FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II - FEP
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FIRST TRUST ADVISORS LP | History | Added to | 1,079,715 | 58,963 | 0.04% | 0.03% | 1 | +371,900 | 52.54% | Q1 2026 | May 13, 2026 |
| MORGAN STANLEY | History | Added to | 893,976 | 48,820 | 0.0% | 0.0% | 2 | +33,101 | 3.85% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Added to | 540,363 | 29,509 | 0.01% | 0.01% | 3 | +32,073 | 6.31% | Q1 2026 | May 06, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 289,457 | 15,807 | 0.0% | 0.0% | 4 | -5,258 | -1.78% | Q1 2026 | May 04, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 241,336 | 13,179 | 0.0% | 0.0% | 5 | +78,069 | 47.82% | Q1 2026 | May 11, 2026 |
| UBS Group AG | History | Added to | 237,855 | 12,989 | 0.0% | 0.0% | 6 | +41,429 | 21.09% | Q1 2026 | May 05, 2026 |
| Cetera Investment Advisers | History | Added to | 204,533 | 11,169 | 0.01% | 0.01% | 7 | +4,869 | 2.44% | Q1 2026 | May 13, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 176,997 | 9,665 | 0.0% | 0.0% | 8 | +161,230 | 1022.58% | Q1 2026 | May 12, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 172,569 | 9,525 | 0.02% | 0.02% | 9 | -101,161 | -36.96% | Q1 2026 | Apr 08, 2026 |
| &PARTNERS | History | Added to | 153,360 | 8,375 | 0.04% | 0.02% | 10 | +80,676 | 111.0% | Q1 2026 | May 15, 2026 |
| Vontobel Holding Ltd. | History | Reduced | 147,571 | 8,058 | 0.03% | 0.03% | 11 | -4,918 | -3.23% | Q1 2026 | May 08, 2026 |
| ASSETMARK, INC | History | Added to | 123,126 | 6,723 | 0.01% | 0.01% | 12 | +7,765 | 6.73% | Q1 2026 | May 06, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 120,815 | 6,597 | 0.0% | 0.0% | 13 | +9,965 | 8.99% | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 109,337 | 5,970 | 0.0% | 0.0% | 14 | +11,744 | 12.03% | Q1 2026 | May 14, 2026 |
| BENJAMIN EDWARDS INC | History | Added to | 92,336 | 5,044 | 0.05% | 0.05% | 15 | +3,514 | 3.96% | Q1 2026 | May 12, 2026 |
| Dunhill Financial, LLC | History | Added to | 90,250 | 4,928 | 1.16% | 0.25% | 16 | +71,621 | 384.46% | Q1 2026 | May 06, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 82,258 | 4,492 | 0.01% | 0.01% | 17 | -8,152 | -9.02% | Q1 2026 | Apr 30, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 75,133 | 4,103 | 0.01% | 0.01% | 18 | -7,090 | -8.62% | Q1 2026 | May 15, 2026 |
| Advisory Services Network, LLC | History | New | 71,362 | 3,897 | 0.05% | — | 19 | +71,362 | New | Q1 2026 | May 15, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 59,717 | 3,261 | 0.0% | 0.0% | 20 | +112 | 0.19% | Q1 2026 | May 12, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 57,769 | 3,155 | 0.01% | 0.01% | 21 | -810 | -1.38% | Q1 2026 | Apr 22, 2026 |
| FLOW TRADERS U.S. LLC | History | New | 55,836 | 3,049 | 0.1% | — | 22 | +55,836 | New | Q1 2026 | May 15, 2026 |
| Gateway Wealth Partners, LLC | History | Added to | 49,250 | 2,689 | 0.1% | 0.14% | 24 | +26,096 | 112.71% | Q1 2026 | May 15, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 49,250 | 2,689 | 0.0% | 0.0% | 23 | -873 | -1.74% | Q1 2026 | Apr 27, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 45,114 | 2,463 | 0.01% | 0.01% | 25 | -118 | -0.26% | Q1 2026 | May 08, 2026 |
| Mainsail Financial Group, LLC | History | Reduced | 42,287 | 2,309 | 0.96% | 0.98% | 26 | -1,372 | -3.14% | Q1 2026 | Apr 15, 2026 |
| Prospera Financial Services Inc | History | Added to | 41,654 | 2,274 | 0.04% | 0.04% | 27 | +1,366 | 3.39% | Q1 2026 | Apr 14, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 41,431 | 2,262 | 0.01% | 0.01% | 28 | +2,486 | 6.38% | Q1 2026 | May 04, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 40,487 | 2,210 | 0.0% | 0.0% | 29 | +36,617 | 946.18% | Q1 2026 | May 15, 2026 |
| IFP Advisors, Inc | History | Added to | 39,869 | 2,177 | 0.05% | 0.04% | 30 | +3,544 | 9.76% | Q1 2026 | Apr 13, 2026 |
| Bank of New York Mellon Corp | History | Added to | 27,526 | 1,503 | 0.0% | 0.0% | 31 | +601 | 2.23% | Q1 2026 | May 05, 2026 |
| NWF Advisory Services Inc. | History | Reduced | 27,310 | 1,491 | 0.17% | 0.16% | 32 | -320 | -1.16% | Q1 2026 | May 04, 2026 |
| Orion Porfolio Solutions, LLC | History | Reduced | 26,463 | 1,445 | 0.01% | 0.01% | 33 | -215 | -0.81% | Q1 2026 | May 13, 2026 |
| AE Wealth Management LLC | History | Reduced | 25,798 | 1,408 | 0.01% | 0.01% | 34 | -1,516 | -5.55% | Q1 2026 | May 13, 2026 |
| HRT FINANCIAL LP | History | New | 25,419 | 1,388 | 0.0% | — | 35 | +25,419 | New | Q1 2026 | May 14, 2026 |
| BELLEVUE ASSET MANAGEMENT, LLC | History | Added to | 24,032 | 1,312 | 0.66% | 0.4% | 36 | +823 | 3.55% | Q1 2026 | Apr 24, 2026 |
| HSBC HOLDINGS PLC | History | New | 23,500 | 1,283 | 0.0% | — | 37 | +23,500 | New | Q1 2026 | Apr 30, 2026 |
| Atria Investments, Inc | History | Reduced | 23,332 | 1,274 | 0.01% | 0.01% | 38 | -915 | -3.77% | Q1 2026 | May 05, 2026 |
| Baird Financial Group, Inc. | History | New | 22,544 | 1,231 | 0.0% | — | 39 | +22,544 | New | Q1 2026 | May 14, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 20,028 | 1,110 | 0.01% | 0.01% | 40 | -442 | -2.16% | Q1 2026 | Apr 07, 2026 |
| SMITH, MOORE & CO. | History | Added to | 19,836 | 1,083 | 0.08% | 0.06% | 41 | +5,729 | 40.61% | Q1 2026 | May 05, 2026 |
| Snowden Capital Advisors LLC | History | Reduced | 18,815 | 1,027 | 0.03% | 0.03% | 42 | -223 | -1.17% | Q1 2026 | May 14, 2026 |
| PARK AVENUE SECURITIES LLC | History | Added to | 18,496 | 1,010 | 0.01% | 0.01% | 43 | +480 | 2.66% | Q1 2026 | Apr 07, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 18,472 | 1,009 | 0.0% | 0.0% | 44 | +1,271 | 7.39% | Q1 2026 | May 15, 2026 |
| OneAscent Financial Services LLC | History | Reduced | 17,513 | 956 | 0.05% | 0.09% | 45 | -849 | -4.62% | Q1 2026 | Apr 21, 2026 |
| Richmond Investment Services, LLC | History | Reduced | 14,907 | 814 | 0.13% | 0.15% | 46 | -1,601 | -9.7% | Q1 2026 | Apr 29, 2026 |
| RPg Family Wealth Advisory, LLC | History | Reduced | 14,765 | 806 | 0.17% | 0.19% | 47 | -901 | -5.75% | Q1 2026 | May 14, 2026 |
| Risk Paradigm Group, LLC | History | Reduced | 14,173 | 773 | 0.66% | 0.77% | 48 | -775 | -5.18% | Q1 2026 | May 14, 2026 |
| ABLE Financial Group, LLC | History | Reduced | 13,672 | 746 | 0.15% | 0.15% | 49 | -476 | -3.36% | Q1 2026 | Apr 20, 2026 |
| NewEdge Wealth, LLC | History | Added to | 13,247 | 723 | 0.01% | 0.01% | 50 | +4 | 0.03% | Q1 2026 | May 13, 2026 |
| Transamerica Financial Advisors, LLC | History | Added to | 12,939 | 706 | 0.06% | 0.02% | 51 | +8,820 | 214.13% | Q1 2026 | May 15, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 12,732 | 695 | 0.0% | 0.0% | 52 | -1,188 | -8.53% | Q1 2026 | Apr 30, 2026 |
| Pacific Excel Wealth Advisors, Inc. | History | Added to | 11,961 | 653 | 0.69% | 0.69% | 53 | +5,144 | 75.46% | Q1 2026 | May 13, 2026 |
| IAMS WEALTH MANAGEMENT, LLC | History | Reduced | 11,828 | 645 | 0.22% | 0.24% | 54 | -313 | -2.58% | Q1 2026 | Apr 15, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 11,573 | 632 | 0.0% | 0.0% | 55 | +305 | 2.71% | Q1 2026 | May 05, 2026 |
| HFG Advisors, Inc. | History | No change | 11,478 | 626 | 0.44% | 0.45% | 56 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 10,844 | 592 | 0.0% | 0.0% | 57 | -86 | -0.79% | Q1 2026 | May 05, 2026 |
| HBW ADVISORY SERVICES LLC | History | Added to | 10,708 | 584 | 0.06% | 0.06% | 58 | +410 | 3.98% | Q1 2026 | May 04, 2026 |
| Triad Wealth Partners, LLC | History | Reduced | 10,165 | 555 | 0.04% | 0.07% | 59 | -2,696 | -20.96% | Q1 2026 | Apr 16, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 10,033 | 547 | 0.01% | 0.01% | 60 | -677 | -6.32% | Q1 2026 | Apr 23, 2026 |
| 1776 Wealth LLC | History | No change | 9,839 | 537 | 0.21% | 0.2% | 61 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| LaSalle St. Investment Advisors, LLC | History | Reduced | 9,826 | 536 | 0.08% | 0.09% | 62 | -97 | -0.98% | Q1 2026 | May 08, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 9,305 | 508 | 0.01% | 0.03% | 63 | -21,783 | -70.07% | Q1 2026 | May 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 8,618 | 470 | 0.0% | 0.0% | 64 | -891 | -9.37% | Q1 2026 | May 15, 2026 |
| TCFG Investment Advisors, LLC | History | New | 8,328 | 454 | 0.17% | — | 66 | +8,328 | New | Q1 2026 | May 05, 2026 |
| TCFG WEALTH MANAGEMENT, LLC | History | Reduced | 8,328 | 454 | 0.17% | 0.18% | 65 | -92 | -1.09% | Q1 2026 | Apr 23, 2026 |
| GTS SECURITIES LLC | History | New | 8,117 | 443 | 0.02% | — | 67 | +8,117 | New | Q1 2026 | May 14, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Reduced | 7,906 | 431 | 0.01% | 0.01% | 68 | -1,158 | -12.78% | Q1 2026 | May 15, 2026 |
| Equitable Holdings, Inc. | History | No change | 7,998 | 429 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 7,490 | 409 | 0.01% | 0.0% | 70 | +69 | 0.93% | Q1 2026 | Apr 20, 2026 |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | History | Added to | 7,459 | 407 | 0.01% | 0.01% | 71 | +10 | 0.13% | Q1 2026 | Apr 15, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 6,701 | 350 | 0.0% | 0.0% | 72 | +1,001 | 17.56% | Q1 2026 | May 15, 2026 |
| RFG Advisory, LLC | History | Added to | 6,372 | 347 | 0.01% | 0.01% | 73 | +1,128 | 21.51% | Q1 2026 | Apr 17, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | History | Added to | 6,296 | 343 | 0.18% | 0.19% | 74 | +56 | 0.9% | Q1 2026 | May 13, 2026 |
| Pine Valley Investments Ltd Liability Co | History | Added to | 6,024 | 328 | 0.02% | 0.01% | 75 | +60 | 1.01% | Q1 2026 | Jun 08, 2026 |
| FSB PREMIER WEALTH MANAGEMENT, INC. | History | Reduced | 5,967 | 325 | 0.1% | 0.11% | 76 | -412 | -6.46% | Q1 2026 | May 13, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Added to | 5,918 | 323 | 0.0% | 0.0% | 77 | +402 | 7.29% | Q1 2026 | Apr 29, 2026 |
| Mutual Advisors, LLC | History | Added to | 5,640 | 308 | 0.01% | 0.01% | 78 | +79 | 1.42% | Q1 2026 | May 01, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 5,440 | 297 | 0.01% | 0.01% | 79 | -99 | -1.79% | Q1 2026 | Apr 21, 2026 |
| HighTower Advisors, LLC | History | No change | 5,413 | 295 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| RHODES INVESTMENT ADVISORS INC /ADV | History | Added to | 5,345 | 291 | 0.25% | 0.18% | 81 | +1,175 | 28.18% | Q1 2026 | May 14, 2026 |
| Pinnacle Family Advisors, LLC | History | Reduced | 5,102 | 278 | 0.13% | 0.12% | 82 | -131 | -2.5% | Q1 2026 | May 14, 2026 |
| BlueChip Wealth Advisors LLC | History | Added to | 5,082 | 277 | 0.12% | 0.1% | 83 | +677 | 15.37% | Q1 2026 | May 05, 2026 |
| PFG Advisors | History | Reduced | 4,724 | 257 | 0.01% | 0.01% | 84 | -1,007 | -17.57% | Q1 2026 | May 05, 2026 |
| ProVise Management Group, LLC | History | New | 4,440 | 242 | 0.02% | — | 85 | +4,440 | New | Q1 2026 | May 06, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 4,323 | 236 | 0.0% | 0.0% | 86 | +77 | 1.81% | Q1 2026 | May 07, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | No change | 4,332 | 236 | 0.01% | 0.01% | 87 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 4,304 | 235 | 0.0% | 0.0% | 88 | -1,899 | -30.61% | Q1 2026 | May 14, 2026 |
| MGO ONE SEVEN LLC | History | New | 4,197 | 229 | 0.0% | — | 89 | +4,197 | New | Q1 2026 | May 14, 2026 |
| NOVEM GROUP | History | New | 3,947 | 215 | 0.02% | — | 90 | +3,947 | New | Q1 2026 | Apr 10, 2026 |
| Global Retirement Partners, LLC | History | No change | 3,972 | 213 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Morey & Quinn Wealth Partners, LLC | History | No change | 3,821 | 208 | 0.15% | 0.15% | 92 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Apollon Wealth Management, LLC | History | Reduced | 3,803 | 207 | 0.0% | 0.0% | 93 | -213 | -5.3% | Q1 2026 | Apr 22, 2026 |
| Asset Allocation Strategies LLC | History | New | 3,692 | 201 | 0.04% | — | 94 | +3,692 | New | Q1 2026 | Apr 22, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | No change | 3,123 | 167 | 0.05% | 0.05% | 95 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| Topsail Wealth Management, LLC | History | No change | 3,000 | 163 | 0.02% | 0.02% | 96 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| ORG Partners LLC | History | No change | 3,000 | 161 | 0.03% | 0.03% | 97 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| FIFTH THIRD BANCORP | History | New | 2,643 | 144 | 0.0% | — | 98 | +2,643 | New | Q1 2026 | May 01, 2026 |
| COMERICA BANK | History | No change | 2,669 | 143 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| CWM, LLC | History | Added to | 2,466 | 134 | 0.0% | 0.0% | 100 | +410 | 19.94% | Q1 2026 | May 14, 2026 |
| Parallel Advisors, LLC | History | New | 2,381 | 130 | 0.0% | — | 101 | +2,381 | New | Q1 2026 | Jun 02, 2026 |
| Ashton Thomas Private Wealth, LLC | History | New | 2,189 | 119 | 0.0% | — | 102 | +2,189 | New | Q1 2026 | May 11, 2026 |
| PRIVATE TRUST CO NA | History | No change | 2,075 | 113 | 0.01% | 0.01% | 103 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Roxbury Financial LLC | History | New | 1,835 | 100 | 0.09% | — | 105 | +1,835 | New | Q1 2026 | Apr 17, 2026 |
| REAP Financial Group, LLC | History | Added to | 1,840 | 100 | 0.02% | 0.02% | 104 | +3 | 0.16% | Q1 2026 | May 11, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 1,782 | 93 | 0.0% | 0.0% | 106 | -19 | -1.05% | Q1 2026 | May 13, 2026 |
| BANK OF MONTREAL /CAN/ | History | New | 1,553 | 84 | 0.0% | — | 107 | +1,553 | New | Q1 2026 | May 13, 2026 |
| CITIGROUP INC | History | Reduced | 1,463 | 79 | 0.0% | 0.0% | 108 | -3,554 | -70.84% | Q1 2026 | May 11, 2026 |
| Synergy Investment Management, LLC | History | New | 1,464 | 79 | 0.03% | — | 109 | +1,464 | New | Q1 2026 | May 14, 2026 |
| Rossby Financial, LCC | History | Added to | 1,389 | 77 | 0.02% | 0.02% | 110 | +208 | 17.61% | Q1 2026 | May 11, 2026 |
| NewEdge Advisors, LLC | History | Added to | 1,312 | 71 | 0.0% | 0.0% | 111 | +1 | 0.08% | Q1 2026 | Jun 02, 2026 |
| US BANCORP \DE\ | History | No change | 1,000 | 54 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| CX Institutional | History | Added to | 697 | 38 | 0.0% | 0.0% | 113 | +1 | 0.14% | Q1 2026 | Apr 06, 2026 |
| FMR LLC | History | Added to | 558 | 30 | 0.0% | 0.0% | 114 | +129 | 30.07% | Q1 2026 | May 15, 2026 |
| DHJJ Financial Advisors, Ltd. | History | Reduced | 505 | 27 | 0.01% | 0.01% | 116 | -315 | -38.41% | Q1 2026 | Apr 09, 2026 |
| Pinnacle Bancorp, Inc. | History | No change | 500 | 27 | 0.01% | 0.01% | 115 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Western Wealth Management, LLC | History | New | 475 | 25 | 0.0% | — | 118 | +475 | New | Q1 2026 | May 19, 2026 |
| CULLEN/FROST BANKERS, INC. | History | Added to | 473 | 25 | 0.0% | 0.0% | 117 | +210 | 79.85% | Q1 2026 | May 05, 2026 |
| Smartleaf Asset Management LLC | History | Reduced | 431 | 22 | 0.0% | 0.0% | 119 | -43 | -9.07% | Q1 2026 | May 15, 2026 |
| Annis Gardner Whiting Capital Advisors, LLC | History | New | 350 | 19 | 0.0% | — | 121 | +350 | New | Q1 2026 | May 06, 2026 |
| SOA Wealth Advisors, LLC. | History | Added to | 362 | 19 | 0.0% | 0.0% | 120 | +1 | 0.28% | Q1 2026 | May 20, 2026 |
| My Portfolio Guide, LLC | History | New | 311 | 16 | 0.01% | — | 123 | +311 | New | Q1 2026 | May 05, 2026 |
| Signature Equity Partners, LLC | History | No change | 308 | 16 | 0.01% | 0.01% | 122 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Spire Wealth Management | History | New | 229 | 12 | 0.0% | — | 126 | +229 | New | Q1 2026 | Apr 22, 2026 |
| Sunbelt Securities, Inc. | History | No change | 223 | 12 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| CoreCap Advisors, LLC | History | No change | 228 | 12 | 0.0% | 0.0% | 125 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 223 | 11 | 0.0% | 0.0% | 127 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Silicon Valley Capital Partners | History | No change | 142 | 7 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q1 2026 | May 19, 2026 |
| AMERICAN NATIONAL BANK & TRUST | History | No change | 101 | 5 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| AMERIFLEX GROUP, INC. | History | Reduced | 91 | 4 | 0.0% | 0.0% | 130 | -13 | -12.5% | Q1 2026 | May 15, 2026 |
| NBC SECURITIES, INC. | History | No change | 67 | 3 | 0.0% | 0.0% | 131 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| Qube Research & Technologies Ltd | History | New | 42 | 2 | 0.0% | — | 132 | +42 | New | Q1 2026 | May 15, 2026 |
| GAMMA Investing LLC | History | Reduced | 29 | 1 | 0.0% | 0.0% | 133 | -230 | -88.8% | Q1 2026 | Apr 06, 2026 |
| Key Capital Management, INC | History | New | 36 | 1 | 0.0% | — | 135 | +36 | New | Q1 2026 | May 07, 2026 |
| Strive Financial Group ,LLC | History | New | 11 | 1 | 0.0% | — | 134 | +11 | New | Q1 2026 | May 15, 2026 |
| Coppell Advisory Solutions LLC | History | Closed out | 0 | 0 | — | 0.33% | — | -61,884 | -100.0% | Q1 2026 | May 15, 2026 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,308 | -100.0% | Q1 2026 | May 15, 2026 |
| StoneX Group Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -4,461 | -100.0% | Q1 2026 | May 14, 2026 |
| PRIVATE CLIENT SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -3,859 | -100.0% | Q1 2026 | Apr 06, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,130 | -100.0% | Q1 2026 | Apr 28, 2026 |
| Luminist Capital LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -203 | -100.0% | Q1 2026 | Apr 24, 2026 |
| Lloyd Advisory Services, LLC. | History | Closed out | 0 | 0 | — | 0.0% | — | -29 | -100.0% | Q1 2026 | May 13, 2026 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | — | — | -2 | -100.0% | Q1 2026 | May 15, 2026 |
| Darwin Wealth Management, LLC | History | Closed out | 0 | 0 | — | — | — | -2 | -100.0% | Q1 2026 | May 01, 2026 |