FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II - FEP
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 172,569 | 9,525 | 0.02% | 0.02% | 1 | -101,161 | -36.96% | Q1 2026 | Apr 08, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 57,769 | 3,155 | 0.01% | 0.01% | 2 | -810 | -1.38% | Q1 2026 | Apr 22, 2026 |
| Mainsail Financial Group, LLC | History | Reduced | 42,287 | 2,309 | 0.96% | 0.98% | 3 | -1,372 | -3.14% | Q1 2026 | Apr 15, 2026 |
| Prospera Financial Services Inc | History | Added to | 41,654 | 2,274 | 0.04% | 0.04% | 4 | +1,366 | 3.39% | Q1 2026 | Apr 14, 2026 |
| IFP Advisors, Inc | History | Added to | 39,869 | 2,177 | 0.05% | 0.04% | 5 | +3,544 | 9.76% | Q1 2026 | Apr 13, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 20,028 | 1,110 | 0.01% | 0.01% | 6 | -442 | -2.16% | Q1 2026 | Apr 07, 2026 |
| PARK AVENUE SECURITIES LLC | History | Added to | 18,496 | 1,010 | 0.01% | 0.01% | 7 | +480 | 2.66% | Q1 2026 | Apr 07, 2026 |
| OneAscent Financial Services LLC | History | Reduced | 17,513 | 956 | 0.05% | 0.09% | 8 | -849 | -4.62% | Q1 2026 | Apr 21, 2026 |
| ABLE Financial Group, LLC | History | Reduced | 13,672 | 746 | 0.15% | 0.15% | 9 | -476 | -3.36% | Q1 2026 | Apr 20, 2026 |
| IAMS WEALTH MANAGEMENT, LLC | History | Reduced | 11,828 | 645 | 0.22% | 0.24% | 10 | -313 | -2.58% | Q1 2026 | Apr 15, 2026 |
| Triad Wealth Partners, LLC | History | Reduced | 10,165 | 555 | 0.04% | 0.07% | 11 | -2,696 | -20.96% | Q1 2026 | Apr 16, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 10,033 | 547 | 0.01% | 0.01% | 12 | -677 | -6.32% | Q1 2026 | Apr 23, 2026 |
| TCFG WEALTH MANAGEMENT, LLC | History | Reduced | 8,328 | 454 | 0.17% | 0.18% | 13 | -92 | -1.09% | Q1 2026 | Apr 23, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 7,490 | 409 | 0.01% | 0.0% | 14 | +69 | 0.93% | Q1 2026 | Apr 20, 2026 |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | History | Added to | 7,459 | 407 | 0.01% | 0.01% | 15 | +10 | 0.13% | Q1 2026 | Apr 15, 2026 |
| RFG Advisory, LLC | History | Added to | 6,372 | 347 | 0.01% | 0.01% | 16 | +1,128 | 21.51% | Q1 2026 | Apr 17, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 5,440 | 297 | 0.01% | 0.01% | 17 | -99 | -1.79% | Q1 2026 | Apr 21, 2026 |
| NOVEM GROUP | History | New | 3,947 | 215 | 0.02% | — | 18 | +3,947 | New | Q1 2026 | Apr 10, 2026 |
| Morey & Quinn Wealth Partners, LLC | History | No change | 3,821 | 208 | 0.15% | 0.15% | 19 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Apollon Wealth Management, LLC | History | Reduced | 3,803 | 207 | 0.0% | 0.0% | 20 | -213 | -5.3% | Q1 2026 | Apr 22, 2026 |
| Asset Allocation Strategies LLC | History | New | 3,692 | 201 | 0.04% | — | 21 | +3,692 | New | Q1 2026 | Apr 22, 2026 |
| Topsail Wealth Management, LLC | History | No change | 3,000 | 163 | 0.02% | 0.02% | 22 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Roxbury Financial LLC | History | New | 1,835 | 100 | 0.09% | — | 23 | +1,835 | New | Q1 2026 | Apr 17, 2026 |
| CX Institutional | History | Added to | 697 | 38 | 0.0% | 0.0% | 24 | +1 | 0.14% | Q1 2026 | Apr 06, 2026 |
| DHJJ Financial Advisors, Ltd. | History | Reduced | 505 | 27 | 0.01% | 0.01% | 26 | -315 | -38.41% | Q1 2026 | Apr 09, 2026 |
| Pinnacle Bancorp, Inc. | History | No change | 500 | 27 | 0.01% | 0.01% | 25 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Spire Wealth Management | History | New | 229 | 12 | 0.0% | — | 27 | +229 | New | Q1 2026 | Apr 22, 2026 |
| CoreCap Advisors, LLC | History | No change | 228 | 12 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| AMERICAN NATIONAL BANK & TRUST | History | No change | 101 | 5 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| NBC SECURITIES, INC. | History | No change | 67 | 3 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| GAMMA Investing LLC | History | Reduced | 29 | 1 | 0.0% | 0.0% | 31 | -230 | -88.8% | Q1 2026 | Apr 06, 2026 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -860,875 | -100.0% | Q4 2025 | Feb 13, 2026 |
| FIRST TRUST ADVISORS LP | History | Closed out | 0 | 0 | — | 0.03% | — | -707,815 | -100.0% | Q4 2025 | Feb 13, 2026 |
| LPL Financial LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -508,290 | -100.0% | Q4 2025 | Feb 11, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -294,715 | -100.0% | Q4 2025 | Feb 10, 2026 |
| Cetera Investment Advisers | History | Closed out | 0 | 0 | — | 0.01% | — | -199,664 | -100.0% | Q4 2025 | Feb 17, 2026 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -196,426 | -100.0% | Q4 2025 | Jan 29, 2026 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -163,267 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Vontobel Holding Ltd. | History | Closed out | 0 | 0 | — | 0.03% | — | -152,489 | -100.0% | Q4 2025 | Feb 13, 2026 |
| ASSETMARK, INC | History | Closed out | 0 | 0 | — | 0.01% | — | -115,361 | -100.0% | Q4 2025 | Jan 23, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -110,850 | -100.0% | Q4 2025 | Feb 17, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -97,593 | -100.0% | Q4 2025 | Feb 18, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -90,410 | -100.0% | Q4 2025 | Feb 05, 2026 |
| BENJAMIN EDWARDS INC | History | Closed out | 0 | 0 | — | 0.05% | — | -88,822 | -100.0% | Q4 2025 | Feb 02, 2026 |
| OSAIC HOLDINGS, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -82,223 | -100.0% | Q4 2025 | Feb 17, 2026 |
| &PARTNERS | History | Closed out | 0 | 0 | — | 0.02% | — | -72,684 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Coppell Advisory Solutions LLC | History | Closed out | 0 | 0 | — | 0.33% | — | -61,884 | -100.0% | Q4 2025 | Feb 17, 2026 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -59,605 | -100.0% | Q4 2025 | Feb 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -50,123 | -100.0% | Q4 2025 | Feb 12, 2026 |
| Steward Partners Investment Advisory, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -45,232 | -100.0% | Q4 2025 | Feb 12, 2026 |
| MML INVESTORS SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -38,945 | -100.0% | Q4 2025 | Feb 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Closed out | 0 | 0 | — | 0.03% | — | -31,088 | -100.0% | Q4 2025 | Feb 09, 2026 |
| NWF Advisory Services Inc. | History | Closed out | 0 | 0 | — | 0.16% | — | -27,630 | -100.0% | Q4 2025 | Mar 03, 2026 |
| AE Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -27,314 | -100.0% | Q4 2025 | Jan 26, 2026 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -26,925 | -100.0% | Q4 2025 | Feb 10, 2026 |
| Orion Porfolio Solutions, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -26,678 | -100.0% | Q4 2025 | Feb 12, 2026 |
| Atria Investments, Inc | History | Closed out | 0 | 0 | — | 0.01% | — | -24,247 | -100.0% | Q4 2025 | Feb 05, 2026 |
| BELLEVUE ASSET MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.4% | — | -23,209 | -100.0% | Q4 2025 | Jan 23, 2026 |
| Gateway Wealth Partners, LLC | History | Closed out | 0 | 0 | — | 0.14% | — | -23,154 | -100.0% | Q4 2025 | Feb 11, 2026 |
| Snowden Capital Advisors LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -19,038 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Dunhill Financial, LLC | History | Closed out | 0 | 0 | — | 0.25% | — | -18,629 | -100.0% | Q4 2025 | Jan 29, 2026 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -17,201 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Richmond Investment Services, LLC | History | Closed out | 0 | 0 | — | 0.15% | — | -16,508 | -100.0% | Q4 2025 | Feb 12, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,767 | -100.0% | Q4 2025 | Feb 12, 2026 |
| RPg Family Wealth Advisory, LLC | History | Closed out | 0 | 0 | — | 0.19% | — | -15,666 | -100.0% | Q4 2025 | Feb 13, 2026 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,308 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Risk Paradigm Group, LLC | History | Closed out | 0 | 0 | — | 0.77% | — | -14,948 | -100.0% | Q4 2025 | Feb 17, 2026 |
| SMITH, MOORE & CO. | History | Closed out | 0 | 0 | — | 0.06% | — | -14,107 | -100.0% | Q4 2025 | Jan 23, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,920 | -100.0% | Q4 2025 | Feb 13, 2026 |
| NewEdge Wealth, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -13,243 | -100.0% | Q4 2025 | Feb 03, 2026 |
| HFG Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.45% | — | -11,478 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Sanctuary Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,268 | -100.0% | Q4 2025 | Jan 29, 2026 |
| D.A. DAVIDSON & CO. | History | Closed out | 0 | 0 | — | 0.0% | — | -10,930 | -100.0% | Q4 2025 | Jan 29, 2026 |
| HBW ADVISORY SERVICES LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -10,298 | -100.0% | Q4 2025 | Jan 23, 2026 |
| LaSalle St. Investment Advisors, LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -9,923 | -100.0% | Q4 2025 | Feb 17, 2026 |
| 1776 Wealth LLC | History | Closed out | 0 | 0 | — | 0.2% | — | -9,839 | -100.0% | Q4 2025 | Feb 11, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -9,509 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Equitable Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -7,998 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Pacific Excel Wealth Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.69% | — | -6,817 | -100.0% | Q4 2025 | Feb 18, 2026 |
| FSB PREMIER WEALTH MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.11% | — | -6,379 | -100.0% | Q4 2025 | Feb 03, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | History | Closed out | 0 | 0 | — | 0.19% | — | -6,240 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Rockefeller Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -6,203 | -100.0% | Q4 2025 | Mar 16, 2026 |
| Pine Valley Investments Ltd Liability Co | History | Closed out | 0 | 0 | — | 0.01% | — | -5,964 | -100.0% | Q4 2025 | Feb 13, 2026 |
| PFG Advisors | History | Closed out | 0 | 0 | — | 0.01% | — | -5,731 | -100.0% | Q4 2025 | Jan 27, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Closed out | 0 | 0 | — | 0.0% | — | -5,700 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Mutual Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -5,561 | -100.0% | Q4 2025 | Feb 02, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -5,516 | -100.0% | Q4 2025 | Feb 06, 2026 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,413 | -100.0% | Q4 2025 | Feb 06, 2026 |
| Pinnacle Family Advisors, LLC | History | Closed out | 0 | 0 | — | 0.12% | — | -5,233 | -100.0% | Q4 2025 | Feb 17, 2026 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,017 | -100.0% | Q4 2025 | Feb 13, 2026 |
| StoneX Group Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -4,461 | -100.0% | Q4 2025 | Feb 12, 2026 |
| BlueChip Wealth Advisors LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -4,405 | -100.0% | Q4 2025 | Feb 05, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -4,332 | -100.0% | Q4 2025 | Jan 28, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -4,246 | -100.0% | Q4 2025 | Feb 10, 2026 |
| Transamerica Financial Advisors, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -4,119 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Global Retirement Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,972 | -100.0% | Q4 2025 | Feb 06, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,870 | -100.0% | Q4 2025 | Feb 17, 2026 |
| PRIVATE CLIENT SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -3,859 | -100.0% | Q4 2025 | Jan 07, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -3,123 | -100.0% | Q4 2025 | Feb 05, 2026 |
| ORG Partners LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -3,000 | -100.0% | Q4 2025 | Jan 14, 2026 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -2,669 | -100.0% | Q4 2025 | Jan 29, 2026 |
| PRIVATE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.01% | — | -2,075 | -100.0% | Q4 2025 | Jan 26, 2026 |
| CWM, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,056 | -100.0% | Q4 2025 | Jan 26, 2026 |
| REAP Financial Group, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -1,837 | -100.0% | Q4 2025 | Feb 10, 2026 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -1,801 | -100.0% | Q4 2025 | Feb 11, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,311 | -100.0% | Q4 2025 | Feb 18, 2026 |
| Rossby Financial, LCC | History | Closed out | 0 | 0 | — | 0.02% | — | -1,181 | -100.0% | Q4 2025 | Feb 12, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,130 | -100.0% | Q4 2025 | Jan 21, 2026 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q4 2025 | Jan 30, 2026 |
| Smartleaf Asset Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -474 | -100.0% | Q4 2025 | Feb 13, 2026 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -429 | -100.0% | Q4 2025 | Feb 17, 2026 |
| SOA Wealth Advisors, LLC. | History | Closed out | 0 | 0 | — | 0.0% | — | -361 | -100.0% | Q4 2025 | Jan 20, 2026 |
| Signature Equity Partners, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -308 | -100.0% | Q4 2025 | Feb 17, 2026 |
| CULLEN/FROST BANKERS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -263 | -100.0% | Q4 2025 | Feb 06, 2026 |
| CIBC Private Wealth Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -223 | -100.0% | Q4 2025 | Feb 12, 2026 |
| Sunbelt Securities, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -223 | -100.0% | Q4 2025 | Feb 20, 2026 |
| Luminist Capital LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -203 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Silicon Valley Capital Partners | History | Closed out | 0 | 0 | — | 0.0% | — | -142 | -100.0% | Q4 2025 | Feb 13, 2026 |
| AMERIFLEX GROUP, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -104 | -100.0% | Q4 2025 | Feb 18, 2026 |
| Lloyd Advisory Services, LLC. | History | Closed out | 0 | 0 | — | 0.0% | — | -29 | -100.0% | Q4 2025 | Feb 06, 2026 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | — | — | -2 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Darwin Wealth Management, LLC | History | Closed out | 0 | 0 | — | — | — | -2 | -100.0% | Q4 2025 | Jan 22, 2026 |