Global X Funds - DRIV
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ | History | No change | 822,717 | 31,732 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | No change | 347,372 | 13,398 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 132,827 | 5,123 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CX Institutional | History | Added to | 99,913 | 3,309 | 0.09% | 0.1% | 4 | +13,112 | 15.11% | Q3 2026 | Oct 02, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 83,953 | 3,239 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Mirae Asset Global Investments Co., Ltd. | History | Added to | 91,000 | 3,014 | 0.01% | 0.0% | 6 | +30,000 | 49.18% | Q3 2026 | Oct 28, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 71,195 | 2,745 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HRT FINANCIAL LP | History | No change | 69,656 | 2,686 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Q3 Asset Management | History | No change | 64,953 | 2,505 | 0.46% | 0.46% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cetera Investment Advisers | History | No change | 64,691 | 2,495 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Arax Advisory Partners | History | No change | 62,121 | 2,395 | 0.02% | 0.02% | 11 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 56,167 | 2,166 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| ROYAL BANK OF CANADA | History | No change | 56,150 | 2,165 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 54,579 | 2,105 | 0.03% | 0.03% | 14 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| JANE STREET GROUP, LLC | History | No change | 49,268 | 1,900 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | No change | 42,492 | 1,638 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CreativeOne Wealth, LLC | History | No change | 36,955 | 1,425 | 0.03% | 0.03% | 17 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| FLOW TRADERS U.S. LLC | History | No change | 34,072 | 1,314 | 0.05% | 0.05% | 18 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 27,220 | 1,049 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 22,301 | 860 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Destination Wealth Management | History | No change | 21,899 | 844 | 0.02% | 0.02% | 21 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 24,228 | 802 | 0.0% | 0.0% | 22 | -11,551 | -32.28% | Q3 2026 | Nov 02, 2026 |
| Optiver Holding B.V. | History | No change | 20,000 | 771 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| MORGAN STANLEY | History | No change | 19,920 | 768 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 22,768 | 754 | 0.0% | 0.01% | 25 | -130,545 | -85.15% | Q3 2026 | Nov 02, 2026 |
| GTS SECURITIES LLC | History | No change | 18,942 | 730 | 0.02% | 0.02% | 26 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Global X Japan Co., Ltd. | History | Added to | 21,059 | 697 | 0.03% | 0.03% | 27 | +20 | 0.1% | Q3 2026 | Oct 21, 2026 |
| D. E. Shaw & Co., Inc. | History | No change | 14,899 | 574 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CITADEL ADVISORS LLC | History | No change | 14,672 | 565 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 15,150 | 561 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Janney Montgomery Scott LLC | History | No change | 13,897 | 536 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Creative Planning | History | Added to | 16,083 | 532 | 0.0% | 0.0% | 32 | +822 | 5.39% | Q3 2026 | Nov 02, 2026 |
| Moment Partners, LLC | History | No change | 13,695 | 528 | 0.1% | 0.1% | 33 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| STEPHENS INC /AR/ | History | No change | 12,563 | 484 | 0.01% | 0.01% | 34 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| Allworth Financial LP | History | No change | 12,571 | 484 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Summit Financial, LLC | History | No change | 12,225 | 471 | 0.01% | 0.01% | 36 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 14,240 | 464 | 0.0% | 0.0% | 37 | -420 | -2.86% | Q3 2026 | Oct 13, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 11,866 | 457 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Wealthfront Advisers LLC | History | No change | 10,377 | 400 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 12,002 | 397 | 0.0% | 0.0% | 41 | +1,687 | 16.35% | Q3 2026 | Nov 02, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 10,309 | 397 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| HighTower Advisors, LLC | History | No change | 9,647 | 372 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 9,059 | 349 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| OPPENHEIMER & CO INC | History | No change | 10,500 | 347 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| TWO SIGMA SECURITIES, LLC | History | No change | 8,431 | 325 | 0.03% | 0.03% | 45 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Stelac Advisory Services LLC | History | No change | 7,782 | 300 | 0.06% | 0.06% | 46 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | No change | 7,542 | 290 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 6,942 | 267 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Sequoia Financial Advisors, LLC | History | No change | 6,833 | 263 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| Carter Financial Group, INC. | History | Added to | 7,855 | 260 | 0.13% | 0.16% | 50 | +2 | 0.03% | Q3 2026 | Oct 21, 2026 |
| NewEdge Advisors, LLC | History | No change | 6,666 | 257 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Dynamic Advisor Solutions LLC | History | Added to | 7,670 | 254 | 0.01% | 0.01% | 52 | +948 | 14.1% | Q3 2026 | Oct 13, 2026 |
| Focus Partners Wealth | History | No change | 6,400 | 246 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Investmark Advisory Group LLC | History | Reduced | 7,337 | 243 | 0.08% | 0.11% | 54 | -291 | -3.81% | Q3 2026 | Oct 27, 2026 |
| Mariner, LLC | History | No change | 5,863 | 226 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| PFG Investments, LLC | History | No change | 5,772 | 222 | 0.01% | 0.01% | 56 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 6,704 | 221 | 0.01% | 0.02% | 57 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Added to | 6,589 | 218 | 0.0% | 0.0% | 58 | +455 | 7.42% | Q3 2026 | Oct 13, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | No change | 5,422 | 209 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2026 | Aug 19, 2026 |
| TD Waterhouse Canada Inc. | History | Added to | 6,115 | 202 | 0.0% | 0.0% | 60 | +270 | 4.62% | Q3 2026 | Oct 16, 2026 |
| Global Retirement Partners, LLC | History | No change | 4,218 | 162 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| BARCLAYS PLC | History | No change | 3,000 | 115 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FMR LLC | History | No change | 2,920 | 112 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Federation des caisses Desjardins du Quebec | History | No change | 2,697 | 104 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Powell Investment Advisors, LLC | History | Added to | 3,117 | 103 | 0.03% | 0.04% | 65 | +100 | 3.31% | Q3 2026 | Oct 21, 2026 |
| Larson Financial Group LLC | History | Reduced | 2,916 | 96 | 0.0% | 0.0% | 66 | -245 | -7.75% | Q3 2026 | Nov 05, 2026 |
| Strive Financial Group ,LLC | History | No change | 2,474 | 95 | 0.04% | 0.04% | 67 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FORESIGHT CAPITAL MANAGEMENT ADVISORS, INC. | History | New | 2,357 | 78 | 0.04% | — | 68 | +2,357 | New | Q3 2026 | Oct 26, 2026 |
| SOA Wealth Advisors, LLC. | History | No change | 2,018 | 77 | 0.01% | 0.01% | 69 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Capital Analysts, LLC | History | No change | 1,759 | 68 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Crews Bank & Trust | History | No change | 1,750 | 67 | 0.01% | 0.01% | 71 | 0 | 0.0% | Q2 2026 | Jul 16, 2026 |
| First Bancorp, Inc /ME/ | History | No change | 2,000 | 66 | 0.03% | 0.03% | 72 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| General Partner, Inc. | History | No change | 2,000 | 66 | 0.04% | 0.04% | 73 | 0 | 0.0% | Q3 2026 | Oct 05, 2026 |
| Advantage Trust Co | History | No change | 1,880 | 62 | 0.02% | 0.03% | 74 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 1,672 | 55 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Cherry Tree Wealth Management, LLC | History | No change | 1,685 | 55 | 0.01% | 0.01% | 76 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. | History | No change | 1,356 | 52 | 0.01% | 0.01% | 77 | 0 | 0.0% | Q2 2026 | Oct 30, 2026 |
| Rossby Financial, LCC | History | Added to | 1,446 | 47 | 0.01% | 0.0% | 78 | +1,276 | 750.59% | Q3 2026 | Nov 05, 2026 |
| ADIRONDACK TRUST CO | History | No change | 1,260 | 41 | 0.01% | 0.01% | 79 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| Parallel Advisors, LLC | History | Reduced | 1,200 | 39 | 0.0% | 0.0% | 80 | -20 | -1.64% | Q3 2026 | Nov 03, 2026 |
| AlphaCore Capital LLC | History | Reduced | 1,140 | 37 | 0.0% | 0.0% | 81 | -120 | -9.52% | Q3 2026 | Nov 04, 2026 |
| SBI Securities Co., Ltd. | History | Reduced | 1,144 | 37 | 0.0% | 0.0% | 82 | -57 | -4.75% | Q3 2026 | Oct 21, 2026 |
| ARMSTRONG ADVISORY GROUP, INC | History | No change | 1,140 | 37 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q3 2026 | Oct 09, 2026 |
| Key FInancial Inc | History | Added to | 1,035 | 34 | 0.01% | 0.01% | 84 | +2 | 0.19% | Q3 2026 | Nov 02, 2026 |
| DHJJ Financial Advisors, Ltd. | History | Added to | 960 | 31 | 0.01% | 0.01% | 85 | +2 | 0.21% | Q3 2026 | Oct 23, 2026 |
| BANK OF MONTREAL /CAN/ | History | No change | 800 | 30 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 899 | 29 | 0.0% | 0.0% | 87 | +20 | 2.28% | Q3 2026 | Oct 08, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 677 | 26 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| EFG International AG | History | No change | 650 | 25 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Strategic Wealth Partners, Ltd. | History | No change | 625 | 24 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Jacobi Capital Management LLC | History | New | 635 | 21 | 0.0% | — | 92 | +635 | New | Q3 2026 | Nov 05, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 566 | 21 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Ancora Advisors LLC | History | No change | 542 | 20 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HOLLENCREST CAPITAL MANAGEMENT | History | No change | 505 | 19 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Golden State Wealth Management, LLC | History | No change | 591 | 19 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| AMERIFLEX GROUP, INC. | History | No change | 500 | 19 | 0.01% | 0.01% | 96 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| JPMORGAN CHASE & CO | History | No change | 428 | 16 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | No change | 400 | 15 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Steigerwald, Gordon & Koch Inc. | History | No change | 314 | 12 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| Murphy & Mullick Capital Management Corp | History | No change | 375 | 12 | 0.01% | 0.01% | 100 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| Jackson, Grant Investment Advisers, Inc. | History | No change | 297 | 11 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Capital Investment Advisory Services, LLC | History | No change | 356 | 11 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 306 | 11 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Spire Wealth Management | History | No change | 300 | 9 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| HAGER INVESTMENT MANAGEMENT SERVICES, LLC | History | Reduced | 262 | 8 | 0.0% | 0.0% | 107 | -5 | -1.87% | Q3 2026 | Nov 03, 2026 |
| Community Financial Services Group, LLC | History | No change | 265 | 8 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| Qube Research & Technologies Ltd | History | No change | 229 | 8 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| IFP Advisors, Inc | History | Added to | 218 | 7 | 0.0% | 0.0% | 108 | +1 | 0.46% | Q3 2026 | Oct 16, 2026 |
| Signature Resources Capital Management, LLC | History | No change | 226 | 7 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| BlackRock, Inc. | History | No change | 200 | 7 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| OXFORD FINANCIAL GROUP, LTD. LLC | History | No change | 160 | 6 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| US BANCORP \DE\ | History | No change | 177 | 5 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| Geneos Wealth Management Inc. | History | No change | 143 | 5 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| FLAGSHIP WEALTH ADVISORS, LLC | History | No change | 176 | 5 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| CALDWELL SUTTER CAPITAL, INC. | History | No change | 106 | 4 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| UBS Group AG | History | No change | 114 | 4 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WOLFF WIESE MAGANA LLC | History | No change | 127 | 4 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| BFC Planning, Inc. | History | No change | 117 | 4 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| ASSETMARK, INC | History | New | 94 | 3 | 0.0% | — | 124 | +94 | New | Q3 2026 | Oct 21, 2026 |
| DUNCKER STREETT & CO INC | History | No change | 101 | 3 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| Westside Investment Management, Inc. | History | No change | 100 | 3 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| PFS Partners, LLC | History | No change | 97 | 3 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| Fourth Dimension Wealth, LLC | History | No change | 100 | 3 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| KERR FINANCIAL PLANNING Corp | History | No change | 102 | 3 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q2 2026 | Jul 02, 2026 |
| Ascentis Independent Advisors | History | New | 87 | 2 | 0.0% | — | 126 | +87 | New | Q3 2026 | Nov 03, 2026 |
| SJS Investment Consulting Inc. | History | No change | 80 | 2 | 0.0% | 0.0% | 125 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| CGC Financial Services, LLC | History | Reduced | 50 | 1 | 0.0% | 0.0% | 128 | -73 | -59.35% | Q3 2026 | Oct 13, 2026 |
| City State Bank | History | No change | 47 | 1 | 0.0% | 0.0% | 127 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| EHRLICH FINANCIAL GROUP | History | Closed out | 0 | 0 | — | 0.39% | — | -19,443 | -100.0% | Q3 2026 | Oct 20, 2026 |
| RFG Advisory, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -11,459 | -100.0% | Q3 2026 | Nov 03, 2026 |
| EverSource Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -8,737 | -100.0% | Q3 2026 | Nov 04, 2026 |
| HBW ADVISORY SERVICES LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -6,195 | -100.0% | Q3 2026 | Oct 14, 2026 |
| Prospera Financial Services Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -5,806 | -100.0% | Q3 2026 | Nov 04, 2026 |
| First Command Advisory Services, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q3 2026 | Nov 05, 2026 |
| Realta Investment Advisors | History | Closed out | 0 | 0 | — | 0.0% | — | -256 | -100.0% | Q3 2026 | Oct 14, 2026 |
| James T. Borello RIA | History | Closed out | 0 | 0 | — | 0.0% | — | -143 | -100.0% | Q3 2026 | Oct 16, 2026 |
| ALBION FINANCIAL GROUP /UT | History | Closed out | 0 | 0 | — | 0.0% | — | -130 | -100.0% | Q3 2026 | Oct 21, 2026 |
| Robinswood Financial LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -30 | -100.0% | Q3 2026 | Oct 20, 2026 |
| Silver Grove Financial Group, Inc. | History | New | 23 | 0 | — | — | — | +23 | New | Q3 2026 | Nov 05, 2026 |
| Blue Trust, Inc. | History | New | 21 | 0 | — | — | — | +21 | New | Q3 2026 | Oct 15, 2026 |
| SIMPLEX TRADING, LLC | History | New | 19 | 0 | — | — | — | +19 | New | Q3 2026 | Nov 04, 2026 |
| TRUST CO OF VERMONT | History | No change | 5 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| CHELSEA COUNSEL CO | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Institute for Wealth Management, LLC. | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Tradewinds Capital Management, LLC | History | No change | 21 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| Triumph Capital Management | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| New England Capital Financial Advisors LLC | History | No change | 19 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |