FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II - FEP
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FIRST TRUST ADVISORS LP | History | No change | 1,145,812 | 65,368 | 0.04% | 0.04% | 1 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| MORGAN STANLEY | History | No change | 884,638 | 50,468 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| LPL Financial LLC | History | Reduced | 520,508 | 29,361 | 0.01% | 0.01% | 3 | -32,339 | -5.85% | Q3 2026 | Nov 06, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 298,459 | 17,027 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| UBS Group AG | History | No change | 280,860 | 16,023 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 240,269 | 13,707 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cetera Investment Advisers | History | No change | 214,361 | 12,229 | 0.01% | 0.01% | 7 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| BANK OF NOVA SCOTIA | History | No change | 200,195 | 11,421 | 0.02% | 0.02% | 8 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| &PARTNERS | History | No change | 168,324 | 9,576 | 0.04% | 0.04% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 165,345 | 9,181 | 0.01% | 0.02% | 10 | +2,407 | 1.48% | Q3 2026 | Oct 13, 2026 |
| Vontobel Holding Ltd. | History | Reduced | 141,028 | 7,955 | 0.03% | 0.03% | 11 | -6,043 | -4.11% | Q3 2026 | Oct 16, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 120,818 | 6,892 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Dunhill Financial, LLC | History | No change | 117,399 | 6,719 | 1.37% | 1.37% | 13 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 113,773 | 6,490 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ASSETMARK, INC | History | Reduced | 106,066 | 5,983 | 0.01% | 0.01% | 15 | -27,083 | -20.34% | Q3 2026 | Oct 21, 2026 |
| BENJAMIN EDWARDS INC | History | No change | 94,097 | 5,370 | 0.05% | 0.05% | 16 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 81,561 | 4,653 | 0.01% | 0.01% | 17 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Advisory Services Network, LLC | History | No change | 74,732 | 4,263 | 0.05% | 0.05% | 18 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 73,519 | 4,147 | 0.01% | 0.01% | 19 | -9,929 | -11.9% | Q3 2026 | Nov 02, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 60,199 | 3,434 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Janney Montgomery Scott LLC | History | No change | 57,256 | 3,266 | 0.01% | 0.01% | 21 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| CITADEL ADVISORS LLC | History | No change | 47,652 | 2,718 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| Mainsail Financial Group, LLC | History | Added to | 47,024 | 2,652 | 0.89% | 0.88% | 23 | +1,415 | 3.1% | Q3 2026 | Oct 23, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 46,936 | 2,647 | 0.0% | 0.0% | 24 | -1,614 | -3.32% | Q3 2026 | Nov 02, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 46,272 | 2,639 | 0.01% | 0.01% | 25 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 45,112 | 2,573 | 0.01% | 0.01% | 26 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| IFP Advisors, Inc | History | Reduced | 37,438 | 2,111 | 0.04% | 0.04% | 27 | -3,798 | -9.21% | Q3 2026 | Oct 16, 2026 |
| HSBC HOLDINGS PLC | History | No change | 35,500 | 2,025 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Gateway Wealth Partners, LLC | History | No change | 31,497 | 1,796 | 0.11% | 0.11% | 29 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Prospera Financial Services Inc | History | Reduced | 30,852 | 1,742 | 0.02% | 0.03% | 30 | -8,198 | -20.99% | Q3 2026 | Nov 04, 2026 |
| NWF Advisory Services Inc. | History | Reduced | 27,010 | 1,523 | 0.14% | 0.15% | 31 | -300 | -1.1% | Q3 2026 | Oct 19, 2026 |
| Orion Porfolio Solutions, LLC | History | No change | 26,021 | 1,484 | 0.01% | 0.01% | 32 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BELLEVUE ASSET MANAGEMENT, LLC | History | No change | 23,948 | 1,366 | 0.63% | 0.63% | 33 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| AE Wealth Management LLC | History | No change | 23,516 | 1,341 | 0.01% | 0.01% | 34 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Baird Financial Group, Inc. | History | No change | 23,505 | 1,340 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Snowden Capital Advisors LLC | History | No change | 20,585 | 1,174 | 0.03% | 0.03% | 36 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SMITH, MOORE & CO. | History | No change | 20,572 | 1,173 | 0.08% | 0.08% | 37 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Bank of New York Mellon Corp | History | Reduced | 20,234 | 1,141 | 0.0% | 0.0% | 38 | -7,847 | -27.94% | Q3 2026 | Nov 05, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 20,037 | 1,130 | 0.0% | 0.0% | 39 | +2,974 | 17.43% | Q3 2026 | Nov 02, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 19,458 | 1,097 | 0.01% | 0.01% | 40 | -564 | -2.82% | Q3 2026 | Oct 08, 2026 |
| Atria Investments, Inc | History | Reduced | 18,408 | 1,038 | 0.01% | 0.01% | 41 | -4,803 | -20.69% | Q3 2026 | Oct 15, 2026 |
| ROYAL BANK OF CANADA | History | No change | 17,523 | 1,000 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OneAscent Financial Services LLC | History | No change | 17,410 | 993 | 0.05% | 0.05% | 43 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| PARK AVENUE SECURITIES LLC | History | Reduced | 15,331 | 865 | 0.01% | 0.01% | 44 | -3,472 | -18.47% | Q3 2026 | Oct 26, 2026 |
| RPg Family Wealth Advisory, LLC | History | No change | 14,543 | 829 | 0.17% | 0.17% | 45 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Risk Paradigm Group, LLC | History | No change | 13,952 | 795 | 0.62% | 0.62% | 46 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| ABLE Financial Group, LLC | History | Reduced | 13,393 | 755 | 0.12% | 0.13% | 47 | -261 | -1.91% | Q3 2026 | Oct 14, 2026 |
| NewEdge Wealth, LLC | History | No change | 12,929 | 737 | 0.01% | 0.01% | 48 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Transamerica Financial Advisors, LLC | History | No change | 12,067 | 688 | 0.06% | 0.06% | 49 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Sanctuary Advisors, LLC | History | No change | 11,704 | 667 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| HFG Advisors, Inc. | History | No change | 11,478 | 654 | 0.41% | 0.41% | 51 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Ascentis Independent Advisors | History | New | 10,175 | 573 | 0.03% | — | 52 | +10,175 | New | Q3 2026 | Nov 03, 2026 |
| 1776 Wealth LLC | History | No change | 9,839 | 561 | 0.2% | 0.2% | 53 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| LaSalle St. Investment Advisors, LLC | History | No change | 9,812 | 559 | 0.07% | 0.07% | 54 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 9,797 | 552 | 0.01% | 0.01% | 55 | -1,804 | -15.55% | Q3 2026 | Nov 09, 2026 |
| Pacific Excel Wealth Advisors, Inc. | History | New | 9,530 | 536 | 0.59% | — | 56 | +9,530 | New | Q3 2026 | Oct 27, 2026 |
| Quantinno Capital Management LP | History | No change | 9,208 | 525 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 9,273 | 523 | 0.0% | 0.0% | 58 | +227 | 2.51% | Q3 2026 | Oct 27, 2026 |
| Sigma Planning Corp | History | New | 8,720 | 491 | 0.01% | — | 59 | +8,720 | New | Q3 2026 | Oct 23, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 8,489 | 479 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TCFG Investment Advisors, LLC | History | Reduced | 7,898 | 445 | 0.15% | 0.16% | 61 | -430 | -5.16% | Q3 2026 | Oct 20, 2026 |
| OPPENHEIMER & CO INC | History | No change | 7,322 | 413 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | History | Added to | 7,241 | 408 | 0.01% | 0.01% | 63 | +41 | 0.57% | Q3 2026 | Oct 13, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 7,121 | 406 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| IAMS WEALTH MANAGEMENT, LLC | History | Reduced | 7,075 | 399 | 0.12% | 0.21% | 65 | -4,913 | -40.98% | Q3 2026 | Oct 15, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 7,064 | 398 | 0.0% | 0.0% | 66 | -443 | -5.9% | Q3 2026 | Nov 06, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Reduced | 6,628 | 373 | 0.01% | 0.01% | 67 | -35 | -0.53% | Q3 2026 | Oct 13, 2026 |
| Dynamic Advisor Solutions LLC | History | Reduced | 6,556 | 369 | 0.01% | 0.01% | 68 | -27 | -0.41% | Q3 2026 | Oct 13, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | No change | 6,318 | 360 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Richmond Investment Services, LLC | History | Reduced | 6,370 | 359 | 0.11% | 0.12% | 70 | -239 | -3.62% | Q3 2026 | Oct 29, 2026 |
| Pine Valley Investments Ltd Liability Co | History | Added to | 6,355 | 358 | 0.01% | 0.01% | 71 | +98 | 1.57% | Q3 2026 | Nov 09, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | History | No change | 6,273 | 357 | 0.16% | 0.16% | 72 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SeaBridge Investment Advisors LLC | History | New | 6,190 | 349 | 0.05% | — | 73 | +6,190 | New | Q3 2026 | Oct 30, 2026 |
| FSB PREMIER WEALTH MANAGEMENT, INC. | History | No change | 6,021 | 343 | 0.1% | 0.1% | 74 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Kingsview Wealth Management, LLC | History | No change | 5,852 | 333 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 5,840 | 329 | 0.01% | 0.01% | 76 | +99 | 1.72% | Q3 2026 | Oct 22, 2026 |
| Mutual Advisors, LLC | History | No change | 5,737 | 327 | 0.01% | 0.01% | 77 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HighTower Advisors, LLC | History | No change | 5,413 | 305 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q3 2026 | Nov 09, 2026 |
| Equitable Holdings, Inc. | History | No change | 5,332 | 304 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Signature Equity Partners, LLC | History | Added to | 5,386 | 303 | 0.11% | 0.01% | 80 | +5,069 | 1599.05% | Q3 2026 | Oct 29, 2026 |
| RHODES INVESTMENT ADVISORS INC /ADV | History | Reduced | 5,045 | 284 | 0.2% | 0.25% | 81 | -1,025 | -16.89% | Q3 2026 | Oct 07, 2026 |
| Pinnacle Family Advisors, LLC | History | No change | 4,903 | 279 | 0.12% | 0.12% | 82 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NOVEM GROUP | History | Added to | 4,619 | 260 | 0.03% | 0.02% | 83 | +567 | 13.99% | Q3 2026 | Oct 19, 2026 |
| Concurrent Investment Advisors, LLC | History | New | 4,601 | 259 | 0.0% | — | 84 | +4,601 | New | Q3 2026 | Oct 16, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 4,307 | 245 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Triad Wealth Partners, LLC | History | Reduced | 4,327 | 244 | 0.01% | 0.02% | 87 | -253 | -5.52% | Q3 2026 | Oct 26, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | No change | 4,332 | 244 | 0.01% | 0.01% | 86 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| Parallel Advisors, LLC | History | Added to | 4,314 | 243 | 0.0% | 0.0% | 88 | +400 | 10.22% | Q3 2026 | Nov 03, 2026 |
| RFG Advisory, LLC | History | Reduced | 4,256 | 240 | 0.0% | 0.01% | 89 | -1,932 | -31.22% | Q3 2026 | Nov 03, 2026 |
| Asset Allocation Strategies LLC | History | Added to | 4,175 | 235 | 0.04% | 0.04% | 90 | +25 | 0.6% | Q3 2026 | Oct 20, 2026 |
| MGO ONE SEVEN LLC | History | Reduced | 4,107 | 231 | 0.0% | 0.0% | 91 | -90 | -2.14% | Q3 2026 | Oct 28, 2026 |
| BlueChip Wealth Advisors LLC | History | Reduced | 4,022 | 226 | 0.08% | 0.11% | 92 | -1,060 | -20.86% | Q3 2026 | Nov 03, 2026 |
| Apollon Wealth Management, LLC | History | Added to | 3,872 | 218 | 0.0% | 0.0% | 93 | +153 | 4.11% | Q3 2026 | Oct 23, 2026 |
| Unique Wealth Strategies, LLC | History | No change | 3,768 | 214 | 0.08% | 0.08% | 94 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| Morey & Quinn Wealth Partners, LLC | History | Reduced | 3,720 | 209 | 0.14% | 0.14% | 95 | -101 | -2.64% | Q3 2026 | Oct 27, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 3,597 | 205 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Roxbury Financial LLC | History | Added to | 3,571 | 201 | 0.15% | 0.15% | 98 | +264 | 7.98% | Q3 2026 | Oct 01, 2026 |
| PRINCIPAL SECURITIES, INC. | History | No change | 3,526 | 201 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| PFG Advisors | History | Reduced | 3,553 | 200 | 0.01% | 0.01% | 99 | -772 | -17.85% | Q3 2026 | Oct 15, 2026 |
| Topsail Wealth Management, LLC | History | No change | 3,000 | 171 | 0.02% | 0.02% | 100 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| PRIVATE TRUST CO NA | History | Reduced | 2,166 | 122 | 0.01% | 0.01% | 101 | -21 | -0.96% | Q3 2026 | Oct 20, 2026 |
| JPMORGAN CHASE & CO | History | No change | 1,973 | 112 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| IFG Advisory, LLC | History | Reduced | 1,980 | 111 | 0.0% | 0.0% | 103 | -192 | -8.84% | Q3 2026 | Nov 06, 2026 |
| FIFTH THIRD BANCORP | History | Reduced | 1,889 | 106 | 0.0% | 0.0% | 104 | -57 | -2.93% | Q3 2026 | Nov 05, 2026 |
| CULLEN/FROST BANKERS, INC. | History | Added to | 1,873 | 105 | 0.0% | 0.0% | 105 | +852 | 83.45% | Q3 2026 | Oct 28, 2026 |
| REAP Financial Group, LLC | History | Added to | 1,876 | 105 | 0.02% | 0.02% | 106 | +10 | 0.54% | Q3 2026 | Nov 02, 2026 |
| Ashton Thomas Private Wealth, LLC | History | Reduced | 1,740 | 98 | 0.0% | 0.0% | 107 | -464 | -21.05% | Q3 2026 | Nov 02, 2026 |
| Global Retirement Partners, LLC | History | No change | 1,695 | 96 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| LFA - Lugano Financial Advisors SA | History | No change | 1,660 | 93 | 0.05% | 0.06% | 109 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| Synergy Investment Management, LLC | History | No change | 1,464 | 83 | 0.02% | 0.02% | 110 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Rossby Financial, LCC | History | Reduced | 1,341 | 75 | 0.01% | 0.01% | 112 | -7 | -0.52% | Q3 2026 | Nov 05, 2026 |
| NewEdge Advisors, LLC | History | No change | 1,321 | 75 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| US BANCORP \DE\ | History | No change | 1,000 | 56 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| CX Institutional | History | Added to | 756 | 43 | 0.0% | 0.0% | 114 | +59 | 8.46% | Q3 2026 | Oct 02, 2026 |
| BFC Planning, Inc. | History | No change | 756 | 43 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| FMR LLC | History | No change | 730 | 41 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 530 | 29 | 0.01% | 0.01% | 117 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| Pinnacle Bancorp, Inc. | History | No change | 500 | 28 | 0.01% | 0.01% | 118 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| Smartleaf Asset Management LLC | History | No change | 431 | 24 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| TOUNJIAN ADVISORY PARTNERS, LLC | History | Reduced | 417 | 23 | 0.01% | 0.02% | 120 | -315 | -43.03% | Q3 2026 | Nov 04, 2026 |
| Spire Wealth Management | History | Added to | 320 | 18 | 0.0% | 0.0% | 121 | +50 | 18.52% | Q3 2026 | Oct 30, 2026 |
| CoreCap Advisors, LLC | History | No change | 228 | 12 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| Oakmont Advisory Group, LLC | History | No change | 227 | 12 | 0.01% | 0.01% | 123 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Allworth Financial LP | History | No change | 203 | 11 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q3 2026 | Nov 06, 2026 |
| Luminist Capital LLC | History | No change | 203 | 11 | 0.01% | 0.01% | 125 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Silver Grove Financial Group, Inc. | History | Added to | 161 | 9 | 0.0% | 0.0% | 127 | +57 | 54.81% | Q3 2026 | Nov 05, 2026 |
| Coppell Advisory Solutions LLC | History | No change | 28,660 | 9 | 0.0% | 0.0% | 126 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Silicon Valley Capital Partners | History | No change | 144 | 8 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q2 2026 | Sep 21, 2026 |
| Buck Wealth Strategies, LLC | History | Reduced | 100 | 5 | 0.0% | 0.0% | 130 | -41 | -29.08% | Q3 2026 | Oct 28, 2026 |
| AMERICAN NATIONAL BANK & TRUST | History | No change | 101 | 5 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q3 2026 | Oct 07, 2026 |
| AMERIFLEX GROUP, INC. | History | No change | 91 | 5 | 0.0% | 0.0% | 131 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Lloyd Advisory Services, LLC. | History | Reduced | 79 | 4 | 0.0% | 0.0% | 132 | -7 | -8.14% | Q3 2026 | Nov 02, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 55 | 3 | 0.0% | 0.0% | 133 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Quest 10 Wealth Builders, Inc. | History | Added to | 36 | 2 | 0.0% | 0.0% | 134 | +12 | 50.0% | Q3 2026 | Nov 02, 2026 |
| FIDUCIARY FINANCIAL ADVISORS | History | No change | 49 | 2 | 0.0% | 0.0% | 135 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Provenance Wealth Advisors, LLC | History | New | 21 | 1 | 0.0% | — | 138 | +21 | New | Q3 2026 | Oct 30, 2026 |
| Key Capital Management, INC | History | Reduced | 29 | 1 | 0.0% | 0.0% | 137 | -7 | -19.44% | Q3 2026 | Nov 03, 2026 |
| GAMMA Investing LLC | History | No change | 29 | 1 | 0.0% | 0.0% | 136 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| HBW ADVISORY SERVICES LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -10,937 | -100.0% | Q3 2026 | Oct 14, 2026 |
| ProVise Management Group, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -5,397 | -100.0% | Q3 2026 | Nov 06, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -3,231 | -100.0% | Q3 2026 | Oct 29, 2026 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -769 | -100.0% | Q3 2026 | Nov 04, 2026 |
| Blue Trust, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -28 | -100.0% | Q3 2026 | Oct 15, 2026 |
| HHM Wealth Advisors, LLC | History | No change | 15 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| Strive Financial Group ,LLC | History | No change | 11 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Nov 09, 2026 |