ALPS ETF Trust - ENFR
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL INC | History | No change | 584,387 | 22,265 | 0.01% | 0.01% | 1 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | No change | 500,813 | 19,081 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 389,675 | 14,846 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | No change | 389,363 | 14,834 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Gross & Hartman Investments LLC | History | No change | 356,235 | 13,572 | 5.99% | 5.99% | 5 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Safe Harbor Family Capital, LLC | History | No change | 252,052 | 9,603 | 6.42% | 6.42% | 6 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Advisors Asset Management, Inc. | History | No change | 249,802 | 9,517 | 0.15% | 0.15% | 7 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| HighTower Advisors, LLC | History | No change | 212,479 | 8,095 | 0.01% | 0.01% | 8 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 203,211 | 7,742 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 190,492 | 7,257 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Mariner, LLC | History | No change | 185,174 | 7,055 | 0.01% | 0.01% | 11 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 151,816 | 5,785 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Added to | 150,666 | 5,521 | 0.1% | 0.1% | 13 | +8,303 | 5.83% | Q3 2026 | Oct 13, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 115,428 | 4,398 | 0.01% | 0.01% | 14 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BRASADA CAPITAL MANAGEMENT, LP | History | No change | 111,189 | 4,236 | 0.76% | 0.76% | 15 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Aspire Capital Advisors LLC | History | No change | 107,865 | 4,109 | 0.8% | 0.8% | 16 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Private Wealth Advisors, LLC | History | No change | 100,117 | 3,814 | 0.98% | 0.98% | 17 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 97,898 | 3,729 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 96,419 | 3,673 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Castle Rock Wealth Management, LLC | History | Reduced | 94,200 | 3,601 | 0.68% | 0.72% | 20 | -3,139 | -3.22% | Q3 2026 | Oct 09, 2026 |
| Cetera Investment Advisers | History | No change | 87,894 | 3,348 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| UBS Group AG | History | No change | 76,305 | 2,907 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Arax Advisory Partners | History | No change | 70,212 | 2,675 | 0.02% | 0.02% | 23 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Sanctuary Advisors, LLC | History | No change | 68,131 | 2,595 | 0.01% | 0.01% | 24 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Corient Private Wealth LP | History | No change | 63,999 | 2,438 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Aug 27, 2026 |
| KRAEMATON INVESTMENT ADVISORS, INC | History | Added to | 64,904 | 2,378 | 1.78% | 1.77% | 26 | +2,460 | 3.94% | Q3 2026 | Nov 02, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 60,446 | 2,302 | 0.0% | 0.0% | 27 | -865 | -1.41% | Q3 2026 | Oct 13, 2026 |
| Keystone Financial Group, Inc. | History | Added to | 59,196 | 2,169 | 1.16% | 0.14% | 28 | +52,313 | 760.03% | Q3 2026 | Oct 13, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 58,590 | 2,147 | 0.0% | 0.0% | 29 | +13,060 | 28.68% | Q3 2026 | Nov 02, 2026 |
| Beacon Pointe Advisors, LLC | History | No change | 56,064 | 2,136 | 0.01% | 0.01% | 30 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| Tenzing Financial LLC | History | Added to | 55,151 | 2,111 | 1.43% | 1.38% | 31 | +2,117 | 3.99% | Q3 2026 | Nov 03, 2026 |
| TFO Wealth Partners, LLC | History | No change | 51,121 | 1,947 | 0.21% | 0.21% | 32 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| VALEN PRIVATE CAPITAL, LLC | History | New | 52,026 | 1,906 | 0.59% | — | 33 | +52,026 | New | Q3 2026 | Oct 23, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 49,690 | 1,893 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| XML Financial, LLC | History | Reduced | 46,932 | 1,720 | 0.12% | 0.13% | 35 | -214 | -0.45% | Q3 2026 | Oct 29, 2026 |
| TCFG Investment Advisors, LLC | History | Added to | 44,683 | 1,637 | 0.56% | 0.56% | 36 | +1,350 | 3.12% | Q3 2026 | Oct 20, 2026 |
| Meixler Investment Management, Ltd. | History | New | 43,749 | 1,603 | 0.87% | — | 37 | +43,749 | New | Q3 2026 | Nov 03, 2026 |
| Mills Wealth Advisors LLC | History | Reduced | 42,309 | 1,550 | 0.49% | 0.51% | 38 | -119 | -0.28% | Q3 2026 | Oct 22, 2026 |
| Summit Financial Wealth Advisors, LLC | History | Added to | 38,858 | 1,424 | 0.18% | 0.19% | 39 | +215 | 0.56% | Q3 2026 | Oct 15, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 37,394 | 1,370 | 0.0% | 0.0% | 40 | +26,277 | 236.37% | Q3 2026 | Nov 02, 2026 |
| Astoria Portfolio Advisors LLC. | History | No change | 34,180 | 1,302 | 0.22% | 0.22% | 41 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Gilliland Jeter Wealth Management LLC | History | Reduced | 34,767 | 1,274 | 0.32% | 0.35% | 42 | -164 | -0.47% | Q3 2026 | Oct 28, 2026 |
| Greenline Partners, LLC | History | No change | 32,408 | 1,234 | 0.13% | 0.13% | 43 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RAINEY & RANDALL WEALTH ADVISORS INC. | History | No change | 28,994 | 1,062 | 0.15% | 0.16% | 44 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| NewEdge Advisors, LLC | History | No change | 27,652 | 1,053 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Dynamic Advisor Solutions LLC | History | Added to | 27,352 | 1,002 | 0.03% | 0.03% | 46 | +360 | 1.33% | Q3 2026 | Oct 13, 2026 |
| Wealthfront Advisers LLC | History | No change | 25,259 | 962 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| IHT Wealth Management, LLC | History | No change | 25,230 | 961 | 0.02% | 0.02% | 48 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Dakota Wealth Management | History | No change | 25,214 | 960 | 0.02% | 0.02% | 49 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| GTS SECURITIES LLC | History | No change | 24,854 | 946 | 0.02% | 0.02% | 50 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CITADEL ADVISORS LLC | History | No change | 24,617 | 937 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| CHOREO, LLC | History | Added to | 24,852 | 910 | 0.01% | 0.01% | 52 | +23 | 0.09% | Q3 2026 | Oct 28, 2026 |
| Windsor Advisory Group, LLC | History | No change | 23,000 | 876 | 0.64% | 0.64% | 53 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SANDERS MORRIS HARRIS LLC | History | New | 20,000 | 747 | 0.1% | — | 55 | +20,000 | New | Q3 2026 | Oct 14, 2026 |
| Summit Financial, LLC | History | No change | 19,629 | 747 | 0.01% | 0.01% | 54 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| WNY Asset Management, LLC | History | No change | 19,573 | 745 | 0.07% | 0.07% | 56 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Compound Planning, Inc. | History | Added to | 19,932 | 730 | 0.02% | 0.02% | 57 | +663 | 3.44% | Q3 2026 | Nov 05, 2026 |
| Atria Investments, Inc | History | Reduced | 17,735 | 649 | 0.01% | 0.01% | 58 | -6,345 | -26.35% | Q3 2026 | Oct 15, 2026 |
| 10Elms LLP | History | No change | 16,742 | 637 | 0.27% | 0.27% | 59 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Fielder Capital Group LLC | History | No change | 16,313 | 621 | 0.13% | 0.13% | 60 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Artesa Financial Group, LLC | History | Added to | 16,482 | 604 | 0.49% | 0.28% | 61 | +7,997 | 94.25% | Q3 2026 | Oct 29, 2026 |
| CIBC Bancorp USA Inc. | History | No change | 15,384 | 586 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| PUFF WEALTH MANAGEMENT, LLC | History | Added to | 15,710 | 575 | 0.54% | 0.51% | 63 | +2,456 | 18.53% | Q3 2026 | Oct 07, 2026 |
| Onyx Bridge Wealth Group LLC | History | Added to | 15,688 | 574 | 0.05% | 0.05% | 64 | +116 | 0.74% | Q3 2026 | Oct 16, 2026 |
| FIFTH THIRD BANCORP | History | Added to | 15,378 | 563 | 0.0% | 0.0% | 65 | +656 | 4.46% | Q3 2026 | Nov 05, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | No change | 14,507 | 552 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Aug 19, 2026 |
| Envision Financial Transparency, LLC | History | No change | 14,400 | 548 | 0.47% | 0.47% | 67 | 0 | 0.0% | Q2 2026 | Aug 21, 2026 |
| Private Advisor Group, LLC | History | No change | 14,368 | 547 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Bank of New York Mellon Corp | History | Added to | 13,775 | 504 | 0.0% | 0.0% | 69 | +38 | 0.28% | Q3 2026 | Nov 05, 2026 |
| Venture Visionary Partners LLC | History | New | 12,867 | 471 | 0.01% | — | 70 | +12,867 | New | Q3 2026 | Oct 07, 2026 |
| Cresset Asset Management, LLC | History | No change | 12,125 | 461 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Sowell Financial Services LLC | History | Reduced | 11,054 | 405 | 0.01% | 0.01% | 72 | -138 | -1.23% | Q3 2026 | Oct 23, 2026 |
| Rothschild Wealth LLC | History | No change | 10,240 | 390 | 0.03% | 0.03% | 73 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| MAI Capital Management | History | No change | 10,133 | 386 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| INSIGNEO ADVISORY SERVICES, LLC | History | No change | 9,933 | 378 | 0.01% | 0.01% | 75 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 9,345 | 362 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ROYAL BANK OF CANADA | History | No change | 8,913 | 340 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Glass Jacobson Investment Advisors llc | History | Reduced | 9,183 | 336 | 0.1% | 0.13% | 78 | -1,477 | -13.86% | Q3 2026 | Oct 26, 2026 |
| Focus Partners Advisor Solutions, LLC | History | No change | 8,576 | 326 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 8,550 | 313 | 0.0% | 0.0% | 80 | -4,300 | -33.46% | Q3 2026 | Oct 27, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 8,197 | 312 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MILLER HOWARD INVESTMENTS INC /NY | History | New | 8,473 | 310 | 0.01% | — | 82 | +8,473 | New | Q3 2026 | Oct 26, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 8,447 | 309 | 0.0% | 0.0% | 83 | -1,329 | -13.59% | Q3 2026 | Nov 02, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 8,060 | 307 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Bulwark Capital Corp | History | No change | 8,255 | 302 | 0.16% | 0.18% | 85 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| MGO ONE SEVEN LLC | History | Added to | 8,113 | 297 | 0.0% | 0.0% | 86 | +2,128 | 35.56% | Q3 2026 | Oct 28, 2026 |
| NORTHWEST WEALTH MANAGEMENT, LLC | History | Reduced | 7,926 | 290 | 0.04% | 0.04% | 87 | -616 | -7.21% | Q3 2026 | Oct 30, 2026 |
| BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. | History | No change | 7,382 | 281 | 0.04% | 0.04% | 88 | 0 | 0.0% | Q2 2026 | Oct 30, 2026 |
| BFC Planning, Inc. | History | No change | 7,382 | 281 | 0.01% | 0.01% | 89 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | No change | 7,316 | 278 | 0.02% | 0.02% | 90 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Savvy Advisors, Inc. | History | No change | 6,631 | 252 | 0.01% | 0.01% | 91 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Keudell/Morrison Wealth Management | History | No change | 6,750 | 247 | 0.04% | 0.05% | 92 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| Bright Futures Wealth Management, LLC. | History | Added to | 6,691 | 245 | 0.17% | 0.16% | 93 | +51 | 0.77% | Q3 2026 | Oct 23, 2026 |
| Allspring Global Investments Holdings, LLC | History | New | 5,979 | 222 | 0.0% | — | 94 | +5,979 | New | Q3 2026 | Nov 04, 2026 |
| LVW Advisors, LLC | History | Reduced | 5,889 | 215 | 0.02% | 0.02% | 95 | -346 | -5.55% | Q3 2026 | Oct 19, 2026 |
| Fermata Advisors, LLC | History | Reduced | 5,806 | 212 | 0.04% | 0.08% | 96 | -4,676 | -44.61% | Q3 2026 | Oct 09, 2026 |
| Norris Financial Group, LLC | History | No change | 5,525 | 210 | 0.08% | 0.08% | 97 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 5,376 | 204 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Visionary Wealth Advisors | History | New | 5,565 | 203 | 0.01% | — | 99 | +5,565 | New | Q3 2026 | Nov 04, 2026 |
| IFP Advisors, Inc | History | Added to | 5,311 | 194 | 0.0% | 0.0% | 100 | +18 | 0.34% | Q3 2026 | Oct 16, 2026 |
| Allworth Financial LP | History | No change | 4,828 | 183 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Latitude Advisors, LLC | History | New | 4,758 | 174 | 0.05% | — | 102 | +4,758 | New | Q3 2026 | Oct 27, 2026 |
| BlackRock, Inc. | History | No change | 3,800 | 144 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 3,588 | 136 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Anchor Investment Management, LLC | History | No change | 3,376 | 128 | 0.01% | 0.01% | 105 | 0 | 0.0% | Q2 2026 | Sep 15, 2026 |
| JPMORGAN CHASE & CO | History | No change | 3,272 | 125 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| MCGUIRE CAPITAL ADVISORS INC | History | No change | 3,214 | 122 | 0.07% | 0.07% | 107 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FMR LLC | History | No change | 2,993 | 114 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| VALLEY NATIONAL ADVISERS INC | History | No change | 3,130 | 114 | 0.01% | 0.01% | 109 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| Quantum Portfolio Management LLC | History | No change | 2,804 | 106 | 0.04% | 0.04% | 110 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CONGRESS ASSET MANAGEMENT CO | History | New | 92,527 | 92 | 0.0% | — | 111 | +92,527 | New | Q3 2026 | Oct 06, 2026 |
| Ashton Thomas Private Wealth, LLC | History | Reduced | 2,502 | 91 | 0.0% | 0.0% | 112 | -111 | -4.25% | Q3 2026 | Nov 02, 2026 |
| Index Technologies Group LLC | History | No change | 2,283 | 86 | 0.07% | 0.07% | 113 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FIDUCIARY FINANCIAL ADVISORS | History | No change | 1,727 | 65 | 0.01% | 0.01% | 114 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| EPG Wealth Management LLC | History | No change | 1,684 | 61 | 0.01% | 0.02% | 115 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| Medallion Wealth Advisors, LLC | History | No change | 1,350 | 51 | 0.02% | 0.02% | 116 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 1,200 | 45 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 1,131 | 43 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Innovative Asset Advisors Group, LLC | History | No change | 1,100 | 41 | 0.02% | 0.02% | 119 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Capital Advisors, Ltd. LLC | History | No change | 1,030 | 38 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| ST GERMAIN D J CO INC | History | No change | 584 | 22 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| GK Wealth Management LLC | History | New | 540 | 19 | 0.01% | — | 123 | +540 | New | Q3 2026 | Oct 09, 2026 |
| Spire Wealth Management | History | Added to | 524 | 19 | 0.0% | 0.0% | 122 | +5 | 0.96% | Q3 2026 | Oct 30, 2026 |
| Farther Finance Advisors, LLC | History | New | 500 | 18 | 0.0% | — | 126 | +500 | New | Q3 2026 | Oct 08, 2026 |
| BLAIR WILLIAM & CO/IL | History | No change | 475 | 18 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Moisand Fitzgerald Tamayo, LLC | History | No change | 500 | 18 | 0.0% | 0.0% | 125 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| HORIZON KINETICS ASSET MANAGEMENT LLC | History | No change | 465 | 17 | 0.0% | 0.0% | 127 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Triumph Capital Management | History | No change | 328 | 12 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| Strengthening Families & Communities, LLC | History | Reduced | 326 | 11 | 0.0% | 0.01% | 130 | -590 | -64.41% | Q3 2026 | Oct 21, 2026 |
| CX Institutional | History | Added to | 310 | 11 | 0.0% | 0.0% | 129 | +3 | 0.98% | Q3 2026 | Oct 02, 2026 |
| Global Retirement Partners, LLC | History | No change | 273 | 10 | 0.0% | 0.0% | 131 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| SHP Wealth Management | History | No change | 278 | 10 | 0.0% | 0.0% | 132 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Covestor Ltd | History | Reduced | 246 | 9 | 0.01% | 0.01% | 133 | -8 | -3.15% | Q3 2026 | Oct 30, 2026 |
| GoalVest Advisory LLC | History | No change | 230 | 8 | 0.0% | 0.0% | 134 | 0 | 0.0% | Q3 2026 | Oct 02, 2026 |
| Geneos Wealth Management Inc. | History | No change | 140 | 5 | 0.0% | 0.0% | 135 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Rossby Financial, LCC | History | New | 125 | 4 | 0.0% | — | 138 | +125 | New | Q3 2026 | Nov 05, 2026 |
| Bogart Wealth, LLC | History | No change | 110 | 4 | 0.0% | 0.0% | 136 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| WOLFF WIESE MAGANA LLC | History | No change | 118 | 4 | 0.0% | 0.0% | 137 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 96 | 3 | 0.0% | 0.0% | 139 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| IFG Advisory, LLC | History | No change | 42 | 1 | 0.0% | 0.0% | 140 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| GFS Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -13,500 | -100.0% | Q3 2026 | Nov 03, 2026 |
| Prospera Financial Services Inc | History | Closed out | 0 | 0 | — | 0.01% | — | -13,105 | -100.0% | Q3 2026 | Nov 04, 2026 |
| TD Waterhouse Canada Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,247 | -100.0% | Q3 2026 | Oct 16, 2026 |
| ASSETMARK, INC | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |