FIRST TRUST EXCHANGE-TRADED FUND IV - FIIG
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 15 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Added to | 4,410,462 | 93,501 | 0.03% | 0.02% | 1 | +609,714 | 16.04% | Q4 2025 | Feb 11, 2026 |
| MORGAN STANLEY | History | Added to | 2,482,467 | 52,628 | 0.0% | 0.0% | 2 | +156,715 | 6.74% | Q4 2025 | Feb 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 2,097,756 | 44,472 | 0.06% | 0.01% | 3 | +1,644,507 | 362.83% | Q4 2025 | Feb 12, 2026 |
| Cetera Investment Advisers | History | Added to | 1,704,926 | 36,144 | 0.04% | 0.04% | 4 | +88,185 | 5.45% | Q4 2025 | Feb 17, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 1,493,306 | 31,658 | 0.01% | 0.01% | 5 | +42,832 | 2.95% | Q4 2025 | Feb 10, 2026 |
| MANCHESTER FINANCIAL INC | History | Added to | 957,492 | 20,298 | 3.8% | 2.47% | 6 | +373,627 | 63.99% | Q4 2025 | Feb 12, 2026 |
| TCP Asset Management, LLC | History | Added to | 953,224 | 20,208 | 3.4% | 3.37% | 7 | +62,186 | 6.98% | Q4 2025 | Jan 07, 2026 |
| Per Stirling Capital Management, LLC. | History | Added to | 742,801 | 15,747 | 1.77% | 1.82% | 8 | +26,249 | 3.66% | Q4 2025 | Feb 17, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 670,866 | 14,222 | 0.16% | 0.11% | 9 | +358,716 | 114.92% | Q4 2025 | Jan 29, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 537,021 | 11,384 | 0.05% | 0.05% | 10 | +26,615 | 5.21% | Q4 2025 | Feb 13, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 479,090 | 10,157 | 0.03% | 0.03% | 11 | +35,513 | 8.01% | Q4 2025 | Feb 05, 2026 |
| STEPHENS INC /AR/ | History | Added to | 422,127 | 8,949 | 0.11% | 0.11% | 12 | +12,443 | 3.04% | Q4 2025 | Feb 05, 2026 |
| &PARTNERS | History | Added to | 392,686 | 8,324 | 0.04% | 0.05% | 13 | +22,646 | 6.12% | Q4 2025 | Feb 17, 2026 |
| NORTHEAST PLANNING ASSOCIATES, INC. / NH / | History | Added to | 385,440 | 8,171 | 5.77% | 6.07% | 14 | +48,600 | 14.43% | Q4 2025 | Feb 04, 2026 |
| Rehmann Capital Advisory Group | History | Added to | 371,489 | 7,875 | 0.41% | 0.39% | 15 | +38,427 | 11.54% | Q4 2025 | Mar 04, 2026 |
| FIRST TRUST ADVISORS LP | History | Added to | 344,639 | 7,306 | 0.01% | 0.0% | 16 | +77,073 | 28.81% | Q4 2025 | Feb 13, 2026 |
| HighTower Advisors, LLC | History | Added to | 337,155 | 7,147 | 0.01% | 0.01% | 17 | +12,021 | 3.7% | Q4 2025 | Feb 06, 2026 |
| Owen LaRue, LLC | History | Reduced | 323,419 | 6,856 | 2.61% | 2.79% | 18 | -11,144 | -3.33% | Q4 2025 | Feb 05, 2026 |
| BENJAMIN EDWARDS INC | History | Added to | 318,846 | 6,760 | 0.07% | 0.05% | 19 | +97,729 | 44.2% | Q4 2025 | Feb 02, 2026 |
| Mach-1 Financial Group, LLC | History | New | 314,282 | 6,662 | 1.37% | — | 20 | +314,282 | New | Q4 2025 | Feb 06, 2026 |
| Csenge Advisory Group | History | Added to | 226,667 | 4,805 | 0.22% | 0.22% | 21 | +9,835 | 4.54% | Q4 2025 | Feb 06, 2026 |
| ASSETMARK, INC | History | Reduced | 209,584 | 4,443 | 0.01% | 0.01% | 22 | -105 | -0.05% | Q4 2025 | Jan 23, 2026 |
| Bank of New York Mellon Corp | History | Reduced | 185,216 | 3,926 | 0.0% | 0.0% | 23 | -1,710 | -0.91% | Q4 2025 | Feb 10, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 183,724 | 3,895 | 0.01% | 0.01% | 24 | +8,409 | 4.8% | Q4 2025 | Feb 11, 2026 |
| Sequent Planning LLC | History | Reduced | 173,904 | 3,686 | 0.94% | 1.06% | 25 | -2,748 | -1.56% | Q4 2025 | Feb 05, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 164,787 | 3,493 | 0.01% | 0.01% | 26 | +12,615 | 8.29% | Q4 2025 | Feb 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 151,495 | 3,211 | 0.0% | 0.0% | 27 | +9,141 | 6.42% | Q4 2025 | Feb 17, 2026 |
| Kingsview Wealth Management, LLC | History | Added to | 145,239 | 3,079 | 0.04% | 0.02% | 28 | +88,742 | 157.07% | Q4 2025 | Feb 09, 2026 |
| Orion Porfolio Solutions, LLC | History | Added to | 143,991 | 3,052 | 0.02% | 0.02% | 29 | +6,105 | 4.43% | Q4 2025 | Feb 12, 2026 |
| Prospera Financial Services Inc | History | Added to | 123,431 | 2,616 | 0.04% | 0.04% | 30 | +7,791 | 6.74% | Q4 2025 | Feb 09, 2026 |
| NewEdge Advisors, LLC | History | Added to | 122,926 | 2,606 | 0.01% | 0.01% | 31 | +26,665 | 27.7% | Q4 2025 | Feb 18, 2026 |
| IFP Advisors, Inc | History | Added to | 122,139 | 2,589 | 0.06% | 0.06% | 32 | +8,877 | 7.84% | Q4 2025 | Feb 06, 2026 |
| FSB PREMIER WEALTH MANAGEMENT, INC. | History | Reduced | 119,650 | 2,536 | 0.8% | 0.89% | 33 | -7,849 | -6.16% | Q4 2025 | Feb 03, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | Reduced | 100,684 | 2,134 | 0.04% | 0.05% | 34 | -7,794 | -7.18% | Q4 2025 | Feb 12, 2026 |
| Equitable Holdings, Inc. | History | Added to | 76,780 | 1,627 | 0.01% | 0.01% | 35 | +18,896 | 32.64% | Q4 2025 | Feb 17, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 75,271 | 1,595 | 0.01% | 0.01% | 36 | +9,263 | 14.03% | Q4 2025 | Jan 29, 2026 |
| Gateway Wealth Partners, LLC | History | Added to | 73,991 | 1,568 | 0.17% | 0.18% | 37 | +11,067 | 17.59% | Q4 2025 | Feb 11, 2026 |
| AE Wealth Management LLC | History | Added to | 71,471 | 1,515 | 0.01% | 0.01% | 38 | +2,059 | 2.97% | Q4 2025 | Jan 26, 2026 |
| CITADEL ADVISORS LLC | History | New | 63,505 | 1,346 | 0.0% | — | 39 | +63,505 | New | Q4 2025 | Feb 17, 2026 |
| Snowden Capital Advisors LLC | History | Reduced | 61,267 | 1,298 | 0.03% | 0.04% | 40 | -900 | -1.45% | Q4 2025 | Feb 17, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 60,508 | 1,282 | 0.02% | 0.02% | 41 | -1,109 | -1.8% | Q4 2025 | Jan 29, 2026 |
| IAMS WEALTH MANAGEMENT, LLC | History | Reduced | 59,411 | 1,259 | 0.45% | 0.54% | 42 | -3,984 | -6.28% | Q4 2025 | Jan 26, 2026 |
| FLOW TRADERS U.S. LLC | History | New | 56,839 | 1,205 | 0.04% | — | 43 | +56,839 | New | Q4 2025 | Feb 13, 2026 |
| Mutual Advisors, LLC | History | Reduced | 56,133 | 1,190 | 0.03% | 0.09% | 44 | -125,149 | -69.04% | Q4 2025 | Feb 02, 2026 |
| TWIN PEAKS WEALTH ADVISORS, LLC | History | Added to | 55,170 | 1,167 | 0.34% | 0.39% | 45 | +1,178 | 2.18% | Q4 2025 | Feb 10, 2026 |
| Atria Investments, Inc | History | Added to | 52,831 | 1,120 | 0.01% | 0.01% | 46 | +2,354 | 4.66% | Q4 2025 | Feb 05, 2026 |
| NewEdge Wealth, LLC | History | Reduced | 51,903 | 1,100 | 0.01% | 0.02% | 47 | -970 | -1.83% | Q4 2025 | Feb 03, 2026 |
| Coppell Advisory Solutions LLC | History | Added to | 50,289 | 1,068 | 0.11% | 0.11% | 48 | +1,770 | 3.65% | Q4 2025 | Feb 17, 2026 |
| PARK AVENUE SECURITIES LLC | History | Reduced | 48,739 | 1,033 | 0.01% | 0.01% | 49 | -1,164 | -2.33% | Q4 2025 | Jan 05, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Reduced | 47,074 | 997 | 0.0% | 0.0% | 50 | -412 | -0.87% | Q4 2025 | Feb 06, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 43,181 | 915 | 0.0% | 0.0% | 51 | -406,963 | -90.41% | Q4 2025 | Mar 25, 2026 |
| Private Advisor Group, LLC | History | Added to | 40,799 | 864 | 0.0% | 0.0% | 52 | +7,480 | 22.45% | Q4 2025 | Feb 17, 2026 |
| Impact Partnership Wealth, LLC | History | Reduced | 40,303 | 854 | 0.11% | 0.14% | 53 | -3,430 | -7.84% | Q4 2025 | Feb 10, 2026 |
| Harvest Investment Services, LLC | History | Added to | 36,275 | 769 | 0.15% | 0.15% | 54 | +435 | 1.21% | Q4 2025 | Feb 17, 2026 |
| WINEBRENNER CAPITAL MANAGEMENT LLC | History | Reduced | 36,092 | 765 | 0.51% | 0.56% | 55 | -547 | -1.49% | Q4 2025 | Jan 07, 2026 |
| Pacific Excel Wealth Advisors, Inc. | History | New | 34,778 | 737 | 1.39% | — | 56 | +34,778 | New | Q4 2025 | Feb 18, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 32,468 | 688 | 0.05% | 0.08% | 57 | -16,348 | -33.49% | Q4 2025 | Feb 03, 2026 |
| Perigon Wealth Management, LLC | History | Added to | 30,043 | 636 | 0.01% | 0.01% | 58 | +2,833 | 10.41% | Q4 2025 | Jan 16, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | History | Added to | 29,761 | 630 | 0.02% | 0.01% | 59 | +17,094 | 134.95% | Q4 2025 | Jan 12, 2026 |
| Sigma Planning Corp | History | Reduced | 29,249 | 620 | 0.02% | 0.03% | 60 | -25,966 | -47.03% | Q4 2025 | Jan 30, 2026 |
| Pinnacle Family Advisors, LLC | History | Added to | 29,148 | 617 | 0.27% | 0.26% | 61 | +1,220 | 4.37% | Q4 2025 | Feb 17, 2026 |
| LaSalle St. Investment Advisors, LLC | History | Added to | 27,658 | 586 | 0.09% | 0.1% | 62 | +252 | 0.92% | Q4 2025 | Feb 17, 2026 |
| RFG Advisory, LLC | History | Added to | 25,855 | 548 | 0.01% | 0.01% | 63 | +529 | 2.09% | Q4 2025 | Feb 03, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 24,656 | 522 | 0.01% | 0.01% | 64 | +8,576 | 53.33% | Q4 2025 | Feb 09, 2026 |
| ROYAL BANK OF CANADA | History | New | 24,274 | 515 | 0.0% | — | 65 | +24,274 | New | Q4 2025 | Feb 17, 2026 |
| Spire Wealth Management | History | Added to | 23,843 | 505 | 0.02% | 0.02% | 66 | +181 | 0.76% | Q4 2025 | Jan 14, 2026 |
| HBW ADVISORY SERVICES LLC | History | Added to | 23,432 | 496 | 0.05% | 0.02% | 67 | +13,795 | 143.15% | Q4 2025 | Jan 23, 2026 |
| Keystone Wealth Services, LLC | History | No change | 21,000 | 445 | 0.09% | 0.1% | 68 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| BAM Wealth Management, LLC | History | New | 20,275 | 429 | 0.31% | — | 69 | +20,275 | New | Q4 2025 | Jan 20, 2026 |
| Asset Allocation Strategies LLC | History | Added to | 19,480 | 412 | 0.08% | 0.07% | 70 | +3,660 | 23.14% | Q4 2025 | Feb 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 19,337 | 409 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Apollon Wealth Management, LLC | History | Added to | 18,648 | 395 | 0.01% | 0.01% | 72 | +82 | 0.44% | Q4 2025 | Jan 22, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 18,128 | 385 | 0.0% | 0.0% | 73 | -1 | -0.01% | Q4 2025 | Feb 17, 2026 |
| BlueChip Wealth Advisors LLC | History | No change | 17,748 | 376 | 0.16% | 0.16% | 74 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| StoneX Group Inc. | History | Reduced | 17,097 | 362 | 0.02% | 0.02% | 75 | -489 | -2.78% | Q4 2025 | Feb 12, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Reduced | 17,121 | 362 | 0.0% | 0.01% | 76 | -251 | -1.44% | Q4 2025 | Feb 10, 2026 |
| World Investment Advisors | History | New | 16,050 | 340 | 0.01% | — | 77 | +16,050 | New | Q4 2025 | Mar 12, 2026 |
| Ignite Planners, LLC | History | New | 14,957 | 315 | 0.05% | — | 78 | +14,957 | New | Q4 2025 | Feb 06, 2026 |
| GeoWealth Management, LLC | History | Added to | 14,712 | 311 | 0.01% | 0.01% | 79 | +51 | 0.35% | Q4 2025 | Feb 17, 2026 |
| Omnitrust Wealth Management, Inc | History | New | 14,385 | 304 | 0.39% | — | 80 | +14,385 | New | Q4 2025 | Feb 11, 2026 |
| Rossby Financial, LCC | History | Reduced | 13,991 | 296 | 0.09% | 0.1% | 81 | -712 | -4.84% | Q4 2025 | Feb 12, 2026 |
| PRIVATE CLIENT SERVICES, LLC | History | No change | 13,720 | 290 | 0.09% | 0.1% | 82 | 0 | 0.0% | Q4 2025 | Jan 07, 2026 |
| Betterment LLC | History | Added to | 13,460 | 285 | 0.0% | 0.0% | 83 | +900 | 7.17% | Q4 2025 | Feb 12, 2026 |
| Lido Advisors, LLC | History | New | 13,350 | 283 | 0.0% | — | 84 | +13,350 | New | Q4 2025 | Feb 10, 2026 |
| Capital Analysts, LLC | History | Reduced | 13,095 | 278 | 0.01% | 0.01% | 85 | -22 | -0.17% | Q4 2025 | Feb 11, 2026 |
| Advisory Alpha, LLC | History | Added to | 12,885 | 273 | 0.01% | 0.01% | 86 | +1,363 | 11.83% | Q4 2025 | Feb 06, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 12,321 | 261 | 0.0% | — | 87 | +12,321 | New | Q4 2025 | Feb 17, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 11,659 | 247 | 0.0% | 0.0% | 88 | -350 | -2.91% | Q4 2025 | Jan 29, 2026 |
| OneAscent Financial Services LLC | History | New | 11,591 | 245 | 0.02% | — | 89 | +11,591 | New | Q4 2025 | Feb 11, 2026 |
| Milestones Private Investment Advisors LLC | History | Added to | 11,505 | 243 | 0.17% | 0.15% | 90 | +1,208 | 11.73% | Q4 2025 | Jan 26, 2026 |
| Synergy Investment Management, LLC | History | Added to | 10,960 | 232 | 0.08% | 0.08% | 91 | +558 | 5.36% | Q4 2025 | Feb 06, 2026 |
| Independent Wealth Network Inc. | History | Reduced | 10,763 | 228 | 0.07% | 0.09% | 92 | -2,265 | -17.39% | Q4 2025 | Jan 26, 2026 |
| Balboa Wealth Partners | History | New | 10,114 | 214 | 0.04% | — | 93 | +10,114 | New | Q4 2025 | Jan 16, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | Added to | 8,861 | 187 | 0.05% | 0.05% | 94 | +326 | 3.82% | Q4 2025 | Feb 05, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | No change | 4,389 | 93 | 0.08% | 0.1% | 95 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| PRIVATE TRUST CO NA | History | Added to | 4,025 | 85 | 0.01% | 0.0% | 96 | +3,230 | 406.29% | Q4 2025 | Jan 26, 2026 |
| Raleigh Capital Management Inc. | History | Reduced | 2,969 | 62 | 0.02% | 0.02% | 97 | -7 | -0.24% | Q4 2025 | Jan 21, 2026 |
| CULLEN/FROST BANKERS, INC. | History | Added to | 1,629 | 34 | 0.0% | 0.0% | 98 | +130 | 8.67% | Q4 2025 | Feb 06, 2026 |
| Global Retirement Partners, LLC | History | Added to | 1,575 | 33 | 0.0% | 0.0% | 99 | +18 | 1.16% | Q4 2025 | Feb 06, 2026 |
| Aptus Capital Advisors, LLC | History | New | 1,500 | 31 | 0.0% | — | 100 | +1,500 | New | Q4 2025 | Feb 13, 2026 |
| Quest 10 Wealth Builders, Inc. | History | No change | 1,404 | 29 | 0.03% | 0.03% | 101 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Financial Gravity Asset Management, Inc. | History | Added to | 1,260 | 26 | 0.01% | 0.0% | 102 | +351 | 38.61% | Q4 2025 | Feb 13, 2026 |
| Signature Equity Partners, LLC | History | New | 1,055 | 22 | 0.01% | — | 103 | +1,055 | New | Q4 2025 | Feb 17, 2026 |
| COMERICA BANK | History | Reduced | 883 | 18 | 0.0% | 0.0% | 104 | -5,912 | -87.01% | Q4 2025 | Jan 29, 2026 |
| Rockefeller Capital Management L.P. | History | New | 617 | 13 | 0.0% | — | 105 | +617 | New | Q4 2025 | Mar 16, 2026 |
| Topsail Wealth Management, LLC | History | No change | 450 | 9 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| AMERIFLEX GROUP, INC. | History | Reduced | 343 | 7 | 0.0% | 0.01% | 107 | -343 | -50.0% | Q4 2025 | Feb 18, 2026 |
| Smartleaf Asset Management LLC | History | Reduced | 239 | 5 | 0.0% | 0.0% | 109 | -202 | -45.8% | Q4 2025 | Feb 13, 2026 |
| AMERICAN NATIONAL BANK & TRUST | History | No change | 237 | 5 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| ORG Partners LLC | History | Reduced | 139 | 2 | 0.0% | 0.0% | 112 | -697 | -83.37% | Q4 2025 | Jan 14, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | New | 101 | 2 | 0.0% | — | 110 | +101 | New | Q4 2025 | Jan 21, 2026 |
| Wagner Wealth Management, LLC | History | No change | 136 | 2 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| Bullseye Investment Management, LLC | History | Closed out | 0 | 0 | — | 2.28% | — | -180,228 | -100.0% | Q3 2025 | Feb 02, 2026 |
| Total Clarity Wealth Management, Inc. | History | Closed out | 0 | 0 | — | 0.33% | — | -59,100 | -100.0% | Q3 2025 | Nov 12, 2025 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -20,628 | -100.0% | Q3 2025 | Nov 12, 2025 |
| PFG Advisors | History | Closed out | 0 | 0 | — | 0.01% | — | -13,630 | -100.0% | Q3 2025 | Nov 13, 2025 |
| OBSIDIAN CIO, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -13,164 | -100.0% | Q3 2025 | Oct 21, 2025 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -7,348 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -4,400 | -100.0% | Q3 2025 | Nov 06, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,868 | -100.0% | Q3 2025 | Nov 18, 2025 |
| Capital Investment Advisory Services, LLC | History | New | 44 | 0 | — | — | — | +44 | New | Q4 2025 | Jan 21, 2026 |
| MCGUIRE CAPITAL ADVISORS INC | History | New | 36 | 0 | — | — | — | +36 | New | Q4 2025 | Feb 19, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | — | — | -30 | -100.0% | Q3 2025 | Feb 03, 2026 |
| Lloyd Advisory Services, LLC. | History | New | 16 | 0 | — | — | — | +16 | New | Q4 2025 | Feb 06, 2026 |
| CWM, LLC | History | No change | 8 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |