DoubleLine Yield Opportunities Fund - DLY
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | No change | 2,443,074 | 34,374 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 2,405,028 | 33,838 | 0.01% | 0.01% | 2 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | No change | 1,128,211 | 15,873 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SIT INVESTMENT ASSOCIATES INC | History | No change | 841,576 | 11,841 | 0.22% | 0.22% | 4 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ROYAL BANK OF CANADA | History | No change | 673,695 | 9,480 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Penserra Capital Management LLC | History | No change | 572,153 | 8,050 | 0.06% | 0.06% | 6 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| HighTower Advisors, LLC | History | No change | 564,166 | 7,937 | 0.01% | 0.01% | 7 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| 1607 Capital Partners, LLC | History | No change | 354,813 | 4,992 | 0.43% | 0.43% | 8 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 341,068 | 4,798 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 303,203 | 4,266 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | No change | 261,423 | 3,678 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Rareview Capital LLC | History | Added to | 248,002 | 3,315 | 1.57% | 1.99% | 12 | +20,220 | 8.88% | Q3 2026 | Nov 05, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Reduced | 210,885 | 2,819 | 0.05% | 0.06% | 13 | -15,536 | -6.86% | Q3 2026 | Oct 13, 2026 |
| Journey Advisory Group, LLC | History | Reduced | 193,162 | 2,582 | 0.19% | 0.21% | 14 | -4,499 | -2.28% | Q3 2026 | Nov 04, 2026 |
| COHEN & STEERS, INC. | History | No change | 175,007 | 2,462 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Maridea Wealth Management LLC | History | No change | 171,667 | 2,415 | 0.26% | 0.26% | 16 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Pettinga Financial Advisors LLC | History | Reduced | 172,040 | 2,300 | 0.38% | 0.4% | 17 | -5,394 | -3.04% | Q3 2026 | Oct 13, 2026 |
| Shaker Financial Services, LLC | History | Added to | 170,675 | 2,281 | 0.75% | 0.7% | 18 | +12,752 | 8.07% | Q3 2026 | Oct 14, 2026 |
| GUGGENHEIM CAPITAL LLC | History | No change | 145,191 | 2,042 | 0.01% | 0.01% | 19 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Sovran Advisors, LLC | History | Added to | 148,769 | 1,977 | 0.14% | 0.02% | 20 | +133,217 | 856.59% | Q3 2026 | Oct 30, 2026 |
| Noble Wealth Management PBC | History | Added to | 117,405 | 1,569 | 0.7% | 0.69% | 21 | +8,220 | 7.53% | Q3 2026 | Oct 01, 2026 |
| Creekside Partners | History | Added to | 104,826 | 1,401 | 0.52% | 0.52% | 22 | +3,250 | 3.2% | Q3 2026 | Nov 04, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 93,230 | 1,311 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Logan Stone Capital, LLC | History | No change | 90,623 | 1,275 | 0.27% | 0.27% | 24 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC | History | No change | 77,737 | 1,093 | 0.21% | 0.21% | 25 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Sanctuary Advisors, LLC | History | No change | 77,008 | 1,083 | 0.01% | 0.01% | 26 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 80,072 | 1,071 | 0.03% | 0.03% | 27 | -1,453 | -1.78% | Q3 2026 | Oct 22, 2026 |
| Pathstone Holdings, LLC | History | No change | 60,745 | 854 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 60,627 | 853 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| NewEdge Advisors, LLC | History | No change | 53,858 | 757 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Invesco Ltd. | History | No change | 45,724 | 643 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| &PARTNERS | History | No change | 41,514 | 609 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ROBINSON CAPITAL MANAGEMENT, LLC | History | No change | 42,032 | 591 | 0.26% | 0.26% | 33 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| FIRST TRUST ADVISORS LP | History | No change | 38,860 | 546 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Cetera Investment Advisers | History | No change | 38,208 | 537 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | No change | 38,128 | 536 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC | History | No change | 40,142 | 536 | 0.13% | 0.14% | 37 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| JANE STREET GROUP, LLC | History | No change | 38,071 | 535 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Aviance Capital Partners, LLC | History | Reduced | 39,041 | 521 | 0.05% | 0.06% | 39 | -5,326 | -12.0% | Q3 2026 | Oct 28, 2026 |
| Allspring Global Investments Holdings, LLC | History | New | 38,700 | 517 | 0.0% | — | 40 | +38,700 | New | Q3 2026 | Nov 04, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 35,155 | 470 | 0.0% | 0.01% | 41 | -19,250 | -35.38% | Q3 2026 | Oct 26, 2026 |
| Pathway Financial Advisers, LLC | History | Added to | 33,812 | 452 | 0.11% | 0.12% | 42 | +924 | 2.81% | Q3 2026 | Oct 26, 2026 |
| Atlas Wealth LLC | History | No change | 31,526 | 443 | 0.06% | 0.06% | 43 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Gridiron Partners, LLC | History | No change | 32,714 | 437 | 0.22% | 0.24% | 44 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 28,950 | 407 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| FIFTH THIRD BANCORP | History | Reduced | 29,196 | 390 | 0.0% | 0.0% | 46 | -18,111 | -38.28% | Q3 2026 | Nov 05, 2026 |
| Lido Advisors, LLC | History | Added to | 26,721 | 357 | 0.0% | 0.0% | 47 | +5,354 | 25.06% | Q3 2026 | Nov 04, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 25,134 | 353 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| IFC Advisors LLC | History | No change | 24,280 | 341 | 0.04% | 0.04% | 49 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Closed-End Fund Advisors, Inc. | History | Added to | 25,238 | 337 | 0.35% | 0.25% | 50 | +7,189 | 39.83% | Q3 2026 | Nov 04, 2026 |
| INTEGRATED CAPITAL MANAGEMENT, INC. | History | New | 24,163 | 323 | 0.23% | — | 53 | +24,163 | New | Q3 2026 | Oct 08, 2026 |
| MGO ONE SEVEN LLC | History | Reduced | 24,191 | 323 | 0.01% | 0.01% | 52 | -2,952 | -10.88% | Q3 2026 | Oct 28, 2026 |
| CITADEL ADVISORS LLC | History | No change | 22,958 | 323 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| Janney Montgomery Scott LLC | History | No change | 21,000 | 295 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| MAI Capital Management | History | No change | 20,900 | 294 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| XTX Topco Ltd | History | No change | 20,804 | 292 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Private Advisor Group, LLC | History | No change | 19,620 | 276 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Adalta Capital Management LLC | History | No change | 19,684 | 276 | 0.12% | 0.12% | 58 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | History | No change | 19,957 | 266 | 0.02% | 0.02% | 59 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 18,829 | 264 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Integrity Advisory Solutions, LLC | History | Added to | 19,580 | 261 | 0.03% | 0.02% | 61 | +6,580 | 50.62% | Q3 2026 | Oct 29, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | No change | 15,267 | 214 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2026 | Aug 19, 2026 |
| Corient Private Wealth LP | History | No change | 14,151 | 199 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2026 | Aug 27, 2026 |
| Avidian Wealth Enterprises, LLC | History | No change | 14,000 | 187 | 0.01% | 0.01% | 64 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| SPIREPOINT PRIVATE CLIENT, LLC | History | No change | 13,250 | 186 | 0.02% | 0.02% | 65 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Belpointe Asset Management LLC | History | No change | 13,175 | 185 | 0.01% | 0.01% | 66 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 12,825 | 171 | 0.0% | 0.0% | 67 | -3,732 | -22.54% | Q3 2026 | Nov 02, 2026 |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | History | No change | 12,066 | 169 | 0.02% | 0.02% | 68 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | New | 11,966 | 159 | 0.0% | — | 69 | +11,966 | New | Q3 2026 | Nov 02, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 11,756 | 157 | 0.0% | 0.0% | 70 | +153 | 1.32% | Q3 2026 | Nov 02, 2026 |
| CIBC Bancorp USA Inc. | History | No change | 10,706 | 150 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Blackhawk Capital Partners, LLC | History | No change | 10,340 | 145 | 0.05% | 0.05% | 72 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| CHOREO, LLC | History | Added to | 10,806 | 144 | 0.0% | 0.0% | 73 | +249 | 2.36% | Q3 2026 | Oct 28, 2026 |
| Aries Wealth Management | History | New | 10,100 | 135 | 0.03% | — | 74 | +10,100 | New | Q3 2026 | Oct 23, 2026 |
| Redwood Park Advisors LLC | History | Added to | 9,819 | 131 | 0.08% | 0.09% | 75 | +54 | 0.55% | Q3 2026 | Nov 02, 2026 |
| Arax Advisory Partners | History | No change | 9,174 | 129 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. | History | No change | 7,327 | 103 | 0.01% | 0.01% | 77 | 0 | 0.0% | Q2 2026 | Oct 30, 2026 |
| BFC Planning, Inc. | History | No change | 7,327 | 103 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | History | No change | 6,494 | 91 | 0.04% | 0.04% | 79 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| JPMORGAN CHASE & CO | History | No change | 6,221 | 87 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Fourth Dimension Wealth, LLC | History | No change | 4,050 | 56 | 0.02% | 0.02% | 81 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Farther Finance Advisors, LLC | History | No change | 4,064 | 54 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| Larson Financial Group LLC | History | Added to | 2,174 | 29 | 0.0% | 0.0% | 83 | +1 | 0.05% | Q3 2026 | Nov 05, 2026 |
| Asset Dedication, LLC | History | No change | 1,944 | 25 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| Financial Management Professionals, Inc. | History | Added to | 1,576 | 21 | 0.0% | 0.0% | 85 | +40 | 2.6% | Q3 2026 | Oct 23, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 1,109 | 15 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| HOLLENCREST CAPITAL MANAGEMENT | History | No change | 1,000 | 14 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Westend Capital Management, LLC | History | No change | 953 | 13 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| United Community Bank | History | New | 785 | 10 | 0.0% | — | 89 | +785 | New | Q3 2026 | Oct 28, 2026 |
| WOLFF WIESE MAGANA LLC | History | New | 741 | 9 | 0.0% | — | 91 | +741 | New | Q3 2026 | Oct 15, 2026 |
| ST GERMAIN D J CO INC | History | No change | 680 | 9 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Moisand Fitzgerald Tamayo, LLC | History | No change | 500 | 6 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| Geneos Wealth Management Inc. | History | No change | 450 | 6 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Allworth Financial LP | History | No change | 385 | 5 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 325 | 4 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 300 | 4 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| IMC-Chicago, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,709 | -100.0% | Q3 2026 | Nov 05, 2026 |