Cornerstone Strategic Investment Fund, Inc. - CLM
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Alpine Global Management, LLC | History | Added to | 6,833,682 | 51,662 | 8.4% | 7.43% | 1 | +19,350 | 0.28% | Q2 2026 | Aug 14, 2026 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | Reduced | 6,736,737 | 50,929 | 0.67% | 0.64% | 2 | -7,816 | -0.12% | Q2 2026 | Aug 14, 2026 |
| PFG Investments, LLC | History | Added to | 4,492,919 | 33,966 | 1.32% | 1.4% | 3 | +369,888 | 8.97% | Q2 2026 | Jul 23, 2026 |
| Quarry LP | History | Reduced | 3,476,236 | 26,280 | 2.18% | 4.56% | 4 | -13,028 | -0.37% | Q2 2026 | Aug 14, 2026 |
| Sculptor Capital LP | History | Added to | 3,325,694 | 25,142 | 0.2% | 0.24% | 5 | +182,105 | 5.79% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 3,016,078 | 22,801 | 0.03% | 0.03% | 6 | -232,935 | -7.17% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | Added to | 2,586,106 | 19,550 | 0.0% | 0.0% | 7 | +164,576 | 6.8% | Q2 2026 | Aug 07, 2026 |
| Warberg Asset Management LLC | History | Added to | 1,836,581 | 13,884 | 2.52% | 1.26% | 8 | +794,646 | 76.27% | Q2 2026 | Aug 11, 2026 |
| Cetera Investment Advisers | History | Added to | 1,558,231 | 11,780 | 0.01% | 0.01% | 9 | +202,853 | 14.97% | Q2 2026 | Aug 12, 2026 |
| Cable Car Capital, LP | History | Added to | 1,274,106 | 9,632 | 0.21% | 3.37% | 10 | +24,107 | 1.93% | Q2 2026 | Aug 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 1,093,299 | 8,265 | 0.02% | 0.02% | 11 | +53,369 | 5.13% | Q2 2026 | Jul 27, 2026 |
| Almitas Capital LLC | History | Added to | 661,789 | 5,003 | 1.2% | 0.73% | 12 | +219,775 | 49.72% | Q2 2026 | Aug 14, 2026 |
| COHEN & STEERS, INC. | History | No change | 629,931 | 4,762 | 0.01% | 0.01% | 13 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | Reduced | 560,243 | 4,235 | 0.0% | 0.0% | 14 | -94,696 | -14.46% | Q2 2026 | Aug 13, 2026 |
| WJ Financial Advisors LLC | History | Added to | 503,994 | 3,810 | 2.8% | 2.61% | 15 | +59,079 | 13.28% | Q2 2026 | Aug 13, 2026 |
| Perennial Investment Advisors, LLC | History | Added to | 484,530 | 3,663 | 0.24% | 0.28% | 16 | +8,764 | 1.84% | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 388,773 | 2,939 | 0.0% | 0.0% | 17 | +11,693 | 3.1% | Q2 2026 | Aug 14, 2026 |
| Stratos Wealth Partners, LTD. | History | Reduced | 333,993 | 2,524 | 0.03% | 0.03% | 18 | -8,518 | -2.49% | Q2 2026 | Aug 11, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 319,209 | 2,413 | 0.0% | 0.0% | 19 | +24,781 | 8.42% | Q2 2026 | Jul 29, 2026 |
| Yakira Capital Management, Inc. | History | Added to | 311,396 | 2,354 | 0.67% | 0.65% | 20 | +4,684 | 1.53% | Q2 2026 | Aug 13, 2026 |
| Creative Planning | History | Added to | 277,113 | 2,094 | 0.0% | 0.0% | 21 | +74,184 | 36.56% | Q2 2026 | Aug 13, 2026 |
| Kovack Advisors, Inc. | History | Added to | 233,414 | 1,759 | 0.08% | 0.06% | 22 | +89,125 | 61.77% | Q2 2026 | Jul 28, 2026 |
| J.W. COLE ADVISORS, INC. | History | New | 211,424 | 1,598 | 0.03% | — | 23 | +211,424 | New | Q2 2026 | Jul 21, 2026 |
| Baird Financial Group, Inc. | History | Added to | 178,155 | 1,346 | 0.0% | 0.0% | 24 | +18,542 | 11.62% | Q2 2026 | Aug 12, 2026 |
| WINEBRENNER CAPITAL MANAGEMENT LLC | History | Added to | 158,000 | 1,194 | 0.73% | 0.74% | 25 | +200 | 0.13% | Q2 2026 | Jul 15, 2026 |
| StoneX Group Inc. | History | Reduced | 151,920 | 1,148 | 0.05% | 0.06% | 26 | -3,204 | -2.07% | Q2 2026 | Aug 12, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | No change | 145,939 | 1,103 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 132,993 | 1,005 | 0.05% | 0.04% | 28 | +39,011 | 41.51% | Q2 2026 | Jul 28, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | New | 111,901 | 845 | 0.02% | — | 29 | +111,901 | New | Q2 2026 | Jul 15, 2026 |
| Aptus Capital Advisors, LLC | History | Added to | 110,719 | 837 | 0.01% | 0.01% | 30 | +2,032 | 1.87% | Q2 2026 | Aug 12, 2026 |
| Marex Group Ltd | History | New | 109,968 | 831 | 0.0% | — | 31 | +109,968 | New | Q2 2026 | Aug 14, 2026 |
| Savvy Advisors, Inc. | History | Added to | 107,590 | 813 | 0.02% | 0.02% | 32 | +100 | 0.09% | Q2 2026 | Aug 03, 2026 |
| Advisory Solutions Group, LLC | History | New | 97,879 | 739 | 0.25% | — | 33 | +97,879 | New | Q2 2026 | Jul 29, 2026 |
| AE Wealth Management LLC | History | Added to | 92,708 | 700 | 0.0% | 0.0% | 34 | +39,541 | 74.37% | Q2 2026 | Aug 03, 2026 |
| Encompass More Asset Management | History | Added to | 89,506 | 676 | 0.1% | 0.1% | 35 | +8,560 | 10.57% | Q2 2026 | Jul 14, 2026 |
| XTX Topco Ltd | History | Added to | 88,603 | 669 | 0.01% | 0.0% | 36 | +59,935 | 209.07% | Q2 2026 | Aug 14, 2026 |
| Focus Partners Wealth | History | Reduced | 83,516 | 631 | 0.0% | 0.0% | 37 | -7,351 | -8.09% | Q2 2026 | Aug 12, 2026 |
| CreativeOne Wealth, LLC | History | Added to | 79,026 | 597 | 0.01% | 0.01% | 38 | +2,212 | 2.88% | Q2 2026 | Aug 13, 2026 |
| Mirador Capital Partners LP | History | New | 78,738 | 595 | 0.07% | — | 39 | +78,738 | New | Q2 2026 | Jul 07, 2026 |
| BENJAMIN EDWARDS INC | History | Added to | 74,406 | 562 | 0.01% | 0.01% | 40 | +1,819 | 2.51% | Q2 2026 | Jul 24, 2026 |
| Garden State Investment Advisory Services LLC | History | Added to | 65,260 | 493 | 0.09% | 0.09% | 41 | +8,000 | 13.97% | Q2 2026 | Aug 11, 2026 |
| Private Advisor Group, LLC | History | Added to | 62,116 | 469 | 0.0% | 0.0% | 42 | +7,508 | 13.75% | Q2 2026 | Jul 27, 2026 |
| CoreCap Advisors, LLC | History | Added to | 59,850 | 452 | 0.01% | 0.0% | 43 | +40,674 | 212.11% | Q2 2026 | Jul 06, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 59,467 | 449 | 0.0% | 0.0% | 44 | +8,684 | 17.1% | Q2 2026 | Aug 03, 2026 |
| HighTower Advisors, LLC | History | Reduced | 59,049 | 446 | 0.0% | 0.0% | 45 | -6,868 | -10.42% | Q2 2026 | Aug 05, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 58,350 | 441 | 0.0% | 0.0% | 46 | +7,616 | 15.01% | Q2 2026 | Aug 12, 2026 |
| Prospera Financial Services Inc | History | Reduced | 54,917 | 415 | 0.01% | 0.01% | 47 | -31,756 | -36.64% | Q2 2026 | Jul 15, 2026 |
| Dynamic Advisor Solutions LLC | History | Added to | 54,125 | 409 | 0.01% | 0.01% | 48 | +5,327 | 10.92% | Q2 2026 | Jul 07, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 51,892 | 392 | 0.0% | 0.0% | 49 | -328 | -0.63% | Q2 2026 | Jul 28, 2026 |
| TORONTO DOMINION BANK | History | Reduced | 50,000 | 378 | 0.0% | 0.0% | 50 | -200 | -0.4% | Q2 2026 | Aug 14, 2026 |
| Gladstone Institutional Advisory LLC | History | Reduced | 49,081 | 371 | 0.01% | 0.02% | 51 | -8,415 | -14.64% | Q2 2026 | Jul 27, 2026 |
| OneAscent Family Office, LLC | History | New | 44,268 | 334 | 0.17% | — | 52 | +44,268 | New | Q2 2026 | Aug 11, 2026 |
| FIRETHORN WEALTH PARTNERS, LLC | History | Added to | 42,157 | 318 | 0.1% | 0.11% | 53 | +1,902 | 4.72% | Q2 2026 | Jul 15, 2026 |
| BlackRock, Inc. | History | No change | 41,258 | 311 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| SeaCrest Wealth Management, LLC | History | Added to | 39,161 | 296 | 0.03% | 0.02% | 55 | +10,614 | 37.18% | Q2 2026 | Jul 09, 2026 |
| MGO ONE SEVEN LLC | History | Added to | 35,273 | 266 | 0.0% | 0.0% | 56 | +1,486 | 4.4% | Q2 2026 | Jul 31, 2026 |
| Meridian Wealth Management, LLC | History | Reduced | 35,062 | 265 | 0.01% | 0.01% | 57 | -1,743 | -4.74% | Q2 2026 | Aug 05, 2026 |
| Pathstone Holdings, LLC | History | No change | 33,089 | 250 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Mariner, LLC | History | Added to | 32,449 | 245 | 0.0% | 0.0% | 59 | +19,324 | 147.23% | Q2 2026 | Aug 13, 2026 |
| Buska Wealth Management, LLC | History | Added to | 30,596 | 231 | 0.08% | 0.09% | 60 | +1,161 | 3.94% | Q2 2026 | Jul 10, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | New | 30,479 | 230 | 0.0% | — | 61 | +30,479 | New | Q2 2026 | Aug 14, 2026 |
| EP Wealth Advisors, LLC | History | Added to | 28,733 | 217 | 0.0% | 0.0% | 62 | +1 | 0.0% | Q2 2026 | Aug 11, 2026 |
| AMERIFLEX GROUP, INC. | History | Reduced | 27,500 | 207 | 0.08% | 0.1% | 63 | -500 | -1.79% | Q2 2026 | Aug 13, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 26,634 | 201 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 26,328 | 199 | 0.0% | 0.0% | 65 | +523 | 2.03% | Q2 2026 | Jul 28, 2026 |
| HF Advisory Group, LLC | History | Added to | 25,484 | 192 | 0.06% | 0.06% | 66 | +985 | 4.02% | Q2 2026 | Jul 08, 2026 |
| LANARK FINANCIAL, INC. | History | No change | 25,205 | 190 | 0.01% | 0.01% | 67 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 23,533 | 179 | 0.0% | 0.0% | 69 | -490 | -2.04% | Q2 2026 | Jul 15, 2026 |
| Chicago Partners Investment Group LLC | History | Added to | 25,023 | 179 | 0.0% | 0.0% | 68 | +83 | 0.33% | Q2 2026 | Jul 29, 2026 |
| Virtu Financial LLC | History | Added to | 23,328 | 176 | 0.01% | 0.0% | 70 | +7,735 | 49.61% | Q2 2026 | Aug 13, 2026 |
| BECKER CAPITAL MANAGEMENT INC | History | Added to | 22,847 | 172 | 0.0% | 0.0% | 71 | +810 | 3.68% | Q2 2026 | Jul 31, 2026 |
| Sequoia Financial Advisors, LLC | History | No change | 21,400 | 161 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| BIP Wealth, LLC | History | New | 20,898 | 157 | 0.0% | — | 73 | +20,898 | New | Q2 2026 | Aug 03, 2026 |
| Clear Street Group Inc. | History | New | 20,493 | 154 | 0.0% | — | 74 | +20,493 | New | Q2 2026 | Aug 12, 2026 |
| Marshall Financial Group, LLC | History | Added to | 20,000 | 151 | 0.02% | 0.01% | 77 | +10,000 | 100.0% | Q2 2026 | Jul 17, 2026 |
| Larson Financial Group LLC | History | Added to | 20,083 | 151 | 0.0% | 0.0% | 75 | +912 | 4.76% | Q2 2026 | Aug 14, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 20,084 | 151 | 0.0% | 0.0% | 76 | +123 | 0.62% | Q2 2026 | Aug 13, 2026 |
| UBS Group AG | History | Added to | 18,476 | 139 | 0.0% | 0.0% | 78 | +842 | 4.77% | Q2 2026 | Aug 13, 2026 |
| NewEdge Advisors, LLC | History | Added to | 18,101 | 136 | 0.0% | 0.0% | 79 | +611 | 3.49% | Q2 2026 | Aug 12, 2026 |
| Clearstead Advisors, LLC | History | No change | 17,880 | 135 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| WEDBUSH SECURITIES INC | History | No change | 17,850 | 135 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| World Investment Advisors | History | Reduced | 17,670 | 134 | 0.0% | 0.0% | 82 | -2,684 | -13.19% | Q2 2026 | Aug 13, 2026 |
| Summit Financial, LLC | History | Reduced | 17,754 | 134 | 0.0% | 0.0% | 83 | -877 | -4.71% | Q2 2026 | Aug 12, 2026 |
| Capital CS Group, LLC | History | Added to | 17,437 | 131 | 0.1% | 0.26% | 84 | +281 | 1.64% | Q2 2026 | Aug 12, 2026 |
| Secure Asset Management, LLC | History | Added to | 17,065 | 129 | 0.02% | 0.01% | 85 | +4,535 | 36.19% | Q2 2026 | Jul 15, 2026 |
| INTEGRITY ALLIANCE, LLC. | History | Reduced | 16,693 | 126 | 0.0% | 0.0% | 86 | -938 | -5.32% | Q2 2026 | Jul 31, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 16,550 | 125 | 0.0% | 0.0% | 87 | -83,133 | -83.4% | Q2 2026 | Aug 14, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 15,916 | 120 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SMITH CHAS P & ASSOCIATES PA CPAS | History | Reduced | 15,663 | 118 | 0.01% | 0.01% | 89 | -5,000 | -24.2% | Q2 2026 | Sep 11, 2026 |
| Strategic Financial Concepts, LLC | History | Added to | 15,700 | 118 | 0.04% | 0.03% | 90 | +1,000 | 6.8% | Q2 2026 | Jul 27, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | Reduced | 14,568 | 110 | 0.06% | 0.1% | 91 | -4,857 | -25.0% | Q2 2026 | Jul 21, 2026 |
| PRIVATE TRUST CO NA | History | New | 14,514 | 109 | 0.01% | — | 92 | +14,514 | New | Q2 2026 | Jul 28, 2026 |
| Accurate Wealth Management, LLC | History | Added to | 14,163 | 108 | 0.01% | 0.01% | 93 | +160 | 1.14% | Q2 2026 | Jul 14, 2026 |
| A4 Wealth Advisors LLC | History | Reduced | 14,022 | 106 | 0.07% | 0.09% | 94 | -1,950 | -12.21% | Q2 2026 | Jul 28, 2026 |
| BLUEDOOR PRIVATE WEALTH, LLC | History | New | 13,916 | 105 | 0.04% | — | 96 | +13,916 | New | Q2 2026 | Jul 16, 2026 |
| MOSAIC FAMILY WEALTH PARTNERS, LLC | History | Added to | 14,008 | 105 | 0.01% | 0.01% | 95 | +789 | 5.97% | Q2 2026 | Aug 05, 2026 |
| NWF Advisory Services Inc. | History | No change | 13,500 | 102 | 0.01% | 0.01% | 97 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| TWO SIGMA SECURITIES, LLC | History | New | 13,184 | 99 | 0.01% | — | 98 | +13,184 | New | Q2 2026 | Aug 14, 2026 |
| Redhawk Wealth Advisors, Inc. | History | Added to | 13,063 | 98 | 0.01% | 0.01% | 99 | +604 | 4.85% | Q2 2026 | Jul 09, 2026 |
| Integrated Wealth Concepts LLC | History | Reduced | 12,912 | 97 | 0.0% | 0.0% | 100 | -7 | -0.05% | Q2 2026 | Sep 08, 2026 |
| DAVENPORT & Co LLC | History | No change | 12,773 | 96 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| RMR Wealth Builders | History | New | 12,560 | 94 | 0.01% | — | 102 | +12,560 | New | Q2 2026 | Jul 24, 2026 |
| Allworth Financial LP | History | No change | 11,910 | 90 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Evergreen Wealth Partners LLC | History | No change | 11,531 | 87 | 0.05% | 0.06% | 104 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Corient Private Wealth LP | History | Reduced | 11,424 | 86 | 0.0% | 0.0% | 105 | -3,324 | -22.54% | Q2 2026 | Aug 27, 2026 |
| Kingsview Wealth Management, LLC | History | Reduced | 11,128 | 84 | 0.0% | 0.0% | 107 | -12,205 | -52.31% | Q2 2026 | Aug 18, 2026 |
| HARBOR INVESTMENT ADVISORY, LLC | History | No change | 11,204 | 84 | 0.01% | 0.01% | 106 | 0 | 0.0% | Q2 2026 | Jul 07, 2026 |
| OneDigital Investment Advisors LLC | History | No change | 10,760 | 81 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Taylor Securities Services, Inc. | History | New | 10,487 | 79 | 0.03% | — | 110 | +10,487 | New | Q2 2026 | Aug 13, 2026 |
| Lido Advisors, LLC | History | New | 10,482 | 79 | 0.0% | — | 109 | +10,482 | New | Q2 2026 | Aug 07, 2026 |
| EVERETT HARRIS & CO /CA/ | History | No change | 10,205 | 77 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Valmark Advisers, Inc. | History | No change | 10,016 | 75 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Highland Investment Advisors LLC | History | New | 8,161 | 61 | 0.03% | — | 113 | +8,161 | New | Q2 2026 | Aug 13, 2026 |
| COMPASS FINANCIAL MANAGEMENT LLC | History | New | 6,960 | 51 | 0.01% | — | 114 | +6,960 | New | Q2 2026 | Aug 12, 2026 |
| US BANCORP \DE\ | History | Reduced | 6,500 | 49 | 0.0% | 0.0% | 115 | -5 | -0.08% | Q2 2026 | Aug 12, 2026 |
| Anfield Capital Management, LLC | History | No change | 6,528 | 47 | 0.01% | 0.01% | 116 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 5,500 | 41 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Corsicana & Co. | History | New | 3,700 | 27 | 0.01% | — | 119 | +3,700 | New | Q2 2026 | Jul 24, 2026 |
| Fortis Group Advisors, LLC | History | Added to | 3,630 | 27 | 0.0% | 0.0% | 118 | +204 | 5.95% | Q2 2026 | Jul 24, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 3,387 | 25 | 0.0% | 0.0% | 120 | -17,898 | -84.09% | Q2 2026 | Aug 12, 2026 |
| LifeSteps Financial, Inc. | History | New | 3,000 | 22 | 0.01% | — | 122 | +3,000 | New | Q2 2026 | Jul 17, 2026 |
| TSFG, LLC | History | Added to | 2,856 | 22 | 0.0% | 0.0% | 121 | +161 | 5.97% | Q2 2026 | Jul 23, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 2,686 | 20 | 0.0% | 0.0% | 123 | -3,118 | -53.72% | Q2 2026 | Jul 17, 2026 |
| SHP Wealth Management | History | New | 2,500 | 18 | 0.0% | — | 125 | +2,500 | New | Q2 2026 | Aug 11, 2026 |
| Aventura Private Wealth, LLC | History | No change | 2,500 | 18 | 0.01% | 0.01% | 124 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 1,908 | 14 | 0.0% | 0.0% | 126 | -3,720 | -66.1% | Q2 2026 | Aug 12, 2026 |
| Arax Advisory Partners | History | New | 1,923 | 14 | 0.0% | — | 127 | +1,923 | New | Q2 2026 | Aug 10, 2026 |
| Spire Wealth Management | History | Reduced | 1,759 | 13 | 0.0% | 0.0% | 128 | -1,901 | -51.94% | Q2 2026 | Jul 15, 2026 |
| Sunbelt Securities, Inc. | History | No change | 1,546 | 11 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| ASSETMARK, INC | History | Reduced | 1,256 | 9 | 0.0% | 0.0% | 131 | -1,755 | -58.29% | Q2 2026 | Jul 30, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | New | 1,164 | 9 | 0.0% | — | 132 | +1,164 | New | Q2 2026 | Aug 13, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 1,250 | 9 | 0.0% | 0.0% | 130 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | Added to | 1,187 | 8 | 0.0% | 0.0% | 133 | +67 | 5.98% | Q2 2026 | Aug 10, 2026 |
| GODSEY & GIBB, INC | History | No change | 1,000 | 7 | 0.0% | 0.0% | 134 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| DUNCKER STREETT & CO INC | History | No change | 1,000 | 7 | 0.0% | 0.0% | 135 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Roble, Belko & Company, Inc | History | No change | 898 | 7 | 0.0% | 0.0% | 136 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Avalon Trust Co | History | No change | 1,000 | 7 | 0.0% | 0.0% | 137 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| GoalVest Advisory LLC | History | No change | 928 | 7 | 0.0% | 0.0% | 138 | 0 | 0.0% | Q2 2026 | Jul 08, 2026 |
| ALBION FINANCIAL GROUP /UT | History | New | 530 | 4 | 0.0% | — | 139 | +530 | New | Q2 2026 | Jul 22, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 407 | 3 | 0.0% | 0.0% | 140 | -373 | -47.82% | Q2 2026 | Aug 12, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 400 | 3 | 0.0% | 0.0% | 141 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| Tower Research Capital LLC (TRC) | History | Reduced | 232 | 1 | 0.0% | 0.0% | 143 | -1,145 | -83.15% | Q2 2026 | Aug 11, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 204 | 1 | 0.0% | — | 142 | +200 | 5000.0% | Q2 2026 | Aug 14, 2026 |
| FIRST HORIZON CORP | History | New | 200 | 1 | 0.0% | — | 144 | +200 | New | Q2 2026 | Jul 20, 2026 |
| SIT INVESTMENT ASSOCIATES INC | History | Closed out | 0 | 0 | — | 0.02% | — | -158,042 | -100.0% | Q2 2026 | Aug 12, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -91,952 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Independent Advisor Alliance | History | Closed out | 0 | 0 | — | 0.0% | — | -37,072 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Cerity Partners LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -30,067 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Pasadena Private Wealth, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -23,661 | -100.0% | Q2 2026 | Aug 10, 2026 |
| HOWE & RUSLING INC | History | Closed out | 0 | 0 | — | 0.01% | — | -20,142 | -100.0% | Q2 2026 | Aug 10, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Closed out | 0 | 0 | — | 0.0% | — | -15,054 | -100.0% | Q2 2026 | Aug 19, 2026 |
| CIBC WORLD MARKET INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -12,654 | -100.0% | Q2 2026 | Aug 13, 2026 |
| Sound Income Strategies, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,864 | -100.0% | Q2 2026 | Jul 20, 2026 |
| Ascentis Independent Advisors | History | Closed out | 0 | 0 | — | 0.0% | — | -3,304 | -100.0% | Q2 2026 | Aug 04, 2026 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -2,943 | -100.0% | Q2 2026 | Aug 14, 2026 |
| New England Capital Financial Advisors LLC | History | New | 1,358 | 0 | — | — | — | +1,358 | New | Q2 2026 | Jul 27, 2026 |
| MAI Capital Management | History | Closed out | 0 | 0 | — | 0.0% | — | -600 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Parvin Asset Management, LLC | History | Closed out | 0 | 0 | — | — | — | -67 | -100.0% | Q2 2026 | Aug 14, 2026 |
| DANSKE BANK A/S | History | Closed out | 0 | 0 | — | — | — | -3 | -100.0% | Q2 2026 | Aug 10, 2026 |
| GILL CAPITAL PARTNERS, LLC | History | No change | 29 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 20, 2026 |
| CWM, LLC | History | No change | 14 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Walsh & Associates, LLC | History | No change | 11 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |