ELLSWORTH GROWTH & INCOME FUND LTD - ECF
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. | History | Reduced | 1,604,273 | 17,887 | 0.49% | 0.58% | 1 | -76,347 | -4.54% | Q1 2026 | May 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 947,639 | 10,566 | 0.0% | 0.0% | 2 | +1,235 | 0.13% | Q1 2026 | May 11, 2026 |
| SIT INVESTMENT ASSOCIATES INC | History | Added to | 933,053 | 10,404 | 0.21% | 0.22% | 3 | +501 | 0.05% | Q1 2026 | May 13, 2026 |
| Advisors Asset Management, Inc. | History | Added to | 405,352 | 4,519 | 0.08% | 0.08% | 4 | +11,434 | 2.9% | Q1 2026 | May 15, 2026 |
| Pathstone Holdings, LLC | History | Reduced | 247,149 | 2,755 | 0.01% | 0.01% | 5 | -30,753 | -11.07% | Q1 2026 | May 11, 2026 |
| Invesco Ltd. | History | Added to | 233,133 | 2,599 | 0.0% | 0.0% | 6 | +918 | 0.4% | Q1 2026 | May 12, 2026 |
| Bulldog Investors, LLP | History | Reduced | 228,613 | 2,549 | 0.57% | 0.69% | 7 | -39,223 | -14.64% | Q1 2026 | May 08, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 208,201 | 2,321 | 0.33% | 0.34% | 8 | +8,418 | 4.21% | Q1 2026 | May 11, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 166,514 | 1,856 | 0.01% | 0.01% | 9 | +2,185 | 1.33% | Q1 2026 | May 15, 2026 |
| MORGAN STANLEY | History | Reduced | 144,347 | 1,609 | 0.0% | 0.0% | 10 | -10,432 | -6.74% | Q1 2026 | May 15, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 135,153 | 1,506 | 0.0% | 0.0% | 11 | -9,727 | -6.71% | Q1 2026 | May 14, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 102,042 | 1,137 | 0.0% | 0.0% | 12 | -5,774 | -5.36% | Q1 2026 | May 15, 2026 |
| CAPSTONE INVESTMENT ADVISORS, LLC | History | No change | 81,490 | 908 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 81,328 | 906 | 0.0% | 0.0% | 14 | -41 | -0.05% | Q1 2026 | May 14, 2026 |
| UHLMANN PRICE SECURITIES, LLC | History | Added to | 68,718 | 766 | 0.05% | 0.47% | 15 | +1,000 | 1.48% | Q1 2026 | Apr 16, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | Reduced | 68,777 | 766 | 0.04% | 0.05% | 16 | -994 | -1.42% | Q1 2026 | Apr 16, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 55,309 | 617 | 0.0% | 0.0% | 17 | +7,955 | 16.8% | Q1 2026 | May 15, 2026 |
| Institute for Wealth Management, LLC. | History | Reduced | 52,756 | 588 | 0.06% | 0.07% | 18 | -1,101 | -2.04% | Q1 2026 | May 13, 2026 |
| Waverly Advisors, LLC | History | Added to | 42,499 | 473 | 0.0% | 0.0% | 19 | +1,300 | 3.16% | Q1 2026 | May 15, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 39,594 | 443 | 0.0% | 0.0% | 20 | -22,553 | -36.29% | Q1 2026 | Apr 08, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | No change | 32,592 | 363 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Focus Partners Wealth | History | No change | 32,006 | 356 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Aviance Capital Partners, LLC | History | Added to | 30,754 | 342 | 0.04% | 0.04% | 23 | +174 | 0.57% | Q1 2026 | May 06, 2026 |
| Private Advisor Group, LLC | History | Added to | 27,015 | 301 | 0.0% | 0.0% | 24 | +1,916 | 7.63% | Q1 2026 | Apr 24, 2026 |
| K2 PRINCIPAL FUND, L.P. | History | No change | 24,619 | 274 | 0.02% | 0.02% | 25 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Shaker Financial Services, LLC | History | Reduced | 23,431 | 261 | 0.09% | 0.11% | 27 | -6,216 | -20.97% | Q1 2026 | May 12, 2026 |
| LPL Financial LLC | History | Added to | 23,435 | 261 | 0.0% | 0.0% | 26 | +127 | 0.54% | Q1 2026 | May 06, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | No change | 22,198 | 247 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Ruggaard & Associates LLC | History | No change | 18,772 | 218 | 0.09% | 0.09% | 29 | 0 | 0.0% | Q4 2025 | Feb 20, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 18,458 | 205 | 0.0% | 0.0% | 30 | +2,139 | 13.11% | Q1 2026 | May 15, 2026 |
| PMG Family Office LLC | History | Added to | 18,359 | 204 | 0.23% | 0.25% | 31 | +73 | 0.4% | Q1 2026 | Apr 17, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 17,470 | 195 | 0.0% | 0.0% | 32 | +768 | 4.6% | Q1 2026 | Apr 30, 2026 |
| Beckerman Institutional, LLC | History | No change | 12,794 | 142 | 0.08% | 0.08% | 33 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Old Port Advisors | History | Reduced | 12,416 | 138 | 0.03% | 0.04% | 34 | -1,911 | -13.34% | Q1 2026 | Apr 06, 2026 |
| UBS Group AG | History | Added to | 12,097 | 134 | 0.0% | 0.0% | 35 | +1,470 | 13.83% | Q1 2026 | May 05, 2026 |
| MERIDIAN INVESTMENT COUNSEL INC. | History | No change | 11,100 | 123 | 0.03% | 0.03% | 36 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | New | 10,084 | 112 | 0.0% | — | 37 | +10,084 | New | Q1 2026 | May 04, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 64,650 | 64 | 0.0% | 0.0% | 38 | -4,337 | -6.29% | Q1 2026 | May 15, 2026 |
| GILPIN WEALTH MANAGEMENT, LLC | History | No change | 4,000 | 44 | 0.03% | 0.04% | 39 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | New | 3,859 | 43 | 0.0% | — | 40 | +3,859 | New | Q1 2026 | May 04, 2026 |
| AdvisorNet Financial, Inc | History | Added to | 3,041 | 33 | 0.0% | 0.0% | 41 | +9 | 0.3% | Q1 2026 | Apr 17, 2026 |
| Global Retirement Partners, LLC | History | No change | 2,052 | 23 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| MAI Capital Management | History | No change | 2,000 | 22 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Sunbelt Securities, Inc. | History | No change | 2,000 | 22 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Basepoint Wealth LLC | History | Added to | 1,081 | 12 | 0.01% | 0.01% | 45 | +19 | 1.79% | Q1 2026 | May 07, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 455 | 4 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Medallion Wealth Advisors, LLC | History | No change | 352 | 3 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | New | 250 | 2 | 0.0% | — | 48 | +250 | New | Q1 2026 | Apr 06, 2026 |
| Cetera Investment Advisers | History | Closed out | 0 | 0 | — | 0.0% | — | -11,012 | -100.0% | Q1 2026 | May 13, 2026 |
| Cape Investment Advisory, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -1,767 | -100.0% | Q1 2026 | May 15, 2026 |
| VALLEY NATIONAL ADVISERS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -333 | -100.0% | Q1 2026 | Apr 15, 2026 |
| Sound Income Strategies, LLC | History | Closed out | 0 | 0 | — | — | — | -62 | -100.0% | Q1 2026 | Apr 27, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | — | — | -57 | -100.0% | Q1 2026 | May 15, 2026 |
| GAMMA Investing LLC | History | Closed out | 0 | 0 | — | — | — | -15 | -100.0% | Q1 2026 | Apr 06, 2026 |
| Parallel Advisors, LLC | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 07, 2026 |