FIRST TRUST ENHANCED EQUITY INCOME FUND - FFA
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 8 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 1,749,873 | 38,532 | 0.0% | 0.0% | 1 | +33,649 | 1.96% | Q4 2025 | Feb 13, 2026 |
| Exeter Financial, LLC | History | Added to | 574,226 | 12,644 | 5.38% | 5.19% | 2 | +15,837 | 2.84% | Q4 2025 | Jan 07, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 509,613 | 11,221 | 0.0% | 0.0% | 3 | +5,162 | 1.02% | Q4 2025 | Feb 13, 2026 |
| Invesco Ltd. | History | Added to | 415,134 | 9,141 | 0.0% | 0.0% | 4 | +33,158 | 8.68% | Q4 2025 | Feb 19, 2026 |
| Shaker Financial Services, LLC | History | Added to | 286,580 | 6,310 | 2.0% | 1.81% | 5 | +41,233 | 16.81% | Q4 2025 | Jan 26, 2026 |
| UBS Group AG | History | Added to | 276,052 | 6,078 | 0.0% | 0.0% | 6 | +3,556 | 1.3% | Q4 2025 | Jan 29, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 262,290 | 5,775 | 0.0% | 0.0% | 7 | +3,311 | 1.28% | Q4 2025 | Feb 18, 2026 |
| ROYAL BANK OF CANADA | History | New | 244,831 | 5,391 | 0.0% | — | 8 | +244,831 | New | Q4 2025 | Feb 17, 2026 |
| North Star Investment Management Corp. | History | Added to | 184,543 | 4,063 | 0.25% | 0.25% | 9 | +4,370 | 2.43% | Q4 2025 | Jan 30, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Reduced | 176,538 | 3,887 | 0.03% | 0.03% | 10 | -24,105 | -12.01% | Q4 2025 | Feb 17, 2026 |
| LPL Financial LLC | History | Added to | 176,075 | 3,877 | 0.0% | 0.0% | 11 | +2,855 | 1.65% | Q4 2025 | Feb 11, 2026 |
| Smith Asset Management Co., LLC | History | Reduced | 153,668 | 3,383 | 2.79% | 2.91% | 12 | -4,898 | -3.09% | Q4 2025 | Feb 19, 2026 |
| Karpus Management, Inc. | History | Reduced | 142,180 | 3,130 | 0.1% | 0.1% | 13 | -5,862 | -3.96% | Q4 2025 | Feb 17, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 81,599 | 1,796 | 0.0% | 0.0% | 14 | -5,671 | -6.5% | Q4 2025 | Feb 10, 2026 |
| Creative Planning | History | Added to | 79,773 | 1,756 | 0.0% | 0.0% | 15 | +378 | 0.48% | Q4 2025 | Feb 17, 2026 |
| Cornerstone Advisors, LLC | History | Reduced | 79,226 | 1,744 | 0.06% | 0.08% | 16 | -30,739 | -27.95% | Q4 2025 | Feb 13, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 78,546 | 1,729 | 0.0% | 0.0% | 17 | +17,323 | 28.29% | Q4 2025 | Feb 02, 2026 |
| Integrated Wealth Concepts LLC | History | Reduced | 70,141 | 1,544 | 0.02% | 0.02% | 18 | -8,175 | -10.44% | Q4 2025 | Feb 13, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Reduced | 62,517 | 1,376 | 0.01% | 0.01% | 19 | -31,650 | -33.61% | Q4 2025 | Feb 02, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 61,789 | 1,360 | 0.0% | 0.0% | 20 | +1,146 | 1.89% | Q4 2025 | Feb 17, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 60,743 | 1,337 | 0.0% | 0.0% | 21 | -3,658 | -5.68% | Q4 2025 | Feb 17, 2026 |
| PMG Family Office LLC | History | Added to | 57,169 | 1,258 | 1.45% | 1.37% | 22 | +5 | 0.01% | Q4 2025 | Jan 28, 2026 |
| Heritage Wealth Management, Inc. | History | Reduced | 50,242 | 1,106 | 0.31% | 0.32% | 23 | -800 | -1.57% | Q4 2025 | Jan 26, 2026 |
| Waverly Advisors, LLC | History | Added to | 45,692 | 1,006 | 0.01% | 0.01% | 24 | +42 | 0.09% | Q4 2025 | Feb 17, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 40,592 | 893 | 0.01% | 0.0% | 25 | +11,107 | 37.67% | Q4 2025 | Jan 29, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | New | 38,335 | 844 | 0.03% | — | 26 | +38,335 | New | Q4 2025 | Feb 17, 2026 |
| &PARTNERS | History | Added to | 33,885 | 746 | 0.0% | 0.0% | 27 | +5,562 | 19.64% | Q4 2025 | Feb 17, 2026 |
| Compound Planning, Inc. | History | Added to | 31,217 | 687 | 0.02% | 0.02% | 28 | +1,293 | 4.32% | Q4 2025 | Feb 19, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 30,593 | 673 | 0.0% | 0.0% | 29 | -517 | -1.66% | Q4 2025 | Feb 12, 2026 |
| Centurion Wealth Management LLC | History | No change | 27,827 | 612 | 0.13% | 0.14% | 30 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 26,251 | 578 | 0.0% | 0.0% | 31 | +379 | 1.46% | Q4 2025 | Feb 05, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 25,720 | 566 | 0.0% | 0.0% | 32 | +43 | 0.17% | Q4 2025 | Feb 12, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 25,218 | 555 | 0.01% | 0.01% | 33 | -39 | -0.15% | Q4 2025 | Jan 29, 2026 |
| Global Retirement Partners, LLC | History | Added to | 24,318 | 535 | 0.01% | 0.0% | 34 | +23,398 | 2543.26% | Q4 2025 | Feb 06, 2026 |
| Aurora Private Wealth, Inc. | History | New | 24,233 | 534 | 0.35% | — | 35 | +24,233 | New | Q4 2025 | Feb 02, 2026 |
| Opal Wealth Advisors, LLC | History | Reduced | 21,776 | 479 | 0.12% | 0.13% | 36 | -63 | -0.29% | Q4 2025 | Jan 26, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 21,513 | 474 | 0.0% | 0.0% | 37 | -1,120 | -4.95% | Q4 2025 | Feb 11, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 19,152 | 421 | 0.0% | 0.0% | 38 | +472 | 2.53% | Q4 2025 | Feb 17, 2026 |
| Logan Stone Capital, LLC | History | New | 18,767 | 413 | 0.1% | — | 39 | +18,767 | New | Q4 2025 | Feb 17, 2026 |
| BENJAMIN EDWARDS INC | History | Added to | 17,203 | 378 | 0.0% | 0.0% | 40 | +1,186 | 7.4% | Q4 2025 | Feb 02, 2026 |
| Cetera Investment Advisers | History | Added to | 15,445 | 340 | 0.0% | 0.0% | 41 | +130 | 0.85% | Q4 2025 | Feb 17, 2026 |
| Koshinski Asset Management, Inc. | History | Reduced | 14,812 | 326 | 0.02% | 0.02% | 42 | -800 | -5.12% | Q4 2025 | Feb 03, 2026 |
| CWM, LLC | History | No change | 14,649 | 323 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| COMERICA BANK | History | Reduced | 14,064 | 309 | 0.0% | 0.0% | 44 | -171 | -1.2% | Q4 2025 | Jan 29, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 13,117 | 288 | 0.0% | 0.0% | 45 | +1,348 | 11.45% | Q4 2025 | Jan 29, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 12,792 | 281 | 0.02% | 0.02% | 46 | +2,437 | 23.53% | Q4 2025 | Feb 03, 2026 |
| WEST MICHIGAN ADVISORS, LLC | History | Reduced | 12,641 | 278 | 0.06% | 0.07% | 48 | -778 | -5.8% | Q4 2025 | Jan 28, 2026 |
| BROWN BROTHERS HARRIMAN & CO | History | No change | 12,626 | 278 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 12,130 | 267 | 0.0% | 0.0% | 49 | -600 | -4.71% | Q4 2025 | Feb 18, 2026 |
| WEST BANCORPORATION INC | History | No change | 12,096 | 266 | 0.14% | 0.14% | 50 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | New | 11,482 | 252 | 0.0% | — | 51 | +11,482 | New | Q4 2025 | Feb 17, 2026 |
| Kestra Advisory Services, LLC | History | New | 10,357 | 228 | 0.0% | — | 52 | +10,357 | New | Q4 2025 | Feb 13, 2026 |
| CIBC Asset Management Inc | History | New | 10,260 | 225 | 0.0% | — | 53 | +10,260 | New | Q4 2025 | Feb 10, 2026 |
| STIFEL FINANCIAL CORP | History | New | 10,185 | 224 | 0.0% | — | 54 | +10,185 | New | Q4 2025 | Feb 13, 2026 |
| Certified Advisory Corp | History | Reduced | 10,164 | 223 | 0.02% | 0.02% | 55 | -215 | -2.07% | Q4 2025 | Jan 12, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 8,876 | 195 | 0.0% | 0.0% | 56 | +14 | 0.16% | Q4 2025 | Mar 16, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 6,140 | 135 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 3,856 | 84 | 0.0% | 0.0% | 58 | +364 | 10.42% | Q4 2025 | Feb 09, 2026 |
| Farther Finance Advisors, LLC | History | No change | 1,600 | 35 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | New | 1,150 | 25 | 0.0% | — | 60 | +1,150 | New | Q4 2025 | Feb 09, 2026 |
| CoreCap Advisors, LLC | History | New | 1,100 | 24 | 0.0% | — | 61 | +1,100 | New | Q4 2025 | Jan 13, 2026 |
| CENTRAL TRUST Co | History | New | 1,000 | 22 | 0.0% | — | 62 | +1,000 | New | Q4 2025 | Feb 02, 2026 |
| Navalign, LLC | History | New | 786 | 17 | 0.0% | — | 63 | +786 | New | Q4 2025 | Feb 05, 2026 |
| AdvisorNet Financial, Inc | History | Added to | 644 | 14 | 0.0% | 0.0% | 64 | +11 | 1.74% | Q4 2025 | Jan 20, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | New | 416 | 9 | 0.0% | — | 65 | +416 | New | Q4 2025 | Feb 10, 2026 |
| JPMORGAN CHASE & CO | History | No change | 300 | 6 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Key FInancial Inc | History | No change | 218 | 4 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| PGIM Custom Harvest LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -21,060 | -100.0% | Q3 2025 | Nov 14, 2025 |
| EverSource Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -7,993 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,776 | -100.0% | Q3 2025 | Nov 06, 2025 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,768 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Frazier Financial Advisors, LLC | History | New | 25 | 0 | — | — | — | +25 | New | Q4 2025 | Feb 09, 2026 |