CION Investment Corp - CION
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SMH CAPITAL ADVISORS INC | History | No change | 14,600 | 102,492 | 0.39% | 0.35% | 1 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| Bulldog Investors, LLP | History | No change | 1,538,071 | 9,582 | 2.11% | 2.11% | 2 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Invesco Ltd. | History | No change | 1,368,725 | 8,527 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | No change | 1,266,950 | 7,893 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| VAN ECK ASSOCIATES CORP | History | No change | 1,236,397 | 7,702 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | No change | 1,019,029 | 6,348 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| UBS Group AG | History | No change | 915,653 | 5,704 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 661,544 | 4,644 | 0.01% | 0.01% | 8 | -52,285 | -7.32% | Q3 2026 | Nov 02, 2026 |
| Callodine Capital Management, LP | History | No change | 674,138 | 4,199 | 0.27% | 0.27% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Berger Financial Group, Inc | History | No change | 404,493 | 2,519 | 0.13% | 0.13% | 10 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| LSV ASSET MANAGEMENT | History | No change | 387,536 | 2,414 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Arkadios Wealth Advisors | History | No change | 322,360 | 2,008 | 0.03% | 0.03% | 12 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| D. E. Shaw & Co., Inc. | History | No change | 312,707 | 1,948 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 291,108 | 1,813 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Advisors Asset Management, Inc. | History | No change | 290,200 | 1,807 | 0.03% | 0.03% | 15 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | No change | 248,600 | 1,548 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Reduced | 196,894 | 1,382 | 0.04% | 0.05% | 17 | -93,862 | -32.28% | Q3 2026 | Oct 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 194,367 | 1,364 | 0.0% | 0.0% | 18 | -13,381 | -6.44% | Q3 2026 | Nov 02, 2026 |
| Sigma Planning Corp | History | Reduced | 192,255 | 1,349 | 0.03% | 0.03% | 19 | -7,902 | -3.95% | Q3 2026 | Oct 23, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 210,410 | 1,310 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| BlackRock, Inc. | History | No change | 195,515 | 1,218 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 152,144 | 1,068 | 0.0% | 0.0% | 22 | -17,371 | -10.25% | Q3 2026 | Nov 02, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 169,916 | 1,058 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Alpine Global Management, LLC | History | No change | 155,635 | 969 | 0.16% | 0.16% | 24 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Diversify Advisory Services, LLC | History | Reduced | 120,368 | 836 | 0.01% | 0.01% | 25 | -7,655 | -5.98% | Q3 2026 | Oct 20, 2026 |
| DIVERSIFY WEALTH MANAGEMENT, LLC | History | Reduced | 120,368 | 836 | 0.01% | 0.01% | 26 | -7,655 | -5.98% | Q3 2026 | Oct 20, 2026 |
| Legacy Wealth Managment, LLC/ID | History | No change | 121,169 | 754 | 0.31% | 0.31% | 27 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Qube Research & Technologies Ltd | History | No change | 113,967 | 710 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Virtus Investment Advisers, LLC | History | No change | 108,061 | 673 | 0.16% | 0.16% | 29 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Cetera Investment Advisers | History | No change | 96,207 | 599 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Apollon Wealth Management, LLC | History | Reduced | 83,795 | 588 | 0.01% | 0.01% | 31 | -3,248 | -3.73% | Q3 2026 | Oct 23, 2026 |
| ADAPT WEALTH ADVISORS, LLC | History | No change | 92,197 | 574 | 0.19% | 0.19% | 32 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Endowment Wealth Management, Inc. | History | Added to | 70,690 | 496 | 0.17% | 0.16% | 34 | +2,187 | 3.19% | Q3 2026 | Nov 03, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 70,091 | 496 | 0.03% | 0.03% | 33 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| Financial Gravity Companies, Inc. | History | No change | 78,833 | 491 | 0.08% | 0.08% | 35 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Janney Montgomery Scott LLC | History | No change | 76,920 | 479 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Curi Capital, LLC | History | No change | 75,452 | 470 | 0.01% | 0.01% | 37 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Hopwood Nicholas Hunter | History | No change | 71,233 | 443 | 0.12% | 0.12% | 38 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 70,563 | 439 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ROYAL BANK OF CANADA | History | No change | 68,994 | 430 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Apollo Management Holdings, L.P. | History | No change | 63,263 | 394 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Private Advisor Group, LLC | History | No change | 62,823 | 391 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | No change | 61,461 | 382 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PINKERTON WEALTH, LLC | History | Reduced | 51,662 | 362 | 0.06% | 0.1% | 44 | -111,373 | -68.31% | Q3 2026 | Oct 29, 2026 |
| AE Wealth Management LLC | History | No change | 57,839 | 360 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Reduced | 50,259 | 352 | 0.01% | 0.01% | 46 | -12,368 | -19.75% | Q3 2026 | Oct 13, 2026 |
| Campbell & CO Investment Adviser LLC | History | No change | 53,883 | 335 | 0.02% | 0.02% | 47 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| True Freedom Investing, LLC | History | Reduced | 43,660 | 306 | 0.05% | 0.08% | 48 | -99,462 | -69.49% | Q3 2026 | Oct 29, 2026 |
| FOUNDERS FINANCIAL SECURITIES LLC | History | No change | 36,904 | 259 | 0.01% | 0.01% | 49 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 35,875 | 252 | 0.01% | 0.01% | 50 | -1,600 | -4.27% | Q3 2026 | Oct 22, 2026 |
| Closed-End Fund Advisors, Inc. | History | Reduced | 34,298 | 240 | 0.25% | 0.21% | 51 | -132 | -0.38% | Q3 2026 | Nov 04, 2026 |
| Engineers Gate Manager LP | History | No change | 37,935 | 236 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Symmetry Partners, LLC | History | No change | 33,214 | 233 | 0.01% | 0.01% | 53 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| Continuum Advisory, LLC | History | No change | 37,229 | 231 | 0.02% | 0.02% | 54 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| BI Asset Management Fondsmaeglerselskab A/S | History | Reduced | 32,231 | 226 | 0.0% | 0.0% | 55 | -6,334 | -16.42% | Q3 2026 | Oct 22, 2026 |
| Creative Planning | History | Reduced | 29,561 | 207 | 0.0% | 0.0% | 56 | -1,118 | -3.64% | Q3 2026 | Nov 02, 2026 |
| Koshinski Asset Management, Inc. | History | No change | 29,440 | 206 | 0.01% | 0.01% | 57 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| Strategic Blueprint, LLC | History | Reduced | 29,010 | 203 | 0.01% | 0.01% | 58 | -5,167 | -15.12% | Q3 2026 | Oct 22, 2026 |
| EAGLE GLOBAL ADVISORS LLC | History | New | 27,590 | 193 | 0.01% | — | 59 | +27,590 | New | Q3 2026 | Nov 02, 2026 |
| TT Capital Management LLC | History | Added to | 27,117 | 190 | 0.14% | 0.12% | 60 | +1,805 | 7.13% | Q3 2026 | Oct 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 30,327 | 188 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Founders Financial Alliance, LLC | History | No change | 28,913 | 180 | 0.02% | 0.02% | 62 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Trivium Point Advisory, LLC | History | No change | 28,167 | 175 | 0.02% | 0.02% | 63 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Avior Wealth Management, LLC | History | No change | 24,806 | 174 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| Kovack Advisors, Inc. | History | No change | 25,671 | 166 | 0.01% | 0.01% | 65 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| United Advisor Group, LLC | History | Reduced | 23,380 | 164 | 0.02% | 0.02% | 66 | -705 | -2.93% | Q3 2026 | Nov 02, 2026 |
| Golden State Wealth Management, LLC | History | Added to | 21,567 | 151 | 0.01% | 0.01% | 68 | +1,522 | 7.59% | Q3 2026 | Nov 02, 2026 |
| WINTON GROUP Ltd | History | No change | 24,300 | 151 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| IHT Wealth Management, LLC | History | No change | 23,242 | 144 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BlueChip Wealth Advisors LLC | History | No change | 20,594 | 144 | 0.05% | 0.05% | 70 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| OXFORD ASSET MANAGEMENT LLP | History | No change | 22,676 | 141 | 0.07% | 0.07% | 71 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GatePass Capital, LLC | History | No change | 22,500 | 140 | 0.05% | 0.05% | 72 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | No change | 22,299 | 138 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Concurrent Investment Advisors, LLC | History | Reduced | 19,415 | 136 | 0.0% | 0.0% | 75 | -11,427 | -37.05% | Q3 2026 | Oct 16, 2026 |
| Cerity Partners LLC | History | No change | 21,864 | 136 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| DOLIVER ADVISORS, LP | History | Reduced | 19,000 | 133 | 0.03% | 0.03% | 76 | -2,600 | -12.04% | Q3 2026 | Oct 01, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | No change | 20,973 | 130 | 0.01% | 0.01% | 77 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| A&I FINANCIAL SERVICES, LLC | History | Reduced | 18,314 | 128 | 0.05% | 0.05% | 79 | -1,196 | -6.13% | Q3 2026 | Oct 15, 2026 |
| Squarepoint Ops LLC | History | No change | 20,590 | 128 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SWMG, LLC | History | No change | 19,374 | 126 | 0.03% | 0.03% | 80 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 20,062 | 124 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Focus Partners Advisor Solutions, LLC | History | No change | 19,229 | 119 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | History | No change | 18,920 | 117 | 0.01% | 0.01% | 83 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 16,487 | 115 | 0.0% | 0.0% | 84 | -864 | -4.98% | Q3 2026 | Oct 30, 2026 |
| RFG Advisory, LLC | History | Added to | 14,874 | 104 | 0.0% | 0.0% | 85 | +4,644 | 45.4% | Q3 2026 | Nov 03, 2026 |
| Wealthspire Advisors, LLC | History | No change | 16,687 | 103 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Catalyst Capital Advisors LLC | History | No change | 14,600 | 102 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| Triumph Capital Management | History | Added to | 13,828 | 97 | 0.02% | 0.01% | 88 | +1,200 | 9.5% | Q3 2026 | Oct 14, 2026 |
| SUMMIT SECURITIES GROUP LLC | History | New | 13,088 | 91 | 0.01% | — | 90 | +13,088 | New | Q3 2026 | Nov 05, 2026 |
| Entropy Technologies, LP | History | No change | 14,716 | 91 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | Reduced | 12,458 | 87 | 0.0% | 0.0% | 92 | -2,008 | -13.88% | Q3 2026 | Oct 23, 2026 |
| Global Retirement Partners, LLC | History | No change | 14,001 | 87 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| BridgePort Financial Solutions, LLC | History | No change | 12,233 | 85 | 0.02% | 0.02% | 93 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| State of Wyoming | History | New | 11,854 | 83 | 0.01% | — | 96 | +11,854 | New | Q3 2026 | Oct 28, 2026 |
| First Heartland Consultants, Inc. | History | Added to | 11,918 | 83 | 0.01% | 0.0% | 94 | +265 | 2.27% | Q3 2026 | Oct 08, 2026 |
| AVISO WEALTH MANAGEMENT | History | Reduced | 11,913 | 83 | 0.03% | 0.03% | 95 | -167 | -1.38% | Q3 2026 | Nov 04, 2026 |
| Belpointe Asset Management LLC | History | No change | 13,233 | 82 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Mariner, LLC | History | No change | 13,115 | 81 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Western Wealth Management, LLC | History | No change | 13,068 | 81 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Merit Financial Group, LLC | History | No change | 12,630 | 78 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| Focus Partners Wealth | History | No change | 12,150 | 75 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Legacy Advisors, LLC | History | Reduced | 10,500 | 73 | 0.01% | 0.01% | 103 | -6,500 | -38.24% | Q3 2026 | Oct 19, 2026 |
| OneDigital Investment Advisors LLC | History | No change | 11,731 | 73 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| CITADEL ADVISORS LLC | History | No change | 11,300 | 70 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| Geneos Wealth Management Inc. | History | No change | 11,392 | 70 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| PAX Financial Group, LLC | History | No change | 11,046 | 68 | 0.01% | 0.01% | 106 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 10,857 | 67 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Empowered Funds, LLC | History | No change | 10,781 | 67 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Savvy Advisors, Inc. | History | No change | 10,876 | 67 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Gen-Wealth Partners Inc | History | No change | 9,500 | 66 | 0.02% | 0.02% | 110 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| HighTower Advisors, LLC | History | No change | 10,200 | 63 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 10,106 | 62 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| Essential Investment Partners LLC | History | No change | 8,380 | 58 | 0.04% | 0.04% | 113 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| IFP Advisors, Inc | History | Reduced | 7,531 | 52 | 0.0% | 0.0% | 114 | -3,743 | -33.2% | Q3 2026 | Oct 16, 2026 |
| PRIVATE TRUST CO NA | History | No change | 5,820 | 40 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Farther Finance Advisors, LLC | History | No change | 5,826 | 40 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| BFC Planning, Inc. | History | No change | 6,220 | 38 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 5,502 | 34 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NFSG Corp | History | No change | 4,698 | 32 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| Joseph Group Capital Management | History | No change | 4,131 | 29 | 0.01% | 0.01% | 120 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Lodestone Wealth Management LLC | History | Added to | 3,854 | 27 | 0.01% | 0.01% | 121 | +166 | 4.5% | Q3 2026 | Oct 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 4,253 | 26 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SIGNATUREFD, LLC | History | No change | 3,309 | 23 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| PlanVest Financial, Inc | History | No change | 3,708 | 23 | 0.02% | 0.02% | 124 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| New England Capital Financial Advisors LLC | History | Added to | 3,055 | 21 | 0.0% | 0.0% | 125 | +132 | 4.52% | Q3 2026 | Nov 03, 2026 |
| BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. | History | No change | 3,092 | 19 | 0.0% | 0.0% | 126 | 0 | 0.0% | Q2 2026 | Oct 30, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 3,133 | 19 | 0.0% | 0.0% | 127 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| UMB Bank, n.a. | History | No change | 2,587 | 16 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Russell Investments Group, Ltd. | History | No change | 2,641 | 16 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| JFS WEALTH ADVISORS, LLC | History | New | 2,108 | 14 | 0.0% | — | 131 | +2,108 | New | Q3 2026 | Nov 03, 2026 |
| Tower Research Capital LLC (TRC) | History | No change | 2,403 | 14 | 0.0% | 0.0% | 130 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Tidemark, LLC | History | No change | 2,134 | 13 | 0.0% | 0.0% | 132 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| IFG Advisory, LLC | History | No change | 2,038 | 12 | 0.0% | 0.0% | 133 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Kingdom Financial Group LLC. | History | New | 1,289 | 9 | 0.0% | — | 137 | +1,289 | New | Q3 2026 | Nov 04, 2026 |
| JPMORGAN CHASE & CO | History | No change | 1,578 | 9 | 0.0% | 0.0% | 134 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| NOMURA ASSET MANAGEMENT CO LTD | History | No change | 1,597 | 9 | 0.0% | 0.0% | 135 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| LGT Financial Advisors LLC | History | No change | 1,542 | 9 | 0.05% | 0.05% | 136 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Kozak & Associates, Inc. | History | Added to | 718 | 4 | 0.0% | 0.0% | 138 | +31 | 4.51% | Q3 2026 | Oct 29, 2026 |
| Main Street Group, LTD | History | No change | 465 | 3 | 0.0% | 0.0% | 139 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| RICHARDSON FINANCIAL SERVICES INC. | History | No change | 399 | 2 | 0.0% | 0.0% | 140 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| StoneX Group Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -13,313 | -100.0% | Q3 2026 | Nov 03, 2026 |
| SUMMIT WEALTH GROUP LLC / CO | History | Closed out | 0 | 0 | — | 0.01% | — | -10,541 | -100.0% | Q3 2026 | Oct 29, 2026 |
| BXM Wealth LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -10,190 | -100.0% | Q3 2026 | Nov 03, 2026 |
| Spire Wealth Management | History | Closed out | 0 | 0 | — | 0.0% | — | -3,821 | -100.0% | Q3 2026 | Oct 30, 2026 |
| SIMPLEX TRADING, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,600 | -100.0% | Q3 2026 | Nov 04, 2026 |
| Caitong International Asset Management Co., Ltd | History | Closed out | 0 | 0 | — | — | — | -60 | -100.0% | Q3 2026 | Oct 29, 2026 |