FIRST TRUST EXCHANGE-TRADED FUND IV - FIIG
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Added to | 4,852,167 | 100,682 | 0.03% | 0.03% | 1 | +441,705 | 10.01% | Q1 2026 | May 06, 2026 |
| MORGAN STANLEY | History | Added to | 2,546,486 | 52,839 | 0.0% | 0.0% | 2 | +64,019 | 2.58% | Q1 2026 | May 15, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 1,856,612 | 38,524 | 0.05% | 0.06% | 3 | -241,144 | -11.5% | Q1 2026 | Apr 27, 2026 |
| Cetera Investment Advisers | History | Added to | 1,729,781 | 35,892 | 0.04% | 0.04% | 4 | +24,855 | 1.46% | Q1 2026 | May 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 1,693,016 | 35,130 | 0.01% | 0.01% | 5 | +199,710 | 13.37% | Q1 2026 | May 04, 2026 |
| TCP Asset Management, LLC | History | Added to | 1,397,278 | 28,993 | 3.73% | 3.4% | 6 | +444,054 | 46.58% | Q1 2026 | Apr 10, 2026 |
| MANCHESTER FINANCIAL INC | History | Added to | 1,068,062 | 22,162 | 4.25% | 3.8% | 7 | +110,570 | 11.55% | Q1 2026 | Apr 23, 2026 |
| Per Stirling Capital Management, LLC. | History | Added to | 880,325 | 18,266 | 2.02% | 1.77% | 8 | +137,524 | 18.51% | Q1 2026 | May 11, 2026 |
| STEPHENS INC /AR/ | History | Added to | 761,660 | 15,804 | 0.2% | 0.11% | 9 | +339,533 | 80.43% | Q1 2026 | Apr 28, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 571,903 | 11,866 | 0.04% | 0.05% | 10 | +34,882 | 6.5% | Q1 2026 | Apr 30, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 537,691 | 11,157 | 0.03% | 0.03% | 11 | +58,601 | 12.23% | Q1 2026 | Apr 30, 2026 |
| Rehmann Capital Advisory Group | History | Added to | 489,871 | 10,164 | 0.53% | 0.41% | 12 | +118,382 | 31.87% | Q1 2026 | May 15, 2026 |
| FIRST TRUST ADVISORS LP | History | Added to | 462,533 | 9,597 | 0.01% | 0.01% | 13 | +117,894 | 34.21% | Q1 2026 | May 13, 2026 |
| &PARTNERS | History | Added to | 411,271 | 8,531 | 0.04% | 0.04% | 14 | +18,585 | 4.73% | Q1 2026 | May 15, 2026 |
| HighTower Advisors, LLC | History | Added to | 389,839 | 8,089 | 0.01% | 0.01% | 15 | +52,684 | 15.63% | Q1 2026 | May 05, 2026 |
| BENJAMIN EDWARDS INC | History | Added to | 366,373 | 7,603 | 0.08% | 0.07% | 16 | +47,527 | 14.91% | Q1 2026 | May 12, 2026 |
| NewEdge Advisors, LLC | History | Added to | 366,000 | 7,594 | 0.03% | 0.01% | 17 | +243,074 | 197.74% | Q1 2026 | Jun 02, 2026 |
| Mach-1 Financial Group, LLC | History | Added to | 360,331 | 7,476 | 2.63% | 1.37% | 18 | +46,049 | 14.65% | Q1 2026 | May 13, 2026 |
| Owen LaRue, LLC | History | Reduced | 290,546 | 6,028 | 2.31% | 2.61% | 19 | -32,873 | -10.16% | Q1 2026 | Apr 30, 2026 |
| ASSETMARK, INC | History | Added to | 238,285 | 4,944 | 0.01% | 0.01% | 20 | +28,701 | 13.69% | Q1 2026 | May 06, 2026 |
| Csenge Advisory Group | History | Added to | 237,188 | 4,921 | 0.23% | 0.22% | 21 | +10,521 | 4.64% | Q1 2026 | Apr 30, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 210,854 | 4,375 | 0.01% | 0.01% | 22 | +27,130 | 14.77% | Q1 2026 | Apr 22, 2026 |
| Bank of New York Mellon Corp | History | Added to | 205,029 | 4,254 | 0.0% | 0.0% | 23 | +19,813 | 10.7% | Q1 2026 | May 05, 2026 |
| Avior Wealth Management, LLC | History | New | 180,401 | 3,743 | 0.11% | — | 24 | +180,401 | New | Q1 2026 | Apr 09, 2026 |
| Sequent Planning LLC | History | Added to | 175,186 | 3,635 | 0.88% | 0.94% | 25 | +1,282 | 0.74% | Q1 2026 | Apr 21, 2026 |
| Gateway Wealth Partners, LLC | History | Added to | 167,614 | 3,478 | 0.14% | 0.17% | 26 | +93,623 | 126.53% | Q1 2026 | May 15, 2026 |
| Orion Porfolio Solutions, LLC | History | Added to | 147,927 | 3,069 | 0.03% | 0.02% | 27 | +3,936 | 2.73% | Q1 2026 | May 13, 2026 |
| Kingsview Wealth Management, LLC | History | Reduced | 138,701 | 2,878 | 0.04% | 0.04% | 28 | -6,538 | -4.5% | Q1 2026 | May 12, 2026 |
| Prospera Financial Services Inc | History | Added to | 132,762 | 2,754 | 0.04% | 0.04% | 29 | +9,331 | 7.56% | Q1 2026 | Apr 14, 2026 |
| TWIN PEAKS WEALTH ADVISORS, LLC | History | Added to | 132,222 | 2,743 | 0.69% | 0.34% | 30 | +77,052 | 139.66% | Q1 2026 | May 08, 2026 |
| IFP Advisors, Inc | History | Added to | 131,685 | 2,732 | 0.06% | 0.06% | 31 | +9,546 | 7.82% | Q1 2026 | Apr 13, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Added to | 130,652 | 2,711 | 0.06% | 0.01% | 32 | +111,081 | 567.58% | Q1 2026 | May 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 116,652 | 2,420 | 0.0% | 0.0% | 33 | +104,331 | 846.77% | Q1 2026 | May 15, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 114,715 | 2,380 | 0.0% | 0.0% | 34 | -36,780 | -24.28% | Q1 2026 | May 15, 2026 |
| FSB PREMIER WEALTH MANAGEMENT, INC. | History | Reduced | 111,209 | 2,307 | 0.72% | 0.8% | 35 | -8,441 | -7.05% | Q1 2026 | May 13, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | Reduced | 96,066 | 1,993 | 0.04% | 0.04% | 36 | -4,618 | -4.59% | Q1 2026 | May 11, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 84,809 | 1,759 | 0.0% | 0.01% | 37 | -79,978 | -48.53% | Q1 2026 | May 04, 2026 |
| Equitable Holdings, Inc. | History | Added to | 78,611 | 1,666 | 0.01% | 0.01% | 38 | +1,831 | 2.38% | Q1 2026 | May 15, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 79,241 | 1,644 | 0.01% | 0.01% | 39 | +3,970 | 5.27% | Q1 2026 | May 05, 2026 |
| PARK AVENUE SECURITIES LLC | History | Added to | 77,600 | 1,610 | 0.01% | 0.01% | 40 | +28,861 | 59.22% | Q1 2026 | Apr 07, 2026 |
| AE Wealth Management LLC | History | Added to | 72,893 | 1,512 | 0.01% | 0.01% | 41 | +1,422 | 1.99% | Q1 2026 | May 13, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 71,537 | 1,484 | 0.0% | 0.0% | 42 | +8,032 | 12.65% | Q1 2026 | May 15, 2026 |
| IAMS WEALTH MANAGEMENT, LLC | History | Added to | 67,527 | 1,401 | 0.49% | 0.45% | 43 | +8,116 | 13.66% | Q1 2026 | Apr 15, 2026 |
| Pacific Excel Wealth Advisors, Inc. | History | Added to | 65,437 | 1,357 | 1.43% | 1.39% | 44 | +30,659 | 88.16% | Q1 2026 | May 13, 2026 |
| Atria Investments, Inc | History | Added to | 58,928 | 1,222 | 0.01% | 0.01% | 45 | +6,097 | 11.54% | Q1 2026 | May 05, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 52,350 | 1,086 | 0.0% | 0.0% | 46 | +28,076 | 115.66% | Q1 2026 | May 15, 2026 |
| NewEdge Wealth, LLC | History | Added to | 51,997 | 1,078 | 0.01% | 0.01% | 47 | +94 | 0.18% | Q1 2026 | May 13, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Added to | 51,214 | 1,062 | 0.01% | 0.0% | 48 | +4,140 | 8.79% | Q1 2026 | Apr 29, 2026 |
| Independent Advisor Alliance | History | New | 45,890 | 952 | 0.01% | — | 49 | +45,890 | New | Q1 2026 | May 12, 2026 |
| Private Advisor Group, LLC | History | Added to | 45,564 | 945 | 0.0% | 0.0% | 50 | +4,765 | 11.68% | Q1 2026 | Apr 24, 2026 |
| Everest Financial Group LLC | History | New | 45,000 | 933 | 0.15% | — | 51 | +45,000 | New | Q1 2026 | May 15, 2026 |
| Snowden Capital Advisors LLC | History | Reduced | 43,739 | 907 | 0.02% | 0.03% | 52 | -17,528 | -28.61% | Q1 2026 | May 14, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | History | Added to | 43,250 | 897 | 0.03% | 0.02% | 53 | +13,489 | 45.32% | Q1 2026 | May 11, 2026 |
| Impact Partnership Wealth, LLC | History | Reduced | 38,465 | 798 | 0.1% | 0.11% | 54 | -1,838 | -4.56% | Q1 2026 | Apr 23, 2026 |
| WINEBRENNER CAPITAL MANAGEMENT LLC | History | Added to | 36,307 | 753 | 0.48% | 0.51% | 55 | +215 | 0.6% | Q1 2026 | Apr 10, 2026 |
| Concurrent Investment Advisors, LLC | History | Reduced | 36,278 | 752 | 0.01% | 0.16% | 56 | -634,588 | -94.59% | Q1 2026 | Apr 20, 2026 |
| Harvest Investment Services, LLC | History | Reduced | 35,926 | 745 | 0.14% | 0.15% | 57 | -349 | -0.96% | Q1 2026 | May 14, 2026 |
| Sigma Planning Corp | History | Added to | 34,104 | 707 | 0.02% | 0.02% | 58 | +4,855 | 16.6% | Q1 2026 | May 04, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 33,127 | 687 | 0.01% | 0.02% | 59 | -27,381 | -45.25% | Q1 2026 | Apr 20, 2026 |
| Mutual Advisors, LLC | History | Reduced | 32,778 | 680 | 0.01% | 0.03% | 60 | -23,355 | -41.61% | Q1 2026 | May 01, 2026 |
| Perigon Wealth Management, LLC | History | Added to | 31,788 | 659 | 0.01% | 0.01% | 61 | +1,745 | 5.81% | Q1 2026 | Apr 10, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 30,646 | 635 | 0.04% | 0.05% | 62 | -1,822 | -5.61% | Q1 2026 | May 01, 2026 |
| RFG Advisory, LLC | History | Added to | 30,566 | 634 | 0.01% | 0.01% | 63 | +4,711 | 18.22% | Q1 2026 | Apr 17, 2026 |
| Pinnacle Family Advisors, LLC | History | Added to | 30,532 | 633 | 0.3% | 0.27% | 64 | +1,384 | 4.75% | Q1 2026 | May 14, 2026 |
| BAM Wealth Management, LLC | History | Added to | 30,453 | 631 | 0.47% | 0.31% | 65 | +10,178 | 50.2% | Q1 2026 | Apr 17, 2026 |
| Ignite Planners, LLC | History | Added to | 26,782 | 569 | 0.09% | 0.05% | 66 | +11,825 | 79.06% | Q1 2026 | Apr 17, 2026 |
| LaSalle St. Investment Advisors, LLC | History | Reduced | 27,433 | 569 | 0.08% | 0.09% | 67 | -225 | -0.81% | Q1 2026 | May 08, 2026 |
| Spire Wealth Management | History | Added to | 26,815 | 556 | 0.02% | 0.02% | 68 | +2,972 | 12.46% | Q1 2026 | Apr 22, 2026 |
| OPPENHEIMER & CO INC | History | New | 26,215 | 543 | 0.01% | — | 69 | +26,215 | New | Q1 2026 | Apr 23, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 25,660 | 532 | 0.01% | 0.01% | 70 | +1,004 | 4.07% | Q1 2026 | May 15, 2026 |
| HBW ADVISORY SERVICES LLC | History | Added to | 25,191 | 522 | 0.06% | 0.05% | 71 | +1,759 | 7.51% | Q1 2026 | May 04, 2026 |
| NOVEM GROUP | History | New | 22,688 | 470 | 0.05% | — | 72 | +22,688 | New | Q1 2026 | Apr 10, 2026 |
| BlueChip Wealth Advisors LLC | History | Added to | 21,289 | 441 | 0.19% | 0.16% | 73 | +3,541 | 19.95% | Q1 2026 | May 05, 2026 |
| Farther Finance Advisors, LLC | History | New | 20,984 | 435 | 0.0% | — | 75 | +20,984 | New | Q1 2026 | Apr 07, 2026 |
| Keystone Wealth Services, LLC | History | No change | 21,000 | 435 | 0.09% | 0.09% | 74 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Asset Allocation Strategies LLC | History | Added to | 20,581 | 427 | 0.08% | 0.08% | 76 | +1,101 | 5.65% | Q1 2026 | Apr 22, 2026 |
| Apollon Wealth Management, LLC | History | Added to | 18,855 | 391 | 0.01% | 0.01% | 77 | +207 | 1.11% | Q1 2026 | Apr 22, 2026 |
| MGO ONE SEVEN LLC | History | New | 18,027 | 374 | 0.01% | — | 78 | +18,027 | New | Q1 2026 | May 14, 2026 |
| World Investment Advisors | History | Added to | 17,888 | 371 | 0.01% | 0.01% | 79 | +1,838 | 11.45% | Q1 2026 | Apr 27, 2026 |
| Arkadios Wealth Advisors | History | New | 17,041 | 353 | 0.01% | — | 80 | +17,041 | New | Q1 2026 | May 18, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 16,389 | 340 | 0.0% | 0.0% | 81 | +4,730 | 40.57% | Q1 2026 | May 05, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Reduced | 16,260 | 337 | 0.0% | 0.0% | 82 | -861 | -5.03% | Q1 2026 | May 11, 2026 |
| Betterment LLC | History | Added to | 16,067 | 333 | 0.0% | 0.0% | 83 | +2,607 | 19.37% | Q1 2026 | May 14, 2026 |
| Rossby Financial, LCC | History | Added to | 15,766 | 327 | 0.07% | 0.09% | 84 | +1,775 | 12.69% | Q1 2026 | May 11, 2026 |
| GeoWealth Management, LLC | History | Added to | 15,627 | 324 | 0.01% | 0.01% | 85 | +915 | 6.22% | Q1 2026 | May 13, 2026 |
| Omnitrust Wealth Management, Inc | History | Added to | 15,228 | 315 | 0.41% | 0.39% | 86 | +843 | 5.86% | Q1 2026 | Apr 22, 2026 |
| Triad Wealth Partners, LLC | History | New | 14,862 | 308 | 0.02% | — | 87 | +14,862 | New | Q1 2026 | Apr 16, 2026 |
| BARRETT & COMPANY, INC. | History | New | 14,332 | 297 | 0.1% | — | 88 | +14,332 | New | Q1 2026 | May 04, 2026 |
| PRIVATE CLIENT SERVICES, LLC | History | Added to | 13,848 | 287 | 0.09% | 0.09% | 89 | +128 | 0.93% | Q1 2026 | Apr 06, 2026 |
| OneAscent Financial Services LLC | History | Added to | 13,760 | 285 | 0.02% | 0.02% | 90 | +2,169 | 18.71% | Q1 2026 | Apr 21, 2026 |
| Lido Advisors, LLC | History | Added to | 13,506 | 280 | 0.0% | 0.0% | 91 | +156 | 1.17% | Q1 2026 | May 13, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | New | 13,221 | 274 | 0.02% | — | 92 | +13,221 | New | Q1 2026 | Apr 20, 2026 |
| Milestones Private Investment Advisors LLC | History | Added to | 11,568 | 240 | 0.21% | 0.17% | 93 | +63 | 0.55% | Q1 2026 | May 04, 2026 |
| Advisory Alpha, LLC | History | Reduced | 9,938 | 206 | 0.01% | 0.01% | 94 | -2,947 | -22.87% | Q1 2026 | May 14, 2026 |
| Independent Wealth Network Inc. | History | Reduced | 9,667 | 200 | 0.06% | 0.07% | 95 | -1,096 | -10.18% | Q1 2026 | Apr 20, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | No change | 8,861 | 187 | 0.05% | 0.05% | 96 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| Capital Analysts, LLC | History | Reduced | 8,459 | 176 | 0.0% | 0.01% | 97 | -4,636 | -35.4% | Q1 2026 | May 14, 2026 |
| Synergy Investment Management, LLC | History | Reduced | 7,937 | 164 | 0.05% | 0.08% | 98 | -3,023 | -27.58% | Q1 2026 | May 14, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | Added to | 5,085 | 105 | 0.08% | 0.08% | 99 | +696 | 15.86% | Q1 2026 | Apr 27, 2026 |
| Triumph Capital Management | History | New | 4,200 | 87 | 0.02% | — | 100 | +4,200 | New | Q1 2026 | May 13, 2026 |
| PRIVATE TRUST CO NA | History | No change | 4,025 | 83 | 0.01% | 0.01% | 101 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Ashton Thomas Private Wealth, LLC | History | New | 3,761 | 78 | 0.0% | — | 102 | +3,761 | New | Q1 2026 | May 11, 2026 |
| Roxbury Financial LLC | History | New | 3,008 | 62 | 0.06% | — | 103 | +3,008 | New | Q1 2026 | Apr 17, 2026 |
| Advisory Services Network, LLC | History | New | 2,868 | 59 | 0.0% | — | 104 | +2,868 | New | Q1 2026 | May 15, 2026 |
| Raleigh Capital Management Inc. | History | Reduced | 2,826 | 58 | 0.02% | 0.02% | 105 | -143 | -4.82% | Q1 2026 | Apr 28, 2026 |
| CULLEN/FROST BANKERS, INC. | History | Added to | 2,036 | 42 | 0.0% | 0.0% | 106 | +407 | 24.98% | Q1 2026 | May 05, 2026 |
| My Portfolio Guide, LLC | History | New | 1,716 | 35 | 0.02% | — | 107 | +1,716 | New | Q1 2026 | May 05, 2026 |
| Quest 10 Wealth Builders, Inc. | History | Added to | 1,594 | 33 | 0.03% | 0.03% | 109 | +190 | 13.53% | Q1 2026 | May 06, 2026 |
| Global Retirement Partners, LLC | History | No change | 1,575 | 33 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| GUARDIAN WEALTH ADVISORS, LLC / NC | History | New | 1,500 | 31 | 0.0% | — | 111 | +1,500 | New | Q1 2026 | May 15, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 1,500 | 31 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Financial Gravity Asset Management, Inc. | History | No change | 1,260 | 26 | 0.0% | 0.01% | 112 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Signature Equity Partners, LLC | History | Added to | 1,080 | 22 | 0.01% | 0.01% | 113 | +25 | 2.37% | Q1 2026 | May 13, 2026 |
| FIFTH THIRD BANCORP | History | New | 883 | 18 | 0.0% | — | 115 | +883 | New | Q1 2026 | May 01, 2026 |
| COMERICA BANK | History | No change | 883 | 18 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| WHITTIER TRUST CO OF NEVADA INC | History | New | 782 | 16 | 0.0% | — | 116 | +782 | New | Q1 2026 | Apr 28, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | History | New | 600 | 12 | 0.01% | — | 117 | +600 | New | Q1 2026 | May 13, 2026 |
| Topsail Wealth Management, LLC | History | No change | 450 | 9 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | New | 287 | 5 | 0.0% | — | 119 | +287 | New | Q1 2026 | May 07, 2026 |
| Key Capital Management, INC | History | New | 223 | 4 | 0.0% | — | 121 | +223 | New | Q1 2026 | May 07, 2026 |
| AMERICAN NATIONAL BANK & TRUST | History | No change | 237 | 4 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| AMERIFLEX GROUP, INC. | History | Reduced | 154 | 3 | 0.0% | 0.0% | 123 | -189 | -55.1% | Q1 2026 | May 15, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 150 | 3 | 0.0% | — | 122 | +106 | 240.91% | Q1 2026 | May 05, 2026 |
| Smartleaf Asset Management LLC | History | Reduced | 128 | 2 | 0.0% | 0.0% | 126 | -111 | -46.44% | Q1 2026 | May 15, 2026 |
| Wagner Wealth Management, LLC | History | No change | 136 | 2 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| ORG Partners LLC | History | No change | 139 | 2 | 0.0% | 0.0% | 125 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Strive Financial Group ,LLC | History | New | 38 | 1 | 0.0% | — | 127 | +38 | New | Q1 2026 | May 15, 2026 |
| NORTHEAST PLANNING ASSOCIATES, INC. / NH / | History | Closed out | 0 | 0 | — | 5.77% | — | -385,440 | -100.0% | Q1 2026 | Apr 27, 2026 |
| FLOW TRADERS U.S. LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -56,839 | -100.0% | Q1 2026 | May 15, 2026 |
| Coppell Advisory Solutions LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -50,289 | -100.0% | Q1 2026 | May 15, 2026 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -43,181 | -100.0% | Q1 2026 | May 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -19,337 | -100.0% | Q1 2026 | May 11, 2026 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -18,128 | -100.0% | Q1 2026 | May 15, 2026 |
| StoneX Group Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -17,097 | -100.0% | Q1 2026 | May 14, 2026 |
| Balboa Wealth Partners | History | Closed out | 0 | 0 | — | 0.04% | — | -10,114 | -100.0% | Q1 2026 | Apr 16, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 1 | 0 | — | 0.0% | — | -616 | -99.84% | Q1 2026 | May 14, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -101 | -100.0% | Q1 2026 | Apr 28, 2026 |
| MCGUIRE CAPITAL ADVISORS INC | History | Closed out | 0 | 0 | — | — | — | -36 | -100.0% | Q1 2026 | May 14, 2026 |
| Lloyd Advisory Services, LLC. | History | Closed out | 0 | 0 | — | — | — | -16 | -100.0% | Q1 2026 | May 13, 2026 |
| JPMORGAN CHASE & CO | History | New | 2 | 0 | — | — | — | +2 | New | Q1 2026 | May 13, 2026 |
| CWM, LLC | History | No change | 8 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 14, 2026 |