FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II - FEM
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 29 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 2,390,271 | 65,373 | 0.0% | 0.0% | 1 | +39,545 | 1.68% | Q4 2025 | Feb 13, 2026 |
| LPL Financial LLC | History | Added to | 1,375,536 | 37,620 | 0.01% | 0.01% | 2 | +122,038 | 9.74% | Q4 2025 | Feb 11, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 1,179,292 | 32,253 | 0.01% | 0.01% | 3 | -7,990 | -0.67% | Q4 2025 | Feb 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 1,047,541 | 28,650 | 0.0% | 0.0% | 4 | +20,261 | 1.97% | Q4 2025 | Feb 17, 2026 |
| ROYAL BANK OF CANADA | History | New | 985,230 | 26,946 | 0.0% | — | 5 | +985,230 | New | Q4 2025 | Feb 17, 2026 |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | History | Added to | 605,433 | 16,558 | 0.29% | 0.33% | 6 | +3,711 | 0.62% | Q4 2025 | Jan 16, 2026 |
| UBS Group AG | History | Reduced | 602,469 | 16,477 | 0.0% | 0.0% | 7 | -38,947 | -6.07% | Q4 2025 | Jan 29, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 570,220 | 15,595 | 0.0% | 0.0% | 8 | -8,108 | -1.4% | Q4 2025 | Feb 10, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 444,195 | 12,148 | 0.0% | 0.0% | 9 | +90,847 | 25.71% | Q4 2025 | Feb 18, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 439,321 | 12,015 | 0.03% | 0.03% | 10 | -6,473 | -1.45% | Q4 2025 | Feb 05, 2026 |
| Sanctuary Advisors, LLC | History | Reduced | 413,733 | 11,315 | 0.06% | 0.06% | 11 | -61,809 | -13.0% | Q4 2025 | Jan 29, 2026 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | No change | 313,808 | 8,582 | 0.02% | 0.02% | 12 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Cetera Investment Advisers | History | Added to | 292,020 | 7,986 | 0.01% | 0.01% | 13 | +5,957 | 2.08% | Q4 2025 | Feb 17, 2026 |
| Private Advisor Group, LLC | History | Added to | 277,185 | 7,581 | 0.04% | 0.02% | 14 | +97,722 | 54.45% | Q4 2025 | Feb 17, 2026 |
| ASSETMARK, INC | History | Added to | 227,389 | 6,219 | 0.01% | 0.01% | 15 | +8,017 | 3.65% | Q4 2025 | Jan 23, 2026 |
| Bank of New York Mellon Corp | History | Reduced | 218,999 | 5,989 | 0.0% | 0.0% | 16 | -50,596 | -18.77% | Q4 2025 | Feb 10, 2026 |
| Atria Investments, Inc | History | Reduced | 99,648 | 2,725 | 0.03% | 0.03% | 17 | -8,881 | -8.18% | Q4 2025 | Feb 05, 2026 |
| Kingsview Wealth Management, LLC | History | Reduced | 99,366 | 2,717 | 0.04% | 0.05% | 18 | -26,084 | -20.79% | Q4 2025 | Feb 09, 2026 |
| BENJAMIN EDWARDS INC | History | Added to | 85,543 | 2,340 | 0.03% | 0.02% | 19 | +15,052 | 21.35% | Q4 2025 | Feb 02, 2026 |
| Prospera Financial Services Inc | History | Added to | 74,874 | 2,047 | 0.03% | 0.03% | 20 | +3,208 | 4.48% | Q4 2025 | Feb 09, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 69,432 | 1,899 | 0.0% | 0.0% | 21 | -1,917 | -2.69% | Q4 2025 | Feb 17, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Reduced | 68,504 | 1,873 | 0.03% | 0.03% | 22 | -795 | -1.15% | Q4 2025 | Feb 12, 2026 |
| Midwest Financial Group LLC | History | Reduced | 68,428 | 1,871 | 0.83% | 1.18% | 23 | -22,999 | -25.16% | Q4 2025 | Jan 20, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 63,470 | 1,736 | 0.0% | 0.0% | 24 | +3,962 | 6.66% | Q4 2025 | Feb 11, 2026 |
| AE Wealth Management LLC | History | Reduced | 56,443 | 1,543 | 0.01% | 0.01% | 25 | -3,438 | -5.74% | Q4 2025 | Jan 26, 2026 |
| Gateway Wealth Partners, LLC | History | Added to | 52,904 | 1,446 | 0.16% | 0.18% | 26 | +4,184 | 8.59% | Q4 2025 | Feb 11, 2026 |
| Rathbones Group PLC | History | Added to | 46,079 | 1,260 | 0.0% | 0.0% | 27 | +3,646 | 8.59% | Q4 2025 | Feb 06, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 43,858 | 1,199 | 0.0% | 0.0% | 28 | +70 | 0.16% | Q4 2025 | Feb 13, 2026 |
| VestGen Advisors, LLC | History | New | 43,738 | 1,196 | 0.05% | — | 29 | +43,738 | New | Q4 2025 | Feb 17, 2026 |
| Chicago Partners Investment Group LLC | History | Added to | 39,068 | 1,161 | 0.03% | 0.03% | 30 | +354 | 0.91% | Q4 2025 | Jan 28, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 41,950 | 1,147 | 0.01% | 0.01% | 31 | +8 | 0.02% | Q4 2025 | Feb 12, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 41,137 | 1,125 | 0.0% | 0.0% | 32 | -10,098 | -19.71% | Q4 2025 | Feb 12, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 40,804 | 1,115 | 0.0% | 0.0% | 33 | +1,597 | 4.07% | Q4 2025 | Feb 13, 2026 |
| IFP Advisors, Inc | History | Reduced | 39,719 | 1,086 | 0.02% | 0.04% | 34 | -10,090 | -20.26% | Q4 2025 | Feb 06, 2026 |
| PARK AVENUE SECURITIES LLC | History | Reduced | 39,477 | 1,080 | 0.01% | 0.01% | 35 | -653 | -1.63% | Q4 2025 | Jan 05, 2026 |
| OneAscent Financial Services LLC | History | New | 38,665 | 1,057 | 0.1% | — | 36 | +38,665 | New | Q4 2025 | Feb 11, 2026 |
| Snowden Capital Advisors LLC | History | Reduced | 38,552 | 1,054 | 0.03% | 0.03% | 37 | -798 | -2.03% | Q4 2025 | Feb 17, 2026 |
| Orion Porfolio Solutions, LLC | History | Added to | 37,832 | 1,034 | 0.01% | 0.01% | 38 | +2,020 | 5.64% | Q4 2025 | Feb 12, 2026 |
| Coppell Advisory Solutions LLC | History | Added to | 37,539 | 1,032 | 0.1% | 0.11% | 39 | +405 | 1.09% | Q4 2025 | Feb 17, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 35,044 | 958 | 0.01% | 0.01% | 40 | +226 | 0.65% | Q4 2025 | Jan 23, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 32,937 | 900 | 0.01% | 0.01% | 41 | +1,073 | 3.37% | Q4 2025 | Jan 29, 2026 |
| CWM, LLC | History | Reduced | 31,792 | 870 | 0.0% | 0.0% | 42 | -3,114 | -8.92% | Q4 2025 | Jan 26, 2026 |
| Aprio Wealth Management, LLC | History | Reduced | 31,079 | 850 | 0.05% | 0.08% | 43 | -21 | -0.07% | Q4 2025 | Jan 29, 2026 |
| FIRST TRUST ADVISORS LP | History | Reduced | 28,280 | 773 | 0.0% | 0.0% | 44 | -341 | -1.19% | Q4 2025 | Feb 13, 2026 |
| Crusonia Wealth Advisors LLC | History | New | 28,041 | 766 | 0.17% | — | 45 | +28,041 | New | Q4 2025 | Feb 18, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 26,558 | 726 | 0.0% | 0.0% | 46 | +9,462 | 55.35% | Q4 2025 | Feb 17, 2026 |
| Quantinno Capital Management LP | History | Added to | 26,122 | 714 | 0.0% | 0.0% | 47 | +10,595 | 68.24% | Q4 2025 | Feb 17, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 25,840 | 706 | 0.0% | 0.0% | 48 | +817 | 3.26% | Q4 2025 | Feb 13, 2026 |
| HighTower Advisors, LLC | History | Reduced | 25,547 | 698 | 0.0% | 0.0% | 49 | -418 | -1.61% | Q4 2025 | Feb 06, 2026 |
| IAMS WEALTH MANAGEMENT, LLC | History | Reduced | 24,707 | 675 | 0.24% | 0.29% | 50 | -2,336 | -8.64% | Q4 2025 | Jan 26, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 23,748 | 649 | 0.0% | 0.0% | 51 | -3,520 | -12.91% | Q4 2025 | Feb 17, 2026 |
| HBW ADVISORY SERVICES LLC | History | Added to | 22,896 | 626 | 0.07% | 0.02% | 52 | +14,679 | 178.64% | Q4 2025 | Jan 23, 2026 |
| Integrated Wealth Concepts LLC | History | Reduced | 22,507 | 615 | 0.01% | 0.01% | 53 | -2,520 | -10.07% | Q4 2025 | Feb 13, 2026 |
| GOLDMAN SACHS GROUP INC | History | New | 22,470 | 614 | 0.0% | — | 54 | +22,470 | New | Q4 2025 | Mar 25, 2026 |
| NewEdge Wealth, LLC | History | Reduced | 21,854 | 597 | 0.01% | 0.01% | 55 | -440 | -1.97% | Q4 2025 | Feb 03, 2026 |
| Richmond Investment Services, LLC | History | Added to | 21,584 | 590 | 0.1% | 0.11% | 56 | +29 | 0.13% | Q4 2025 | Feb 12, 2026 |
| Formidable Asset Management, LLC | History | Added to | 19,363 | 524 | 0.08% | 0.07% | 57 | +415 | 2.19% | Q4 2025 | Jan 16, 2026 |
| COMERICA BANK | History | Reduced | 15,094 | 412 | 0.0% | 0.0% | 58 | -12,878 | -46.04% | Q4 2025 | Jan 29, 2026 |
| Pacific Excel Wealth Advisors, Inc. | History | New | 14,892 | 407 | 0.77% | — | 59 | +14,892 | New | Q4 2025 | Feb 18, 2026 |
| Higgins & Schmidt Wealth Strategies LLC | History | No change | 14,375 | 393 | 0.19% | 0.2% | 60 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Trueblood Wealth Management, LLC | History | Added to | 13,868 | 379 | 0.15% | 0.14% | 61 | +206 | 1.51% | Q4 2025 | Jan 21, 2026 |
| Pine Valley Investments Ltd Liability Co | History | Added to | 13,763 | 376 | 0.02% | 0.02% | 62 | +277 | 2.05% | Q4 2025 | Feb 13, 2026 |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | History | Added to | 13,647 | 373 | 0.01% | 0.01% | 63 | +10 | 0.07% | Q4 2025 | Feb 06, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 13,565 | 370 | 0.01% | 0.01% | 64 | +1,003 | 7.98% | Q4 2025 | Feb 09, 2026 |
| LaSalle St. Investment Advisors, LLC | History | Reduced | 12,626 | 345 | 0.06% | 0.06% | 65 | -54 | -0.43% | Q4 2025 | Feb 17, 2026 |
| RFG Advisory, LLC | History | Reduced | 11,418 | 312 | 0.01% | 0.01% | 66 | -225 | -1.93% | Q4 2025 | Feb 03, 2026 |
| Equitable Holdings, Inc. | History | Added to | 10,790 | 295 | 0.0% | 0.0% | 67 | +2,037 | 23.27% | Q4 2025 | Feb 17, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Added to | 10,675 | 291 | 0.0% | 0.0% | 68 | +397 | 3.86% | Q4 2025 | Feb 06, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 10,318 | 282 | 0.0% | 0.0% | 69 | +440 | 4.45% | Q4 2025 | Mar 16, 2026 |
| FSB PREMIER WEALTH MANAGEMENT, INC. | History | Reduced | 10,204 | 279 | 0.09% | 0.09% | 70 | -7 | -0.07% | Q4 2025 | Feb 03, 2026 |
| MGO ONE SEVEN LLC | History | New | 9,937 | 271 | 0.01% | — | 72 | +9,937 | New | Q4 2025 | Feb 03, 2026 |
| Pinnacle Family Advisors, LLC | History | Reduced | 9,929 | 271 | 0.12% | 0.12% | 71 | -129 | -1.28% | Q4 2025 | Feb 17, 2026 |
| Mariner, LLC | History | Reduced | 9,695 | 265 | 0.0% | 0.0% | 73 | -1,673 | -14.72% | Q4 2025 | Feb 13, 2026 |
| ABLE Financial Group, LLC | History | Reduced | 9,286 | 253 | 0.05% | 0.06% | 74 | -100 | -1.07% | Q4 2025 | Jan 23, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 9,149 | 250 | 0.0% | 0.0% | 75 | -378 | -3.97% | Q4 2025 | Feb 10, 2026 |
| MEITAV INVESTMENT HOUSE LTD | History | No change | 8,893 | 243 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Element Wealth, LLC | History | No change | 8,871 | 242 | 0.1% | 0.1% | 77 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Balboa Wealth Partners | History | New | 8,389 | 229 | 0.04% | — | 78 | +8,389 | New | Q4 2025 | Jan 16, 2026 |
| Van Diest Capital, LLC | History | New | 8,284 | 226 | 0.34% | — | 79 | +8,284 | New | Q4 2025 | Feb 19, 2026 |
| StoneX Group Inc. | History | New | 7,847 | 214 | 0.01% | — | 80 | +7,847 | New | Q4 2025 | Feb 12, 2026 |
| Arkadios Wealth Advisors | History | New | 7,614 | 208 | 0.0% | — | 81 | +7,614 | New | Q4 2025 | Feb 13, 2026 |
| Western Wealth Management, LLC | History | Reduced | 7,538 | 206 | 0.01% | 0.01% | 82 | -501 | -6.23% | Q4 2025 | Feb 05, 2026 |
| Savvy Advisors, Inc. | History | Reduced | 7,562 | 206 | 0.01% | 0.01% | 83 | -400 | -5.02% | Q4 2025 | Jan 20, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | History | No change | 5,299 | 144 | 0.08% | 0.09% | 84 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | Reduced | 4,054 | 110 | 0.03% | 0.04% | 85 | -439 | -9.77% | Q4 2025 | Feb 05, 2026 |
| MidFirst Bank | History | New | 2,310 | 63 | 0.01% | — | 86 | +2,310 | New | Q4 2025 | Feb 25, 2026 |
| Rossby Financial, LCC | History | Added to | 2,284 | 62 | 0.02% | 0.02% | 87 | +34 | 1.51% | Q4 2025 | Feb 12, 2026 |
| GAMMA Investing LLC | History | Reduced | 2,242 | 61 | 0.0% | 0.0% | 88 | -641 | -22.23% | Q4 2025 | Jan 05, 2026 |
| Geneos Wealth Management Inc. | History | No change | 1,930 | 52 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| Evelyn Partners Investment Management LLP | History | Reduced | 1,800 | 49 | 0.0% | 0.0% | 90 | -1,075 | -37.39% | Q4 2025 | Feb 13, 2026 |
| Spire Wealth Management | History | Reduced | 1,738 | 47 | 0.0% | 0.0% | 91 | -1 | -0.06% | Q4 2025 | Jan 14, 2026 |
| Sound Income Strategies, LLC | History | New | 1,563 | 45 | 0.0% | — | 92 | +1,563 | New | Q4 2025 | Jan 21, 2026 |
| CITY HOLDING CO | History | No change | 1,450 | 39 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| Global Retirement Partners, LLC | History | Reduced | 1,412 | 38 | 0.0% | 0.0% | 94 | -6,045 | -81.06% | Q4 2025 | Feb 06, 2026 |
| Smartleaf Asset Management LLC | History | Added to | 939 | 25 | 0.0% | 0.0% | 95 | +740 | 371.86% | Q4 2025 | Feb 13, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 765 | 20 | 0.0% | 0.0% | 96 | +629 | 462.5% | Q4 2025 | Feb 11, 2026 |
| Tidemark, LLC | History | Reduced | 694 | 18 | 0.01% | 0.01% | 99 | -437 | -38.64% | Q4 2025 | Feb 10, 2026 |
| CULLEN/FROST BANKERS, INC. | History | Added to | 662 | 18 | 0.0% | 0.0% | 97 | +261 | 65.09% | Q4 2025 | Feb 06, 2026 |
| TRUST CO OF TOLEDO NA /OH/ | History | No change | 683 | 18 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| FMR LLC | History | Added to | 631 | 17 | 0.0% | 0.0% | 100 | +97 | 18.16% | Q4 2025 | Feb 17, 2026 |
| NBC SECURITIES, INC. | History | Added to | 649 | 17 | 0.0% | 0.0% | 101 | +5 | 0.78% | Q4 2025 | Jan 29, 2026 |
| CITIGROUP INC | History | Reduced | 567 | 15 | 0.0% | 0.0% | 102 | -8,384 | -93.67% | Q4 2025 | Feb 13, 2026 |
| Signature Equity Partners, LLC | History | New | 545 | 14 | 0.01% | — | 104 | +545 | New | Q4 2025 | Feb 17, 2026 |
| MTM Investment Management, LLC | History | No change | 540 | 14 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| NewEdge Advisors, LLC | History | Added to | 417 | 11 | 0.0% | 0.0% | 105 | +3 | 0.72% | Q4 2025 | Feb 18, 2026 |
| PRIVATE TRUST CO NA | History | New | 379 | 10 | 0.0% | — | 107 | +379 | New | Q4 2025 | Jan 26, 2026 |
| US BANCORP \DE\ | History | No change | 400 | 10 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| Wealth Watch Advisors, INC | History | Added to | 347 | 9 | 0.0% | 0.0% | 108 | +186 | 115.53% | Q4 2025 | Feb 17, 2026 |
| Sunbelt Securities, Inc. | History | Added to | 267 | 7 | 0.0% | 0.0% | 109 | +2 | 0.75% | Q4 2025 | Feb 20, 2026 |
| FINANCIAL CONSULATE, INC | History | No change | 182 | 4 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| AMERIFLEX GROUP, INC. | History | Reduced | 126 | 3 | 0.0% | 0.0% | 113 | -126 | -50.0% | Q4 2025 | Feb 18, 2026 |
| AMERICAN NATIONAL BANK & TRUST | History | No change | 136 | 3 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| Larson Financial Group LLC | History | No change | 125 | 3 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Lloyd Advisory Services, LLC. | History | New | 56 | 1 | 0.0% | — | 114 | +56 | New | Q4 2025 | Feb 06, 2026 |
| OLD MISSION CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -105,041 | -100.0% | Q3 2025 | Nov 14, 2025 |
| WORLD EQUITY GROUP, INC. | History | Closed out | 0 | 0 | — | 0.26% | — | -42,491 | -100.0% | Q3 2025 | Oct 24, 2025 |
| PFG Advisors | History | Closed out | 0 | 0 | — | 0.01% | — | -9,624 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Sigma Planning Corp | History | Closed out | 0 | 0 | — | 0.01% | — | -8,262 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -4,320 | -100.0% | Q3 2025 | Nov 06, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -615 | -100.0% | Q3 2025 | Nov 18, 2025 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -397 | -100.0% | Q3 2025 | Nov 07, 2025 |
| Hilton Head Capital Partners, LLC | History | New | 3 | 0 | — | — | — | +3 | New | Q4 2025 | Feb 11, 2026 |