FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II - FJP
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 54,012 | 3,964 | 0.01% | 0.01% | 1 | -38,134 | -41.38% | Q1 2026 | Apr 08, 2026 |
| Prospera Financial Services Inc | History | Added to | 25,279 | 1,835 | 0.03% | 0.03% | 2 | +859 | 3.52% | Q1 2026 | Apr 14, 2026 |
| IFP Advisors, Inc | History | Added to | 24,936 | 1,810 | 0.04% | 0.04% | 3 | +1,053 | 4.41% | Q1 2026 | Apr 13, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 22,108 | 1,605 | 0.0% | 0.0% | 4 | +2,789 | 14.44% | Q1 2026 | Apr 22, 2026 |
| CoreCap Advisors, LLC | History | New | 14,550 | 1,056 | 0.04% | — | 5 | +14,550 | New | Q1 2026 | Apr 07, 2026 |
| PARK AVENUE SECURITIES LLC | History | Added to | 13,447 | 976 | 0.01% | 0.01% | 6 | +411 | 3.15% | Q1 2026 | Apr 07, 2026 |
| OneAscent Financial Services LLC | History | Reduced | 12,723 | 923 | 0.05% | 0.08% | 7 | -964 | -7.04% | Q1 2026 | Apr 21, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 11,488 | 859 | 0.01% | 0.01% | 8 | -278 | -2.36% | Q1 2026 | Apr 07, 2026 |
| American Institute for Advanced Investment Management, LLP | History | No change | 11,810 | 857 | 0.56% | 0.51% | 9 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| COTTONWOOD CAPITAL ADVISORS, LLC | History | Reduced | 8,300 | 602 | 0.42% | 0.4% | 10 | -96 | -1.14% | Q1 2026 | Apr 17, 2026 |
| IAMS WEALTH MANAGEMENT, LLC | History | Reduced | 7,606 | 552 | 0.19% | 0.21% | 11 | -1,006 | -11.68% | Q1 2026 | Apr 15, 2026 |
| Triad Wealth Partners, LLC | History | Reduced | 7,169 | 520 | 0.04% | 0.05% | 12 | -133 | -1.82% | Q1 2026 | Apr 16, 2026 |
| RFG Advisory, LLC | History | New | 3,643 | 264 | 0.0% | — | 13 | +3,643 | New | Q1 2026 | Apr 17, 2026 |
| ABLE Financial Group, LLC | History | Reduced | 3,225 | 234 | 0.05% | 0.05% | 14 | -308 | -8.72% | Q1 2026 | Apr 20, 2026 |
| BFI Infinity Ltd. | History | New | 2,968 | 215 | 0.12% | — | 15 | +2,968 | New | Q1 2026 | Apr 13, 2026 |
| NOVEM GROUP | History | New | 2,934 | 213 | 0.02% | — | 16 | +2,934 | New | Q1 2026 | Apr 10, 2026 |
| Concurrent Investment Advisors, LLC | History | New | 2,845 | 206 | 0.0% | — | 17 | +2,845 | New | Q1 2026 | Apr 20, 2026 |
| PURSUE WEALTH PARTNERS LLC | History | New | 2,803 | 203 | 0.12% | — | 18 | +2,803 | New | Q1 2026 | Apr 08, 2026 |
| Spire Wealth Management | History | New | 160 | 11 | 0.0% | — | 19 | +160 | New | Q1 2026 | Apr 22, 2026 |
| AMERICAN NATIONAL BANK & TRUST | History | No change | 70 | 5 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| OSAIC HOLDINGS, INC. | History | Closed out | 0 | 0 | — | 0.07% | — | -735,436 | -100.0% | Q4 2025 | Feb 17, 2026 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -271,912 | -100.0% | Q4 2025 | Feb 13, 2026 |
| LPL Financial LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -240,113 | -100.0% | Q4 2025 | Feb 11, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -215,686 | -100.0% | Q4 2025 | Feb 10, 2026 |
| Cetera Investment Advisers | History | Closed out | 0 | 0 | — | 0.01% | — | -119,426 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Rathbones Group PLC | History | Closed out | 0 | 0 | — | 0.03% | — | -105,313 | -100.0% | Q4 2025 | Feb 06, 2026 |
| ASSETMARK, INC | History | Closed out | 0 | 0 | — | 0.01% | — | -86,895 | -100.0% | Q4 2025 | Jan 23, 2026 |
| Holistic Financial Partners | History | Closed out | 0 | 0 | — | 1.64% | — | -67,471 | -100.0% | Q4 2025 | Jan 07, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -52,879 | -100.0% | Q4 2025 | Feb 05, 2026 |
| Coppell Advisory Solutions LLC | History | Closed out | 0 | 0 | — | 0.28% | — | -42,869 | -100.0% | Q4 2025 | Feb 17, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -41,789 | -100.0% | Q4 2025 | Feb 18, 2026 |
| BENJAMIN EDWARDS INC | History | Closed out | 0 | 0 | — | 0.03% | — | -34,952 | -100.0% | Q4 2025 | Feb 02, 2026 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -30,667 | -100.0% | Q4 2025 | Feb 06, 2026 |
| Transamerica Financial Advisors, LLC | History | Closed out | 0 | 0 | — | 0.17% | — | -30,183 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Concorde Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.68% | — | -25,327 | -100.0% | Q4 2025 | Feb 13, 2026 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -22,584 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -21,157 | -100.0% | Q4 2025 | Feb 10, 2026 |
| AE Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -19,530 | -100.0% | Q4 2025 | Jan 26, 2026 |
| Gateway Wealth Partners, LLC | History | Closed out | 0 | 0 | — | 0.14% | — | -18,960 | -100.0% | Q4 2025 | Feb 11, 2026 |
| FLOW TRADERS U.S. LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -17,846 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Atria Investments, Inc | History | Closed out | 0 | 0 | — | 0.01% | — | -17,569 | -100.0% | Q4 2025 | Feb 05, 2026 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -16,780 | -100.0% | Q4 2025 | Jan 30, 2026 |
| Orion Porfolio Solutions, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -16,241 | -100.0% | Q4 2025 | Feb 12, 2026 |
| Snowden Capital Advisors LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -14,312 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,870 | -100.0% | Q4 2025 | Feb 13, 2026 |
| NewEdge Wealth, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -10,985 | -100.0% | Q4 2025 | Feb 03, 2026 |
| HBW ADVISORY SERVICES LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -8,573 | -100.0% | Q4 2025 | Jan 23, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,024 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Sanctuary Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,350 | -100.0% | Q4 2025 | Jan 29, 2026 |
| D.A. DAVIDSON & CO. | History | Closed out | 0 | 0 | — | 0.0% | — | -7,019 | -100.0% | Q4 2025 | Jan 29, 2026 |
| Pacific Excel Wealth Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.73% | — | -5,743 | -100.0% | Q4 2025 | Feb 18, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -4,457 | -100.0% | Q4 2025 | Feb 09, 2026 |
| LaSalle St. Investment Advisors, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -4,273 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Global Retirement Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,010 | -100.0% | Q4 2025 | Feb 06, 2026 |
| Pine Valley Investments Ltd Liability Co | History | Closed out | 0 | 0 | — | 0.01% | — | -3,970 | -100.0% | Q4 2025 | Feb 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,910 | -100.0% | Q4 2025 | Feb 12, 2026 |
| FSB PREMIER WEALTH MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.08% | — | -3,851 | -100.0% | Q4 2025 | Feb 03, 2026 |
| Pinnacle Family Advisors, LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -3,850 | -100.0% | Q4 2025 | Feb 17, 2026 |
| MML INVESTORS SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,727 | -100.0% | Q4 2025 | Feb 13, 2026 |
| BlueChip Wealth Advisors LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -3,717 | -100.0% | Q4 2025 | Feb 05, 2026 |
| BAROMETER CAPITAL MANAGEMENT INC. | History | Closed out | 0 | 0 | — | 0.07% | — | -3,400 | -100.0% | Q4 2025 | Feb 12, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -3,379 | -100.0% | Q4 2025 | Feb 06, 2026 |
| Mariner, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,224 | -100.0% | Q4 2025 | Feb 13, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Closed out | 0 | 0 | — | 0.0% | — | -2,120 | -100.0% | Q4 2025 | Feb 17, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -1,915 | -100.0% | Q4 2025 | Feb 05, 2026 |
| TSFG, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,327 | -100.0% | Q4 2025 | Feb 04, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -856 | -100.0% | Q4 2025 | Feb 17, 2026 |
| REAP Financial Group, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -722 | -100.0% | Q4 2025 | Feb 10, 2026 |
| Rossby Financial, LCC | History | Closed out | 0 | 0 | — | 0.01% | — | -692 | -100.0% | Q4 2025 | Feb 12, 2026 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -509 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Wilmington Savings Fund Society, FSB | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q4 2025 | Feb 12, 2026 |
| Rockefeller Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q4 2025 | Mar 16, 2026 |
| Smartleaf Asset Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -328 | -100.0% | Q4 2025 | Feb 13, 2026 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -310 | -100.0% | Q4 2025 | Feb 17, 2026 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -307 | -100.0% | Q4 2025 | Feb 11, 2026 |
| Signature Equity Partners, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -247 | -100.0% | Q4 2025 | Feb 17, 2026 |
| CULLEN/FROST BANKERS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -233 | -100.0% | Q4 2025 | Feb 06, 2026 |
| Sound Income Strategies, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -203 | -100.0% | Q4 2025 | Jan 21, 2026 |
| Luminist Capital LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -132 | -100.0% | Q4 2025 | Feb 13, 2026 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q4 2025 | Jan 29, 2026 |
| Atlantic Union Bankshares Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -75 | -100.0% | Q4 2025 | Feb 04, 2026 |
| AMERIFLEX GROUP, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -66 | -100.0% | Q4 2025 | Feb 18, 2026 |
| CIBC Private Wealth Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -64 | -100.0% | Q4 2025 | Feb 12, 2026 |
| GAMMA Investing LLC | History | Reduced | 7 | 0 | — | 0.0% | — | -60 | -89.55% | Q1 2026 | Apr 06, 2026 |
| Lloyd Advisory Services, LLC. | History | Closed out | 0 | 0 | — | 0.0% | — | -23 | -100.0% | Q4 2025 | Feb 06, 2026 |