435 | 0.0% | 0.01% | 57 | -740 | -1.62% | Q4 2025 | Jan 29, 2026 |
| BlueChip Wealth Advisors LLC | History | Added to | 41,426 | 400 | 0.17% | 0.11% | 58 | +14,075 | 51.46% | Q4 2025 | Feb 05, 2026 |
| Strategic Blueprint, LLC | History | Added to | 40,797 | 394 | 0.02% | 0.02% | 59 | +1,514 | 3.85% | Q4 2025 | Jan 30, 2026 |
| Quadrature Capital Ltd | History | Added to | 40,468 | 391 | 0.0% | 0.0% | 60 | +29,911 | 283.33% | Q4 2025 | Feb 17, 2026 |
| ACADIAN ASSET MANAGEMENT LLC | History | New | 40,419 | 390 | 0.0% | — | 61 | +40,419 | New | Q4 2025 | Feb 10, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 40,156 | 388 | 0.0% | 0.0% | 62 | +25,556 | 175.04% | Q4 2025 | Feb 17, 2026 |
| Continuum Advisory, LLC | History | Reduced | 39,609 | 383 | 0.04% | 0.04% | 63 | -2,436 | -5.79% | Q4 2025 | Feb 11, 2026 |
| Symmetry Partners, LLC | History | Reduced | 39,228 | 379 | 0.02% | 0.04% | 64 | -1,148 | -2.84% | Q4 2025 | Jan 27, 2026 |
| nVerses Capital, LLC | History | New | 34,892 | 337 | 0.75% | — | 66 | +34,892 | New | Q4 2025 | Feb 17, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 34,875 | 337 | 0.01% | 0.01% | 65 | +4,300 | 14.06% | Q4 2025 | Feb 12, 2026 |
| Jump Financial, LLC | History | New | 32,013 | 309 | 0.0% | — | 68 | +32,013 | New | Q4 2025 | Feb 17, 2026 |
| MARSHALL WACE, LLP | History | New | 32,012 | 309 | 0.0% | — | 67 | +32,012 | New | Q4 2025 | Feb 13, 2026 |
| XTX Topco Ltd | History | New | 31,909 | 308 | 0.01% | — | 69 | +31,909 | New | Q4 2025 | Feb 17, 2026 |
| Koshinski Asset Management, Inc. | History | Reduced | 29,440 | 284 | 0.02% | 0.02% | 70 | -956 | -3.15% | Q4 2025 | Feb 03, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Reduced | 28,060 | 273 | 0.02% | 0.02% | 71 | -698 | -2.43% | Q4 2025 | Jan 15, 2026 |
| Founders Financial Alliance, LLC | History | Added to | 28,012 | 270 | 0.05% | 0.05% | 72 | +4 | 0.01% | Q4 2025 | Feb 12, 2026 |
| TT Capital Management LLC | History | Reduced | 27,225 | 263 | 0.21% | 0.23% | 73 | -3,996 | -12.8% | Q4 2025 | Feb 11, 2026 |
| Campbell & CO Investment Adviser LLC | History | New | 27,177 | 262 | 0.01% | — | 74 | +27,177 | New | Q4 2025 | Feb 12, 2026 |
| Verition Fund Management LLC | History | Reduced | 26,809 | 259 | 0.0% | 0.0% | 75 | -600 | -2.19% | Q4 2025 | Feb 13, 2026 |
| ROYAL BANK OF CANADA | History | New | 26,354 | 255 | 0.0% | — | 76 | +26,354 | New | Q4 2025 | Feb 17, 2026 |
| Beacon Capital Management, LLC | History | Reduced | 26,321 | 254 | 0.04% | 0.04% | 77 | -6,413 | -19.59% | Q4 2025 | Feb 13, 2026 |
| Brevan Howard Capital Management LP | History | Reduced | 25,979 | 251 | 0.0% | 0.0% | 78 | -20,666 | -44.3% | Q4 2025 | Feb 17, 2026 |
| IHT Wealth Management, LLC | History | Reduced | 25,505 | 246 | 0.01% | 0.01% | 79 | -148 | -0.58% | Q4 2025 | Feb 17, 2026 |
| Kovack Advisors, Inc. | History | New | 25,349 | 245 | 0.01% | — | 80 | +25,349 | New | Q4 2025 | Feb 17, 2026 |
| EPG Wealth Management LLC | History | Added to | 25,156 | 243 | 0.07% | 0.06% | 81 | +480 | 1.95% | Q4 2025 | Jan 28, 2026 |
| GatePass Capital, LLC | History | Reduced | 25,000 | 241 | 0.12% | 0.14% | 82 | -1,000 | -3.85% | Q4 2025 | Feb 09, 2026 |
| Dynamic Technology Lab Private Ltd | History | Added to | 24,787 | 240 | 0.05% | 0.03% | 83 | +7,929 | 47.03% | Q4 2025 | Feb 13, 2026 |
| A&I FINANCIAL SERVICES, LLC | History | No change | 24,902 | 240 | 0.11% | 0.11% | 84 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| Aquatic Capital Management LLC | History | Added to | 24,671 | 238 | 0.01% | 0.0% | 85 | +14,317 | 138.28% | Q4 2025 | Feb 17, 2026 |
| Financial Gravity Asset Management, Inc. | History | No change | 24,049 | 232 | 0.04% | 0.04% | 86 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| United Advisor Group, LLC | History | No change | 24,085 | 232 | 0.03% | 0.03% | 87 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| NORTHERN TRUST CORP | History | Reduced | 23,424 | 226 | 0.0% | 0.0% | 88 | -3,060 | -11.55% | Q4 2025 | Feb 17, 2026 |
| Cerity Partners LLC | History | Reduced | 23,189 | 224 | 0.0% | 0.0% | 89 | -875 | -3.64% | Q4 2025 | Feb 11, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | Added to | 21,627 | 209 | 0.0% | 0.0% | 90 | +1,512 | 7.52% | Q4 2025 | Feb 12, 2026 |
| Quantbot Technologies LP | History | Added to | 21,254 | 205 | 0.01% | 0.0% | 91 | +20,212 | 1939.73% | Q4 2025 | Feb 10, 2026 |
| Focus Partners Advisor Solutions, LLC | History | Reduced | 20,906 | 202 | 0.0% | 0.0% | 93 | -16,359 | -43.9% | Q4 2025 | Feb 11, 2026 |
| Creative Planning | History | Added to | 20,920 | 202 | 0.0% | 0.0% | 92 | +263 | 1.27% | Q4 2025 | Feb 17, 2026 |
| Virtu Financial LLC | History | New | 19,921 | 193 | 0.01% | — | 94 | +19,921 | New | Q4 2025 | Feb 23, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 19,734 | 190 | 0.0% | 0.0% | 95 | +134 | 0.68% | Q4 2025 | Feb 09, 2026 |
| NOMURA HOLDINGS INC | History | New | 19,500 | 188 | 0.0% | — | 96 | +19,500 | New | Q4 2025 | Feb 17, 2026 |
| Golden State Wealth Management, LLC | History | Reduced | 19,312 | 186 | 0.02% | 0.02% | 97 | -907 | -4.49% | Q4 2025 | Feb 13, 2026 |
| Engineers Gate Manager LP | History | New | 19,203 | 185 | 0.0% | — | 98 | +19,203 | New | Q4 2025 | Feb 17, 2026 |
| SWMG, LLC | History | No change | 19,374 | 171 | 0.05% | 0.06% | 99 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| PharVision Advisers, LLC | History | New | 17,485 | 169 | 0.09% | — | 100 | +17,485 | New | Q4 2025 | Feb 17, 2026 |
| HighTower Advisors, LLC | History | Reduced | 17,350 | 167 | 0.0% | 0.0% | 101 | -18,106 | -51.07% | Q4 2025 | Feb 06, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 17,076 | 165 | 0.0% | 0.0% | 102 | -6,248 | -26.79% | Q4 2025 | Jan 29, 2026 |
| Wealthspire Advisors, LLC | History | No change | 16,687 | 161 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Wealthcare Advisory Partners LLC | History | Reduced | 15,517 | 150 | 0.0% | 0.0% | 104 | -7,172 | -31.61% | Q4 2025 | Jan 14, 2026 |
| Belpointe Asset Management LLC | History | No change | 15,093 | 145 | 0.01% | 0.01% | 105 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| Newbridge Financial Services Group, Inc. | History | No change | 15,094 | 145 | 0.02% | 0.02% | 106 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| Rydar Equities, Inc. | History | Added to | 14,978 | 144 | 0.11% | 0.11% | 107 | +522 | 3.61% | Q4 2025 | Jan 21, 2026 |
| Orion Porfolio Solutions, LLC | History | Reduced | 14,869 | 143 | 0.0% | 0.0% | 108 | -4,400 | -22.83% | Q4 2025 | Feb 12, 2026 |
| AVISO WEALTH MANAGEMENT | History | Reduced | 14,632 | 141 | 0.06% | 0.07% | 110 | -1,556 | -9.61% | Q4 2025 | Feb 13, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | No change | 14,599 | 141 | 0.01% | 0.01% | 109 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| IFP Advisors, Inc | History | Reduced | 14,424 | 139 | 0.0% | 0.0% | 111 | -1,015 | -6.57% | Q4 2025 | Feb 06, 2026 |
| Sowell Financial Services LLC | History | New | 13,763 | 133 | 0.0% | — | 113 | +13,763 | New | Q4 2025 | Jan 21, 2026 |
| Mariner, LLC | History | Added to | 13,816 | 133 | 0.0% | 0.0% | 112 | +1,907 | 16.01% | Q4 2025 | Feb 13, 2026 |
| Global Retirement Partners, LLC | History | Added to | 13,791 | 133 | 0.0% | 0.0% | 114 | +191 | 1.4% | Q4 2025 | Feb 06, 2026 |
| PAX Financial Group, LLC | History | No change | 13,662 | 132 | 0.02% | 0.02% | 115 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| Triumph Capital Management | History | Reduced | 13,563 | 131 | 0.03% | 0.04% | 116 | -856 | -5.94% | Q4 2025 | Feb 12, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Reduced | 13,243 | 128 | 0.0% | 0.0% | 117 | -2,450 | -15.61% | Q4 2025 | Feb 18, 2026 |
| Western Wealth Management, LLC | History | No change | 13,068 | 126 | 0.01% | 0.01% | 118 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| Merit Financial Group, LLC | History | Reduced | 12,928 | 125 | 0.0% | 0.0% | 119 | -8,826 | -40.57% | Q4 2025 | Jan 26, 2026 |
| BridgePort Financial Solutions, LLC | History | Reduced | 12,233 | 118 | 0.03% | 0.04% | 120 | -3,754 | -23.48% | Q4 2025 | Jan 16, 2026 |
| Bensler, LLC | History | New | 11,866 | 114 | 0.01% | — | 121 | +11,866 | New | Q4 2025 | Feb 04, 2026 |
| First Heartland Consultants, Inc. | History | New | 11,770 | 113 | 0.01% | — | 122 | +11,770 | New | Q4 2025 | Jan 09, 2026 |
| Focus Partners Wealth | History | New | 11,689 | 113 | 0.0% | — | 123 | +11,689 | New | Q4 2025 | Feb 13, 2026 |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | History | No change | 11,482 | 111 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Capital Asset Managemnet, LLC | History | New | 10,821 | 104 | 0.12% | — | 125 | +10,821 | New | Q4 2025 | Apr 07, 2026 |
| Savvy Advisors, Inc. | History | New | 10,675 | 103 | 0.0% | — | 126 | +10,675 | New | Q4 2025 | Jan 20, 2026 |
| ATTICUS WEALTH MANAGEMENT, LLC | History | No change | 10,594 | 102 | 0.03% | 0.03% | 127 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | History | New | 10,435 | 100 | 0.01% | — | 128 | +10,435 | New | Q4 2025 | Feb 17, 2026 |
| Diversify Advisory Services, LLC | History | New | 10,042 | 94 | 0.0% | — | 129 | +10,042 | New | Q4 2025 | Jan 23, 2026 |
| Gen-Wealth Partners Inc | History | No change | 9,500 | 91 | 0.03% | 0.03% | 130 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| SageView Advisory Group, LLC | History | Reduced | 9,071 | 87 | 0.0% | 0.0% | 131 | -1,196 | -11.65% | Q4 2025 | Feb 17, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 8,872 | 85 | 0.0% | 0.0% | 132 | +5,739 | 183.18% | Q4 2025 | Feb 10, 2026 |
| Geneos Wealth Management Inc. | History | No change | 8,802 | 85 | 0.0% | 0.0% | 133 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| CWM, LLC | History | Reduced | 8,130 | 79 | 0.0% | 0.0% | 134 | -2,213 | -21.4% | Q4 2025 | Jan 26, 2026 |
| PRIVATE TRUST CO NA | History | No change | 7,284 | 70 | 0.01% | 0.01% | 135 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| GPS Wealth Strategies Group, LLC | History | Reduced | 6,720 | 64 | 0.05% | 0.01% | 136 | -7,215 | -51.78% | Q4 2025 | Feb 06, 2026 |
| Farther Finance Advisors, LLC | History | No change | 5,826 | 56 | 0.0% | 0.0% | 137 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Joseph Group Capital Management | History | No change | 4,131 | 39 | 0.01% | 0.01% | 138 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| Spire Wealth Management | History | No change | 3,821 | 36 | 0.0% | 0.0% | 139 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| MAI Capital Management | History | No change | 3,562 | 34 | 0.0% | 0.0% | 140 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| WPG Advisers, LLC | History | No change | 3,497 | 33 | 0.02% | 0.03% | 141 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| SIGNATUREFD, LLC | History | No change | 3,309 | 31 | 0.0% | 0.0% | 142 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| Wealth Preservation Advisors, LLC | History | No change | 3,061 | 29 | 0.01% | 0.02% | 143 | 0 | 0.0% | Q4 2025 | Feb 23, 2026 |
| New England Capital Financial Advisors LLC | History | Added to | 2,696 | 26 | 0.01% | 0.01% | 144 | +91 | 3.49% | Q4 2025 | Feb 02, 2026 |
| Financial Management Professionals, Inc. | History | New | 2,482 | 24 | 0.0% | — | 145 | +2,482 | New | Q4 2025 | Jan 27, 2026 |
| Tidemark, LLC | History | No change | 2,134 | 20 | 0.01% | 0.01% | 146 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 2,000 | 19 | 0.0% | 0.0% | 147 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Sunbelt Securities, Inc. | History | No change | 2,000 | 19 | 0.0% | 0.0% | 148 | 0 | 0.0% | Q4 2025 | Feb 20, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Reduced | 1,902 | 18 | 0.0% | 0.0% | 149 | -1,951 | -50.64% | Q4 2025 | Feb 10, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 1,562 | 15 | 0.0% | 0.0% | 150 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| LGT Financial Advisors LLC | History | New | 1,542 | 14 | 0.09% | — | 151 | +1,542 | New | Q4 2025 | Feb 13, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 1,353 | 13 | 0.0% | 0.0% | 152 | +46 | 3.52% | Q4 2025 | Mar 16, 2026 |
| Quarry LP | History | Added to | 1,183 | 11 | 0.0% | 0.0% | 153 | +297 | 33.52% | Q4 2025 | Feb 13, 2026 |
| Federation des caisses Desjardins du Quebec | History | No change | 800 | 7 | 0.0% | 0.0% | 154 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| CX Institutional | History | New | 574 | 6 | 0.0% | — | 155 | +574 | New | Q4 2025 | Feb 02, 2026 |
| Kozak & Associates, Inc. | History | Added to | 633 | 6 | 0.0% | 0.0% | 156 | +22 | 3.6% | Q4 2025 | Jan 12, 2026 |
| Garner Asset Management Corp | History | New | 600 | 5 | 0.0% | — | 157 | +600 | New | Q4 2025 | Feb 03, 2026 |
| SIMPLEX TRADING, LLC | History | New | 312 | 3 | 0.0% | — | 158 | +312 | New | Q4 2025 | Feb 11, 2026 |
| Sound Income Strategies, LLC | History | No change | 404 | 3 | 0.0% | 0.0% | 159 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| RICHARDSON FINANCIAL SERVICES INC. | History | No change | 399 | 3 | 0.0% | 0.0% | 160 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| ACORN FINANCIAL ADVISORY SERVICES INC /ADV | History | Closed out | 0 | 0 | — | 0.39% | — | -267,862 | -100.0% | Q3 2025 | Oct 24, 2025 |
| Consolidated Portfolio Review Corp | History | Closed out | 0 | 0 | — | 0.05% | — | -40,973 | -100.0% | Q3 2025 | Nov 12, 2025 |
| SIMON QUICK ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -26,460 | -100.0% | Q3 2025 | Oct 21, 2025 |
| Collaborative Wealth Managment Inc. | History | Closed out | 0 | 0 | — | 0.07% | — | -19,402 | -100.0% | Q3 2025 | Nov 07, 2025 |
| StoneX Group Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -18,306 | -100.0% | Q3 2025 | Nov 14, 2025 |
| TOWNSQUARE CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -15,797 | -100.0% | Q3 2025 | Nov 03, 2025 |
| Integrated Wealth Concepts LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,230 | -100.0% | Q3 2025 | Nov 14, 2025 |
| LEIGH BALDWIN & CO., LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -14,334 | -100.0% | Q3 2025 | Nov 14, 2025 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,533 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Winthrop Advisory Group LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -11,493 | -100.0% | Q3 2025 | Oct 24, 2025 |
| Brookstone Capital Management | History | Closed out | 0 | 0 | — | 0.0% | — | -11,218 | -100.0% | Q3 2025 | Oct 15, 2025 |
| HUB Investment Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,669 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Empowered Funds, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,627 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Arete Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -10,040 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Private Wealth Management Group, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,165 | -100.0% | Q3 2025 | Oct 17, 2025 |
| Tower Research Capital LLC (TRC) | History | Reduced | 50 | 0 | — | 0.0% | — | -2,933 | -98.32% | Q4 2025 | Feb 17, 2026 |
| Main Street Group, LTD | History | Closed out | 0 | 0 | — | 0.01% | — | -2,856 | -100.0% | Q3 2025 | Nov 07, 2025 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -2,320 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Whipplewood Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,461 | -100.0% | Q3 2025 | Nov 06, 2025 |
| ASSETMARK, INC | History | Closed out | 0 | 0 | — | — | — | -42 | -100.0% | Q3 2025 | Nov 06, 2025 |
| Caitong International Asset Management Co., Ltd | History | New | 6 | 0 | — | — | — | +6 | New | Q4 2025 | Mar 03, 2026 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | — | — | -3 | -100.0% | Q3 2025 | Mar 31, 2026 |