BlackRock ESG Capital Allocation Term Trust - ECAT
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. | History | Reduced | 22,022,163 | 299,060 | 8.26% | 12.04% | 1 | -4,314,094 | -16.38% | Q1 2026 | May 15, 2026 |
| MORGAN STANLEY | History | Added to | 2,204,468 | 29,936 | 0.0% | 0.0% | 2 | +37,517 | 1.73% | Q1 2026 | May 15, 2026 |
| Penserra Capital Management LLC | History | Added to | 1,459,010 | 19,813 | 0.23% | 0.25% | 3 | +94,638 | 6.94% | Q1 2026 | May 11, 2026 |
| BlackRock, Inc. | History | Added to | 1,233,545 | 16,751 | 0.0% | 0.0% | 4 | +5,000 | 0.41% | Q1 2026 | May 13, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 1,223,160 | 16,611 | 0.0% | 0.0% | 5 | +9,985 | 0.82% | Q1 2026 | May 15, 2026 |
| Invesco Ltd. | History | Added to | 1,046,149 | 14,206 | 0.0% | 0.0% | 6 | +4,605 | 0.44% | Q1 2026 | May 12, 2026 |
| COHEN & STEERS, INC. | History | Added to | 868,615 | 11,796 | 0.02% | 0.02% | 7 | +40,000 | 4.83% | Q1 2026 | May 15, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 785,898 | 10,672 | 0.0% | 0.0% | 8 | +3,985 | 0.51% | Q1 2026 | May 15, 2026 |
| Advisors Asset Management, Inc. | History | Added to | 646,960 | 8,785 | 0.15% | 0.15% | 9 | +66,265 | 11.41% | Q1 2026 | May 15, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 642,586 | 8,726 | 0.0% | 0.0% | 10 | +83,912 | 15.02% | Q1 2026 | May 15, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Added to | 558,506 | 7,584 | 0.33% | 0.06% | 11 | +470,048 | 531.38% | Q1 2026 | Apr 28, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 391,493 | 5,316 | 0.0% | 0.0% | 12 | -173,092 | -30.66% | Q1 2026 | May 11, 2026 |
| Formidable Asset Management, LLC | History | Added to | 301,869 | 4,642 | 0.72% | 0.71% | 13 | +6,321 | 2.14% | Q1 2026 | Apr 22, 2026 |
| Mason & Associates Inc | History | Reduced | 332,204 | 4,444 | 0.86% | 0.99% | 14 | -10,308 | -3.01% | Q1 2026 | Apr 30, 2026 |
| LPL Financial LLC | History | Added to | 277,647 | 3,770 | 0.0% | 0.0% | 15 | +44,150 | 18.91% | Q1 2026 | May 06, 2026 |
| UBS Group AG | History | Added to | 244,427 | 3,319 | 0.0% | 0.0% | 16 | +41,876 | 20.67% | Q1 2026 | May 05, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 230,519 | 3,130 | 0.0% | 0.01% | 17 | -5,329 | -2.26% | Q1 2026 | May 15, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Added to | 221,850 | 3,012 | 0.03% | 0.01% | 18 | +136,482 | 159.87% | Q1 2026 | May 04, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 199,231 | 2,705 | 0.03% | 0.05% | 19 | -9,865 | -4.72% | Q1 2026 | Apr 23, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 152,525 | 2,071 | 0.0% | 0.0% | 20 | +40,650 | 36.34% | Q1 2026 | May 14, 2026 |
| Americana Partners, LLC | History | Reduced | 108,605 | 1,474 | 0.04% | 0.05% | 21 | -3,500 | -3.12% | Q1 2026 | May 12, 2026 |
| RFG Advisory, LLC | History | Added to | 105,805 | 1,436 | 0.03% | 0.02% | 22 | +45,990 | 76.89% | Q1 2026 | Apr 17, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | Reduced | 103,234 | 1,401 | 0.07% | 0.09% | 23 | -75 | -0.07% | Q1 2026 | Apr 16, 2026 |
| North Ground Capital | History | Reduced | 100,000 | 1,358 | 1.64% | 1.71% | 24 | -123,714 | -55.3% | Q1 2026 | May 11, 2026 |
| D. E. Shaw & Co., Inc. | History | No change | 98,455 | 1,337 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Baird Financial Group, Inc. | History | Added to | 79,440 | 1,078 | 0.0% | 0.0% | 26 | +9,514 | 13.61% | Q1 2026 | May 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 72,786 | 988 | 0.0% | 0.0% | 27 | -11,381 | -13.52% | Q1 2026 | Apr 27, 2026 |
| Ascentis Independent Advisors | History | Added to | 72,226 | 980 | 0.07% | 0.16% | 28 | +5,721 | 8.6% | Q1 2026 | Apr 28, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 68,641 | 932 | 0.0% | 0.0% | 29 | +7,473 | 12.22% | Q1 2026 | May 04, 2026 |
| Shaker Financial Services, LLC | History | Added to | 68,329 | 927 | 0.32% | 0.09% | 30 | +48,829 | 250.41% | Q1 2026 | May 12, 2026 |
| Cetera Investment Advisers | History | Added to | 67,685 | 919 | 0.0% | 0.0% | 31 | +7,100 | 11.72% | Q1 2026 | May 13, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 48,909 | 664 | 0.02% | 0.02% | 32 | -3,664 | -6.97% | Q1 2026 | Apr 21, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 46,000 | 624 | 0.0% | 0.0% | 33 | +28,933 | 169.53% | Q1 2026 | May 12, 2026 |
| CreativeOne Wealth, LLC | History | Reduced | 44,500 | 604 | 0.01% | 0.02% | 34 | -576 | -1.28% | Q1 2026 | May 15, 2026 |
| WINEBRENNER CAPITAL MANAGEMENT LLC | History | Added to | 44,000 | 597 | 0.38% | 0.4% | 35 | +5,000 | 12.82% | Q1 2026 | Apr 10, 2026 |
| Aviance Capital Partners, LLC | History | New | 40,697 | 552 | 0.06% | — | 36 | +40,697 | New | Q1 2026 | May 06, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 40,200 | 545 | 0.0% | 0.0% | 37 | -288 | -0.71% | Q1 2026 | May 05, 2026 |
| WEALTH EFFECTS LLC | History | New | 38,310 | 520 | 0.18% | — | 38 | +38,310 | New | Q1 2026 | Apr 21, 2026 |
| FRANKLIN RESOURCES INC | History | New | 37,137 | 504 | 0.0% | — | 39 | +37,137 | New | Q1 2026 | May 13, 2026 |
| Alpine Global Management, LLC | History | New | 35,022 | 475 | 0.07% | — | 40 | +35,022 | New | Q1 2026 | May 15, 2026 |
| Beckerman Institutional, LLC | History | Reduced | 34,589 | 469 | 0.25% | 0.31% | 41 | -1,027 | -2.88% | Q1 2026 | May 04, 2026 |
| SeaCrest Wealth Management, LLC | History | Reduced | 29,714 | 403 | 0.04% | 0.05% | 42 | -848 | -2.77% | Q1 2026 | Apr 15, 2026 |
| XTX Topco Ltd | History | New | 28,614 | 388 | 0.01% | — | 43 | +28,614 | New | Q1 2026 | May 15, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 26,624 | 361 | 0.0% | 0.0% | 44 | +13,567 | 103.91% | Q1 2026 | May 14, 2026 |
| Kestra Advisory Services, LLC | History | New | 26,420 | 358 | 0.0% | — | 45 | +26,420 | New | Q1 2026 | Apr 30, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 26,172 | 355 | 0.0% | 0.0% | 46 | -1,578 | -5.69% | Q1 2026 | Apr 22, 2026 |
| Prospera Financial Services Inc | History | New | 25,757 | 349 | 0.01% | — | 47 | +25,757 | New | Q1 2026 | Apr 14, 2026 |
| &PARTNERS | History | Added to | 25,462 | 345 | 0.0% | 0.0% | 48 | +1,001 | 4.09% | Q1 2026 | May 15, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 24,036 | 326 | 0.0% | 0.0% | 49 | +6,191 | 34.69% | Q1 2026 | May 05, 2026 |
| PFG Investments, LLC | History | Added to | 24,027 | 326 | 0.02% | 0.02% | 50 | +3,059 | 14.59% | Q1 2026 | Apr 27, 2026 |
| Virtu Financial LLC | History | New | 20,074 | 273 | 0.01% | — | 51 | +20,074 | New | Q1 2026 | May 14, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 19,241 | 261 | 0.0% | 0.0% | 52 | -16,588 | -46.3% | Q1 2026 | Apr 27, 2026 |
| US BANCORP \DE\ | History | Reduced | 18,011 | 244 | 0.0% | 0.0% | 53 | -6,000 | -24.99% | Q1 2026 | May 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 16,097 | 219 | 0.0% | 0.0% | 54 | +4,118 | 34.38% | Q1 2026 | Apr 30, 2026 |
| GOLDMAN SACHS GROUP INC | History | New | 14,582 | 198 | 0.0% | — | 55 | +14,582 | New | Q1 2026 | May 15, 2026 |
| Creative Planning | History | Added to | 14,565 | 197 | 0.0% | 0.0% | 56 | +1,511 | 11.57% | Q1 2026 | May 12, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 14,054 | 190 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Summit Trail Advisors, LLC | History | New | 11,995 | 162 | 0.0% | — | 58 | +11,995 | New | Q1 2026 | May 12, 2026 |
| Almitas Capital LLC | History | New | 11,406 | 154 | 0.03% | — | 59 | +11,406 | New | Q1 2026 | May 15, 2026 |
| Gryphon Financial Partners LLC | History | New | 11,250 | 152 | 0.02% | — | 60 | +11,250 | New | Q1 2026 | May 06, 2026 |
| Walkner Condon Financial Advisors LLC | History | New | 10,669 | 144 | 0.02% | — | 61 | +10,669 | New | Q1 2026 | Apr 28, 2026 |
| World Investment Advisors | History | Reduced | 10,518 | 142 | 0.0% | 0.0% | 63 | -3,046 | -22.46% | Q1 2026 | Apr 27, 2026 |
| COMERICA BANK | History | No change | 9,261 | 142 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Private Advisor Group, LLC | History | New | 10,195 | 138 | 0.0% | — | 64 | +10,195 | New | Q1 2026 | Apr 24, 2026 |
| Wilmington Savings Fund Society, FSB | History | Added to | 9,000 | 122 | 0.0% | 0.0% | 65 | +7,500 | 500.0% | Q1 2026 | Apr 30, 2026 |
| FIFTH THIRD BANCORP | History | New | 8,430 | 114 | 0.0% | — | 66 | +8,430 | New | Q1 2026 | May 01, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 6,920 | 93 | 0.0% | 0.01% | 67 | -9,133 | -56.89% | Q1 2026 | Apr 07, 2026 |
| Global Retirement Partners, LLC | History | No change | 4,240 | 65 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | No change | 3,459 | 53 | 0.02% | 0.02% | 69 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| Triumph Capital Management | History | No change | 3,450 | 46 | 0.01% | 0.01% | 70 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 3,000 | 40 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| HARBOUR INVESTMENTS, INC. | History | New | 2,750 | 37 | 0.0% | — | 72 | +2,750 | New | Q1 2026 | May 15, 2026 |
| MATHER GROUP, LLC. | History | New | 2,087 | 28 | 0.0% | — | 73 | +2,087 | New | Q1 2026 | Apr 13, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Reduced | 1,451 | 19 | 0.0% | 0.0% | 74 | -659 | -31.23% | Q1 2026 | May 11, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 1,000 | 15 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| CULLEN/FROST BANKERS, INC. | History | No change | 1,000 | 13 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| WPG Advisers, LLC | History | Added to | 908 | 12 | 0.01% | 0.01% | 77 | +70 | 8.35% | Q1 2026 | Apr 29, 2026 |
| CWM, LLC | History | No change | 628 | 8 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Larson Financial Group LLC | History | Added to | 499 | 6 | 0.0% | 0.0% | 80 | +18 | 3.74% | Q1 2026 | May 15, 2026 |
| Allworth Financial LP | History | No change | 500 | 6 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Comprehensive Financial Planning, Inc./PA | History | No change | 500 | 6 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| ASSETMARK, INC | History | No change | 427 | 5 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Advisory Services Network, LLC | History | New | 356 | 4 | 0.0% | — | 83 | +356 | New | Q1 2026 | May 15, 2026 |
| Root Financial Partners, LLC | History | Reduced | 191 | 2 | 0.0% | 0.0% | 84 | -288 | -60.13% | Q1 2026 | Apr 24, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 200 | 2 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| Ancora Advisors LLC | History | No change | 100 | 1 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| MRP Capital Investments, LLC | History | No change | 100 | 1 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Marex Group plc | History | Closed out | 0 | 0 | — | 0.0% | — | -25,500 | -100.0% | Q1 2026 | May 13, 2026 |
| HRT FINANCIAL LP | History | Closed out | 0 | 0 | — | 0.0% | — | -24,716 | -100.0% | Q1 2026 | May 14, 2026 |
| Focus Partners Wealth | History | Closed out | 0 | 0 | — | 0.0% | — | -16,166 | -100.0% | Q1 2026 | May 14, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 0.02% | — | -15,134 | -100.0% | Q1 2026 | May 12, 2026 |
| Boreal Capital Management LLC | History | Closed out | 0 | 0 | — | 0.16% | — | -13,702 | -100.0% | Q1 2026 | May 14, 2026 |
| Ashton Thomas Private Wealth, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,000 | -100.0% | Q1 2026 | May 11, 2026 |
| Arax Advisory Partners | History | Closed out | 0 | 0 | — | 0.0% | — | -1,073 | -100.0% | Q1 2026 | May 13, 2026 |
| Capital Analysts, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -641 | -100.0% | Q1 2026 | May 14, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Closed out | 0 | 0 | — | — | — | -3 | -100.0% | Q1 2026 | May 15, 2026 |
| SIGNATUREFD, LLC | History | No change | 13 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |