FIRST TRUST EXCHANGE-TRADED FUND IV - FIIG
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Added to | 4,859,040 | 100,630 | 0.02% | 0.03% | 1 | +6,873 | 0.14% | Q2 2026 | Aug 07, 2026 |
| MORGAN STANLEY | History | Added to | 2,702,158 | 55,961 | 0.0% | 0.0% | 2 | +155,672 | 6.11% | Q2 2026 | Aug 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 1,909,100 | 39,537 | 0.01% | 0.01% | 3 | +216,084 | 12.76% | Q2 2026 | Aug 03, 2026 |
| MANCHESTER FINANCIAL INC | History | Added to | 1,582,304 | 32,769 | 5.83% | 4.25% | 4 | +514,242 | 48.15% | Q2 2026 | Jul 17, 2026 |
| TCP Asset Management, LLC | History | Added to | 1,507,135 | 31,212 | 3.54% | 3.73% | 5 | +109,857 | 7.86% | Q2 2026 | Jul 15, 2026 |
| Cetera Investment Advisers | History | Reduced | 1,319,500 | 27,326 | 0.02% | 0.04% | 6 | -410,281 | -23.72% | Q2 2026 | Aug 12, 2026 |
| Per Stirling Capital Management, LLC. | History | Added to | 883,962 | 18,306 | 1.74% | 2.02% | 7 | +3,637 | 0.41% | Q2 2026 | Aug 14, 2026 |
| STEPHENS INC /AR/ | History | Added to | 765,223 | 15,847 | 0.18% | 0.2% | 8 | +3,563 | 0.47% | Q2 2026 | Jul 29, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 605,395 | 12,537 | 0.04% | 0.04% | 9 | +33,492 | 5.86% | Q2 2026 | Jul 28, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 546,048 | 11,309 | 0.03% | 0.03% | 10 | +8,357 | 1.55% | Q2 2026 | Jul 27, 2026 |
| FIRST TRUST ADVISORS LP | History | Added to | 518,470 | 10,737 | 0.01% | 0.01% | 11 | +55,937 | 12.09% | Q2 2026 | Aug 11, 2026 |
| Rehmann Capital Advisory Group | History | Reduced | 488,337 | 10,125 | 0.46% | 0.53% | 12 | -1,534 | -0.31% | Q2 2026 | Aug 20, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 474,617 | 9,829 | 0.01% | 0.05% | 13 | -1,381,995 | -74.44% | Q2 2026 | Jul 29, 2026 |
| &PARTNERS | History | Added to | 446,702 | 9,251 | 0.04% | 0.04% | 14 | +35,431 | 8.62% | Q2 2026 | Aug 14, 2026 |
| NewEdge Advisors, LLC | History | Added to | 433,525 | 8,978 | 0.03% | 0.03% | 15 | +67,525 | 18.45% | Q2 2026 | Aug 12, 2026 |
| BENJAMIN EDWARDS INC | History | Added to | 393,377 | 8,147 | 0.07% | 0.08% | 16 | +27,004 | 7.37% | Q2 2026 | Jul 24, 2026 |
| Mach-1 Financial Group, LLC | History | Reduced | 343,076 | 7,105 | 2.75% | 2.63% | 17 | -17,255 | -4.79% | Q2 2026 | Jul 29, 2026 |
| Owen LaRue, LLC | History | Added to | 299,015 | 6,192 | 2.15% | 2.31% | 18 | +8,469 | 2.91% | Q2 2026 | Jul 22, 2026 |
| JANE STREET GROUP, LLC | History | New | 258,677 | 5,357 | 0.0% | — | 19 | +258,677 | New | Q2 2026 | Aug 14, 2026 |
| Csenge Advisory Group | History | Added to | 251,057 | 5,199 | 0.21% | 0.23% | 20 | +13,869 | 5.85% | Q2 2026 | Aug 10, 2026 |
| ASSETMARK, INC | History | Added to | 249,038 | 5,157 | 0.01% | 0.01% | 21 | +10,753 | 4.51% | Q2 2026 | Jul 30, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 235,916 | 4,886 | 0.01% | 0.01% | 22 | +25,062 | 11.89% | Q2 2026 | Aug 05, 2026 |
| Bank of New York Mellon Corp | History | Added to | 217,902 | 4,512 | 0.0% | 0.0% | 23 | +12,873 | 6.28% | Q2 2026 | Aug 06, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 178,036 | 3,687 | 0.01% | 0.0% | 24 | +93,227 | 109.93% | Q2 2026 | Aug 07, 2026 |
| Kingsview Wealth Management, LLC | History | Added to | 169,747 | 3,515 | 0.04% | 0.04% | 25 | +31,046 | 22.38% | Q2 2026 | Aug 18, 2026 |
| HighTower Advisors, LLC | History | Reduced | 164,463 | 3,406 | 0.0% | 0.01% | 26 | -225,376 | -57.81% | Q2 2026 | Aug 05, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 149,423 | 3,094 | 0.0% | 0.0% | 27 | +34,708 | 30.26% | Q2 2026 | Aug 14, 2026 |
| FSB PREMIER WEALTH MANAGEMENT, INC. | History | Added to | 149,149 | 3,088 | 0.87% | 0.72% | 28 | +37,940 | 34.12% | Q2 2026 | Aug 12, 2026 |
| IFP Advisors, Inc | History | Added to | 147,458 | 3,053 | 0.06% | 0.06% | 29 | +15,773 | 11.98% | Q2 2026 | Jul 20, 2026 |
| Orion Porfolio Solutions, LLC | History | Reduced | 139,146 | 2,881 | 0.02% | 0.03% | 30 | -8,781 | -5.94% | Q2 2026 | Aug 14, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Added to | 133,261 | 2,759 | 0.05% | 0.06% | 31 | +2,609 | 2.0% | Q2 2026 | Jul 15, 2026 |
| Gateway Wealth Partners, LLC | History | Reduced | 133,052 | 2,755 | 0.17% | 0.14% | 32 | -34,562 | -20.62% | Q2 2026 | Aug 04, 2026 |
| Avior Wealth Management, LLC | History | Reduced | 130,123 | 2,694 | 0.07% | 0.11% | 33 | -50,278 | -27.87% | Q2 2026 | Jul 07, 2026 |
| Prospera Financial Services Inc | History | Reduced | 127,695 | 2,644 | 0.04% | 0.04% | 34 | -5,067 | -3.82% | Q2 2026 | Jul 15, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 124,844 | 2,585 | 0.0% | 0.0% | 35 | +53,307 | 74.52% | Q2 2026 | Sep 02, 2026 |
| TWIN PEAKS WEALTH ADVISORS, LLC | History | Reduced | 117,029 | 2,423 | 0.55% | 0.69% | 36 | -15,193 | -11.49% | Q2 2026 | Aug 13, 2026 |
| TRUIST FINANCIAL CORP | History | New | 93,771 | 1,942 | 0.0% | — | 37 | +93,771 | New | Q2 2026 | Jul 28, 2026 |
| GOLDMAN SACHS GROUP INC | History | New | 93,698 | 1,940 | 0.0% | — | 38 | +93,698 | New | Q2 2026 | Aug 14, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | Reduced | 91,916 | 1,903 | 0.03% | 0.04% | 39 | -4,150 | -4.32% | Q2 2026 | Aug 10, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 91,169 | 1,888 | 0.0% | 0.0% | 40 | -25,483 | -21.85% | Q2 2026 | Aug 14, 2026 |
| HRT FINANCIAL LP | History | New | 87,880 | 1,819 | 0.0% | — | 41 | +87,880 | New | Q2 2026 | Aug 14, 2026 |
| PARK AVENUE SECURITIES LLC | History | Added to | 83,822 | 1,736 | 0.01% | 0.01% | 42 | +6,222 | 8.02% | Q2 2026 | Jul 20, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 80,998 | 1,677 | 0.01% | 0.01% | 43 | +1,757 | 2.22% | Q2 2026 | Aug 13, 2026 |
| IAMS WEALTH MANAGEMENT, LLC | History | Added to | 71,489 | 1,480 | 0.45% | 0.49% | 44 | +3,962 | 5.87% | Q2 2026 | Jul 16, 2026 |
| AE Wealth Management LLC | History | Reduced | 70,656 | 1,463 | 0.01% | 0.01% | 45 | -2,237 | -3.07% | Q2 2026 | Aug 03, 2026 |
| VAQUERO PRIVATE WEALTH, LTD | History | New | 65,271 | 1,351 | 0.28% | — | 46 | +65,271 | New | Q2 2026 | Jul 17, 2026 |
| Atria Investments, Inc | History | Added to | 64,430 | 1,334 | 0.01% | 0.01% | 47 | +5,502 | 9.34% | Q2 2026 | Jul 28, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 59,802 | 1,238 | 0.0% | 0.0% | 48 | +7,452 | 14.23% | Q2 2026 | Aug 14, 2026 |
| NewEdge Wealth, LLC | History | Added to | 59,463 | 1,231 | 0.01% | 0.01% | 49 | +7,466 | 14.36% | Q2 2026 | Aug 10, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 56,069 | 1,161 | 0.01% | 0.01% | 50 | +19,791 | 54.55% | Q2 2026 | Jul 27, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Added to | 54,111 | 1,120 | 0.01% | 0.01% | 51 | +2,897 | 5.66% | Q2 2026 | Jul 20, 2026 |
| Vestmark Advisory Solutions, Inc. | History | New | 52,401 | 1,085 | 0.01% | — | 52 | +52,401 | New | Q2 2026 | Aug 14, 2026 |
| ELEVATION POINT WEALTH PARTNERS, LLC | History | New | 52,401 | 1,085 | 0.02% | — | 53 | +52,401 | New | Q2 2026 | Aug 12, 2026 |
| Snowden Capital Advisors LLC | History | Added to | 49,370 | 1,022 | 0.02% | 0.02% | 54 | +5,631 | 12.87% | Q2 2026 | Aug 13, 2026 |
| TRUE BLUE FINANCIAL, LLC | History | New | 47,587 | 985 | 0.42% | — | 55 | +47,587 | New | Q2 2026 | Jul 17, 2026 |
| BAM Wealth Management, LLC | History | Added to | 44,128 | 913 | 0.57% | 0.47% | 56 | +13,675 | 44.91% | Q2 2026 | Jul 14, 2026 |
| Pinnacle Financial Partners, Inc. | History | New | 43,962 | 910 | 0.01% | — | 57 | +43,962 | New | Q2 2026 | Aug 14, 2026 |
| RFG Advisory, LLC | History | Added to | 43,680 | 904 | 0.01% | 0.01% | 58 | +13,114 | 42.9% | Q2 2026 | Jul 15, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 42,504 | 880 | 0.01% | 0.01% | 59 | +16,844 | 65.64% | Q2 2026 | Aug 12, 2026 |
| Everest Financial Group LLC | History | Reduced | 41,000 | 849 | 0.11% | 0.15% | 60 | -4,000 | -8.89% | Q2 2026 | Aug 10, 2026 |
| Harvest Investment Services, LLC | History | Added to | 40,727 | 843 | 0.13% | 0.14% | 61 | +4,801 | 13.36% | Q2 2026 | Aug 14, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 39,651 | 821 | 0.01% | 0.01% | 62 | +13,436 | 51.25% | Q2 2026 | Aug 03, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | History | Reduced | 36,703 | 760 | 0.02% | 0.03% | 63 | -6,547 | -15.14% | Q2 2026 | Jul 31, 2026 |
| Sequent Planning LLC | History | Reduced | 36,596 | 757 | 0.16% | 0.88% | 64 | -138,590 | -79.11% | Q2 2026 | Aug 14, 2026 |
| WINEBRENNER CAPITAL MANAGEMENT LLC | History | No change | 36,307 | 751 | 0.46% | 0.48% | 65 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| Impact Partnership Wealth, LLC | History | Reduced | 36,140 | 748 | 0.07% | 0.1% | 66 | -2,325 | -6.04% | Q2 2026 | Jul 29, 2026 |
| KINTRA WEALTH, LLC | History | New | 36,374 | 745 | 0.04% | — | 67 | +36,374 | New | Q2 2026 | Aug 14, 2026 |
| Providence First Trust Co | History | New | 35,100 | 726 | 0.2% | — | 68 | +35,100 | New | Q2 2026 | Jul 27, 2026 |
| Ignite Planners, LLC | History | Added to | 34,965 | 724 | 0.1% | 0.09% | 69 | +8,183 | 30.55% | Q2 2026 | Jul 23, 2026 |
| Dynamic Advisor Solutions LLC | History | New | 34,867 | 722 | 0.02% | — | 70 | +34,867 | New | Q2 2026 | Jul 07, 2026 |
| Sigma Planning Corp | History | Added to | 34,338 | 711 | 0.02% | 0.02% | 71 | +234 | 0.69% | Q2 2026 | Aug 07, 2026 |
| Pinnacle Family Advisors, LLC | History | Added to | 33,893 | 701 | 0.29% | 0.3% | 72 | +3,361 | 11.01% | Q2 2026 | Aug 14, 2026 |
| Perigon Wealth Management, LLC | History | Added to | 31,922 | 661 | 0.01% | 0.01% | 73 | +134 | 0.42% | Q2 2026 | Aug 07, 2026 |
| Coppell Advisory Solutions LLC | History | New | 48,727 | 650 | 0.05% | — | 74 | +48,727 | New | Q2 2026 | Aug 14, 2026 |
| Mutual Advisors, LLC | History | Reduced | 30,820 | 638 | 0.01% | 0.01% | 75 | -1,958 | -5.97% | Q2 2026 | Aug 14, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 30,448 | 630 | 0.01% | 0.01% | 76 | -2,679 | -8.09% | Q2 2026 | Jul 28, 2026 |
| Asset Allocation Strategies LLC | History | Added to | 30,088 | 623 | 0.1% | 0.08% | 77 | +9,507 | 46.19% | Q2 2026 | Aug 17, 2026 |
| Spire Wealth Management | History | Added to | 29,950 | 620 | 0.02% | 0.02% | 78 | +3,135 | 11.69% | Q2 2026 | Jul 15, 2026 |
| Arkadios Wealth Advisors | History | Added to | 29,787 | 616 | 0.01% | 0.01% | 79 | +12,746 | 74.8% | Q2 2026 | Aug 10, 2026 |
| LaSalle St. Investment Advisors, LLC | History | Added to | 27,909 | 578 | 0.07% | 0.08% | 80 | +476 | 1.74% | Q2 2026 | Aug 11, 2026 |
| Equitable Holdings, Inc. | History | Reduced | 27,540 | 570 | 0.0% | 0.01% | 81 | -51,071 | -64.97% | Q2 2026 | Aug 17, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 26,163 | 541 | 0.03% | 0.04% | 82 | -4,483 | -14.63% | Q2 2026 | Jul 22, 2026 |
| HBW ADVISORY SERVICES LLC | History | Added to | 26,054 | 539 | 0.05% | 0.06% | 83 | +863 | 3.43% | Q2 2026 | Jul 16, 2026 |
| NOVEM GROUP | History | Added to | 24,041 | 497 | 0.05% | 0.05% | 84 | +1,353 | 5.96% | Q2 2026 | Jul 21, 2026 |
| Apollon Wealth Management, LLC | History | Added to | 21,332 | 441 | 0.01% | 0.01% | 85 | +2,477 | 13.14% | Q2 2026 | Jul 22, 2026 |
| BlueChip Wealth Advisors LLC | History | No change | 21,289 | 440 | 0.17% | 0.19% | 86 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| Keystone Wealth Services, LLC | History | No change | 21,000 | 434 | 0.08% | 0.09% | 87 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Betterment LLC | History | Added to | 19,640 | 407 | 0.0% | 0.0% | 88 | +3,573 | 22.24% | Q2 2026 | Aug 14, 2026 |
| World Investment Advisors | History | Added to | 19,437 | 402 | 0.01% | 0.01% | 89 | +1,549 | 8.66% | Q2 2026 | Aug 13, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 19,319 | 400 | 0.0% | 0.0% | 90 | +2,930 | 17.88% | Q2 2026 | Jul 24, 2026 |
| MGO ONE SEVEN LLC | History | Added to | 18,216 | 377 | 0.01% | 0.01% | 91 | +189 | 1.05% | Q2 2026 | Jul 31, 2026 |
| Private Advisor Group, LLC | History | Reduced | 17,320 | 358 | 0.0% | 0.0% | 92 | -28,244 | -61.99% | Q2 2026 | Jul 27, 2026 |
| GeoWealth Management, LLC | History | Added to | 16,951 | 351 | 0.01% | 0.01% | 93 | +1,324 | 8.47% | Q2 2026 | Jul 30, 2026 |
| Rossby Financial, LCC | History | Added to | 16,091 | 333 | 0.06% | 0.07% | 95 | +325 | 2.06% | Q2 2026 | Aug 04, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Reduced | 16,110 | 333 | 0.0% | 0.0% | 94 | -150 | -0.92% | Q2 2026 | Aug 14, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Added to | 15,409 | 319 | 0.02% | 0.02% | 96 | +2,188 | 16.55% | Q2 2026 | Aug 07, 2026 |
| Omnitrust Wealth Management, Inc | History | No change | 15,228 | 315 | 0.41% | 0.41% | 97 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| GK Wealth Management LLC | History | New | 14,732 | 305 | 0.16% | — | 98 | +14,732 | New | Q2 2026 | Jul 07, 2026 |
| BARRETT & COMPANY, INC. | History | No change | 14,332 | 296 | 0.08% | 0.1% | 99 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| OneAscent Financial Services LLC | History | Added to | 14,144 | 292 | 0.01% | 0.02% | 100 | +384 | 2.79% | Q2 2026 | Aug 11, 2026 |
| PRIVATE CLIENT SERVICES, LLC | History | Added to | 13,900 | 287 | 0.08% | 0.09% | 101 | +52 | 0.38% | Q2 2026 | Jul 06, 2026 |
| IFG Advisory, LLC | History | New | 13,681 | 283 | 0.01% | — | 103 | +13,681 | New | Q2 2026 | Aug 13, 2026 |
| Lido Advisors, LLC | History | Added to | 13,665 | 283 | 0.0% | 0.0% | 102 | +159 | 1.18% | Q2 2026 | Aug 07, 2026 |
| Bullseye Investment Management, LLC | History | Reduced | 12,941 | 268 | 0.13% | 0.62% | 104 | -42,445 | -76.63% | Q2 2026 | Sep 11, 2026 |
| Milestones Private Investment Advisors LLC | History | Added to | 11,660 | 241 | 0.19% | 0.21% | 105 | +92 | 0.8% | Q2 2026 | Jul 24, 2026 |
| INTEGRITY ALLIANCE, LLC. | History | New | 10,747 | 222 | 0.01% | — | 106 | +10,747 | New | Q2 2026 | Jul 31, 2026 |
| J.W. COLE ADVISORS, INC. | History | New | 9,796 | 202 | 0.0% | — | 107 | +9,796 | New | Q2 2026 | Jul 21, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | Added to | 9,730 | 201 | 0.05% | 0.06% | 108 | +138 | 1.44% | Q2 2026 | Aug 27, 2026 |
| Triumph Capital Management | History | Added to | 9,030 | 187 | 0.03% | 0.02% | 109 | +4,830 | 115.0% | Q2 2026 | Jul 20, 2026 |
| Capital Analysts, LLC | History | Reduced | 8,430 | 175 | 0.0% | 0.0% | 110 | -29 | -0.34% | Q2 2026 | Aug 05, 2026 |
| Synergy Investment Management, LLC | History | No change | 7,937 | 164 | 0.04% | 0.05% | 111 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CULLEN/FROST BANKERS, INC. | History | Added to | 5,311 | 109 | 0.0% | 0.0% | 112 | +3,275 | 160.85% | Q2 2026 | Jul 27, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | No change | 5,085 | 105 | 0.06% | 0.08% | 113 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Ashton Thomas Private Wealth, LLC | History | Added to | 4,274 | 88 | 0.0% | 0.0% | 114 | +513 | 13.64% | Q2 2026 | Jul 29, 2026 |
| PRIVATE TRUST CO NA | History | Added to | 4,031 | 83 | 0.01% | 0.01% | 115 | +6 | 0.15% | Q2 2026 | Jul 28, 2026 |
| Roxbury Financial LLC | History | Added to | 3,032 | 62 | 0.05% | 0.06% | 116 | +24 | 0.8% | Q2 2026 | Jul 01, 2026 |
| Raleigh Capital Management Inc. | History | Added to | 2,859 | 59 | 0.02% | 0.02% | 117 | +33 | 1.17% | Q2 2026 | Jul 21, 2026 |
| FIFTH THIRD BANCORP | History | Added to | 1,962 | 40 | 0.0% | 0.0% | 118 | +1,079 | 122.2% | Q2 2026 | Aug 05, 2026 |
| Quest 10 Wealth Builders, Inc. | History | Added to | 1,901 | 39 | 0.03% | 0.03% | 119 | +307 | 19.26% | Q2 2026 | Jul 24, 2026 |
| TOUNJIAN ADVISORY PARTNERS, LLC | History | New | 1,809 | 37 | 0.02% | — | 121 | +1,809 | New | Q2 2026 | Aug 07, 2026 |
| Global Retirement Partners, LLC | History | New | 1,807 | 37 | 0.0% | — | 120 | +1,807 | New | Q2 2026 | Aug 06, 2026 |
| My Portfolio Guide, LLC | History | No change | 1,716 | 35 | 0.02% | 0.02% | 122 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 1,500 | 31 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Financial Gravity Asset Management, Inc. | History | No change | 1,260 | 26 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Signature Equity Partners, LLC | History | Added to | 1,163 | 24 | 0.01% | 0.01% | 125 | +83 | 7.69% | Q2 2026 | Jul 30, 2026 |
| WHITTIER TRUST CO OF NEVADA INC | History | No change | 782 | 16 | 0.0% | 0.0% | 126 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 613 | 12 | 0.0% | 0.0% | 127 | -20,371 | -97.08% | Q2 2026 | Jul 17, 2026 |
| Buck Wealth Strategies, LLC | History | New | 610 | 12 | 0.0% | — | 129 | +610 | New | Q2 2026 | Jul 30, 2026 |
| Regatta Research & Money Management | History | New | 603 | 12 | 0.01% | — | 130 | +603 | New | Q2 2026 | Aug 11, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | History | No change | 600 | 12 | 0.01% | 0.01% | 128 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Silver Grove Financial Group, Inc. | History | New | 557 | 11 | 0.01% | — | 131 | +557 | New | Q2 2026 | Aug 13, 2026 |
| HUNTINGTON NATIONAL BANK | History | New | 295 | 6 | 0.0% | — | 132 | +295 | New | Q2 2026 | Aug 13, 2026 |
| AMERICAN NATIONAL BANK & TRUST | History | No change | 237 | 4 | 0.0% | 0.0% | 133 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| Key Capital Management, INC | History | No change | 223 | 4 | 0.0% | 0.0% | 134 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | New | 163 | 3 | 0.0% | — | 137 | +163 | New | Q2 2026 | Aug 14, 2026 |
| Continuum Advisory, LLC | History | New | 146 | 3 | 0.0% | — | 138 | +146 | New | Q2 2026 | Aug 06, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 152 | 3 | 0.0% | 0.0% | 135 | +2 | 1.33% | Q2 2026 | Jul 23, 2026 |
| AMERIFLEX GROUP, INC. | History | No change | 154 | 3 | 0.0% | 0.0% | 136 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Wagner Wealth Management, LLC | History | No change | 136 | 2 | 0.0% | 0.0% | 139 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Smartleaf Asset Management LLC | History | No change | 128 | 2 | 0.0% | 0.0% | 140 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Lloyd Advisory Services, LLC. | History | New | 85 | 1 | 0.0% | — | 141 | +85 | New | Q2 2026 | Aug 07, 2026 |
| Pacific Excel Wealth Advisors, Inc. | History | Closed out | 0 | 0 | — | 1.43% | — | -65,437 | -100.0% | Q2 2026 | Jul 06, 2026 |
| Independent Advisor Alliance | History | Closed out | 0 | 0 | — | 0.01% | — | -45,890 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Triad Wealth Partners, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -14,862 | -100.0% | Q2 2026 | Aug 10, 2026 |
| Advisory Alpha, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -9,938 | -100.0% | Q2 2026 | Aug 11, 2026 |
| Independent Wealth Network Inc. | History | Closed out | 0 | 0 | — | 0.06% | — | -9,667 | -100.0% | Q2 2026 | Jul 20, 2026 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,868 | -100.0% | Q2 2026 | Aug 12, 2026 |
| GUARDIAN WEALTH ADVISORS, LLC / NC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,500 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Topsail Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -450 | -100.0% | Q2 2026 | Aug 13, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -287 | -100.0% | Q2 2026 | Aug 12, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 1 | 0 | — | — | — | -1 | -50.0% | Q2 2026 | Aug 12, 2026 |
| CWM, LLC | History | No change | 8 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Strive Financial Group ,LLC | History | No change | 38 | 0 | — | 0.0% | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |