BlackRock ESG Capital Allocation Term Trust - ECAT
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. | History | No change | 17,612,449 | 276,867 | 7.1% | 7.1% | 1 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | No change | 2,161,073 | 33,972 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Penserra Capital Management LLC | History | No change | 1,516,889 | 23,845 | 0.18% | 0.18% | 3 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ROYAL BANK OF CANADA | History | No change | 1,254,166 | 19,715 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BlackRock, Inc. | History | No change | 1,228,545 | 19,312 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Invesco Ltd. | History | No change | 994,942 | 15,640 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| COHEN & STEERS, INC. | History | No change | 928,615 | 14,598 | 0.02% | 0.02% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 813,493 | 12,788 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 786,472 | 12,363 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Advisors Asset Management, Inc. | History | No change | 701,463 | 11,026 | 0.17% | 0.17% | 10 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 646,887 | 10,169 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Added to | 628,428 | 8,710 | 0.32% | 0.35% | 12 | +41,781 | 7.12% | Q3 2026 | Oct 26, 2026 |
| Mason & Associates Inc | History | No change | 357,593 | 5,621 | 0.91% | 0.91% | 13 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Formidable Asset Management, LLC | History | Reduced | 287,267 | 4,515 | 0.66% | 0.64% | 14 | -8,765 | -2.96% | Q3 2026 | Nov 03, 2026 |
| LPL Financial LLC | History | No change | 269,321 | 4,233 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 255,323 | 4,013 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | No change | 179,846 | 2,827 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 152,737 | 2,401 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 145,774 | 2,020 | 0.02% | 0.03% | 19 | -50,561 | -25.75% | Q3 2026 | Oct 26, 2026 |
| RFG Advisory, LLC | History | Added to | 140,599 | 1,948 | 0.03% | 0.03% | 20 | +23,404 | 19.97% | Q3 2026 | Nov 03, 2026 |
| JANE STREET GROUP, LLC | History | No change | 102,964 | 1,618 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| D. E. Shaw & Co., Inc. | History | No change | 98,455 | 1,547 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | No change | 93,640 | 1,472 | 0.09% | 0.09% | 23 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Americana Partners, LLC | History | No change | 104,534 | 1,448 | 0.03% | 0.04% | 24 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 86,121 | 1,353 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Baird Financial Group, Inc. | History | No change | 82,536 | 1,297 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 89,611 | 1,242 | 0.0% | 0.0% | 27 | +7,133 | 8.65% | Q3 2026 | Nov 02, 2026 |
| Ascentis Independent Advisors | History | New | 80,682 | 1,118 | 0.07% | — | 28 | +80,682 | New | Q3 2026 | Nov 03, 2026 |
| Cetera Investment Advisers | History | No change | 66,968 | 1,052 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 61,790 | 971 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 58,356 | 809 | 0.02% | 0.02% | 31 | +4,304 | 7.96% | Q3 2026 | Oct 22, 2026 |
| WINEBRENNER CAPITAL MANAGEMENT LLC | History | No change | 55,000 | 762 | 0.49% | 0.53% | 32 | 0 | 0.0% | Q3 2026 | Oct 07, 2026 |
| CreativeOne Wealth, LLC | History | No change | 38,700 | 608 | 0.01% | 0.01% | 33 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 39,530 | 547 | 0.0% | 0.0% | 34 | -670 | -1.67% | Q3 2026 | Oct 27, 2026 |
| SeaCrest Wealth Management, LLC | History | Reduced | 39,308 | 544 | 0.06% | 0.07% | 35 | -692 | -1.73% | Q3 2026 | Oct 21, 2026 |
| XTX Topco Ltd | History | No change | 34,302 | 539 | 0.01% | 0.01% | 36 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 38,768 | 537 | 0.0% | 0.0% | 37 | +13,784 | 55.17% | Q3 2026 | Nov 02, 2026 |
| Beckerman Institutional, LLC | History | No change | 34,099 | 536 | 0.26% | 0.26% | 38 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| North Ground Capital | History | No change | 28,000 | 440 | 0.53% | 0.53% | 39 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Prospera Financial Services Inc | History | Added to | 32,056 | 432 | 0.01% | 0.01% | 40 | +5,599 | 21.16% | Q3 2026 | Nov 04, 2026 |
| &PARTNERS | History | No change | 26,465 | 416 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Arax Advisory Partners | History | No change | 26,138 | 410 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Janney Montgomery Scott LLC | History | No change | 25,473 | 400 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| PFG Investments, LLC | History | No change | 24,223 | 380 | 0.01% | 0.01% | 44 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Sanctuary Advisors, LLC | History | No change | 24,095 | 378 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CoreCap Advisors, LLC | History | Added to | 25,780 | 357 | 0.01% | 0.01% | 46 | +474 | 1.87% | Q3 2026 | Oct 08, 2026 |
| Alpine Global Management, LLC | History | No change | 21,848 | 343 | 0.06% | 0.06% | 47 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 22,504 | 311 | 0.0% | 0.0% | 48 | +2,300 | 11.38% | Q3 2026 | Oct 30, 2026 |
| WEALTH EFFECTS LLC | History | Reduced | 21,493 | 297 | 0.08% | 0.16% | 49 | -16,084 | -42.8% | Q3 2026 | Oct 23, 2026 |
| US BANCORP \DE\ | History | No change | 18,011 | 283 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| FIFTH THIRD BANCORP | History | No change | 14,757 | 231 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Private Advisor Group, LLC | History | No change | 14,696 | 231 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 14,272 | 224 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Pasadena Private Wealth, LLC | History | No change | 12,221 | 192 | 0.02% | 0.02% | 54 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Creative Planning | History | Added to | 13,818 | 191 | 0.0% | 0.0% | 55 | +630 | 4.78% | Q3 2026 | Nov 02, 2026 |
| Summit Trail Advisors, LLC | History | No change | 11,995 | 188 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | New | 7,570 | 104 | 0.0% | — | 57 | +7,570 | New | Q3 2026 | Nov 02, 2026 |
| Pinnacle Bancorp, Inc. | History | No change | 6,820 | 94 | 0.03% | 0.03% | 58 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| Global Retirement Partners, LLC | History | No change | 4,994 | 78 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. | History | No change | 4,500 | 70 | 0.01% | 0.01% | 60 | 0 | 0.0% | Q2 2026 | Oct 30, 2026 |
| BFC Planning, Inc. | History | No change | 4,500 | 70 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| Root Financial Partners, LLC | History | New | 3,642 | 50 | 0.0% | — | 62 | +3,642 | New | Q3 2026 | Oct 21, 2026 |
| COMPASS FINANCIAL MANAGEMENT LLC | History | New | 3,400 | 47 | 0.01% | — | 64 | +3,400 | New | Q3 2026 | Oct 30, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 3,000 | 47 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 2,750 | 43 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Triumph Capital Management | History | No change | 2,725 | 37 | 0.01% | 0.01% | 66 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| Quent Capital, LLC | History | No change | 2,000 | 31 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| XP Advisory US, Inc. | History | No change | 1,950 | 30 | 0.02% | 0.02% | 68 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| MATHER GROUP, LLC. | History | No change | 2,087 | 28 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Reduced | 778 | 10 | 0.0% | 0.0% | 70 | -671 | -46.31% | Q3 2026 | Oct 27, 2026 |
| Allworth Financial LP | History | No change | 500 | 7 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| WPG Advisers, LLC | History | Reduced | 486 | 6 | 0.0% | 0.01% | 76 | -418 | -46.24% | Q3 2026 | Oct 27, 2026 |
| BESSEMER GROUP INC | History | No change | 362 | 6 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| North Star Investment Management Corp. | History | No change | 500 | 6 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| Farther Finance Advisors, LLC | History | No change | 500 | 6 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| Comprehensive Financial Planning, Inc./PA | History | No change | 500 | 6 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| ASSETMARK, INC | History | Reduced | 427 | 5 | 0.0% | 0.0% | 77 | -425 | -49.88% | Q3 2026 | Oct 21, 2026 |
| Key Capital Management, INC | History | Reduced | 199 | 2 | 0.0% | 0.0% | 79 | -1 | -0.5% | Q3 2026 | Nov 03, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 200 | 2 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| MRP Capital Investments, LLC | History | No change | 100 | 1 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Aviance Capital Partners, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -43,269 | -100.0% | Q3 2026 | Oct 28, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -17,715 | -100.0% | Q3 2026 | Nov 02, 2026 |
| CULLEN/FROST BANKERS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q3 2026 | Oct 28, 2026 |
| SIGNATUREFD, LLC | History | Added to | 15 | 0 | — | — | — | +1 | 7.14% | Q3 2026 | Oct 23, 2026 |