CION Investment Corp - CION
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Bulldog Investors, LLP | History | No change | 1,538,071 | 10,520 | 2.36% | 3.31% | 1 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| MORGAN STANLEY | History | Added to | 1,152,950 | 7,886 | 0.0% | 0.0% | 2 | +699,162 | 154.07% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Added to | 989,153 | 6,765 | 0.0% | 0.0% | 3 | +55,168 | 5.91% | Q1 2026 | May 06, 2026 |
| VAN ECK ASSOCIATES CORP | History | Reduced | 968,155 | 6,622 | 0.0% | 0.01% | 4 | -275,711 | -22.17% | Q1 2026 | May 15, 2026 |
| Private Advisor Group, LLC | History | Added to | 860,616 | 5,886 | 0.03% | 0.03% | 5 | +119,783 | 16.17% | Q1 2026 | Apr 24, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 718,509 | 4,915 | 0.01% | 0.02% | 6 | -37,259 | -4.93% | Q1 2026 | Apr 30, 2026 |
| UBS Group AG | History | Added to | 683,002 | 4,671 | 0.0% | 0.0% | 7 | +126,649 | 22.76% | Q1 2026 | May 05, 2026 |
| Invesco Ltd. | History | Reduced | 617,425 | 4,223 | 0.0% | 0.0% | 8 | -639,224 | -50.87% | Q1 2026 | May 12, 2026 |
| Callodine Capital Management, LP | History | Added to | 612,388 | 4,188 | 0.29% | 0.44% | 9 | +50,000 | 8.89% | Q1 2026 | May 15, 2026 |
| Berger Financial Group, Inc | History | Reduced | 406,899 | 2,783 | 0.16% | 0.27% | 10 | -78,289 | -16.14% | Q1 2026 | Apr 28, 2026 |
| LSV ASSET MANAGEMENT | History | Added to | 387,536 | 2,651 | 0.01% | 0.01% | 11 | +35,300 | 10.02% | Q1 2026 | May 11, 2026 |
| D. E. Shaw & Co., Inc. | History | Added to | 348,640 | 2,384 | 0.0% | 0.0% | 12 | +249,109 | 250.28% | Q1 2026 | May 15, 2026 |
| Arkadios Wealth Advisors | History | Reduced | 335,418 | 2,294 | 0.04% | 0.06% | 13 | -7,960 | -2.32% | Q1 2026 | May 18, 2026 |
| PINKERTON WEALTH, LLC | History | No change | 228,636 | 2,210 | 0.2% | 0.23% | 14 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Reduced | 317,252 | 2,170 | 0.07% | 0.14% | 15 | -97,368 | -23.48% | Q1 2026 | May 13, 2026 |
| Advisors Asset Management, Inc. | History | Added to | 307,954 | 2,106 | 0.04% | 0.05% | 16 | +15,557 | 5.32% | Q1 2026 | May 15, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 299,079 | 2,045 | 0.01% | 0.01% | 17 | +13,071 | 4.57% | Q1 2026 | Apr 30, 2026 |
| TWO SIGMA ADVISERS, LP | History | No change | 198,200 | 1,916 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | Added to | 271,800 | 1,859 | 0.0% | 0.0% | 19 | +11,000 | 4.22% | Q1 2026 | May 14, 2026 |
| Qube Research & Technologies Ltd | History | New | 269,726 | 1,844 | 0.0% | — | 20 | +269,726 | New | Q1 2026 | May 15, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 250,265 | 1,711 | 0.0% | 0.0% | 21 | +54,854 | 28.07% | Q1 2026 | May 15, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 218,068 | 1,491 | 0.0% | 0.0% | 22 | +1,481 | 0.68% | Q1 2026 | Apr 27, 2026 |
| Sigma Planning Corp | History | Reduced | 211,663 | 1,447 | 0.04% | 0.07% | 23 | -68,383 | -24.42% | Q1 2026 | May 04, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 208,386 | 1,425 | 0.0% | 0.0% | 24 | -24,724 | -10.61% | Q1 2026 | May 04, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 208,273 | 1,424 | 0.0% | 0.0% | 25 | -109,545 | -34.47% | Q1 2026 | May 12, 2026 |
| Legacy Wealth Managment, LLC/ID | History | Reduced | 208,062 | 1,423 | 0.71% | 1.0% | 26 | -7,147 | -3.32% | Q1 2026 | May 07, 2026 |
| DIVERSIFY WEALTH MANAGEMENT, LLC | History | Added to | 186,522 | 1,395 | 0.02% | 0.06% | 27 | +53,207 | 39.91% | Q1 2026 | May 01, 2026 |
| BlackRock, Inc. | History | Reduced | 200,393 | 1,370 | 0.0% | 0.0% | 28 | -175,366 | -46.67% | Q1 2026 | May 13, 2026 |
| Alpine Global Management, LLC | History | Added to | 194,060 | 1,327 | 0.2% | 0.2% | 29 | +100,224 | 106.81% | Q1 2026 | May 15, 2026 |
| BI Asset Management Fondsmaeglerselskab A/S | History | No change | 184,026 | 1,259 | 0.01% | 0.02% | 30 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 176,084 | 1,204 | 0.0% | 0.0% | 31 | +4,564 | 2.66% | Q1 2026 | May 14, 2026 |
| SHERMAN PORFOLIOS, LLC | History | Reduced | 143,122 | 978 | 0.08% | 0.13% | 32 | -50,636 | -26.13% | Q1 2026 | May 13, 2026 |
| OneDigital Investment Advisors LLC | History | Reduced | 140,140 | 958 | 0.01% | 0.02% | 33 | -38,624 | -21.61% | Q1 2026 | May 08, 2026 |
| Cetera Investment Advisers | History | Reduced | 122,748 | 839 | 0.0% | 0.0% | 34 | -19,319 | -13.6% | Q1 2026 | May 13, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Reduced | 115,695 | 791 | 0.0% | 0.01% | 35 | -369,788 | -76.17% | Q1 2026 | May 15, 2026 |
| ADAPT WEALTH ADVISORS, LLC | History | Reduced | 95,767 | 655 | 0.24% | 0.33% | 36 | -2,051 | -2.1% | Q1 2026 | May 11, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 94,754 | 648 | 0.0% | 0.0% | 37 | -61,383 | -39.31% | Q1 2026 | May 15, 2026 |
| XTX Topco Ltd | History | Added to | 92,998 | 636 | 0.01% | 0.01% | 38 | +61,089 | 191.45% | Q1 2026 | May 15, 2026 |
| Virtus Investment Advisers, LLC | History | Added to | 89,408 | 611 | 0.17% | 0.2% | 39 | +14,979 | 20.13% | Q1 2026 | May 14, 2026 |
| Financial Gravity Asset Management, Inc. | History | Added to | 85,834 | 587 | 0.1% | 0.04% | 40 | +61,785 | 256.91% | Q1 2026 | May 08, 2026 |
| Apollon Wealth Management, LLC | History | Added to | 84,234 | 576 | 0.01% | 0.01% | 41 | +1,050 | 1.26% | Q1 2026 | Apr 22, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 83,799 | 573 | 0.0% | 0.0% | 42 | +43,643 | 108.68% | Q1 2026 | May 15, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 75,805 | 519 | 0.0% | 0.0% | 43 | +7,589 | 11.12% | Q1 2026 | Apr 22, 2026 |
| North Ground Capital | History | Reduced | 75,000 | 513 | 0.62% | 5.22% | 44 | -1,011,992 | -93.1% | Q1 2026 | May 11, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 70,091 | 475 | 0.03% | 0.05% | 45 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Jump Financial, LLC | History | Added to | 68,004 | 465 | 0.01% | 0.0% | 46 | +35,991 | 112.43% | Q1 2026 | May 14, 2026 |
| Endowment Wealth Management, Inc. | History | Added to | 66,400 | 454 | 0.2% | 0.29% | 47 | +1,895 | 2.94% | Q1 2026 | May 08, 2026 |
| Campbell & CO Investment Adviser LLC | History | Added to | 66,313 | 453 | 0.03% | 0.01% | 48 | +39,136 | 144.0% | Q1 2026 | May 15, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 64,014 | 437 | 0.0% | 0.0% | 49 | +12,840 | 25.09% | Q1 2026 | Jul 17, 2026 |
| Apollo Management Holdings, L.P. | History | No change | 63,262 | 432 | 0.01% | 0.01% | 50 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| AE Wealth Management LLC | History | Added to | 56,447 | 386 | 0.0% | 0.0% | 51 | +1,723 | 3.15% | Q1 2026 | May 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 55,967 | 382 | 0.0% | 0.0% | 52 | -9,628 | -14.68% | Q1 2026 | May 15, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Reduced | 49,474 | 338 | 0.0% | 0.0% | 53 | -1,900 | -3.7% | Q1 2026 | May 15, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Reduced | 44,807 | 306 | 0.01% | 0.05% | 54 | -181,542 | -80.2% | Q1 2026 | May 15, 2026 |
| Cooper Financial Group | History | Reduced | 44,610 | 305 | 0.03% | 0.05% | 55 | -1,722 | -3.72% | Q1 2026 | Apr 07, 2026 |
| Trivium Point Advisory, LLC | History | Reduced | 41,959 | 287 | 0.05% | 0.04% | 56 | -4,115 | -8.93% | Q1 2026 | Apr 21, 2026 |
| Catalyst Funds Management Pty Ltd | History | New | 41,406 | 283 | 0.05% | — | 57 | +41,406 | New | Q1 2026 | May 11, 2026 |
| Concurrent Investment Advisors, LLC | History | Reduced | 40,573 | 277 | 0.0% | 0.0% | 58 | -4,501 | -9.99% | Q1 2026 | Apr 20, 2026 |
| nVerses Capital, LLC | History | Added to | 38,781 | 265 | 0.24% | 0.75% | 59 | +3,889 | 11.15% | Q1 2026 | May 13, 2026 |
| FOUNDERS FINANCIAL SECURITIES LLC | History | Reduced | 36,904 | 261 | 0.01% | 0.03% | 60 | -11,877 | -24.35% | Q1 2026 | Apr 17, 2026 |
| Y-Intercept (Hong Kong) Ltd | History | New | 37,814 | 258 | 0.0% | — | 61 | +37,814 | New | Q1 2026 | Apr 27, 2026 |
| Continuum Advisory, LLC | History | Reduced | 37,229 | 254 | 0.02% | 0.04% | 62 | -2,380 | -6.01% | Q1 2026 | Apr 22, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 36,175 | 247 | 0.01% | 0.01% | 63 | +1,300 | 3.73% | Q1 2026 | Apr 21, 2026 |
| DOLIVER ADVISORS, LP | History | New | 36,000 | 246 | 0.06% | — | 64 | +36,000 | New | Q1 2026 | Apr 08, 2026 |
| Strategic Blueprint, LLC | History | Reduced | 35,899 | 245 | 0.01% | 0.02% | 65 | -4,898 | -12.01% | Q1 2026 | Apr 29, 2026 |
| Closed-End Fund Advisors, Inc. | History | Reduced | 34,407 | 235 | 0.24% | 2.72% | 66 | -441,501 | -92.77% | Q1 2026 | May 11, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 33,645 | 230 | 0.0% | 0.0% | 67 | +7,291 | 27.67% | Q1 2026 | May 15, 2026 |
| Symmetry Partners, LLC | History | Reduced | 33,214 | 227 | 0.01% | 0.02% | 68 | -6,014 | -15.33% | Q1 2026 | Apr 27, 2026 |
| Creative Planning | History | Added to | 30,237 | 206 | 0.0% | 0.0% | 69 | +9,317 | 44.54% | Q1 2026 | May 12, 2026 |
| Founders Financial Alliance, LLC | History | Added to | 29,613 | 202 | 0.04% | 0.05% | 70 | +1,601 | 5.72% | Q1 2026 | May 11, 2026 |
| Koshinski Asset Management, Inc. | History | No change | 29,440 | 201 | 0.01% | 0.02% | 71 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Virtu Financial LLC | History | Added to | 29,074 | 199 | 0.01% | 0.01% | 72 | +9,153 | 45.95% | Q1 2026 | May 14, 2026 |
| Brevan Howard Capital Management LP | History | Added to | 28,067 | 191 | 0.0% | 0.0% | 73 | +2,088 | 8.04% | Q1 2026 | May 15, 2026 |
| Dynamic Technology Lab Private Ltd | History | Added to | 26,279 | 179 | 0.03% | 0.05% | 74 | +1,492 | 6.02% | Q1 2026 | May 15, 2026 |
| TT Capital Management LLC | History | Reduced | 25,832 | 176 | 0.15% | 0.21% | 75 | -1,393 | -5.12% | Q1 2026 | May 12, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Reduced | 25,688 | 175 | 0.01% | 0.02% | 76 | -2,372 | -8.45% | Q1 2026 | Apr 20, 2026 |
| IHT Wealth Management, LLC | History | Added to | 25,666 | 175 | 0.0% | 0.01% | 77 | +161 | 0.63% | Q1 2026 | May 15, 2026 |
| EPG Wealth Management LLC | History | Added to | 25,311 | 173 | 0.05% | 0.07% | 78 | +155 | 0.62% | Q1 2026 | May 07, 2026 |
| WINTON GROUP Ltd | History | New | 25,206 | 172 | 0.01% | — | 79 | +25,206 | New | Q1 2026 | May 12, 2026 |
| A&I FINANCIAL SERVICES, LLC | History | No change | 24,902 | 170 | 0.08% | 0.11% | 80 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Avior Wealth Management, LLC | History | New | 24,806 | 169 | 0.0% | — | 81 | +24,806 | New | Q1 2026 | Apr 09, 2026 |
| BlueChip Wealth Advisors LLC | History | Reduced | 24,676 | 168 | 0.07% | 0.17% | 82 | -16,750 | -40.43% | Q1 2026 | May 05, 2026 |
| Kovack Advisors, Inc. | History | Reduced | 24,601 | 166 | 0.01% | 0.01% | 83 | -748 | -2.95% | Q1 2026 | May 12, 2026 |
| United Advisor Group, LLC | History | No change | 24,085 | 164 | 0.02% | 0.03% | 84 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| GatePass Capital, LLC | History | Reduced | 22,500 | 153 | 0.07% | 0.12% | 86 | -2,500 | -10.0% | Q1 2026 | May 06, 2026 |
| Cerity Partners LLC | History | Reduced | 22,510 | 153 | 0.0% | 0.0% | 85 | -679 | -2.93% | Q1 2026 | May 15, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | Reduced | 21,434 | 146 | 0.0% | 0.0% | 87 | -193 | -0.89% | Q1 2026 | May 11, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 21,099 | 144 | 0.0% | 0.0% | 88 | +1,365 | 6.92% | Q1 2026 | May 15, 2026 |
| Golden State Wealth Management, LLC | History | Added to | 19,638 | 134 | 0.01% | 0.02% | 89 | +326 | 1.69% | Q1 2026 | Apr 28, 2026 |
| Global Retirement Partners, LLC | History | No change | 13,791 | 133 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| SWMG, LLC | History | No change | 19,374 | 132 | 0.04% | 0.05% | 91 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| Focus Partners Wealth | History | Added to | 18,759 | 128 | 0.0% | 0.0% | 92 | +7,070 | 60.48% | Q1 2026 | May 14, 2026 |
| Focus Partners Advisor Solutions, LLC | History | Reduced | 18,514 | 126 | 0.0% | 0.0% | 93 | -2,392 | -11.44% | Q1 2026 | May 13, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 17,197 | 117 | 0.0% | 0.0% | 94 | +121 | 0.71% | Q1 2026 | Apr 20, 2026 |
| Legacy Advisors, LLC | History | New | 17,000 | 116 | 0.01% | — | 96 | +17,000 | New | Q1 2026 | May 05, 2026 |
| CWM, LLC | History | Added to | 17,026 | 116 | 0.0% | 0.0% | 95 | +8,896 | 109.42% | Q1 2026 | May 14, 2026 |
| Wealthspire Advisors, LLC | History | No change | 16,687 | 114 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Entropy Technologies, LP | History | New | 15,551 | 106 | 0.0% | — | 99 | +15,551 | New | Q1 2026 | May 14, 2026 |
| Wealthcare Advisory Partners LLC | History | No change | 15,517 | 106 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| HighTower Advisors, LLC | History | Reduced | 15,416 | 105 | 0.0% | 0.0% | 100 | -1,934 | -11.15% | Q1 2026 | May 05, 2026 |
| Rydar Equities, Inc. | History | Added to | 15,326 | 104 | 0.08% | 0.11% | 101 | +348 | 2.32% | Q1 2026 | Apr 13, 2026 |
| Belpointe Asset Management LLC | History | No change | 15,093 | 103 | 0.0% | 0.01% | 102 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| NFSG Corp | History | No change | 15,094 | 103 | 0.02% | 0.02% | 103 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | History | Added to | 14,845 | 101 | 0.01% | 0.01% | 104 | +4,410 | 42.26% | Q1 2026 | May 15, 2026 |
| AVISO WEALTH MANAGEMENT | History | No change | 14,632 | 100 | 0.05% | 0.06% | 105 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Catalyst Capital Advisors LLC | History | New | 14,600 | 99 | 0.0% | — | 107 | +14,600 | New | Q1 2026 | May 06, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | No change | 14,599 | 99 | 0.0% | 0.01% | 106 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Innovative Asset Advisors Group, LLC | History | New | 14,418 | 98 | 0.06% | — | 108 | +14,418 | New | Q1 2026 | May 12, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 14,253 | 97 | 0.0% | 0.0% | 109 | -88,680 | -86.15% | Q1 2026 | Jul 08, 2026 |
| Engineers Gate Manager LP | History | Reduced | 14,038 | 96 | 0.0% | 0.0% | 110 | -5,165 | -26.9% | Q1 2026 | May 15, 2026 |
| Mariner, LLC | History | Reduced | 13,778 | 94 | 0.0% | 0.0% | 111 | -38 | -0.28% | Q1 2026 | May 13, 2026 |
| Triumph Capital Management | History | Reduced | 13,043 | 89 | 0.02% | 0.03% | 112 | -520 | -3.83% | Q1 2026 | May 13, 2026 |
| Western Wealth Management, LLC | History | No change | 13,068 | 89 | 0.0% | 0.01% | 113 | 0 | 0.0% | Q1 2026 | Jun 18, 2026 |
| Integrated Wealth Concepts LLC | History | New | 12,994 | 88 | 0.0% | — | 114 | +12,994 | New | Q1 2026 | May 15, 2026 |
| SageView Advisory Group, LLC | History | No change | 9,071 | 87 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Empowered Funds, LLC | History | New | 12,706 | 86 | 0.0% | — | 116 | +12,706 | New | Q1 2026 | Jun 15, 2026 |
| Merit Financial Group, LLC | History | Reduced | 12,530 | 85 | 0.0% | 0.0% | 117 | -398 | -3.08% | Q1 2026 | Apr 15, 2026 |
| Sowell Financial Services LLC | History | Reduced | 12,392 | 84 | 0.0% | 0.0% | 118 | -1,371 | -9.96% | Q1 2026 | Apr 20, 2026 |
| BridgePort Financial Solutions, LLC | History | No change | 12,233 | 83 | 0.02% | 0.03% | 119 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| First Heartland Consultants, Inc. | History | Reduced | 11,399 | 77 | 0.01% | 0.01% | 120 | -371 | -3.15% | Q1 2026 | Apr 08, 2026 |
| IFP Advisors, Inc | History | Reduced | 11,159 | 76 | 0.0% | 0.0% | 121 | -3,265 | -22.64% | Q1 2026 | Apr 13, 2026 |
| PAX Financial Group, LLC | History | Reduced | 11,046 | 75 | 0.01% | 0.02% | 122 | -2,616 | -19.15% | Q1 2026 | Apr 27, 2026 |
| Capital Asset Managemnet, LLC | History | No change | 10,821 | 74 | 0.08% | 0.12% | 123 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| Savvy Advisors, Inc. | History | Added to | 10,764 | 73 | 0.0% | 0.0% | 124 | +89 | 0.83% | Q1 2026 | May 11, 2026 |
| GOLDMAN SACHS GROUP INC | History | New | 10,508 | 71 | 0.0% | — | 125 | +10,508 | New | Q1 2026 | May 15, 2026 |
| GPS Wealth Strategies Group, LLC | History | No change | 6,720 | 64 | 0.05% | 0.05% | 126 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Gen-Wealth Partners Inc | History | No change | 9,500 | 64 | 0.02% | 0.03% | 127 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Geneos Wealth Management Inc. | History | No change | 8,802 | 60 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Essential Investment Partners LLC | History | Added to | 8,380 | 57 | 0.05% | 0.07% | 129 | +500 | 6.35% | Q1 2026 | Jul 15, 2026 |
| Tower Research Capital LLC (TRC) | History | Added to | 8,152 | 55 | 0.0% | — | 130 | +8,102 | 16204.0% | Q1 2026 | May 15, 2026 |
| PRIVATE TRUST CO NA | History | Reduced | 5,820 | 39 | 0.0% | 0.01% | 131 | -1,464 | -20.1% | Q1 2026 | Apr 30, 2026 |
| Farther Finance Advisors, LLC | History | No change | 5,826 | 39 | 0.0% | 0.0% | 132 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Joseph Group Capital Management | History | No change | 4,131 | 28 | 0.01% | 0.01% | 133 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Spire Wealth Management | History | No change | 3,821 | 26 | 0.0% | 0.0% | 134 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 3,666 | 25 | 0.0% | 0.0% | 135 | -5,206 | -58.68% | Q1 2026 | May 07, 2026 |
| PlanVest Financial, Inc | History | New | 3,708 | 25 | 0.02% | — | 136 | +3,708 | New | Q1 2026 | May 14, 2026 |
| Lodestone Wealth Management LLC | History | New | 3,529 | 24 | 0.01% | — | 138 | +3,529 | New | Q1 2026 | May 01, 2026 |
| MAI Capital Management | History | No change | 3,562 | 24 | 0.0% | 0.0% | 137 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Sunbelt Securities, Inc. | History | Added to | 3,314 | 22 | 0.0% | 0.0% | 140 | +1,314 | 65.7% | Q1 2026 | May 15, 2026 |
| SIGNATUREFD, LLC | History | No change | 3,309 | 22 | 0.0% | 0.0% | 139 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Strategic Wealth Partners, Ltd. | History | Added to | 3,111 | 21 | 0.0% | 0.0% | 141 | +2,149 | 223.39% | Q1 2026 | May 12, 2026 |
| Wealth Preservation Advisors, LLC | History | No change | 3,061 | 20 | 0.02% | 0.01% | 142 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| New England Capital Financial Advisors LLC | History | Added to | 2,797 | 19 | 0.01% | 0.01% | 144 | +101 | 3.75% | Q1 2026 | Apr 27, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 2,000 | 19 | 0.0% | 0.0% | 143 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Aquatic Capital Management LLC | History | Reduced | 2,428 | 16 | 0.0% | 0.01% | 145 | -22,243 | -90.16% | Q1 2026 | May 15, 2026 |
| Tidemark, LLC | History | No change | 2,134 | 14 | 0.0% | 0.01% | 146 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 1,902 | 13 | 0.0% | 0.0% | 147 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| NOMURA ASSET MANAGEMENT CO LTD | History | New | 1,708 | 11 | 0.0% | — | 148 | +1,708 | New | Q1 2026 | May 11, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 1,578 | 10 | 0.0% | 0.0% | 149 | -169,782 | -99.08% | Q1 2026 | May 13, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 1,562 | 10 | 0.0% | 0.0% | 150 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| LGT Financial Advisors LLC | History | No change | 1,542 | 10 | 0.05% | 0.09% | 151 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| SIMPLEX TRADING, LLC | History | Added to | 1,425 | 9 | 0.0% | 0.0% | 152 | +1,113 | 356.73% | Q1 2026 | May 14, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 1,403 | 9 | 0.0% | 0.0% | 153 | +50 | 3.7% | Q1 2026 | May 14, 2026 |
| SUMMIT SECURITIES GROUP LLC | History | New | 1,148 | 7 | 0.0% | — | 154 | +1,148 | New | Q1 2026 | Apr 30, 2026 |
| Wilmington Savings Fund Society, FSB | History | New | 1,000 | 6 | 0.0% | — | 155 | +1,000 | New | Q1 2026 | Apr 30, 2026 |
| Aventura Private Wealth, LLC | History | New | 1,000 | 6 | 0.0% | — | 156 | +1,000 | New | Q1 2026 | May 05, 2026 |
| Kozak & Associates, Inc. | History | Added to | 658 | 4 | 0.0% | 0.0% | 157 | +25 | 3.95% | Q1 2026 | Apr 14, 2026 |
| Main Street Group, LTD | History | New | 465 | 3 | 0.0% | — | 158 | +465 | New | Q1 2026 | May 06, 2026 |
| Sound Income Strategies, LLC | History | No change | 404 | 2 | 0.0% | 0.0% | 159 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| RICHARDSON FINANCIAL SERVICES INC. | History | No change | 399 | 2 | 0.0% | 0.0% | 160 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Osbon Capital Management LLC | History | New | 226 | 1 | 0.0% | — | 161 | +226 | New | Q1 2026 | May 15, 2026 |
| TUDOR INVESTMENT CORP ET AL | History | Closed out | 0 | 0 | — | 0.0% | — | -189,494 | -100.0% | Q1 2026 | May 15, 2026 |
| HighPoint Advisor Group LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -162,034 | -100.0% | Q1 2026 | May 14, 2026 |
| Trexquant Investment LP | History | Closed out | 0 | 0 | — | 0.01% | — | -84,183 | -100.0% | Q1 2026 | May 15, 2026 |
| Quadrature Capital Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -40,468 | -100.0% | Q1 2026 | May 15, 2026 |
| ACADIAN ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -40,419 | -100.0% | Q1 2026 | May 13, 2026 |
| MARSHALL WACE, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -32,012 | -100.0% | Q1 2026 | May 14, 2026 |
| Verition Fund Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -26,809 | -100.0% | Q1 2026 | May 15, 2026 |
| Beacon Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -26,321 | -100.0% | Q1 2026 | May 11, 2026 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -23,424 | -100.0% | Q1 2026 | May 14, 2026 |
| Quantbot Technologies LP | History | Closed out | 0 | 0 | — | 0.01% | — | -21,254 | -100.0% | Q1 2026 | May 13, 2026 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -19,500 | -100.0% | Q1 2026 | May 15, 2026 |
| PharVision Advisers, LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -17,485 | -100.0% | Q1 2026 | May 11, 2026 |
| Orion Porfolio Solutions, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,869 | -100.0% | Q1 2026 | May 13, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Closed out | 0 | 0 | — | 0.0% | — | -13,243 | -100.0% | Q1 2026 | May 15, 2026 |
| Bensler, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -11,866 | -100.0% | Q1 2026 | May 01, 2026 |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,482 | -100.0% | Q1 2026 | May 15, 2026 |
| ATTICUS WEALTH MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -10,594 | -100.0% | Q1 2026 | Apr 28, 2026 |
| Diversify Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,042 | -100.0% | Q1 2026 | May 01, 2026 |
| WPG Advisers, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -3,497 | -100.0% | Q1 2026 | Apr 29, 2026 |
| Financial Management Professionals, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -2,482 | -100.0% | Q1 2026 | Apr 15, 2026 |
| Quarry LP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,183 | -100.0% | Q1 2026 | May 15, 2026 |
| Federation des caisses Desjardins du Quebec | History | Closed out | 0 | 0 | — | 0.0% | — | -800 | -100.0% | Q1 2026 | May 13, 2026 |
| Garner Asset Management Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -600 | -100.0% | Q1 2026 | Apr 28, 2026 |
| CX Institutional | History | Closed out | 0 | 0 | — | 0.0% | — | -574 | -100.0% | Q1 2026 | Apr 06, 2026 |
| Merkkuri Wealth Advisors LLC | History | New | 107 | 0 | — | — | — | +107 | New | Q1 2026 | Apr 21, 2026 |
| Caitong International Asset Management Co., Ltd | History | Added to | 44 | 0 | — | — | — | +38 | 633.33% | Q1 2026 | May 11, 2026 |
| Allworth Financial LP | History | New | 5 | 0 | — | — | — | +5 | New | Q1 2026 | May 14, 2026 |