FIRST TRUST ENHANCED EQUITY INCOME FUND - FFA
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | No change | 1,809,892 | 40,469 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ALKEME WEALTH, LLC | History | Added to | 585,966 | 13,031 | 4.91% | 5.0% | 2 | +1,055 | 0.18% | Q3 2026 | Oct 07, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 457,317 | 10,225 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Invesco Ltd. | History | No change | 439,588 | 9,829 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 291,345 | 6,514 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Shaker Financial Services, LLC | History | Reduced | 279,892 | 6,224 | 2.05% | 2.3% | 6 | -48,849 | -14.86% | Q3 2026 | Oct 14, 2026 |
| UBS Group AG | History | No change | 263,111 | 5,883 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ROYAL BANK OF CANADA | History | No change | 243,576 | 5,446 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | No change | 175,161 | 3,916 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| North Star Investment Management Corp. | History | Reduced | 167,433 | 3,723 | 0.2% | 0.21% | 10 | -3,751 | -2.19% | Q3 2026 | Oct 27, 2026 |
| Smith Asset Management Co., LLC | History | Reduced | 146,891 | 3,266 | 2.66% | 2.63% | 11 | -2,886 | -1.93% | Q3 2026 | Oct 16, 2026 |
| Karpus Management, Inc. | History | No change | 134,313 | 3,003 | 0.09% | 0.09% | 12 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 117,567 | 2,628 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 98,468 | 2,189 | 0.0% | 0.0% | 14 | +3,145 | 3.3% | Q3 2026 | Oct 30, 2026 |
| GUGGENHEIM CAPITAL LLC | History | No change | 90,264 | 2,018 | 0.01% | 0.01% | 15 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Creative Planning | History | Reduced | 71,126 | 1,581 | 0.0% | 0.0% | 16 | -7,089 | -9.06% | Q3 2026 | Nov 02, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 70,723 | 1,581 | 0.01% | 0.01% | 17 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| Advisors Asset Management, Inc. | History | No change | 69,490 | 1,553 | 0.02% | 0.02% | 18 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| PMG Family Office LLC | History | Added to | 58,846 | 1,308 | 1.21% | 1.2% | 19 | +386 | 0.66% | Q3 2026 | Oct 19, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 54,896 | 1,227 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 48,855 | 1,092 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Heritage Wealth Management, Inc. | History | Reduced | 48,306 | 1,074 | 0.27% | 0.27% | 22 | -450 | -0.92% | Q3 2026 | Oct 28, 2026 |
| Waverly Advisors, LLC | History | No change | 47,089 | 1,052 | 0.01% | 0.01% | 23 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 42,395 | 942 | 0.01% | 0.01% | 24 | +1,397 | 3.41% | Q3 2026 | Oct 27, 2026 |
| &PARTNERS | History | No change | 35,041 | 783 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Global Retirement Partners, LLC | History | No change | 32,919 | 736 | 0.01% | 0.01% | 26 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | New | 30,497 | 678 | 0.0% | — | 27 | +30,497 | New | Q3 2026 | Nov 02, 2026 |
| Centurion Wealth Management LLC | History | Reduced | 27,826 | 618 | 0.15% | 0.15% | 28 | -1 | -0.0% | Q3 2026 | Oct 13, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 25,618 | 569 | 0.01% | 0.01% | 29 | +693 | 2.78% | Q3 2026 | Oct 30, 2026 |
| Aurora Private Wealth, Inc. | History | Added to | 25,605 | 569 | 0.36% | 0.36% | 30 | +477 | 1.9% | Q3 2026 | Oct 20, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 21,458 | 479 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Opal Wealth Advisors, LLC | History | Reduced | 20,077 | 446 | 0.09% | 0.1% | 32 | -549 | -2.66% | Q3 2026 | Oct 16, 2026 |
| Janney Montgomery Scott LLC | History | No change | 19,643 | 439 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 19,179 | 426 | 0.0% | 0.0% | 34 | -1,207 | -5.92% | Q3 2026 | Nov 02, 2026 |
| Cetera Investment Advisers | History | No change | 17,959 | 401 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 17,924 | 398 | 0.0% | 0.0% | 36 | +3,863 | 27.47% | Q3 2026 | Nov 02, 2026 |
| BENJAMIN EDWARDS INC | History | No change | 17,036 | 380 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Logan Stone Capital, LLC | History | No change | 16,899 | 377 | 0.08% | 0.08% | 38 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BFC Planning, Inc. | History | No change | 16,775 | 375 | 0.02% | 0.02% | 39 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| Koshinski Asset Management, Inc. | History | No change | 14,812 | 329 | 0.02% | 0.02% | 40 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| Miller Financial Services LLC | History | Added to | 14,635 | 325 | 0.25% | 0.23% | 41 | +2,000 | 15.83% | Q3 2026 | Oct 20, 2026 |
| FIFTH THIRD BANCORP | History | No change | 14,097 | 315 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Sanctuary Advisors, LLC | History | No change | 13,117 | 293 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BROWN BROTHERS HARRIMAN & CO | History | No change | 12,626 | 282 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| WEST MICHIGAN ADVISORS, LLC | History | No change | 12,106 | 270 | 0.05% | 0.05% | 45 | 0 | 0.0% | Q2 2026 | Aug 21, 2026 |
| Proactive Wealth Strategies LLC | History | No change | 11,802 | 263 | 0.04% | 0.04% | 46 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | No change | 11,482 | 256 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 10,728 | 238 | 0.01% | 0.02% | 48 | -2,104 | -16.4% | Q3 2026 | Nov 02, 2026 |
| CIBC Asset Management Inc | History | No change | 10,260 | 228 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| NewEdge Advisors, LLC | History | No change | 10,130 | 226 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 10,010 | 223 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | No change | 9,901 | 221 | 0.01% | 0.01% | 52 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| XTX Topco Ltd | History | No change | 9,792 | 218 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| M Holdings Securities, Inc. | History | New | 9,575 | 210 | 0.01% | — | 54 | +9,575 | New | Q3 2026 | Nov 03, 2026 |
| Keystone Financial Group | History | No change | 9,374 | 209 | 0.01% | 0.01% | 55 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 8,905 | 199 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Institute for Wealth Management, LLC. | History | No change | 8,754 | 195 | 0.02% | 0.02% | 57 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Reduced | 8,541 | 189 | 0.0% | 0.01% | 58 | -66,029 | -88.55% | Q3 2026 | Nov 02, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 8,034 | 179 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 6,975 | 155 | 0.02% | 0.02% | 60 | +581 | 9.09% | Q3 2026 | Oct 29, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 4,456 | 99 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 4,000 | 89 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 1,700 | 37 | 0.0% | 0.0% | 63 | +100 | 6.25% | Q3 2026 | Oct 08, 2026 |
| ASSETMARK, INC | History | New | 1,295 | 28 | 0.0% | — | 64 | +1,295 | New | Q3 2026 | Oct 21, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 1,175 | 25 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Allied Private Wealth LLC | History | No change | 1,132 | 25 | 0.02% | 0.02% | 66 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| CENTRAL TRUST Co | History | No change | 1,000 | 22 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| BEACON INVESTMENT ADVISORY SERVICES, INC. | History | No change | 900 | 20 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| Strategic Wealth Partners, Ltd. | History | No change | 402 | 8 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| JPMORGAN CHASE & CO | History | No change | 300 | 6 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Key FInancial Inc | History | No change | 218 | 4 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 133 | 2 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| MISSION WEALTH MANAGEMENT, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -18,042 | -100.0% | Q3 2026 | Oct 15, 2026 |
| Axiom Investment Management LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -6,438 | -100.0% | Q3 2026 | Nov 03, 2026 |
| AdvisorNet Financial, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -668 | -100.0% | Q3 2026 | Oct 15, 2026 |