Cornerstone Strategic Investment Fund, Inc. - CLM
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Alpine Global Management, LLC | History | Added to | 6,814,332 | 49,608 | 7.43% | 2.05% | 1 | +5,674,519 | 497.85% | Q1 2026 | May 15, 2026 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | Added to | 6,744,553 | 49,100 | 0.64% | 0.16% | 2 | +5,459,213 | 424.73% | Q1 2026 | May 15, 2026 |
| PFG Investments, LLC | History | Added to | 4,123,031 | 30,015 | 1.4% | 1.18% | 3 | +1,125,223 | 37.53% | Q1 2026 | Apr 27, 2026 |
| Quarry LP | History | Added to | 3,489,264 | 25,401 | 4.56% | 1.62% | 4 | +2,253,957 | 182.46% | Q1 2026 | May 15, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 3,249,013 | 23,652 | 0.03% | 0.04% | 5 | -122,134 | -3.62% | Q1 2026 | May 15, 2026 |
| Sculptor Capital LP | History | Added to | 3,143,589 | 22,885 | 0.24% | 0.26% | 6 | +175,853 | 5.93% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Added to | 2,421,530 | 17,628 | 0.0% | 0.0% | 7 | +619,212 | 34.36% | Q1 2026 | May 06, 2026 |
| Cetera Investment Advisers | History | Added to | 1,355,378 | 9,867 | 0.01% | 0.01% | 8 | +155,132 | 12.93% | Q1 2026 | May 13, 2026 |
| Cable Car Capital, LP | History | Added to | 1,249,999 | 9,749 | 3.37% | 0.18% | 9 | +588,316 | 88.91% | Q1 2026 | May 15, 2026 |
| Warberg Asset Management LLC | History | New | 1,041,935 | 7,585 | 1.26% | — | 10 | +1,041,935 | New | Q1 2026 | May 07, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 1,039,930 | 7,571 | 0.02% | 0.01% | 11 | +478,353 | 85.18% | Q1 2026 | Apr 30, 2026 |
| MORGAN STANLEY | History | Added to | 654,939 | 4,767 | 0.0% | 0.0% | 12 | +96,062 | 17.19% | Q1 2026 | May 15, 2026 |
| COHEN & STEERS, INC. | History | Reduced | 629,931 | 4,586 | 0.01% | 0.01% | 13 | -25,000 | -3.82% | Q1 2026 | May 15, 2026 |
| Perennial Investment Advisors, LLC | History | Added to | 475,766 | 3,463 | 0.28% | 0.31% | 14 | +10,202 | 2.19% | Q1 2026 | May 15, 2026 |
| WJ Financial Advisors LLC | History | Added to | 444,915 | 3,238 | 2.61% | 1.96% | 15 | +181,900 | 69.16% | Q1 2026 | May 04, 2026 |
| Almitas Capital LLC | History | New | 442,014 | 3,217 | 0.73% | — | 16 | +442,014 | New | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 377,080 | 2,745 | 0.0% | 0.0% | 17 | +9,610 | 2.62% | Q1 2026 | May 14, 2026 |
| Stratos Wealth Partners, LTD. | History | Reduced | 342,511 | 2,493 | 0.03% | 0.06% | 18 | -283,574 | -45.29% | Q1 2026 | Apr 28, 2026 |
| Yakira Capital Management, Inc. | History | Reduced | 306,712 | 2,232 | 0.65% | 1.37% | 19 | -180,495 | -37.05% | Q1 2026 | May 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 294,428 | 2,143 | 0.0% | 0.0% | 20 | +9,869 | 3.47% | Q1 2026 | Apr 27, 2026 |
| Creative Planning | History | Added to | 202,929 | 1,477 | 0.0% | 0.0% | 21 | +24,843 | 13.95% | Q1 2026 | May 12, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 159,613 | 1,161 | 0.0% | 0.0% | 22 | -747 | -0.47% | Q1 2026 | May 14, 2026 |
| SIT INVESTMENT ASSOCIATES INC | History | Reduced | 158,042 | 1,151 | 0.02% | 0.78% | 23 | -4,482,184 | -96.59% | Q1 2026 | May 13, 2026 |
| WINEBRENNER CAPITAL MANAGEMENT LLC | History | Added to | 157,800 | 1,148 | 0.74% | 0.76% | 24 | +21,046 | 15.39% | Q1 2026 | Apr 10, 2026 |
| StoneX Group Inc. | History | Added to | 155,124 | 1,129 | 0.06% | 0.05% | 25 | +12,175 | 8.52% | Q1 2026 | May 14, 2026 |
| Kovack Advisors, Inc. | History | Reduced | 144,289 | 1,083 | 0.06% | 0.08% | 26 | -66,924 | -31.69% | Q1 2026 | May 12, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | No change | 145,939 | 1,062 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Aptus Capital Advisors, LLC | History | Reduced | 108,687 | 791 | 0.01% | 0.01% | 28 | -93,064 | -46.13% | Q1 2026 | May 11, 2026 |
| Savvy Advisors, Inc. | History | Reduced | 107,490 | 782 | 0.02% | 0.03% | 29 | -1,270 | -1.17% | Q1 2026 | May 11, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 99,683 | 725 | 0.0% | 0.0% | 30 | +11,806 | 13.43% | Q1 2026 | May 15, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 93,982 | 684 | 0.04% | 0.05% | 31 | +2,873 | 3.15% | Q1 2026 | Apr 13, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 91,952 | 669 | 0.0% | 0.0% | 32 | -88,330 | -49.0% | Q1 2026 | May 12, 2026 |
| Focus Partners Wealth | History | Added to | 90,867 | 661 | 0.0% | 0.0% | 33 | +80,678 | 791.81% | Q1 2026 | May 14, 2026 |
| Prospera Financial Services Inc | History | Reduced | 86,673 | 631 | 0.01% | 0.01% | 34 | -1,018 | -1.16% | Q1 2026 | Apr 14, 2026 |
| Encompass More Asset Management | History | Reduced | 80,946 | 589 | 0.1% | 0.12% | 35 | -27 | -0.03% | Q1 2026 | Apr 28, 2026 |
| CreativeOne Wealth, LLC | History | Added to | 76,814 | 559 | 0.01% | 0.02% | 36 | +625 | 0.82% | Q1 2026 | May 15, 2026 |
| BENJAMIN EDWARDS INC | History | Reduced | 72,587 | 528 | 0.01% | 0.01% | 37 | -5,148 | -6.62% | Q1 2026 | May 12, 2026 |
| HighTower Advisors, LLC | History | Added to | 65,917 | 479 | 0.0% | 0.0% | 38 | +5,017 | 8.24% | Q1 2026 | May 05, 2026 |
| Gladstone Institutional Advisory LLC | History | New | 57,496 | 418 | 0.02% | — | 39 | +57,496 | New | Q1 2026 | May 14, 2026 |
| Garden State Investment Advisory Services LLC | History | Added to | 57,260 | 416 | 0.09% | 0.1% | 40 | +5,180 | 9.95% | Q1 2026 | May 13, 2026 |
| Private Advisor Group, LLC | History | Added to | 54,608 | 397 | 0.0% | 0.0% | 41 | +626 | 1.16% | Q1 2026 | Apr 24, 2026 |
| AE Wealth Management LLC | History | Reduced | 53,167 | 387 | 0.0% | 0.0% | 42 | -18,736 | -26.06% | Q1 2026 | May 13, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 52,220 | 380 | 0.0% | 0.0% | 43 | +18,379 | 54.31% | Q1 2026 | Apr 30, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 50,734 | 369 | 0.0% | 0.0% | 44 | +3,875 | 8.27% | Q1 2026 | May 12, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 50,783 | 369 | 0.0% | 0.0% | 45 | +507 | 1.01% | Q1 2026 | May 04, 2026 |
| TORONTO DOMINION BANK | History | Added to | 50,200 | 365 | 0.0% | 0.0% | 46 | +200 | 0.4% | Q1 2026 | May 15, 2026 |
| Dynamic Advisor Solutions LLC | History | Added to | 48,798 | 355 | 0.01% | 0.01% | 47 | +4,052 | 9.06% | Q1 2026 | Apr 08, 2026 |
| BlackRock, Inc. | History | No change | 41,258 | 300 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| FIRETHORN WEALTH PARTNERS, LLC | History | Added to | 40,255 | 293 | 0.11% | 0.06% | 49 | +20,493 | 103.7% | Q1 2026 | Apr 09, 2026 |
| Independent Advisor Alliance | History | New | 37,072 | 269 | 0.0% | — | 50 | +37,072 | New | Q1 2026 | May 12, 2026 |
| Meridian Wealth Management, LLC | History | Added to | 36,805 | 267 | 0.01% | 0.01% | 51 | +17,346 | 89.14% | Q1 2026 | May 06, 2026 |
| MGO ONE SEVEN LLC | History | Reduced | 33,787 | 245 | 0.0% | 0.01% | 52 | -1,684 | -4.75% | Q1 2026 | May 14, 2026 |
| Pathstone Holdings, LLC | History | No change | 33,089 | 240 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Cerity Partners LLC | History | New | 30,067 | 218 | 0.0% | — | 54 | +30,067 | New | Q1 2026 | May 15, 2026 |
| Buska Wealth Management, LLC | History | Added to | 29,435 | 214 | 0.09% | 0.09% | 55 | +802 | 2.8% | Q1 2026 | Apr 13, 2026 |
| EP Wealth Advisors, LLC | History | No change | 28,732 | 209 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| XTX Topco Ltd | History | New | 28,668 | 208 | 0.0% | — | 57 | +28,668 | New | Q1 2026 | May 15, 2026 |
| SeaCrest Wealth Management, LLC | History | Reduced | 28,547 | 207 | 0.02% | 0.03% | 58 | -1,375 | -4.6% | Q1 2026 | Apr 15, 2026 |
| AMERIFLEX GROUP, INC. | History | No change | 28,000 | 203 | 0.1% | 0.12% | 59 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 26,634 | 193 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 25,805 | 187 | 0.0% | 0.0% | 61 | +896 | 3.6% | Q1 2026 | Apr 20, 2026 |
| Chicago Partners Investment Group LLC | History | Reduced | 24,940 | 186 | 0.0% | 0.01% | 62 | -492 | -1.93% | Q1 2026 | May 04, 2026 |
| NBC SECURITIES, INC. | History | Added to | 25,205 | 183 | 0.01% | 0.01% | 63 | +6,750 | 36.58% | Q1 2026 | Apr 14, 2026 |
| HF Advisory Group, LLC | History | Added to | 24,499 | 178 | 0.06% | 0.07% | 64 | +924 | 3.92% | Q1 2026 | Apr 21, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 24,023 | 176 | 0.0% | 0.0% | 65 | -10,016 | -29.43% | Q1 2026 | Apr 08, 2026 |
| Pasadena Private Wealth, LLC | History | Added to | 23,661 | 172 | 0.02% | 0.02% | 66 | +3,204 | 15.66% | Q1 2026 | Apr 22, 2026 |
| Kingsview Wealth Management, LLC | History | Added to | 23,333 | 169 | 0.0% | 0.0% | 67 | +13,333 | 133.33% | Q1 2026 | May 12, 2026 |
| BECKER CAPITAL MANAGEMENT INC | History | Added to | 22,037 | 160 | 0.0% | 0.0% | 68 | +2,566 | 13.18% | Q1 2026 | May 11, 2026 |
| Sequoia Financial Advisors, LLC | History | No change | 21,400 | 155 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| SMITH CHAS P & ASSOCIATES PA CPAS | History | New | 20,663 | 150 | 0.01% | — | 70 | +20,663 | New | Q1 2026 | May 12, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 21,285 | 148 | 0.0% | 0.0% | 71 | +18,253 | 602.01% | Q1 2026 | May 13, 2026 |
| World Investment Advisors | History | Added to | 20,354 | 148 | 0.0% | 0.0% | 72 | +700 | 3.56% | Q1 2026 | Apr 27, 2026 |
| HOWE & RUSLING INC | History | New | 20,142 | 146 | 0.01% | — | 73 | +20,142 | New | Q1 2026 | Apr 28, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 19,961 | 145 | 0.0% | 0.0% | 74 | +346 | 1.76% | Q1 2026 | May 05, 2026 |
| Vantage Financial Partners, LLC | History | No change | 16,927 | 141 | 0.03% | 0.03% | 75 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | No change | 19,425 | 141 | 0.1% | 0.13% | 76 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 19,176 | 139 | 0.0% | 0.01% | 78 | -23,224 | -54.77% | Q1 2026 | Apr 07, 2026 |
| Larson Financial Group LLC | History | Added to | 19,171 | 139 | 0.0% | 0.0% | 77 | +7,094 | 58.74% | Q1 2026 | May 15, 2026 |
| Summit Financial, LLC | History | Reduced | 18,631 | 135 | 0.0% | 0.0% | 79 | -796 | -4.1% | Q1 2026 | May 15, 2026 |
| Clearstead Advisors, LLC | History | New | 17,880 | 130 | 0.0% | — | 81 | +17,880 | New | Q1 2026 | May 06, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 17,850 | 130 | 0.0% | 0.0% | 80 | +700 | 4.08% | Q1 2026 | Apr 21, 2026 |
| INTEGRITY ALLIANCE, LLC. | History | Reduced | 17,631 | 128 | 0.0% | 0.01% | 82 | -11 | -0.06% | Q1 2026 | May 11, 2026 |
| UBS Group AG | History | No change | 17,634 | 128 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| NewEdge Advisors, LLC | History | Added to | 17,490 | 127 | 0.0% | 0.0% | 84 | +571 | 3.37% | Q1 2026 | Jun 02, 2026 |
| Capital CS Group, LLC | History | Added to | 17,156 | 124 | 0.26% | 0.21% | 85 | +617 | 3.73% | Q1 2026 | May 13, 2026 |
| A4 Wealth Advisors LLC | History | No change | 15,972 | 116 | 0.09% | 0.12% | 86 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 15,916 | 115 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Virtu Financial LLC | History | New | 15,593 | 114 | 0.0% | — | 88 | +15,593 | New | Q1 2026 | May 14, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | New | 15,054 | 109 | 0.0% | — | 89 | +15,054 | New | Q1 2026 | May 15, 2026 |
| Strategic Financial Concepts, LLC | History | New | 14,700 | 107 | 0.03% | — | 91 | +14,700 | New | Q1 2026 | May 12, 2026 |
| Corient Private Wealth LLC | History | Reduced | 14,748 | 107 | 0.0% | 0.0% | 90 | -429 | -2.83% | Q1 2026 | May 15, 2026 |
| Accurate Wealth Management, LLC | History | New | 14,003 | 103 | 0.01% | — | 92 | +14,003 | New | Q1 2026 | Apr 22, 2026 |
| NWF Advisory Services Inc. | History | Added to | 13,500 | 98 | 0.01% | 0.01% | 93 | +1,000 | 8.0% | Q1 2026 | May 04, 2026 |
| MOSAIC FAMILY WEALTH PARTNERS, LLC | History | Added to | 13,219 | 96 | 0.01% | 0.01% | 94 | +703 | 5.62% | Q1 2026 | Apr 30, 2026 |
| Mariner, LLC | History | Reduced | 13,125 | 95 | 0.0% | 0.0% | 95 | -7,765 | -37.17% | Q1 2026 | May 13, 2026 |
| Integrated Wealth Concepts LLC | History | New | 12,919 | 94 | 0.0% | — | 96 | +12,919 | New | Q1 2026 | May 15, 2026 |
| CIBC WORLD MARKET INC. | History | New | 12,654 | 92 | 0.0% | — | 98 | +12,654 | New | Q1 2026 | May 14, 2026 |
| DAVENPORT & Co LLC | History | No change | 12,773 | 92 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Secure Asset Management, LLC | History | New | 12,530 | 91 | 0.01% | — | 99 | +12,530 | New | Q1 2026 | Apr 09, 2026 |
| Redhawk Wealth Advisors, Inc. | History | Added to | 12,459 | 90 | 0.01% | 0.01% | 100 | +567 | 4.77% | Q1 2026 | Apr 15, 2026 |
| Allworth Financial LP | History | No change | 11,910 | 86 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Evergreen Wealth Partners LLC | History | New | 11,531 | 83 | 0.06% | — | 102 | +11,531 | New | Q1 2026 | May 08, 2026 |
| HARBOR INVESTMENT ADVISORY, LLC | History | No change | 11,204 | 81 | 0.01% | 0.01% | 103 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| OneDigital Investment Advisors LLC | History | No change | 10,760 | 78 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| EVERETT HARRIS & CO /CA/ | History | New | 10,205 | 74 | 0.0% | — | 105 | +10,205 | New | Q1 2026 | May 08, 2026 |
| Valmark Advisers, Inc. | History | Added to | 10,016 | 72 | 0.0% | 0.0% | 106 | +16 | 0.16% | Q1 2026 | May 01, 2026 |
| Marshall Financial Group, LLC | History | No change | 10,000 | 72 | 0.01% | 0.02% | 107 | 0 | 0.0% | Q1 2026 | Apr 10, 2026 |
| US BANCORP \DE\ | History | No change | 6,505 | 47 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Anfield Capital Management, LLC | History | No change | 6,528 | 47 | 0.01% | 0.02% | 109 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Farther Finance Advisors, LLC | History | No change | 5,804 | 42 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 5,628 | 40 | 0.0% | 0.0% | 112 | +3,720 | 194.97% | Q1 2026 | May 07, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 5,500 | 40 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Sound Income Strategies, LLC | History | No change | 4,864 | 35 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Spire Wealth Management | History | Added to | 3,660 | 26 | 0.0% | 0.0% | 114 | +88 | 2.46% | Q1 2026 | Apr 22, 2026 |
| Fortis Group Advisors, LLC | History | New | 3,426 | 24 | 0.0% | — | 115 | +3,426 | New | Q1 2026 | May 08, 2026 |
| Ascentis Independent Advisors | History | New | 3,304 | 24 | 0.0% | — | 116 | +3,304 | New | Q1 2026 | Apr 28, 2026 |
| ASSETMARK, INC | History | Reduced | 3,011 | 21 | 0.0% | 0.0% | 118 | -4,949 | -62.17% | Q1 2026 | May 06, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 2,943 | 21 | 0.0% | 0.0% | 117 | +1,943 | 194.3% | Q1 2026 | May 15, 2026 |
| TSFG, LLC | History | Added to | 2,695 | 20 | 0.0% | 0.0% | 119 | +143 | 5.6% | Q1 2026 | Apr 27, 2026 |
| Aventura Private Wealth, LLC | History | No change | 2,500 | 18 | 0.01% | 0.01% | 120 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Sunbelt Securities, Inc. | History | Added to | 1,546 | 11 | 0.0% | 0.0% | 121 | +83 | 5.67% | Q1 2026 | May 15, 2026 |
| Tower Research Capital LLC (TRC) | History | New | 1,377 | 10 | 0.0% | — | 122 | +1,377 | New | Q1 2026 | May 15, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 1,250 | 9 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | Added to | 1,120 | 8 | 0.0% | 0.0% | 124 | +60 | 5.66% | Q1 2026 | May 12, 2026 |
| Western Wealth Management, LLC | History | New | 1,052 | 7 | 0.0% | — | 129 | +1,052 | New | Q1 2026 | May 19, 2026 |
| GODSEY & GIBB, INC | History | No change | 1,000 | 7 | 0.0% | 0.0% | 125 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| DUNCKER STREETT & CO INC | History | No change | 1,000 | 7 | 0.0% | 0.0% | 126 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| Roble, Belko & Company, Inc | History | No change | 898 | 7 | 0.0% | 0.0% | 127 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| Avalon Trust Co | History | No change | 1,000 | 7 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| GoalVest Advisory LLC | History | No change | 928 | 6 | 0.0% | 0.0% | 130 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 780 | 5 | 0.0% | — | 131 | +742 | 1952.63% | Q1 2026 | May 15, 2026 |
| MAI Capital Management | History | No change | 600 | 4 | 0.0% | 0.0% | 132 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 400 | 2 | 0.0% | 0.0% | 133 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| J.W. COLE ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.04% | — | -219,637 | -100.0% | Q1 2026 | Apr 23, 2026 |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | History | Closed out | 0 | 0 | — | 0.14% | — | -34,913 | -100.0% | Q1 2026 | May 11, 2026 |
| OneAscent Family Office, LLC | History | Closed out | 0 | 0 | — | 0.19% | — | -34,000 | -100.0% | Q1 2026 | Apr 21, 2026 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,000 | -100.0% | Q1 2026 | May 15, 2026 |
| MONEY CONCEPTS CAPITAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -10,601 | -100.0% | Q1 2026 | Apr 30, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,171 | -100.0% | Q1 2026 | May 15, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -3,895 | -100.0% | Q1 2026 | May 15, 2026 |
| Arax Advisory Partners | History | Closed out | 0 | 0 | — | 0.0% | — | -3,731 | -100.0% | Q1 2026 | May 13, 2026 |
| Garton & Associates Financial Advisors LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,500 | -100.0% | Q1 2026 | May 11, 2026 |
| Parallel Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,941 | -100.0% | Q1 2026 | Jun 02, 2026 |
| CWM, LLC | History | Reduced | 14 | 0 | — | 0.0% | — | -151 | -91.52% | Q1 2026 | May 14, 2026 |
| GILL CAPITAL PARTNERS, LLC | History | New | 29 | 0 | — | — | — | +29 | New | Q1 2026 | Apr 13, 2026 |
| Walsh & Associates, LLC | History | New | 11 | 0 | — | — | — | +11 | New | Q1 2026 | May 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 4 | 0 | — | — | — | +2 | 100.0% | Q1 2026 | May 11, 2026 |
| DANSKE BANK A/S | History | Added to | 3 | 0 | — | — | — | +1 | 50.0% | Q1 2026 | May 12, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | No change | 14 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| Parvin Asset Management, LLC | History | No change | 67 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |