DoubleLine Yield Opportunities Fund - DLY
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 2,443,074 | 34,374 | 0.0% | 0.0% | 1 | +7,497 | 0.31% | Q2 2026 | Aug 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 2,405,028 | 33,838 | 0.01% | 0.01% | 2 | -42,191 | -1.72% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | Added to | 1,128,211 | 15,873 | 0.0% | 0.0% | 3 | +113,031 | 11.13% | Q2 2026 | Aug 13, 2026 |
| SIT INVESTMENT ASSOCIATES INC | History | Reduced | 841,576 | 11,841 | 0.22% | 0.29% | 4 | -182,462 | -17.82% | Q2 2026 | Aug 12, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 673,695 | 9,480 | 0.0% | 0.0% | 5 | -35,548 | -5.01% | Q2 2026 | Aug 14, 2026 |
| Penserra Capital Management LLC | History | Added to | 572,153 | 8,050 | 0.06% | 0.09% | 6 | +21,811 | 3.96% | Q2 2026 | Aug 13, 2026 |
| HighTower Advisors, LLC | History | Added to | 564,166 | 7,937 | 0.01% | 0.01% | 7 | +68,015 | 13.71% | Q2 2026 | Aug 05, 2026 |
| 1607 Capital Partners, LLC | History | Added to | 354,813 | 4,992 | 0.43% | 0.32% | 8 | +33,281 | 10.35% | Q2 2026 | Sep 02, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 341,068 | 4,798 | 0.0% | 0.0% | 9 | -117,286 | -25.59% | Q2 2026 | Aug 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 303,203 | 4,266 | 0.0% | 0.0% | 10 | +14,254 | 4.93% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | Reduced | 261,423 | 3,678 | 0.0% | 0.0% | 11 | -33,046 | -11.22% | Q2 2026 | Aug 07, 2026 |
| Rareview Capital LLC | History | Added to | 227,782 | 3,551 | 1.99% | 1.54% | 12 | +59,394 | 35.27% | Q2 2026 | Jul 23, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Added to | 226,421 | 3,185 | 0.06% | 0.07% | 13 | +676 | 0.3% | Q2 2026 | Jul 15, 2026 |
| Journey Advisory Group, LLC | History | Reduced | 197,661 | 2,781 | 0.21% | 0.24% | 14 | -1,107 | -0.56% | Q2 2026 | Aug 04, 2026 |
| Pettinga Financial Advisors LLC | History | Reduced | 177,434 | 2,496 | 0.4% | 0.48% | 15 | -5,769 | -3.15% | Q2 2026 | Jul 09, 2026 |
| COHEN & STEERS, INC. | History | No change | 175,007 | 2,462 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Maridea Wealth Management LLC | History | Added to | 171,667 | 2,415 | 0.26% | 0.27% | 17 | +36,510 | 27.01% | Q2 2026 | Aug 06, 2026 |
| Shaker Financial Services, LLC | History | Reduced | 157,923 | 2,221 | 0.7% | 0.94% | 18 | -36,709 | -18.86% | Q2 2026 | Jul 15, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 145,191 | 2,042 | 0.01% | 0.01% | 19 | +8,310 | 6.07% | Q2 2026 | Aug 12, 2026 |
| Noble Wealth Management PBC | History | Added to | 109,185 | 1,536 | 0.69% | 0.7% | 20 | +9,050 | 9.04% | Q2 2026 | Jul 01, 2026 |
| Creekside Partners | History | Added to | 101,576 | 1,429 | 0.52% | 0.38% | 21 | +34,408 | 51.23% | Q2 2026 | Jul 30, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 93,230 | 1,311 | 0.0% | 0.0% | 22 | +62,813 | 206.51% | Q2 2026 | Aug 14, 2026 |
| Logan Stone Capital, LLC | History | Reduced | 90,623 | 1,275 | 0.27% | 1.24% | 23 | -230,525 | -71.78% | Q2 2026 | Aug 14, 2026 |
| JOURNEY STRATEGIC WEALTH LLC | History | No change | 89,111 | 1,240 | 0.03% | 0.03% | 24 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 81,525 | 1,147 | 0.03% | 0.04% | 25 | -5,648 | -6.48% | Q2 2026 | Jul 28, 2026 |
| SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC | History | Added to | 77,737 | 1,093 | 0.21% | 0.21% | 26 | +3,360 | 4.52% | Q2 2026 | Aug 07, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 77,008 | 1,083 | 0.01% | 0.01% | 27 | +6,159 | 8.69% | Q2 2026 | Aug 13, 2026 |
| Pathstone Holdings, LLC | History | Reduced | 60,745 | 854 | 0.0% | 0.01% | 28 | -94,025 | -60.75% | Q2 2026 | Aug 13, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 60,627 | 853 | 0.0% | 0.0% | 29 | -3,585 | -5.58% | Q2 2026 | Aug 12, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 54,405 | 765 | 0.01% | 0.01% | 30 | +4,850 | 9.79% | Q2 2026 | Aug 03, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 53,858 | 757 | 0.0% | 0.0% | 31 | -1,300 | -2.36% | Q2 2026 | Aug 12, 2026 |
| FIFTH THIRD BANCORP | History | Reduced | 47,307 | 665 | 0.0% | 0.0% | 32 | -2,573 | -5.16% | Q2 2026 | Aug 05, 2026 |
| Invesco Ltd. | History | Added to | 45,724 | 643 | 0.0% | 0.0% | 33 | +366 | 0.81% | Q2 2026 | Aug 14, 2026 |
| Aviance Capital Partners, LLC | History | Added to | 44,367 | 624 | 0.06% | 0.07% | 34 | +842 | 1.93% | Q2 2026 | Jul 30, 2026 |
| &PARTNERS | History | Reduced | 41,514 | 609 | 0.0% | 0.0% | 35 | -949 | -2.23% | Q2 2026 | Aug 14, 2026 |
| ROBINSON CAPITAL MANAGEMENT, LLC | History | No change | 42,032 | 591 | 0.26% | 0.25% | 36 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC | History | No change | 40,142 | 564 | 0.14% | 0.16% | 37 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| FIRST TRUST ADVISORS LP | History | Added to | 38,860 | 546 | 0.0% | 0.0% | 38 | +3,317 | 9.33% | Q2 2026 | Aug 11, 2026 |
| Cetera Investment Advisers | History | Added to | 38,208 | 537 | 0.0% | 0.0% | 39 | +940 | 2.52% | Q2 2026 | Aug 12, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | No change | 38,128 | 536 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 38,071 | 535 | 0.0% | 0.0% | 41 | +13,798 | 56.85% | Q2 2026 | Aug 14, 2026 |
| Pathway Financial Advisers, LLC | History | Added to | 32,888 | 462 | 0.12% | 0.13% | 42 | +250 | 0.77% | Q2 2026 | Jul 30, 2026 |
| Gridiron Partners, LLC | History | Added to | 32,714 | 460 | 0.24% | 0.24% | 43 | +4,318 | 15.21% | Q2 2026 | Aug 05, 2026 |
| Atlas Wealth LLC | History | New | 31,526 | 443 | 0.06% | — | 44 | +31,526 | New | Q2 2026 | Jul 28, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 28,950 | 407 | 0.0% | 0.0% | 45 | -3,102 | -9.68% | Q2 2026 | Aug 13, 2026 |
| MGO ONE SEVEN LLC | History | Reduced | 27,143 | 381 | 0.01% | 0.01% | 46 | -961 | -3.42% | Q2 2026 | Jul 31, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 25,134 | 353 | 0.0% | 0.0% | 47 | +2,507 | 11.08% | Q2 2026 | Aug 03, 2026 |
| IFC Advisors LLC | History | New | 24,280 | 341 | 0.04% | — | 48 | +24,280 | New | Q2 2026 | Aug 05, 2026 |
| CITADEL ADVISORS LLC | History | New | 22,958 | 323 | 0.0% | — | 49 | +22,958 | New | Q2 2026 | Sep 02, 2026 |
| Lido Advisors, LLC | History | New | 21,367 | 300 | 0.0% | — | 50 | +21,367 | New | Q2 2026 | Aug 07, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 21,000 | 295 | 0.0% | 0.0% | 51 | -1,500 | -6.67% | Q2 2026 | Aug 05, 2026 |
| MAI Capital Management | History | New | 20,900 | 294 | 0.0% | — | 52 | +20,900 | New | Q2 2026 | Aug 14, 2026 |
| XTX Topco Ltd | History | Added to | 20,804 | 292 | 0.0% | 0.0% | 53 | +10,533 | 102.55% | Q2 2026 | Aug 14, 2026 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | History | No change | 19,957 | 280 | 0.02% | 0.02% | 54 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Private Advisor Group, LLC | History | Added to | 19,620 | 276 | 0.0% | 0.0% | 55 | +425 | 2.21% | Q2 2026 | Jul 27, 2026 |
| Adalta Capital Management LLC | History | No change | 19,684 | 276 | 0.12% | 0.13% | 56 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 18,829 | 264 | 0.0% | 0.0% | 57 | -7,325 | -28.01% | Q2 2026 | Aug 14, 2026 |
| Closed-End Fund Advisors, Inc. | History | Added to | 18,049 | 253 | 0.25% | 0.2% | 58 | +3,700 | 25.79% | Q2 2026 | Jul 27, 2026 |
| IMC-Chicago, LLC | History | New | 16,709 | 235 | 0.0% | — | 59 | +16,709 | New | Q2 2026 | Aug 06, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 16,557 | 232 | 0.0% | 0.0% | 60 | -789 | -4.55% | Q2 2026 | Jul 28, 2026 |
| Sovran Advisors, LLC | History | Added to | 15,552 | 215 | 0.02% | 0.02% | 61 | +790 | 5.35% | Q2 2026 | Jul 29, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Reduced | 15,267 | 214 | 0.0% | 0.0% | 62 | -400 | -2.55% | Q2 2026 | Aug 19, 2026 |
| Corient Private Wealth LP | History | Reduced | 14,151 | 199 | 0.0% | — | 63 | -4,690 | -24.89% | Q2 2026 | Aug 27, 2026 |
| Avidian Wealth Enterprises, LLC | History | No change | 14,000 | 196 | 0.01% | 0.01% | 64 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Catalina Capital Group, LLC | History | No change | 13,597 | 189 | 0.11% | 0.11% | 65 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| SPIREPOINT PRIVATE CLIENT, LLC | History | No change | 13,250 | 186 | 0.02% | 0.02% | 66 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Belpointe Asset Management LLC | History | No change | 13,175 | 185 | 0.01% | 0.01% | 67 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Integrity Advisory Solutions, LLC | History | New | 13,000 | 182 | 0.02% | — | 68 | +13,000 | New | Q2 2026 | Jul 31, 2026 |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | History | Added to | 12,066 | 169 | 0.02% | 0.02% | 69 | +260 | 2.2% | Q2 2026 | Jul 09, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 11,603 | 163 | 0.0% | 0.0% | 70 | -1,100 | -8.66% | Q2 2026 | Jul 27, 2026 |
| CIBC Bancorp USA Inc. | History | No change | 10,706 | 150 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CHOREO, LLC | History | New | 10,557 | 148 | 0.0% | — | 72 | +10,557 | New | Q2 2026 | Aug 04, 2026 |
| Blackhawk Capital Partners, LLC | History | Reduced | 10,340 | 145 | 0.05% | 0.05% | 73 | -10 | -0.1% | Q2 2026 | Jul 20, 2026 |
| Redwood Park Advisors LLC | History | Added to | 9,765 | 137 | 0.09% | 0.09% | 74 | +50 | 0.51% | Q2 2026 | Aug 11, 2026 |
| Arax Advisory Partners | History | Added to | 9,174 | 129 | 0.0% | 0.0% | 75 | +8,663 | 1695.3% | Q2 2026 | Aug 10, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | History | Reduced | 6,494 | 91 | 0.04% | 0.05% | 76 | -702 | -9.76% | Q2 2026 | Aug 13, 2026 |
| JPMORGAN CHASE & CO | History | New | 6,221 | 87 | 0.0% | — | 77 | +6,221 | New | Q2 2026 | Aug 12, 2026 |
| Farther Finance Advisors, LLC | History | No change | 4,064 | 57 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| Fourth Dimension Wealth, LLC | History | Added to | 4,050 | 56 | 0.02% | 0.02% | 79 | +250 | 6.58% | Q2 2026 | Jul 31, 2026 |
| Sunbelt Securities, Inc. | History | No change | 2,289 | 31 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Larson Financial Group LLC | History | Added to | 2,173 | 30 | 0.0% | 0.0% | 81 | +1 | 0.05% | Q2 2026 | Aug 14, 2026 |
| Asset Dedication, LLC | History | No change | 1,944 | 27 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| Financial Management Professionals, Inc. | History | Added to | 1,536 | 21 | 0.0% | 0.0% | 83 | +37 | 2.47% | Q2 2026 | Jul 09, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | New | 1,109 | 15 | 0.0% | — | 84 | +1,109 | New | Q2 2026 | Aug 12, 2026 |
| HOLLENCREST CAPITAL MANAGEMENT | History | New | 1,000 | 14 | 0.0% | — | 85 | +1,000 | New | Q2 2026 | Aug 13, 2026 |
| Westend Capital Management, LLC | History | No change | 953 | 13 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| ST GERMAIN D J CO INC | History | No change | 680 | 9 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Moisand Fitzgerald Tamayo, LLC | History | No change | 500 | 7 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| Geneos Wealth Management Inc. | History | No change | 450 | 6 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Allworth Financial LP | History | No change | 385 | 5 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 325 | 4 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 300 | 4 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -146,139 | -100.0% | Q2 2026 | Aug 14, 2026 |
| EVOKE WEALTH, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -20,900 | -100.0% | Q2 2026 | Aug 10, 2026 |
| Blueprint Financial Advisors LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -18,000 | -100.0% | Q2 2026 | Aug 14, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.01% | — | -16,943 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Independent Advisor Alliance | History | Closed out | 0 | 0 | — | 0.0% | — | -16,020 | -100.0% | Q2 2026 | Aug 12, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,957 | -100.0% | Q2 2026 | Jul 29, 2026 |
| Allie Family Office LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -10,000 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,360 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Activest Wealth Management | History | Closed out | 0 | 0 | — | 0.01% | — | -2,500 | -100.0% | Q2 2026 | Jul 16, 2026 |
| BESSEMER GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -735 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Ancora Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -250 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -158 | -100.0% | Q2 2026 | Aug 07, 2026 |
| WPG Advisers, LLC | History | Closed out | 0 | 0 | — | — | — | -69 | -100.0% | Q2 2026 | Aug 05, 2026 |
| BlackRock, Inc. | History | Closed out | 0 | 0 | — | — | — | -27 | -100.0% | Q2 2026 | Aug 07, 2026 |