ELLSWORTH GROWTH & INCOME FUND LTD - ECF
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. | History | No change | 1,604,273 | 21,192 | 0.54% | 0.49% | 1 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SIT INVESTMENT ASSOCIATES INC | History | Added to | 936,651 | 12,373 | 0.23% | 0.21% | 2 | +3,598 | 0.39% | Q2 2026 | Aug 12, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 931,846 | 12,309 | 0.0% | 0.0% | 3 | -15,793 | -1.67% | Q2 2026 | Aug 14, 2026 |
| Advisors Asset Management, Inc. | History | Reduced | 402,884 | 5,322 | 0.08% | 0.08% | 4 | -2,468 | -0.61% | Q2 2026 | Aug 13, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 239,144 | 3,159 | 0.39% | 0.33% | 5 | +30,943 | 14.86% | Q2 2026 | Aug 05, 2026 |
| Bulldog Investors, LLP | History | Reduced | 228,134 | 3,013 | 0.66% | 0.57% | 6 | -479 | -0.21% | Q2 2026 | Aug 14, 2026 |
| Pathstone Holdings, LLC | History | Reduced | 209,392 | 2,766 | 0.01% | 0.01% | 7 | -37,757 | -15.28% | Q2 2026 | Aug 13, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 193,775 | 2,559 | 0.02% | 0.01% | 8 | +27,261 | 16.37% | Q2 2026 | Aug 12, 2026 |
| Invesco Ltd. | History | Reduced | 191,598 | 2,531 | 0.0% | 0.0% | 9 | -41,535 | -17.82% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | Reduced | 142,802 | 1,886 | 0.0% | 0.0% | 10 | -1,545 | -1.07% | Q2 2026 | Aug 13, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 133,444 | 1,762 | 0.0% | 0.0% | 11 | -1,709 | -1.26% | Q2 2026 | Aug 12, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 104,102 | 1,375 | 0.0% | 0.0% | 12 | +2,060 | 2.02% | Q2 2026 | Aug 14, 2026 |
| VIMA LLC | History | New | 88,232 | 1,165 | 1.14% | — | 13 | +88,232 | New | Q2 2026 | Jul 24, 2026 |
| CAPSTONE INVESTMENT ADVISORS, LLC | History | No change | 81,490 | 1,076 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 81,328 | 1,074 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Added to | 76,777 | 1,014 | 0.01% | 0.0% | 16 | +72,918 | 1889.56% | Q2 2026 | Aug 10, 2026 |
| UHLMANN PRICE SECURITIES, LLC | History | Added to | 73,888 | 976 | 0.04% | 0.05% | 17 | +5,170 | 7.52% | Q2 2026 | Jul 24, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | Reduced | 66,203 | 874 | 0.05% | 0.04% | 18 | -2,574 | -3.74% | Q2 2026 | Aug 12, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 54,655 | 722 | 0.0% | 0.0% | 19 | -654 | -1.18% | Q2 2026 | Aug 14, 2026 |
| Institute for Wealth Management, LLC. | History | Reduced | 52,289 | 690 | 0.06% | 0.06% | 20 | -467 | -0.89% | Q2 2026 | Jul 28, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 49,984 | 660 | 0.0% | 0.0% | 21 | -14,666 | -22.69% | Q2 2026 | Aug 12, 2026 |
| Shaker Financial Services, LLC | History | Added to | 45,699 | 603 | 0.19% | 0.09% | 22 | +22,268 | 95.04% | Q2 2026 | Jul 15, 2026 |
| Waverly Advisors, LLC | History | Reduced | 38,919 | 514 | 0.0% | 0.0% | 23 | -3,580 | -8.42% | Q2 2026 | Aug 14, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 37,508 | 480 | 0.0% | 0.0% | 24 | -2,086 | -5.27% | Q2 2026 | Jul 15, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | No change | 32,592 | 430 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 32,332 | 427 | 0.0% | 0.0% | 26 | +22,248 | 220.63% | Q2 2026 | Sep 23, 2026 |
| Focus Partners Wealth | History | No change | 32,006 | 422 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Aviance Capital Partners, LLC | History | Added to | 30,905 | 408 | 0.04% | 0.04% | 28 | +151 | 0.49% | Q2 2026 | Jul 30, 2026 |
| Private Advisor Group, LLC | History | Added to | 27,029 | 357 | 0.0% | 0.0% | 29 | +14 | 0.05% | Q2 2026 | Jul 27, 2026 |
| K2 PRINCIPAL FUND, L.P. | History | No change | 24,619 | 325 | 0.02% | 0.02% | 30 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| LPL Financial LLC | History | Added to | 23,546 | 311 | 0.0% | 0.0% | 31 | +111 | 0.47% | Q2 2026 | Aug 07, 2026 |
| UBS Group AG | History | Added to | 20,184 | 266 | 0.0% | 0.0% | 32 | +8,087 | 66.85% | Q2 2026 | Aug 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 19,831 | 261 | 0.0% | 0.0% | 33 | +1,373 | 7.44% | Q2 2026 | Aug 14, 2026 |
| Ruggaard & Associates LLC | History | No change | 18,772 | 247 | 0.09% | 0.08% | 34 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| PMG Family Office LLC | History | Added to | 18,529 | 244 | 0.22% | 0.23% | 35 | +170 | 0.93% | Q2 2026 | Jul 16, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Reduced | 18,242 | 240 | 0.0% | 0.0% | 36 | -3,956 | -17.82% | Q2 2026 | Aug 13, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 17,438 | 230 | 0.0% | 0.0% | 37 | -32 | -0.18% | Q2 2026 | Jul 27, 2026 |
| CEERA INVESTMENTS, LLC | History | New | 13,719 | 181 | 0.08% | — | 38 | +13,719 | New | Q2 2026 | Aug 05, 2026 |
| Beckerman Institutional, LLC | History | No change | 12,794 | 169 | 0.08% | 0.08% | 39 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Old Port Advisors | History | Reduced | 11,967 | 158 | 0.03% | 0.03% | 40 | -449 | -3.62% | Q2 2026 | Jul 21, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | New | 11,650 | 153 | 0.01% | — | 41 | +11,650 | New | Q2 2026 | Aug 14, 2026 |
| MERIDIAN INVESTMENT COUNSEL INC. | History | No change | 11,100 | 146 | 0.03% | 0.03% | 42 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| IFG Advisory, LLC | History | New | 4,053 | 53 | 0.0% | — | 43 | +4,053 | New | Q2 2026 | Aug 13, 2026 |
| GILPIN WEALTH MANAGEMENT, LLC | History | No change | 4,000 | 52 | 0.04% | 0.03% | 44 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Global Retirement Partners, LLC | History | New | 2,116 | 27 | 0.0% | — | 45 | +2,116 | New | Q2 2026 | Aug 06, 2026 |
| Clear Street Group Inc. | History | New | 1,835 | 24 | 0.0% | — | 46 | +1,835 | New | Q2 2026 | Aug 12, 2026 |
| Cape Investment Advisory, Inc. | History | New | 1,767 | 23 | 0.01% | — | 47 | +1,767 | New | Q2 2026 | Jul 23, 2026 |
| Sunbelt Securities, Inc. | History | No change | 2,000 | 22 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | New | 1,300 | 17 | 0.0% | — | 49 | +1,300 | New | Q2 2026 | Aug 12, 2026 |
| Basepoint Wealth LLC | History | Added to | 1,096 | 14 | 0.01% | 0.01% | 50 | +15 | 1.39% | Q2 2026 | Aug 10, 2026 |
| AdvisorNet Financial, Inc | History | Reduced | 555 | 7 | 0.0% | 0.0% | 51 | -2,486 | -81.75% | Q2 2026 | Jul 23, 2026 |
| MAI Capital Management | History | Closed out | 0 | 0 | — | 0.0% | — | -2,000 | -100.0% | Q2 2026 | Aug 14, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Closed out | 0 | 0 | — | 0.0% | — | -455 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Medallion Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -352 | -100.0% | Q2 2026 | Aug 14, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -250 | -100.0% | Q2 2026 | Jul 15, 2026 |
| Parallel Advisors, LLC | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |