FIRST TRUST ENHANCED EQUITY INCOME FUND - FFA
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 1,782,851 | 36,370 | 0.0% | 0.0% | 1 | +32,978 | 1.88% | Q1 2026 | May 15, 2026 |
| Exeter Financial, LLC | History | Added to | 579,022 | 11,812 | 4.82% | 5.38% | 2 | +4,796 | 0.84% | Q1 2026 | Apr 23, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 525,213 | 10,714 | 0.0% | 0.0% | 3 | +15,600 | 3.06% | Q1 2026 | May 11, 2026 |
| Invesco Ltd. | History | Added to | 422,987 | 8,628 | 0.0% | 0.0% | 4 | +7,853 | 1.89% | Q1 2026 | May 12, 2026 |
| Shaker Financial Services, LLC | History | Added to | 334,855 | 6,831 | 2.38% | 2.0% | 5 | +48,275 | 16.85% | Q1 2026 | May 12, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 269,863 | 5,505 | 0.0% | 0.0% | 6 | +7,573 | 2.89% | Q1 2026 | May 14, 2026 |
| UBS Group AG | History | Reduced | 264,477 | 5,395 | 0.0% | 0.0% | 7 | -11,575 | -4.19% | Q1 2026 | May 05, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 260,072 | 5,305 | 0.0% | 0.0% | 8 | +15,241 | 6.23% | Q1 2026 | May 15, 2026 |
| North Star Investment Management Corp. | History | Reduced | 178,517 | 3,641 | 0.22% | 0.25% | 9 | -6,026 | -3.27% | Q1 2026 | Apr 23, 2026 |
| LPL Financial LLC | History | Reduced | 172,002 | 3,508 | 0.0% | 0.0% | 10 | -4,073 | -2.31% | Q1 2026 | May 06, 2026 |
| Smith Asset Management Co., LLC | History | Reduced | 153,242 | 3,126 | 2.68% | 2.79% | 11 | -426 | -0.28% | Q1 2026 | May 14, 2026 |
| Karpus Management, Inc. | History | Reduced | 134,930 | 2,752 | 0.09% | 0.1% | 12 | -7,250 | -5.1% | Q1 2026 | May 14, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Reduced | 127,891 | 2,608 | 0.02% | 0.03% | 13 | -48,647 | -27.56% | Q1 2026 | May 15, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 114,108 | 2,327 | 0.0% | 0.0% | 14 | +32,509 | 39.84% | Q1 2026 | May 04, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Added to | 109,223 | 2,228 | 0.02% | 0.01% | 15 | +46,706 | 74.71% | Q1 2026 | May 04, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 90,312 | 1,842 | 0.0% | 0.0% | 16 | +11,766 | 14.98% | Q1 2026 | Apr 27, 2026 |
| Creative Planning | History | Reduced | 79,728 | 1,626 | 0.0% | 0.0% | 17 | -45 | -0.06% | Q1 2026 | May 12, 2026 |
| Clear Point Advisors Inc. | History | New | 26,385 | 1,577 | 1.22% | — | 18 | +26,385 | New | Q1 2026 | Apr 28, 2026 |
| Integrated Wealth Concepts LLC | History | Added to | 73,429 | 1,497 | 0.01% | 0.02% | 19 | +3,288 | 4.69% | Q1 2026 | May 15, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 61,154 | 1,247 | 0.0% | 0.0% | 20 | -635 | -1.03% | Q1 2026 | May 15, 2026 |
| PMG Family Office LLC | History | Added to | 57,847 | 1,180 | 1.32% | 1.45% | 21 | +678 | 1.19% | Q1 2026 | Apr 17, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 52,517 | 1,071 | 0.0% | 0.0% | 22 | -8,226 | -13.54% | Q1 2026 | May 15, 2026 |
| Waverly Advisors, LLC | History | Added to | 48,892 | 997 | 0.01% | 0.01% | 23 | +3,200 | 7.0% | Q1 2026 | May 15, 2026 |
| Advisors Asset Management, Inc. | History | New | 41,132 | 839 | 0.01% | — | 24 | +41,132 | New | Q1 2026 | May 15, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 37,736 | 769 | 0.0% | 0.01% | 25 | -2,856 | -7.04% | Q1 2026 | May 05, 2026 |
| &PARTNERS | History | Reduced | 32,978 | 672 | 0.0% | 0.0% | 26 | -907 | -2.68% | Q1 2026 | May 15, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 30,597 | 624 | 0.0% | 0.0% | 27 | +4 | 0.01% | Q1 2026 | May 08, 2026 |
| Centurion Wealth Management LLC | History | No change | 27,827 | 567 | 0.13% | 0.13% | 28 | 0 | 0.0% | Q1 2026 | Apr 10, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 26,297 | 536 | 0.0% | 0.0% | 29 | +46 | 0.18% | Q1 2026 | Apr 30, 2026 |
| Global Retirement Partners, LLC | History | No change | 24,318 | 535 | 0.01% | 0.01% | 30 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Aurora Private Wealth, Inc. | History | No change | 24,233 | 534 | 0.38% | 0.35% | 31 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 25,350 | 517 | 0.0% | 0.0% | 32 | -370 | -1.44% | Q1 2026 | Apr 27, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 24,891 | 507 | 0.01% | 0.01% | 33 | -327 | -1.3% | Q1 2026 | Apr 20, 2026 |
| Opal Wealth Advisors, LLC | History | Reduced | 21,116 | 430 | 0.1% | 0.12% | 34 | -660 | -3.03% | Q1 2026 | Apr 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 20,328 | 414 | 0.0% | 0.0% | 35 | +1,176 | 6.14% | Q1 2026 | May 15, 2026 |
| CWM, LLC | History | Added to | 19,374 | 395 | 0.0% | 0.0% | 36 | +4,725 | 32.25% | Q1 2026 | May 14, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 19,322 | 394 | 0.0% | 0.0% | 37 | -2,191 | -10.18% | Q1 2026 | Apr 22, 2026 |
| BENJAMIN EDWARDS INC | History | Added to | 17,260 | 352 | 0.0% | 0.0% | 38 | +57 | 0.33% | Q1 2026 | May 12, 2026 |
| Logan Stone Capital, LLC | History | Reduced | 16,703 | 340 | 0.09% | 0.1% | 39 | -2,064 | -11.0% | Q1 2026 | May 15, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | Reduced | 16,589 | 338 | 0.02% | 0.03% | 40 | -21,746 | -56.73% | Q1 2026 | May 15, 2026 |
| Cetera Investment Advisers | History | Added to | 15,591 | 318 | 0.0% | 0.0% | 41 | +146 | 0.95% | Q1 2026 | May 13, 2026 |
| COMERICA BANK | History | No change | 14,064 | 309 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Koshinski Asset Management, Inc. | History | No change | 14,812 | 302 | 0.02% | 0.02% | 43 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| FIFTH THIRD BANCORP | History | New | 14,081 | 287 | 0.0% | — | 44 | +14,081 | New | Q1 2026 | May 01, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 13,440 | 274 | 0.0% | 0.0% | 45 | +3,083 | 29.77% | Q1 2026 | Apr 30, 2026 |
| Sanctuary Advisors, LLC | History | No change | 13,117 | 267 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 12,813 | 264 | 0.02% | 0.02% | 47 | +21 | 0.16% | Q1 2026 | May 01, 2026 |
| WEST MICHIGAN ADVISORS, LLC | History | Added to | 12,666 | 258 | 0.06% | 0.06% | 48 | +25 | 0.2% | Q1 2026 | May 05, 2026 |
| BROWN BROTHERS HARRIMAN & CO | History | No change | 12,626 | 257 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| NewEdge Advisors, LLC | History | No change | 12,130 | 247 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q1 2026 | Jun 02, 2026 |
| Proactive Wealth Strategies LLC | History | New | 11,598 | 236 | 0.04% | — | 51 | +11,598 | New | Q1 2026 | Apr 29, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | No change | 11,482 | 234 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| CIBC Asset Management Inc | History | No change | 10,260 | 209 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 8,891 | 181 | 0.0% | 0.0% | 54 | +15 | 0.17% | Q1 2026 | May 14, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 8,034 | 163 | 0.0% | 0.0% | 55 | +1,894 | 30.85% | Q1 2026 | May 08, 2026 |
| Axiom Investment Management LLC | History | New | 5,795 | 118 | 0.09% | — | 56 | +5,795 | New | Q1 2026 | May 26, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 4,456 | 90 | 0.0% | 0.0% | 57 | +600 | 15.56% | Q1 2026 | May 15, 2026 |
| Global Assets Advisory, LLC | History | New | 2,000 | 40 | 0.01% | — | 58 | +2,000 | New | Q1 2026 | May 01, 2026 |
| Farther Finance Advisors, LLC | History | No change | 1,600 | 33 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 1,351 | 27 | 0.0% | 0.0% | 60 | +201 | 17.48% | Q1 2026 | May 11, 2026 |
| CENTRAL TRUST Co | History | No change | 1,000 | 20 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | New | 960 | 18 | 0.0% | — | 62 | +960 | New | Q1 2026 | May 15, 2026 |
| BEACON INVESTMENT ADVISORY SERVICES, INC. | History | New | 900 | 18 | 0.0% | — | 63 | +900 | New | Q1 2026 | Apr 14, 2026 |
| AdvisorNet Financial, Inc | History | Added to | 656 | 13 | 0.0% | 0.0% | 64 | +12 | 1.86% | Q1 2026 | Apr 17, 2026 |
| Strategic Wealth Partners, Ltd. | History | No change | 402 | 8 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| JPMORGAN CHASE & CO | History | No change | 300 | 5 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Key FInancial Inc | History | No change | 218 | 4 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| Cornerstone Advisors, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -79,226 | -100.0% | Q1 2026 | May 08, 2026 |
| Heritage Wealth Management, Inc. | History | Closed out | 0 | 0 | — | 0.31% | — | -50,242 | -100.0% | Q1 2026 | Apr 20, 2026 |
| Compound Planning, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -31,217 | -100.0% | Q1 2026 | May 14, 2026 |
| WEST BANCORPORATION INC | History | Closed out | 0 | 0 | — | 0.14% | — | -12,096 | -100.0% | Q1 2026 | Apr 23, 2026 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -10,185 | -100.0% | Q1 2026 | May 12, 2026 |
| Certified Advisory Corp | History | Closed out | 0 | 0 | — | 0.02% | — | -10,164 | -100.0% | Q1 2026 | Apr 17, 2026 |
| CoreCap Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,100 | -100.0% | Q1 2026 | Apr 07, 2026 |
| Navalign, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -786 | -100.0% | Q1 2026 | Apr 29, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -416 | -100.0% | Q1 2026 | May 07, 2026 |
| Frazier Financial Advisors, LLC | History | Closed out | 0 | 0 | — | — | — | -25 | -100.0% | Q1 2026 | May 05, 2026 |