ELLSWORTH GROWTH & INCOME FUND LTD - ECF
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. | History | Added to | 1,680,620 | 19,545 | 0.58% | 0.52% | 1 | +45,368 | 2.77% | Q4 2025 | Feb 17, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 946,404 | 11,006 | 0.0% | 0.0% | 2 | +30,142 | 3.29% | Q4 2025 | Feb 13, 2026 |
| SIT INVESTMENT ASSOCIATES INC | History | Added to | 932,552 | 10,846 | 13.3% | 0.21% | 3 | +43,839 | 4.93% | Q4 2025 | Feb 25, 2026 |
| Advisors Asset Management, Inc. | History | Added to | 393,918 | 4,581 | 0.08% | 0.04% | 4 | +166,043 | 72.87% | Q4 2025 | Feb 12, 2026 |
| Pathstone Holdings, LLC | History | New | 277,902 | 3,231 | 0.01% | — | 5 | +277,902 | New | Q4 2025 | Feb 13, 2026 |
| Bulldog Investors, LLP | History | Reduced | 267,836 | 3,114 | 0.69% | 0.84% | 6 | -44,627 | -14.28% | Q4 2025 | Feb 13, 2026 |
| Invesco Ltd. | History | Added to | 232,215 | 2,700 | 0.0% | 0.0% | 7 | +34,026 | 17.17% | Q4 2025 | Feb 19, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 199,783 | 2,323 | 0.34% | 0.33% | 8 | +13,974 | 7.52% | Q4 2025 | Feb 09, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 164,329 | 1,911 | 0.01% | 0.01% | 9 | +22,611 | 15.95% | Q4 2025 | Feb 17, 2026 |
| MORGAN STANLEY | History | Reduced | 154,779 | 1,800 | 0.0% | 0.0% | 10 | -11,368 | -6.84% | Q4 2025 | Feb 13, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 144,880 | 1,684 | 0.0% | 0.0% | 11 | -1,264 | -0.86% | Q4 2025 | Feb 13, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 107,816 | 1,253 | 0.0% | 0.0% | 12 | -33,572 | -23.74% | Q4 2025 | Feb 17, 2026 |
| CAPSTONE INVESTMENT ADVISORS, LLC | History | No change | 81,490 | 947 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 81,369 | 946 | 0.0% | 0.0% | 14 | +831 | 1.03% | Q4 2025 | Feb 18, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | New | 69,771 | 811 | 0.05% | — | 15 | +69,771 | New | Q4 2025 | Feb 17, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 68,987 | 802 | 0.0% | 0.0% | 16 | -5,923 | -7.91% | Q4 2025 | Feb 18, 2026 |
| UHLMANN PRICE SECURITIES, LLC | History | Reduced | 67,718 | 787 | 0.47% | 0.48% | 17 | -119 | -0.18% | Q4 2025 | Jan 12, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 62,147 | 740 | 0.0% | 0.0% | 18 | -15,895 | -20.37% | Q4 2025 | Jan 08, 2026 |
| Institute for Wealth Management, LLC. | History | Reduced | 53,857 | 626 | 0.07% | 0.07% | 19 | -2,027 | -3.63% | Q4 2025 | Jan 27, 2026 |
| ROYAL BANK OF CANADA | History | New | 47,354 | 550 | 0.0% | — | 20 | +47,354 | New | Q4 2025 | Feb 17, 2026 |
| Waverly Advisors, LLC | History | Added to | 41,199 | 479 | 0.0% | 0.0% | 21 | +1,392 | 3.5% | Q4 2025 | Feb 17, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 32,592 | 379 | 0.0% | 0.0% | 22 | +13,199 | 68.06% | Q4 2025 | Feb 12, 2026 |
| Focus Partners Wealth | History | New | 32,006 | 372 | 0.0% | — | 23 | +32,006 | New | Q4 2025 | Feb 13, 2026 |
| Aviance Capital Partners, LLC | History | Added to | 30,580 | 355 | 0.04% | 0.04% | 24 | +352 | 1.16% | Q4 2025 | Feb 06, 2026 |
| Shaker Financial Services, LLC | History | Reduced | 29,647 | 344 | 0.11% | 0.39% | 25 | -69,554 | -70.11% | Q4 2025 | Jan 26, 2026 |
| Private Advisor Group, LLC | History | Added to | 25,099 | 291 | 0.0% | 0.0% | 26 | +850 | 3.51% | Q4 2025 | Feb 17, 2026 |
| K2 PRINCIPAL FUND, L.P. | History | Added to | 24,619 | 286 | 0.02% | 0.02% | 27 | +834 | 3.51% | Q4 2025 | Feb 13, 2026 |
| LPL Financial LLC | History | Added to | 23,308 | 271 | 0.0% | 0.0% | 28 | +5,051 | 27.67% | Q4 2025 | Feb 11, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | No change | 22,198 | 258 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Ruggaard & Associates LLC | History | No change | 18,772 | 218 | 0.09% | 0.08% | 30 | 0 | 0.0% | Q4 2025 | Feb 20, 2026 |
| PMG Family Office LLC | History | No change | 18,286 | 212 | 0.25% | 0.24% | 31 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 16,702 | 194 | 0.0% | 0.0% | 32 | -2,160 | -11.45% | Q4 2025 | Feb 05, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 16,319 | 189 | 0.0% | 0.0% | 33 | -1,023 | -5.9% | Q4 2025 | Feb 17, 2026 |
| Old Port Advisors | History | Reduced | 14,327 | 166 | 0.04% | 0.04% | 34 | -755 | -5.01% | Q4 2025 | Jan 08, 2026 |
| Beckerman Institutional, LLC | History | No change | 12,794 | 148 | 0.08% | 0.09% | 35 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| MERIDIAN INVESTMENT COUNSEL INC. | History | No change | 11,100 | 129 | 0.03% | 0.03% | 36 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| Cetera Investment Advisers | History | Reduced | 11,012 | 128 | 0.0% | 0.0% | 37 | -1,795 | -14.02% | Q4 2025 | Feb 17, 2026 |
| UBS Group AG | History | Added to | 10,627 | 123 | 0.0% | 0.0% | 38 | +486 | 4.79% | Q4 2025 | Jan 29, 2026 |
| GILPIN WEALTH MANAGEMENT, LLC | History | New | 4,000 | 46 | 0.04% | — | 39 | +4,000 | New | Q4 2025 | Feb 11, 2026 |
| AdvisorNet Financial, Inc | History | Added to | 3,032 | 35 | 0.0% | 0.0% | 40 | +18 | 0.6% | Q4 2025 | Jan 20, 2026 |
| Global Retirement Partners, LLC | History | Reduced | 2,052 | 23 | 0.0% | 0.0% | 43 | -5,313 | -72.14% | Q4 2025 | Feb 06, 2026 |
| MAI Capital Management | History | No change | 2,000 | 23 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Sunbelt Securities, Inc. | History | No change | 2,000 | 23 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q4 2025 | Feb 20, 2026 |
| Cape Investment Advisory, Inc. | History | No change | 1,767 | 20 | 0.01% | 0.02% | 44 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Basepoint Wealth LLC | History | New | 1,062 | 12 | 0.01% | — | 45 | +1,062 | New | Q4 2025 | Feb 10, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | New | 455 | 5 | 0.0% | — | 46 | +455 | New | Q4 2025 | Feb 17, 2026 |
| VALLEY NATIONAL ADVISERS INC | History | No change | 333 | 3 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -112,334 | -100.0% | Q3 2025 | Oct 28, 2025 |
| Kovitz Investment Group Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -32,006 | -100.0% | Q3 2025 | Nov 10, 2025 |
| AQR Arbitrage LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -24,981 | -100.0% | Q3 2025 | Nov 14, 2025 |
| ALTFEST L J & CO INC | History | Closed out | 0 | 0 | — | 0.01% | — | -11,636 | -100.0% | Q3 2025 | Oct 21, 2025 |
| OAK HARBOR WEALTH PARTNERS, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -11,536 | -100.0% | Q3 2025 | Nov 04, 2025 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -11,118 | -100.0% | Q3 2025 | Nov 14, 2025 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,514 | -100.0% | Q3 2025 | Nov 07, 2025 |
| GPS Wealth Strategies Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -382 | -100.0% | Q3 2025 | Nov 03, 2025 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | — | — | -67 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Sound Income Strategies, LLC | History | New | 62 | 0 | — | — | — | +62 | New | Q4 2025 | Jan 21, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 57 | 0 | — | 0.0% | — | -36 | -38.71% | Q4 2025 | Feb 17, 2026 |
| Parallel Advisors, LLC | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| GAMMA Investing LLC | History | No change | 15 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 05, 2026 |