FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II - FEM
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 2,695,058 | 80,726 | 0.0% | 0.0% | 1 | +304,787 | 12.75% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Added to | 1,772,726 | 53,099 | 0.01% | 0.01% | 2 | +397,190 | 28.88% | Q1 2026 | May 06, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 1,346,747 | 40,340 | 0.01% | 0.01% | 3 | +167,455 | 14.2% | Q1 2026 | May 11, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 1,303,530 | 39,045 | 0.0% | 0.0% | 4 | +255,989 | 24.44% | Q1 2026 | May 15, 2026 |
| JANE STREET GROUP, LLC | History | New | 900,000 | 26,958 | 0.0% | — | 5 | +900,000 | New | Q1 2026 | May 12, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 849,362 | 25,441 | 0.01% | 0.0% | 6 | +279,142 | 48.95% | Q1 2026 | May 04, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 833,131 | 24,956 | 0.0% | 0.0% | 7 | -152,099 | -15.44% | Q1 2026 | May 15, 2026 |
| FIRST TRUST ADVISORS LP | History | Added to | 758,297 | 22,713 | 0.02% | 0.0% | 8 | +730,017 | 2581.39% | Q1 2026 | May 13, 2026 |
| UBS Group AG | History | Added to | 677,564 | 20,295 | 0.0% | 0.0% | 9 | +75,095 | 12.46% | Q1 2026 | May 05, 2026 |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | History | Added to | 617,179 | 18,486 | 0.32% | 0.29% | 10 | +11,746 | 1.94% | Q1 2026 | May 04, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 444,848 | 13,324 | 0.0% | 0.0% | 11 | +653 | 0.15% | Q1 2026 | May 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 443,763 | 13,292 | 0.03% | 0.03% | 12 | +4,442 | 1.01% | Q1 2026 | Apr 30, 2026 |
| TCP Asset Management, LLC | History | New | 440,485 | 13,194 | 1.7% | — | 13 | +440,485 | New | Q1 2026 | Apr 10, 2026 |
| Sanctuary Advisors, LLC | History | Reduced | 379,901 | 11,379 | 0.06% | 0.06% | 14 | -33,832 | -8.18% | Q1 2026 | May 05, 2026 |
| Cetera Investment Advisers | History | Added to | 365,701 | 10,954 | 0.01% | 0.01% | 15 | +73,681 | 25.23% | Q1 2026 | May 13, 2026 |
| ASSETMARK, INC | History | Added to | 321,004 | 9,615 | 0.02% | 0.01% | 16 | +93,615 | 41.17% | Q1 2026 | May 06, 2026 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | No change | 313,808 | 9,399 | 0.02% | 0.02% | 17 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Private Advisor Group, LLC | History | Added to | 280,508 | 8,402 | 0.04% | 0.04% | 18 | +3,323 | 1.2% | Q1 2026 | Apr 24, 2026 |
| Bank of New York Mellon Corp | History | Added to | 228,038 | 6,830 | 0.0% | 0.0% | 19 | +9,039 | 4.13% | Q1 2026 | May 05, 2026 |
| Gateway Wealth Partners, LLC | History | Added to | 155,246 | 4,650 | 0.18% | 0.16% | 20 | +102,342 | 193.45% | Q1 2026 | May 15, 2026 |
| HighTower Advisors, LLC | History | Added to | 150,949 | 4,522 | 0.0% | 0.0% | 21 | +125,402 | 490.87% | Q1 2026 | May 05, 2026 |
| BENJAMIN EDWARDS INC | History | Added to | 141,157 | 4,229 | 0.04% | 0.03% | 22 | +55,614 | 65.01% | Q1 2026 | May 12, 2026 |
| GREENUP STREET WEALTH MANAGEMENT LLC | History | New | 136,844 | 4,098 | 0.58% | — | 23 | +136,844 | New | Q1 2026 | Apr 20, 2026 |
| Atria Investments, Inc | History | Added to | 118,473 | 3,548 | 0.04% | 0.03% | 24 | +18,825 | 18.89% | Q1 2026 | May 05, 2026 |
| Prospera Financial Services Inc | History | Added to | 109,087 | 3,267 | 0.05% | 0.03% | 25 | +34,213 | 45.69% | Q1 2026 | Apr 14, 2026 |
| IFP Advisors, Inc | History | Added to | 108,174 | 3,240 | 0.07% | 0.02% | 26 | +68,455 | 172.35% | Q1 2026 | Apr 13, 2026 |
| Kingsview Wealth Management, LLC | History | Reduced | 92,729 | 2,777 | 0.04% | 0.04% | 27 | -6,637 | -6.68% | Q1 2026 | May 12, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 92,588 | 2,773 | 0.01% | 0.0% | 28 | +29,118 | 45.88% | Q1 2026 | Apr 22, 2026 |
| Wagner Wealth Management, Corp | History | New | 92,316 | 2,765 | 2.48% | — | 29 | +92,316 | New | Q1 2026 | May 05, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | New | 82,441 | 2,493 | 0.01% | — | 30 | +82,441 | New | Q1 2026 | Apr 08, 2026 |
| CWM, LLC | History | Added to | 79,359 | 2,377 | 0.01% | 0.0% | 31 | +47,567 | 149.62% | Q1 2026 | May 14, 2026 |
| CITADEL ADVISORS LLC | History | New | 74,584 | 2,234 | 0.0% | — | 32 | +74,584 | New | Q1 2026 | May 15, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 69,621 | 2,085 | 0.03% | 0.03% | 33 | +1,117 | 1.63% | Q1 2026 | May 13, 2026 |
| AE Wealth Management LLC | History | Added to | 67,932 | 2,034 | 0.01% | 0.01% | 34 | +11,489 | 20.36% | Q1 2026 | May 13, 2026 |
| Midwest Financial Group LLC | History | Reduced | 66,970 | 2,006 | 0.86% | 0.83% | 35 | -1,458 | -2.13% | Q1 2026 | Apr 22, 2026 |
| Orion Porfolio Solutions, LLC | History | Added to | 62,123 | 1,860 | 0.02% | 0.01% | 36 | +24,291 | 64.21% | Q1 2026 | May 13, 2026 |
| Rathbones Group PLC | History | Added to | 59,637 | 1,786 | 0.01% | 0.0% | 37 | +13,558 | 29.42% | Q1 2026 | May 12, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 58,981 | 1,766 | 0.03% | 0.01% | 38 | +45,416 | 334.8% | Q1 2026 | May 15, 2026 |
| PARK AVENUE SECURITIES LLC | History | Added to | 57,682 | 1,728 | 0.01% | 0.01% | 39 | +18,205 | 46.12% | Q1 2026 | Apr 07, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 53,934 | 1,615 | 0.0% | 0.0% | 40 | -15,498 | -22.32% | Q1 2026 | May 15, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 50,904 | 1,524 | 0.0% | 0.0% | 41 | +7,046 | 16.07% | Q1 2026 | May 12, 2026 |
| OneAscent Financial Services LLC | History | Added to | 47,884 | 1,434 | 0.08% | 0.1% | 42 | +9,219 | 23.84% | Q1 2026 | Apr 21, 2026 |
| VestGen Advisors, LLC | History | Reduced | 43,209 | 1,431 | 0.04% | 0.05% | 43 | -529 | -1.21% | Q1 2026 | May 14, 2026 |
| Greenwich Wealth Management LLC | History | New | 46,545 | 1,394 | 0.06% | — | 44 | +46,545 | New | Q1 2026 | May 12, 2026 |
| Chicago Partners Investment Group LLC | History | Added to | 40,273 | 1,325 | 0.03% | 0.03% | 45 | +1,205 | 3.08% | Q1 2026 | May 04, 2026 |
| IMG Wealth Management, Inc. | History | New | 42,652 | 1,277 | 0.81% | — | 46 | +42,652 | New | Q1 2026 | May 15, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 43,269 | 1,262 | 0.0% | 0.0% | 47 | +16,711 | 62.92% | Q1 2026 | May 15, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 41,952 | 1,256 | 0.01% | 0.01% | 48 | +2 | 0.0% | Q1 2026 | May 08, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 41,843 | 1,253 | 0.0% | 0.0% | 49 | +706 | 1.72% | Q1 2026 | Apr 27, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 38,175 | 1,143 | 0.0% | 0.0% | 50 | -2,629 | -6.44% | Q1 2026 | Apr 30, 2026 |
| Snowden Capital Advisors LLC | History | Reduced | 37,880 | 1,134 | 0.03% | 0.03% | 51 | -672 | -1.74% | Q1 2026 | May 14, 2026 |
| Pacific Excel Wealth Advisors, Inc. | History | Added to | 35,240 | 1,055 | 1.11% | 0.77% | 52 | +20,348 | 136.64% | Q1 2026 | May 13, 2026 |
| IAMS WEALTH MANAGEMENT, LLC | History | Added to | 33,990 | 1,018 | 0.35% | 0.24% | 53 | +9,283 | 37.57% | Q1 2026 | Apr 15, 2026 |
| Quantinno Capital Management LP | History | Added to | 33,777 | 1,011 | 0.0% | 0.0% | 54 | +7,655 | 29.3% | Q1 2026 | May 15, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 33,395 | 1,000 | 0.01% | 0.01% | 55 | +458 | 1.39% | Q1 2026 | May 05, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 32,884 | 996 | 0.01% | 0.01% | 56 | -2,160 | -6.16% | Q1 2026 | Apr 07, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | New | 31,283 | 937 | 0.0% | — | 57 | +31,283 | New | Q1 2026 | May 15, 2026 |
| Aprio Wealth Management, LLC | History | Added to | 31,089 | 931 | 0.05% | 0.05% | 58 | +10 | 0.03% | Q1 2026 | May 11, 2026 |
| Crusonia Wealth Advisors LLC | History | Added to | 28,055 | 840 | 0.17% | 0.17% | 59 | +14 | 0.05% | Q1 2026 | May 12, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 24,884 | 745 | 0.0% | 0.0% | 60 | -956 | -3.7% | Q1 2026 | May 04, 2026 |
| Focus Financial Network, Inc. | History | New | 24,469 | 732 | 0.03% | — | 61 | +24,469 | New | Q1 2026 | Apr 14, 2026 |
| Integrated Wealth Concepts LLC | History | Added to | 24,376 | 730 | 0.01% | 0.01% | 62 | +1,869 | 8.3% | Q1 2026 | May 15, 2026 |
| HBW ADVISORY SERVICES LLC | History | Added to | 23,395 | 700 | 0.07% | 0.07% | 63 | +499 | 2.18% | Q1 2026 | May 04, 2026 |
| MGO ONE SEVEN LLC | History | Added to | 22,650 | 678 | 0.01% | 0.01% | 64 | +12,713 | 127.94% | Q1 2026 | May 14, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 22,470 | 673 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| NewEdge Wealth, LLC | History | Added to | 21,859 | 654 | 0.01% | 0.01% | 66 | +5 | 0.02% | Q1 2026 | May 13, 2026 |
| TRUIST FINANCIAL CORP | History | New | 19,588 | 586 | 0.0% | — | 67 | +19,588 | New | Q1 2026 | Apr 27, 2026 |
| Richmond Investment Services, LLC | History | Reduced | 19,557 | 585 | 0.09% | 0.1% | 68 | -2,027 | -9.39% | Q1 2026 | Apr 29, 2026 |
| Formidable Asset Management, LLC | History | Added to | 19,366 | 529 | 0.08% | 0.08% | 69 | +3 | 0.02% | Q1 2026 | Apr 22, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Added to | 16,614 | 497 | 0.0% | 0.0% | 71 | +5,939 | 55.63% | Q1 2026 | Apr 29, 2026 |
| RFG Advisory, LLC | History | Added to | 16,618 | 497 | 0.01% | 0.01% | 70 | +5,200 | 45.54% | Q1 2026 | Apr 17, 2026 |
| Pine Valley Investments Ltd Liability Co | History | Added to | 14,470 | 433 | 0.02% | 0.02% | 72 | +707 | 5.14% | Q1 2026 | Jun 08, 2026 |
| Higgins & Schmidt Wealth Strategies LLC | History | No change | 14,375 | 430 | 0.2% | 0.19% | 73 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Trueblood Wealth Management, LLC | History | Added to | 14,329 | 429 | 0.17% | 0.15% | 74 | +461 | 3.32% | Q1 2026 | Apr 21, 2026 |
| Equitable Holdings, Inc. | History | Added to | 15,357 | 420 | 0.0% | 0.0% | 75 | +4,567 | 42.33% | Q1 2026 | May 15, 2026 |
| COMERICA BANK | History | No change | 15,094 | 412 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | History | Added to | 13,648 | 408 | 0.01% | 0.01% | 77 | +1 | 0.01% | Q1 2026 | Apr 15, 2026 |
| OPPENHEIMER & CO INC | History | New | 13,505 | 404 | 0.0% | — | 78 | +13,505 | New | Q1 2026 | Apr 23, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Reduced | 12,632 | 378 | 0.01% | 0.01% | 79 | -1,580 | -11.12% | Q1 2026 | May 15, 2026 |
| LaSalle St. Investment Advisors, LLC | History | Reduced | 12,546 | 375 | 0.05% | 0.06% | 80 | -80 | -0.63% | Q1 2026 | May 08, 2026 |
| FIFTH THIRD BANCORP | History | New | 12,227 | 366 | 0.0% | — | 81 | +12,227 | New | Q1 2026 | May 01, 2026 |
| CENTAURUS FINANCIAL, INC. | History | New | 11,820 | 354 | 0.02% | — | 82 | +11,820 | New | Q1 2026 | May 18, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 10,330 | 309 | 0.0% | 0.0% | 83 | +12 | 0.12% | Q1 2026 | May 14, 2026 |
| Arkadios Wealth Advisors | History | Added to | 10,262 | 307 | 0.01% | 0.0% | 84 | +2,648 | 34.78% | Q1 2026 | May 18, 2026 |
| WEDBUSH SECURITIES INC | History | New | 9,825 | 294 | 0.01% | — | 85 | +9,825 | New | Q1 2026 | Apr 21, 2026 |
| Mariner, LLC | History | No change | 9,695 | 290 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 9,679 | 289 | 0.0% | 0.0% | 87 | +530 | 5.79% | Q1 2026 | May 07, 2026 |
| Pinnacle Family Advisors, LLC | History | Reduced | 9,613 | 287 | 0.13% | 0.12% | 88 | -316 | -3.18% | Q1 2026 | May 14, 2026 |
| FSB PREMIER WEALTH MANAGEMENT, INC. | History | Reduced | 9,338 | 279 | 0.09% | 0.09% | 89 | -866 | -8.49% | Q1 2026 | May 13, 2026 |
| Balboa Wealth Partners | History | Added to | 9,206 | 275 | 0.05% | 0.04% | 90 | +817 | 9.74% | Q1 2026 | Apr 16, 2026 |
| MEITAV INVESTMENT HOUSE LTD | History | No change | 8,893 | 266 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| Element Wealth, LLC | History | Reduced | 8,823 | 264 | 0.11% | 0.1% | 92 | -48 | -0.54% | Q1 2026 | May 04, 2026 |
| Belpointe Asset Management LLC | History | New | 8,670 | 259 | 0.01% | — | 93 | +8,670 | New | Q1 2026 | Apr 28, 2026 |
| Fortis Capital Advisors, LLC | History | New | 8,670 | 259 | 0.03% | — | 94 | +8,670 | New | Q1 2026 | Apr 28, 2026 |
| ABLE Financial Group, LLC | History | Reduced | 8,434 | 252 | 0.05% | 0.05% | 95 | -852 | -9.18% | Q1 2026 | Apr 20, 2026 |
| Western Wealth Management, LLC | History | Added to | 7,641 | 228 | 0.01% | 0.01% | 96 | +103 | 1.37% | Q1 2026 | May 19, 2026 |
| NOVEM GROUP | History | New | 7,567 | 226 | 0.03% | — | 98 | +7,567 | New | Q1 2026 | Apr 10, 2026 |
| Savvy Advisors, Inc. | History | No change | 7,562 | 226 | 0.01% | 0.01% | 97 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| PRIVATE CLIENT SERVICES, LLC | History | New | 7,191 | 215 | 0.06% | — | 100 | +7,191 | New | Q1 2026 | Apr 06, 2026 |
| Van Diest Capital, LLC | History | Reduced | 7,204 | 215 | 0.17% | 0.34% | 99 | -1,080 | -13.04% | Q1 2026 | May 15, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | New | 6,963 | 208 | 0.0% | — | 101 | +6,963 | New | Q1 2026 | May 14, 2026 |
| Ashton Thomas Private Wealth, LLC | History | New | 5,594 | 167 | 0.0% | — | 102 | +5,594 | New | Q1 2026 | May 11, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | History | Added to | 5,367 | 160 | 0.08% | 0.08% | 103 | +68 | 1.28% | Q1 2026 | May 13, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | No change | 4,054 | 110 | 0.03% | 0.03% | 104 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| CITIGROUP INC | History | Added to | 2,942 | 88 | 0.0% | 0.0% | 105 | +2,375 | 418.87% | Q1 2026 | May 11, 2026 |
| Rossby Financial, LCC | History | Added to | 2,700 | 81 | 0.02% | 0.02% | 106 | +416 | 18.21% | Q1 2026 | May 11, 2026 |
| MidFirst Bank | History | Added to | 2,510 | 75 | 0.01% | 0.01% | 107 | +200 | 8.66% | Q1 2026 | May 15, 2026 |
| GAMMA Investing LLC | History | No change | 2,242 | 67 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| Parallel Advisors, LLC | History | New | 1,969 | 58 | 0.0% | — | 109 | +1,969 | New | Q1 2026 | Jun 02, 2026 |
| Geneos Wealth Management Inc. | History | No change | 1,930 | 57 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Synergy Investment Management, LLC | History | New | 1,812 | 54 | 0.02% | — | 111 | +1,812 | New | Q1 2026 | May 14, 2026 |
| Evelyn Partners Investment Management LLP | History | No change | 1,800 | 53 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| BANK OF MONTREAL /CAN/ | History | New | 1,645 | 49 | 0.0% | — | 113 | +1,645 | New | Q1 2026 | May 13, 2026 |
| CULLEN/FROST BANKERS, INC. | History | Added to | 1,626 | 48 | 0.0% | 0.0% | 114 | +964 | 145.62% | Q1 2026 | May 05, 2026 |
| Sound Income Strategies, LLC | History | No change | 1,563 | 47 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 1,502 | 44 | 0.0% | 0.0% | 116 | +737 | 96.34% | Q1 2026 | May 13, 2026 |
| CITY HOLDING CO | History | No change | 1,450 | 43 | 0.01% | 0.0% | 117 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| BlackRock, Inc. | History | New | 1,300 | 38 | 0.0% | — | 119 | +1,300 | New | Q1 2026 | May 13, 2026 |
| Global Retirement Partners, LLC | History | No change | 1,412 | 38 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Signature Equity Partners, LLC | History | Added to | 894 | 26 | 0.01% | 0.01% | 121 | +349 | 64.04% | Q1 2026 | May 13, 2026 |
| Smartleaf Asset Management LLC | History | Reduced | 903 | 26 | 0.0% | 0.0% | 120 | -36 | -3.83% | Q1 2026 | May 15, 2026 |
| FMR LLC | History | Added to | 740 | 22 | 0.0% | 0.0% | 122 | +109 | 17.27% | Q1 2026 | May 15, 2026 |
| TRUST CO OF TOLEDO NA /OH/ | History | No change | 683 | 20 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Tidemark, LLC | History | No change | 694 | 20 | 0.01% | 0.01% | 124 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| NBC SECURITIES, INC. | History | Added to | 650 | 19 | 0.0% | 0.0% | 125 | +1 | 0.15% | Q1 2026 | Apr 14, 2026 |
| Advisory Services Network, LLC | History | New | 615 | 18 | 0.0% | — | 126 | +615 | New | Q1 2026 | May 15, 2026 |
| MTM Investment Management, LLC | History | No change | 540 | 16 | 0.01% | 0.0% | 127 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Spire Wealth Management | History | Reduced | 470 | 14 | 0.0% | 0.0% | 128 | -1,268 | -72.96% | Q1 2026 | Apr 22, 2026 |
| NewEdge Advisors, LLC | History | Added to | 418 | 12 | 0.0% | 0.0% | 129 | +1 | 0.24% | Q1 2026 | Jun 02, 2026 |
| My Portfolio Guide, LLC | History | New | 399 | 11 | 0.01% | — | 132 | +399 | New | Q1 2026 | May 05, 2026 |
| US BANCORP \DE\ | History | No change | 400 | 11 | 0.0% | 0.0% | 130 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| PRIVATE TRUST CO NA | History | No change | 379 | 11 | 0.0% | 0.0% | 131 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Sunbelt Securities, Inc. | History | No change | 267 | 8 | 0.0% | 0.0% | 133 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| TWIN PEAKS WEALTH ADVISORS, LLC | History | New | 235 | 7 | 0.0% | — | 134 | +235 | New | Q1 2026 | May 08, 2026 |
| FINANCIAL CONSULATE, INC | History | No change | 182 | 5 | 0.0% | 0.0% | 135 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| AMERICAN NATIONAL BANK & TRUST | History | No change | 136 | 4 | 0.0% | 0.0% | 136 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| Key Capital Management, INC | History | New | 105 | 3 | 0.0% | — | 139 | +105 | New | Q1 2026 | May 07, 2026 |
| AMERIFLEX GROUP, INC. | History | Reduced | 108 | 3 | 0.0% | 0.0% | 138 | -18 | -14.29% | Q1 2026 | May 15, 2026 |
| Larson Financial Group LLC | History | No change | 125 | 3 | 0.0% | 0.0% | 137 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Archer Investment Corp | History | New | 96 | 2 | 0.0% | — | 140 | +96 | New | Q1 2026 | May 04, 2026 |
| Strive Financial Group ,LLC | History | New | 18 | 1 | 0.0% | — | 141 | +18 | New | Q1 2026 | May 15, 2026 |
| Coppell Advisory Solutions LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -37,539 | -100.0% | Q1 2026 | May 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -23,748 | -100.0% | Q1 2026 | May 15, 2026 |
| StoneX Group Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -7,847 | -100.0% | Q1 2026 | May 14, 2026 |
| Wealth Watch Advisors, INC | History | Closed out | 0 | 0 | — | 0.0% | — | -347 | -100.0% | Q1 2026 | May 15, 2026 |
| Lloyd Advisory Services, LLC. | History | Closed out | 0 | 0 | — | 0.0% | — | -56 | -100.0% | Q1 2026 | May 13, 2026 |
| Hilton Head Capital Partners, LLC | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |