DoubleLine Yield Opportunities Fund - DLY
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 16 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Reduced | 2,415,562 | 35,122 | 0.0% | 0.0% | 1 | -23,851 | -0.98% | Q4 2025 | Feb 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 2,366,711 | 34,411 | 0.01% | 0.01% | 2 | +402,798 | 20.51% | Q4 2025 | Feb 13, 2026 |
| SIT INVESTMENT ASSOCIATES INC | History | New | 1,083,165 | 15,749 | 19.31% | — | 3 | +1,083,165 | New | Q4 2025 | Feb 25, 2026 |
| UBS Group AG | History | Reduced | 998,867 | 14,523 | 0.0% | 0.0% | 4 | -13,148 | -1.3% | Q4 2025 | Jan 29, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | New | 555,917 | 8,083 | 0.38% | — | 5 | +555,917 | New | Q4 2025 | Feb 17, 2026 |
| ROYAL BANK OF CANADA | History | New | 523,242 | 7,608 | 0.0% | — | 6 | +523,242 | New | Q4 2025 | Feb 17, 2026 |
| HighTower Advisors, LLC | History | Added to | 478,385 | 6,955 | 0.01% | 0.01% | 7 | +8,876 | 1.89% | Q4 2025 | Feb 06, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 401,460 | 5,837 | 0.0% | 0.0% | 8 | +60,867 | 17.87% | Q4 2025 | Feb 18, 2026 |
| Logan Stone Capital, LLC | History | New | 342,383 | 4,978 | 1.23% | — | 9 | +342,383 | New | Q4 2025 | Feb 17, 2026 |
| LPL Financial LLC | History | Added to | 202,329 | 2,941 | 0.0% | 0.0% | 10 | +42,128 | 26.3% | Q4 2025 | Feb 11, 2026 |
| Journey Advisory Group, LLC | History | Added to | 196,926 | 2,863 | 0.24% | 0.22% | 11 | +3,604 | 1.86% | Q4 2025 | Jan 27, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | Reduced | 195,659 | 2,844 | 0.12% | 0.15% | 12 | -31,873 | -14.01% | Q4 2025 | Feb 17, 2026 |
| Shaker Financial Services, LLC | History | Reduced | 185,781 | 2,701 | 0.86% | 1.52% | 13 | -108,929 | -36.96% | Q4 2025 | Jan 26, 2026 |
| COHEN & STEERS, INC. | History | No change | 175,007 | 2,545 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Pettinga Financial Advisors LLC | History | Added to | 173,318 | 2,520 | 0.48% | 0.41% | 15 | +33,994 | 24.4% | Q4 2025 | Feb 12, 2026 |
| 1607 Capital Partners, LLC | History | New | 161,111 | 2,342 | 0.16% | — | 16 | +161,111 | New | Q4 2025 | Feb 17, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 140,333 | 2,040 | 0.0% | 0.0% | 17 | -16,036 | -10.26% | Q4 2025 | Feb 17, 2026 |
| JOURNEY STRATEGIC WEALTH LLC | History | Added to | 133,061 | 1,934 | 0.05% | 0.03% | 18 | +74,000 | 125.29% | Q4 2025 | Feb 13, 2026 |
| Rareview Capital LLC | History | New | 123,911 | 1,931 | 1.25% | — | 19 | +123,911 | New | Q4 2025 | Jan 29, 2026 |
| Maridea Wealth Management LLC | History | Reduced | 123,013 | 1,788 | 0.27% | 0.28% | 20 | -671 | -0.54% | Q4 2025 | Jan 08, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 112,068 | 1,629 | 0.05% | 0.06% | 21 | -15,158 | -11.91% | Q4 2025 | Feb 12, 2026 |
| Noble Wealth Management PBC | History | Added to | 108,807 | 1,582 | 0.79% | 0.41% | 22 | +57,907 | 113.77% | Q4 2025 | Jan 05, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 83,544 | 1,214 | 0.0% | 0.0% | 23 | -16,478 | -16.47% | Q4 2025 | Feb 13, 2026 |
| &PARTNERS | History | Reduced | 77,657 | 1,129 | 0.01% | 0.01% | 24 | -42,735 | -35.5% | Q4 2025 | Feb 17, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 75,543 | 1,098 | 0.01% | 0.0% | 25 | +44,724 | 145.12% | Q4 2025 | Feb 17, 2026 |
| SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC | History | Added to | 72,592 | 1,055 | 0.22% | 0.22% | 26 | +4,839 | 7.14% | Q4 2025 | Feb 09, 2026 |
| Creekside Partners | History | Reduced | 69,964 | 1,017 | 0.43% | 0.68% | 27 | -31,820 | -31.26% | Q4 2025 | Feb 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 63,697 | 926 | 0.0% | 0.0% | 28 | +1,155 | 1.85% | Q4 2025 | Feb 17, 2026 |
| Sanctuary Advisors, LLC | History | New | 57,922 | 842 | 0.0% | — | 29 | +57,922 | New | Q4 2025 | Jan 29, 2026 |
| MGO ONE SEVEN LLC | History | Reduced | 54,563 | 793 | 0.02% | 0.02% | 30 | -8,708 | -13.76% | Q4 2025 | Feb 03, 2026 |
| NewEdge Advisors, LLC | History | Added to | 54,250 | 788 | 0.0% | 0.0% | 31 | +4,500 | 9.05% | Q4 2025 | Feb 18, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 53,214 | 773 | 0.0% | 0.0% | 32 | -6,680 | -11.15% | Q4 2025 | Feb 12, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 51,755 | 752 | 0.01% | 0.01% | 33 | +11,900 | 29.86% | Q4 2025 | Feb 02, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | New | 51,289 | 745 | 0.05% | — | 34 | +51,289 | New | Q4 2025 | Feb 13, 2026 |
| COMERICA BANK | History | Added to | 47,235 | 686 | 0.0% | 0.0% | 35 | +3,114 | 7.06% | Q4 2025 | Jan 29, 2026 |
| Invesco Ltd. | History | Added to | 43,698 | 635 | 0.0% | 0.0% | 36 | +7,747 | 21.55% | Q4 2025 | Feb 19, 2026 |
| ROBINSON CAPITAL MANAGEMENT, LLC | History | Added to | 42,032 | 611 | 0.25% | 0.27% | 37 | +8,553 | 25.55% | Q4 2025 | Feb 13, 2026 |
| Cetera Investment Advisers | History | Added to | 40,201 | 584 | 0.0% | 0.0% | 38 | +1,887 | 4.93% | Q4 2025 | Feb 17, 2026 |
| WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC | History | No change | 40,142 | 583 | 0.18% | 0.2% | 39 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Added to | 37,328 | 542 | 0.0% | 0.0% | 40 | +1,719 | 4.83% | Q4 2025 | Feb 17, 2026 |
| Aviance Capital Partners, LLC | History | Added to | 33,026 | 480 | 0.06% | 0.06% | 41 | +1,328 | 4.19% | Q4 2025 | Feb 06, 2026 |
| FIRST TRUST ADVISORS LP | History | Added to | 32,971 | 479 | 0.0% | 0.0% | 42 | +12,156 | 58.4% | Q4 2025 | Feb 13, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 32,802 | 476 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q4 2025 | Mar 16, 2026 |
| Gridiron Partners, LLC | History | Reduced | 32,618 | 474 | 0.27% | 0.23% | 44 | -493,528 | -93.8% | Q4 2025 | Jan 08, 2026 |
| Pathway Financial Advisers, LLC | History | Reduced | 32,663 | 474 | 0.14% | 0.16% | 45 | -3,130 | -8.74% | Q4 2025 | Feb 06, 2026 |
| Calamos Advisors LLC | History | Added to | 32,571 | 473 | 0.0% | 0.0% | 46 | +7,920 | 32.13% | Q4 2025 | Jan 29, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 31,439 | 457 | 0.0% | — | 47 | +31,439 | New | Q4 2025 | Feb 17, 2026 |
| XTX Topco Ltd | History | New | 25,397 | 369 | 0.01% | — | 48 | +25,397 | New | Q4 2025 | Feb 17, 2026 |
| IFC Advisors LLC | History | Reduced | 24,117 | 350 | 0.05% | 0.07% | 49 | -3,038 | -11.19% | Q4 2025 | Feb 12, 2026 |
| EVOKE WEALTH, LLC | History | Reduced | 23,000 | 334 | 0.01% | 0.03% | 50 | -61,185 | -72.68% | Q4 2025 | Feb 06, 2026 |
| NOMURA HOLDINGS INC | History | New | 22,500 | 327 | 0.0% | — | 51 | +22,500 | New | Q4 2025 | Feb 17, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 22,500 | 327 | 0.0% | 0.0% | 52 | -1,500 | -6.25% | Q4 2025 | Feb 11, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 21,985 | 319 | 0.0% | 0.0% | 53 | -235 | -1.06% | Q4 2025 | Feb 10, 2026 |
| Private Advisor Group, LLC | History | Added to | 20,288 | 294 | 0.0% | 0.0% | 54 | +390 | 1.96% | Q4 2025 | Feb 17, 2026 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | History | New | 19,957 | 290 | 0.02% | — | 55 | +19,957 | New | Q4 2025 | Feb 13, 2026 |
| Corient Private Wealth LLC | History | No change | 18,841 | 273 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q4 2025 | Mar 09, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 18,448 | 268 | 0.0% | 0.0% | 57 | +222 | 1.22% | Q4 2025 | Feb 13, 2026 |
| Blueprint Financial Advisors LLC | History | No change | 18,000 | 261 | 0.04% | 0.06% | 58 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Kingsview Wealth Management, LLC | History | No change | 17,500 | 254 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| BALYASNY ASSET MANAGEMENT L.P. | History | Reduced | 17,235 | 250 | 0.0% | 0.0% | 60 | -48,967 | -73.97% | Q4 2025 | Feb 17, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 16,821 | 244 | 0.0% | 0.0% | 61 | -13,283 | -44.12% | Q4 2025 | Feb 12, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Added to | 14,767 | 214 | 0.0% | 0.0% | 62 | +450 | 3.14% | Q4 2025 | Feb 18, 2026 |
| Closed-End Fund Advisors, Inc. | History | New | 14,349 | 208 | 0.12% | — | 63 | +14,349 | New | Q4 2025 | Feb 11, 2026 |
| Avidian Wealth Enterprises, LLC | History | No change | 14,000 | 203 | 0.01% | 0.01% | 64 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| Catalina Capital Group, LLC | History | Added to | 13,597 | 197 | 0.12% | 0.12% | 65 | +79 | 0.58% | Q4 2025 | Jan 16, 2026 |
| Belpointe Asset Management LLC | History | Reduced | 13,175 | 191 | 0.01% | 0.01% | 66 | -600 | -4.36% | Q4 2025 | Jan 27, 2026 |
| Adalta Capital Management LLC | History | New | 13,000 | 189 | 0.08% | — | 67 | +13,000 | New | Q4 2025 | Feb 17, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 12,703 | 185 | 0.0% | 0.0% | 68 | -2,540 | -16.66% | Q4 2025 | Feb 05, 2026 |
| Blackhawk Capital Partners, LLC | History | Reduced | 12,485 | 181 | 0.07% | 0.19% | 69 | -19,350 | -60.78% | Q4 2025 | Feb 04, 2026 |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | History | Added to | 11,558 | 168 | 0.02% | 0.02% | 70 | +238 | 2.1% | Q4 2025 | Feb 13, 2026 |
| SPIREPOINT PRIVATE CLIENT, LLC | History | New | 11,250 | 163 | 0.02% | — | 71 | +11,250 | New | Q4 2025 | Jan 22, 2026 |
| Redwood Park Advisors LLC | History | Added to | 10,764 | 156 | 0.11% | 0.11% | 72 | +46 | 0.43% | Q4 2025 | Feb 17, 2026 |
| CIBC Private Wealth Group LLC | History | Reduced | 10,706 | 155 | 0.0% | 0.0% | 73 | -2,109 | -16.46% | Q4 2025 | Feb 12, 2026 |
| DKM Wealth Management, Inc. | History | New | 10,556 | 153 | 0.11% | — | 74 | +10,556 | New | Q4 2025 | Jan 12, 2026 |
| Sovran Advisors, LLC | History | No change | 10,397 | 152 | 0.01% | 0.01% | 75 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| Allie Family Office LLC | History | Reduced | 10,000 | 145 | 0.07% | 0.14% | 77 | -10,000 | -50.0% | Q4 2025 | Feb 13, 2026 |
| Cerity Partners LLC | History | No change | 10,000 | 145 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Arax Advisory Partners | History | Reduced | 7,553 | 109 | 0.0% | 0.0% | 78 | -3,848 | -33.75% | Q4 2025 | Feb 13, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | History | Reduced | 7,102 | 103 | 0.06% | 0.06% | 79 | -61 | -0.85% | Q4 2025 | Feb 17, 2026 |
| Farther Finance Advisors, LLC | History | New | 4,064 | 59 | 0.0% | — | 80 | +4,064 | New | Q4 2025 | Jan 23, 2026 |
| Fourth Dimension Wealth, LLC | History | Added to | 3,300 | 47 | 0.02% | 0.02% | 81 | +500 | 17.86% | Q4 2025 | Feb 04, 2026 |
| SageView Advisory Group, LLC | History | New | 2,603 | 37 | 0.0% | — | 82 | +2,603 | New | Q4 2025 | Feb 17, 2026 |
| Activest Wealth Management | History | Reduced | 2,500 | 36 | 0.01% | 0.02% | 83 | -5,152 | -67.33% | Q4 2025 | Jan 30, 2026 |
| Sunbelt Securities, Inc. | History | Added to | 2,274 | 33 | 0.0% | 0.0% | 84 | +15 | 0.66% | Q4 2025 | Feb 20, 2026 |
| Larson Financial Group LLC | History | Added to | 2,171 | 31 | 0.0% | 0.0% | 85 | +1 | 0.05% | Q4 2025 | Feb 06, 2026 |
| Asset Dedication, LLC | History | No change | 1,944 | 28 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Global Retirement Partners, LLC | History | New | 1,519 | 22 | 0.0% | — | 87 | +1,519 | New | Q4 2025 | Feb 06, 2026 |
| Financial Management Professionals, Inc. | History | Added to | 1,463 | 21 | 0.0% | 0.0% | 88 | +34 | 2.38% | Q4 2025 | Jan 27, 2026 |
| Camelot Portfolios, LLC | History | New | 1,000 | 14 | 0.01% | — | 89 | +1,000 | New | Q4 2025 | Jan 29, 2026 |
| Westend Capital Management, LLC | History | No change | 953 | 13 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| ST GERMAIN D J CO INC | History | No change | 680 | 9 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | New | 586 | 8 | 0.0% | — | 93 | +586 | New | Q4 2025 | Feb 13, 2026 |
| EASTERN BANK | History | No change | 600 | 8 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Moisand Fitzgerald Tamayo, LLC | History | No change | 500 | 7 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Geneos Wealth Management Inc. | History | No change | 450 | 6 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| Allworth Financial LP | History | New | 385 | 5 | 0.0% | — | 96 | +385 | New | Q4 2025 | Feb 05, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 300 | 4 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| WPG Advisers, LLC | History | New | 242 | 3 | 0.0% | — | 98 | +242 | New | Q4 2025 | Jan 28, 2026 |
| Motiv8 Investments LLC | History | New | 120 | 2 | 0.0% | — | 99 | +120 | New | Q4 2025 | Feb 13, 2026 |
| Consolidated Portfolio Review Corp | History | Closed out | 0 | 0 | — | 0.36% | — | -191,037 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Hennion & Walsh Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -74,520 | -100.0% | Q3 2025 | Oct 22, 2025 |
| World Investment Advisors | History | Closed out | 0 | 0 | — | 0.01% | — | -35,005 | -100.0% | Q3 2025 | Oct 15, 2025 |
| LOWE BROCKENBROUGH & CO INC | History | Closed out | 0 | 0 | — | 0.01% | — | -18,380 | -100.0% | Q3 2025 | Nov 05, 2025 |
| Wealthcare Advisory Partners LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,990 | -100.0% | Q3 2025 | Nov 07, 2025 |
| HRT FINANCIAL LP | History | Closed out | 0 | 0 | — | 0.0% | — | -10,521 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Moors & Cabot, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -10,212 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,360 | -100.0% | Q3 2025 | Nov 18, 2025 |
| Tidemark, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,045 | -100.0% | Q3 2025 | Nov 03, 2025 |