FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II - FEM
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| TCP Asset Management, LLC | History | New | 440,485 | 13,194 | 1.7% | — | 1 | +440,485 | New | Q1 2026 | Apr 10, 2026 |
| GREENUP STREET WEALTH MANAGEMENT LLC | History | New | 136,844 | 4,098 | 0.58% | — | 2 | +136,844 | New | Q1 2026 | Apr 20, 2026 |
| Prospera Financial Services Inc | History | Added to | 109,087 | 3,267 | 0.05% | 0.03% | 3 | +34,213 | 45.69% | Q1 2026 | Apr 14, 2026 |
| IFP Advisors, Inc | History | Added to | 108,174 | 3,240 | 0.07% | 0.02% | 4 | +68,455 | 172.35% | Q1 2026 | Apr 13, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 92,588 | 2,773 | 0.01% | 0.0% | 5 | +29,118 | 45.88% | Q1 2026 | Apr 22, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | New | 82,441 | 2,493 | 0.01% | — | 6 | +82,441 | New | Q1 2026 | Apr 08, 2026 |
| Midwest Financial Group LLC | History | Reduced | 66,970 | 2,006 | 0.86% | 0.83% | 7 | -1,458 | -2.13% | Q1 2026 | Apr 22, 2026 |
| PARK AVENUE SECURITIES LLC | History | Added to | 57,682 | 1,728 | 0.01% | 0.01% | 8 | +18,205 | 46.12% | Q1 2026 | Apr 07, 2026 |
| OneAscent Financial Services LLC | History | Added to | 47,884 | 1,434 | 0.08% | 0.1% | 9 | +9,219 | 23.84% | Q1 2026 | Apr 21, 2026 |
| IAMS WEALTH MANAGEMENT, LLC | History | Added to | 33,990 | 1,018 | 0.35% | 0.24% | 10 | +9,283 | 37.57% | Q1 2026 | Apr 15, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 32,884 | 996 | 0.01% | 0.01% | 11 | -2,160 | -6.16% | Q1 2026 | Apr 07, 2026 |
| Focus Financial Network, Inc. | History | New | 24,469 | 732 | 0.03% | — | 12 | +24,469 | New | Q1 2026 | Apr 14, 2026 |
| Formidable Asset Management, LLC | History | Added to | 19,366 | 529 | 0.08% | 0.08% | 13 | +3 | 0.02% | Q1 2026 | Apr 22, 2026 |
| RFG Advisory, LLC | History | Added to | 16,618 | 497 | 0.01% | 0.01% | 14 | +5,200 | 45.54% | Q1 2026 | Apr 17, 2026 |
| Higgins & Schmidt Wealth Strategies LLC | History | No change | 14,375 | 430 | 0.2% | 0.19% | 15 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Trueblood Wealth Management, LLC | History | Added to | 14,329 | 429 | 0.17% | 0.15% | 16 | +461 | 3.32% | Q1 2026 | Apr 21, 2026 |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | History | Added to | 13,648 | 408 | 0.01% | 0.01% | 17 | +1 | 0.01% | Q1 2026 | Apr 15, 2026 |
| OPPENHEIMER & CO INC | History | New | 13,505 | 404 | 0.0% | — | 18 | +13,505 | New | Q1 2026 | Apr 23, 2026 |
| WEDBUSH SECURITIES INC | History | New | 9,825 | 294 | 0.01% | — | 19 | +9,825 | New | Q1 2026 | Apr 21, 2026 |
| Balboa Wealth Partners | History | Added to | 9,206 | 275 | 0.05% | 0.04% | 20 | +817 | 9.74% | Q1 2026 | Apr 16, 2026 |
| ABLE Financial Group, LLC | History | Reduced | 8,434 | 252 | 0.05% | 0.05% | 21 | -852 | -9.18% | Q1 2026 | Apr 20, 2026 |
| NOVEM GROUP | History | New | 7,567 | 226 | 0.03% | — | 22 | +7,567 | New | Q1 2026 | Apr 10, 2026 |
| PRIVATE CLIENT SERVICES, LLC | History | New | 7,191 | 215 | 0.06% | — | 23 | +7,191 | New | Q1 2026 | Apr 06, 2026 |
| GAMMA Investing LLC | History | No change | 2,242 | 67 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| CITY HOLDING CO | History | No change | 1,450 | 43 | 0.01% | 0.0% | 25 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| TRUST CO OF TOLEDO NA /OH/ | History | No change | 683 | 20 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| NBC SECURITIES, INC. | History | Added to | 650 | 19 | 0.0% | 0.0% | 27 | +1 | 0.15% | Q1 2026 | Apr 14, 2026 |
| Spire Wealth Management | History | Reduced | 470 | 14 | 0.0% | 0.0% | 28 | -1,268 | -72.96% | Q1 2026 | Apr 22, 2026 |
| FINANCIAL CONSULATE, INC | History | No change | 182 | 5 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| AMERICAN NATIONAL BANK & TRUST | History | No change | 136 | 4 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -2,390,271 | -100.0% | Q4 2025 | Feb 13, 2026 |
| LPL Financial LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,375,536 | -100.0% | Q4 2025 | Feb 11, 2026 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.01% | — | -1,179,292 | -100.0% | Q4 2025 | Feb 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -1,047,541 | -100.0% | Q4 2025 | Feb 17, 2026 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -985,230 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | History | Closed out | 0 | 0 | — | 0.29% | — | -605,433 | -100.0% | Q4 2025 | Jan 16, 2026 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -602,469 | -100.0% | Q4 2025 | Jan 29, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -570,220 | -100.0% | Q4 2025 | Feb 10, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -444,195 | -100.0% | Q4 2025 | Feb 18, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.03% | — | -439,321 | -100.0% | Q4 2025 | Feb 05, 2026 |
| Sanctuary Advisors, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -413,733 | -100.0% | Q4 2025 | Jan 29, 2026 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.02% | — | -313,808 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Cetera Investment Advisers | History | Closed out | 0 | 0 | — | 0.01% | — | -292,020 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Private Advisor Group, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -277,185 | -100.0% | Q4 2025 | Feb 17, 2026 |
| ASSETMARK, INC | History | Closed out | 0 | 0 | — | 0.01% | — | -227,389 | -100.0% | Q4 2025 | Jan 23, 2026 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -218,999 | -100.0% | Q4 2025 | Feb 10, 2026 |
| Atria Investments, Inc | History | Closed out | 0 | 0 | — | 0.03% | — | -99,648 | -100.0% | Q4 2025 | Feb 05, 2026 |
| Kingsview Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -99,366 | -100.0% | Q4 2025 | Feb 09, 2026 |
| BENJAMIN EDWARDS INC | History | Closed out | 0 | 0 | — | 0.03% | — | -85,543 | -100.0% | Q4 2025 | Feb 02, 2026 |
| OSAIC HOLDINGS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -69,432 | -100.0% | Q4 2025 | Feb 17, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.03% | — | -68,504 | -100.0% | Q4 2025 | Feb 12, 2026 |
| AE Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -56,443 | -100.0% | Q4 2025 | Jan 26, 2026 |
| Gateway Wealth Partners, LLC | History | Closed out | 0 | 0 | — | 0.16% | — | -52,904 | -100.0% | Q4 2025 | Feb 11, 2026 |
| Rathbones Group PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -46,079 | -100.0% | Q4 2025 | Feb 06, 2026 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -43,858 | -100.0% | Q4 2025 | Feb 13, 2026 |
| VestGen Advisors, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -43,738 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Steward Partners Investment Advisory, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -41,950 | -100.0% | Q4 2025 | Feb 12, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -41,137 | -100.0% | Q4 2025 | Feb 12, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -40,804 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Chicago Partners Investment Group LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -39,068 | -100.0% | Q4 2025 | Jan 28, 2026 |
| Snowden Capital Advisors LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -38,552 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Orion Porfolio Solutions, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -37,832 | -100.0% | Q4 2025 | Feb 12, 2026 |
| Coppell Advisory Solutions LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -37,539 | -100.0% | Q4 2025 | Feb 17, 2026 |
| D.A. DAVIDSON & CO. | History | Closed out | 0 | 0 | — | 0.01% | — | -32,937 | -100.0% | Q4 2025 | Jan 29, 2026 |
| CWM, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -31,792 | -100.0% | Q4 2025 | Jan 26, 2026 |
| Aprio Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -31,079 | -100.0% | Q4 2025 | Jan 29, 2026 |
| FIRST TRUST ADVISORS LP | History | Closed out | 0 | 0 | — | 0.0% | — | -28,280 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Crusonia Wealth Advisors LLC | History | Closed out | 0 | 0 | — | 0.17% | — | -28,041 | -100.0% | Q4 2025 | Feb 18, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Closed out | 0 | 0 | — | 0.0% | — | -26,558 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Quantinno Capital Management LP | History | Closed out | 0 | 0 | — | 0.0% | — | -26,122 | -100.0% | Q4 2025 | Feb 17, 2026 |
| MML INVESTORS SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -25,840 | -100.0% | Q4 2025 | Feb 13, 2026 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -25,547 | -100.0% | Q4 2025 | Feb 06, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -23,748 | -100.0% | Q4 2025 | Feb 17, 2026 |
| HBW ADVISORY SERVICES LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -22,896 | -100.0% | Q4 2025 | Jan 23, 2026 |
| Integrated Wealth Concepts LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -22,507 | -100.0% | Q4 2025 | Feb 13, 2026 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -22,470 | -100.0% | Q4 2025 | Mar 25, 2026 |
| NewEdge Wealth, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -21,854 | -100.0% | Q4 2025 | Feb 03, 2026 |
| Richmond Investment Services, LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -21,584 | -100.0% | Q4 2025 | Feb 12, 2026 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -15,094 | -100.0% | Q4 2025 | Jan 29, 2026 |
| Pacific Excel Wealth Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.77% | — | -14,892 | -100.0% | Q4 2025 | Feb 18, 2026 |
| Pine Valley Investments Ltd Liability Co | History | Closed out | 0 | 0 | — | 0.02% | — | -13,763 | -100.0% | Q4 2025 | Feb 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -13,565 | -100.0% | Q4 2025 | Feb 09, 2026 |
| LaSalle St. Investment Advisors, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -12,626 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Equitable Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -10,790 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -10,675 | -100.0% | Q4 2025 | Feb 06, 2026 |
| Rockefeller Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -10,318 | -100.0% | Q4 2025 | Mar 16, 2026 |
| FSB PREMIER WEALTH MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.09% | — | -10,204 | -100.0% | Q4 2025 | Feb 03, 2026 |
| MGO ONE SEVEN LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -9,937 | -100.0% | Q4 2025 | Feb 03, 2026 |
| Pinnacle Family Advisors, LLC | History | Closed out | 0 | 0 | — | 0.12% | — | -9,929 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Mariner, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,695 | -100.0% | Q4 2025 | Feb 13, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -9,149 | -100.0% | Q4 2025 | Feb 10, 2026 |
| MEITAV INVESTMENT HOUSE LTD | History | Closed out | 0 | 0 | — | 0.0% | — | -8,893 | -100.0% | Q4 2025 | Feb 10, 2026 |
| Element Wealth, LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -8,871 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Van Diest Capital, LLC | History | Closed out | 0 | 0 | — | 0.34% | — | -8,284 | -100.0% | Q4 2025 | Feb 19, 2026 |
| StoneX Group Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -7,847 | -100.0% | Q4 2025 | Feb 12, 2026 |
| Arkadios Wealth Advisors | History | Closed out | 0 | 0 | — | 0.0% | — | -7,614 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Savvy Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -7,562 | -100.0% | Q4 2025 | Jan 20, 2026 |
| Western Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -7,538 | -100.0% | Q4 2025 | Feb 05, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -5,299 | -100.0% | Q4 2025 | Feb 17, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -4,054 | -100.0% | Q4 2025 | Feb 05, 2026 |
| MidFirst Bank | History | Closed out | 0 | 0 | — | 0.01% | — | -2,310 | -100.0% | Q4 2025 | Feb 25, 2026 |
| Rossby Financial, LCC | History | Closed out | 0 | 0 | — | 0.02% | — | -2,284 | -100.0% | Q4 2025 | Feb 12, 2026 |
| Geneos Wealth Management Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,930 | -100.0% | Q4 2025 | Jan 28, 2026 |
| Evelyn Partners Investment Management LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,800 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Sound Income Strategies, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,563 | -100.0% | Q4 2025 | Jan 21, 2026 |
| Global Retirement Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,412 | -100.0% | Q4 2025 | Feb 06, 2026 |
| Smartleaf Asset Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -939 | -100.0% | Q4 2025 | Feb 13, 2026 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -765 | -100.0% | Q4 2025 | Feb 11, 2026 |
| Tidemark, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -694 | -100.0% | Q4 2025 | Feb 10, 2026 |
| CULLEN/FROST BANKERS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -662 | -100.0% | Q4 2025 | Feb 06, 2026 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -631 | -100.0% | Q4 2025 | Feb 17, 2026 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -567 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Signature Equity Partners, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -545 | -100.0% | Q4 2025 | Feb 17, 2026 |
| MTM Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -540 | -100.0% | Q4 2025 | Feb 09, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -417 | -100.0% | Q4 2025 | Feb 18, 2026 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -400 | -100.0% | Q4 2025 | Jan 30, 2026 |
| PRIVATE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.0% | — | -379 | -100.0% | Q4 2025 | Jan 26, 2026 |
| Wealth Watch Advisors, INC | History | Closed out | 0 | 0 | — | 0.0% | — | -347 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Sunbelt Securities, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -267 | -100.0% | Q4 2025 | Feb 20, 2026 |
| AMERIFLEX GROUP, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -126 | -100.0% | Q4 2025 | Feb 18, 2026 |
| Larson Financial Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -125 | -100.0% | Q4 2025 | Feb 06, 2026 |
| Lloyd Advisory Services, LLC. | History | Closed out | 0 | 0 | — | 0.0% | — | -56 | -100.0% | Q4 2025 | Feb 06, 2026 |
| Hilton Head Capital Partners, LLC | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |