FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II - FJP
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OSAIC HOLDINGS, INC. | History | Added to | 735,733 | 53,414 | 0.08% | 0.07% | 1 | +297 | 0.04% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Added to | 260,261 | 18,894 | 0.01% | 0.0% | 2 | +20,148 | 8.39% | Q1 2026 | May 06, 2026 |
| MORGAN STANLEY | History | Reduced | 243,580 | 17,683 | 0.0% | 0.0% | 3 | -28,332 | -10.42% | Q1 2026 | May 15, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 218,787 | 15,883 | 0.0% | 0.0% | 4 | +3,101 | 1.44% | Q1 2026 | May 04, 2026 |
| Cetera Investment Advisers | History | Added to | 124,329 | 9,026 | 0.01% | 0.01% | 5 | +4,903 | 4.11% | Q1 2026 | May 13, 2026 |
| Rathbones Group PLC | History | Reduced | 96,225 | 6,985 | 0.03% | 0.03% | 6 | -9,088 | -8.63% | Q1 2026 | May 12, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 87,979 | 6,387 | 0.0% | 0.0% | 7 | +46,190 | 110.53% | Q1 2026 | May 14, 2026 |
| ASSETMARK, INC | History | Reduced | 86,147 | 6,254 | 0.01% | 0.01% | 8 | -748 | -0.86% | Q1 2026 | May 06, 2026 |
| Holistic Financial Partners | History | Added to | 69,247 | 5,027 | 1.87% | 1.64% | 9 | +1,776 | 2.63% | Q1 2026 | May 05, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 58,937 | 4,279 | 0.01% | 0.01% | 10 | +6,058 | 11.46% | Q1 2026 | Apr 30, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 54,012 | 3,964 | 0.01% | 0.01% | 11 | -38,134 | -41.38% | Q1 2026 | Apr 08, 2026 |
| Gateway Wealth Partners, LLC | History | Added to | 37,752 | 2,740 | 0.11% | 0.14% | 12 | +18,792 | 99.11% | Q1 2026 | May 15, 2026 |
| BENJAMIN EDWARDS INC | History | Added to | 37,644 | 2,735 | 0.03% | 0.03% | 13 | +2,692 | 7.7% | Q1 2026 | May 12, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 37,144 | 2,696 | 0.0% | 0.0% | 14 | +14,560 | 64.47% | Q1 2026 | May 12, 2026 |
| HighTower Advisors, LLC | History | Added to | 36,162 | 2,625 | 0.0% | 0.0% | 15 | +5,495 | 17.92% | Q1 2026 | May 05, 2026 |
| Transamerica Financial Advisors, LLC | History | Reduced | 26,820 | 1,947 | 0.17% | 0.17% | 16 | -3,363 | -11.14% | Q1 2026 | May 15, 2026 |
| Concorde Asset Management, LLC | History | Added to | 26,413 | 1,917 | 0.94% | 0.68% | 17 | +1,086 | 4.29% | Q1 2026 | Jun 01, 2026 |
| Prospera Financial Services Inc | History | Added to | 25,279 | 1,835 | 0.03% | 0.03% | 18 | +859 | 3.52% | Q1 2026 | Apr 14, 2026 |
| IFP Advisors, Inc | History | Added to | 24,936 | 1,810 | 0.04% | 0.04% | 19 | +1,053 | 4.41% | Q1 2026 | Apr 13, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 22,108 | 1,605 | 0.0% | 0.0% | 20 | +2,789 | 14.44% | Q1 2026 | Apr 22, 2026 |
| Bank of New York Mellon Corp | History | Reduced | 20,170 | 1,464 | 0.0% | 0.0% | 21 | -987 | -4.67% | Q1 2026 | May 05, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 18,491 | 1,342 | 0.0% | 0.0% | 22 | +10,467 | 130.45% | Q1 2026 | May 15, 2026 |
| AE Wealth Management LLC | History | Reduced | 17,442 | 1,266 | 0.01% | 0.01% | 23 | -2,088 | -10.69% | Q1 2026 | May 13, 2026 |
| Atria Investments, Inc | History | Reduced | 16,136 | 1,171 | 0.01% | 0.01% | 24 | -1,433 | -8.16% | Q1 2026 | May 05, 2026 |
| Orion Porfolio Solutions, LLC | History | Reduced | 15,540 | 1,128 | 0.01% | 0.01% | 25 | -701 | -4.32% | Q1 2026 | May 13, 2026 |
| US BANCORP \DE\ | History | Reduced | 15,488 | 1,124 | 0.0% | 0.0% | 26 | -1,292 | -7.7% | Q1 2026 | May 14, 2026 |
| CoreCap Advisors, LLC | History | New | 14,550 | 1,056 | 0.04% | — | 27 | +14,550 | New | Q1 2026 | Apr 07, 2026 |
| Snowden Capital Advisors LLC | History | Reduced | 14,217 | 1,032 | 0.03% | 0.02% | 28 | -95 | -0.66% | Q1 2026 | May 14, 2026 |
| PARK AVENUE SECURITIES LLC | History | Added to | 13,447 | 976 | 0.01% | 0.01% | 29 | +411 | 3.15% | Q1 2026 | Apr 07, 2026 |
| OneAscent Financial Services LLC | History | Reduced | 12,723 | 923 | 0.05% | 0.08% | 30 | -964 | -7.04% | Q1 2026 | Apr 21, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 11,488 | 859 | 0.01% | 0.01% | 31 | -278 | -2.36% | Q1 2026 | Apr 07, 2026 |
| American Institute for Advanced Investment Management, LLP | History | No change | 11,810 | 857 | 0.56% | 0.51% | 32 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| NewEdge Wealth, LLC | History | Added to | 10,989 | 797 | 0.01% | 0.01% | 33 | +4 | 0.04% | Q1 2026 | May 13, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 10,525 | 764 | 0.0% | 0.0% | 34 | -1,345 | -11.33% | Q1 2026 | Apr 30, 2026 |
| JANE STREET GROUP, LLC | History | New | 9,911 | 719 | 0.0% | — | 35 | +9,911 | New | Q1 2026 | May 12, 2026 |
| Pacific Excel Wealth Advisors, Inc. | History | Added to | 9,342 | 678 | 0.71% | 0.73% | 36 | +3,599 | 62.67% | Q1 2026 | May 13, 2026 |
| HBW ADVISORY SERVICES LLC | History | Added to | 9,202 | 668 | 0.07% | 0.06% | 37 | +629 | 7.34% | Q1 2026 | May 04, 2026 |
| COTTONWOOD CAPITAL ADVISORS, LLC | History | Reduced | 8,300 | 602 | 0.42% | 0.4% | 38 | -96 | -1.14% | Q1 2026 | Apr 17, 2026 |
| IAMS WEALTH MANAGEMENT, LLC | History | Reduced | 7,606 | 552 | 0.19% | 0.21% | 39 | -1,006 | -11.68% | Q1 2026 | Apr 15, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 7,510 | 545 | 0.0% | 0.0% | 40 | +160 | 2.18% | Q1 2026 | May 05, 2026 |
| Triad Wealth Partners, LLC | History | Reduced | 7,169 | 520 | 0.04% | 0.05% | 41 | -133 | -1.82% | Q1 2026 | Apr 16, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 6,865 | 498 | 0.0% | 0.0% | 42 | -154 | -2.19% | Q1 2026 | May 05, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 5,891 | 427 | 0.0% | 0.0% | 43 | +1,981 | 50.66% | Q1 2026 | Apr 27, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 5,083 | 369 | 0.0% | — | 44 | +5,083 | New | Q1 2026 | May 15, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 5,060 | 367 | 0.01% | 0.01% | 45 | +603 | 13.53% | Q1 2026 | May 15, 2026 |
| Private Advisor Group, LLC | History | New | 4,735 | 343 | 0.0% | — | 46 | +4,735 | New | Q1 2026 | Apr 24, 2026 |
| LaSalle St. Investment Advisors, LLC | History | Reduced | 4,246 | 308 | 0.04% | 0.05% | 47 | -27 | -0.63% | Q1 2026 | May 08, 2026 |
| Pine Valley Investments Ltd Liability Co | History | Added to | 4,090 | 296 | 0.01% | 0.01% | 48 | +120 | 3.02% | Q1 2026 | Jun 08, 2026 |
| BlueChip Wealth Advisors LLC | History | Added to | 4,075 | 295 | 0.13% | 0.1% | 49 | +358 | 9.63% | Q1 2026 | May 05, 2026 |
| Pinnacle Family Advisors, LLC | History | Reduced | 3,742 | 271 | 0.13% | 0.11% | 50 | -108 | -2.81% | Q1 2026 | May 14, 2026 |
| Global Retirement Partners, LLC | History | No change | 4,010 | 269 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 3,658 | 265 | 0.0% | 0.0% | 52 | -69 | -1.85% | Q1 2026 | May 04, 2026 |
| RFG Advisory, LLC | History | New | 3,643 | 264 | 0.0% | — | 53 | +3,643 | New | Q1 2026 | Apr 17, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Added to | 3,621 | 262 | 0.0% | 0.0% | 54 | +242 | 7.16% | Q1 2026 | Apr 29, 2026 |
| FSB PREMIER WEALTH MANAGEMENT, INC. | History | Reduced | 3,438 | 249 | 0.08% | 0.08% | 55 | -413 | -10.72% | Q1 2026 | May 13, 2026 |
| MGO ONE SEVEN LLC | History | New | 3,239 | 235 | 0.0% | — | 56 | +3,239 | New | Q1 2026 | May 14, 2026 |
| ABLE Financial Group, LLC | History | Reduced | 3,225 | 234 | 0.05% | 0.05% | 57 | -308 | -8.72% | Q1 2026 | Apr 20, 2026 |
| Mariner, LLC | History | Reduced | 3,197 | 232 | 0.0% | 0.0% | 58 | -27 | -0.84% | Q1 2026 | May 13, 2026 |
| BFI Infinity Ltd. | History | New | 2,968 | 215 | 0.12% | — | 59 | +2,968 | New | Q1 2026 | Apr 13, 2026 |
| NOVEM GROUP | History | New | 2,934 | 213 | 0.02% | — | 60 | +2,934 | New | Q1 2026 | Apr 10, 2026 |
| Concurrent Investment Advisors, LLC | History | New | 2,845 | 206 | 0.0% | — | 61 | +2,845 | New | Q1 2026 | Apr 20, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 2,890 | 204 | 0.0% | 0.0% | 62 | +770 | 36.32% | Q1 2026 | May 15, 2026 |
| PURSUE WEALTH PARTNERS LLC | History | New | 2,803 | 203 | 0.12% | — | 63 | +2,803 | New | Q1 2026 | Apr 08, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | No change | 1,915 | 128 | 0.04% | 0.04% | 64 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| Ashton Thomas Private Wealth, LLC | History | New | 1,517 | 110 | 0.0% | — | 65 | +1,517 | New | Q1 2026 | May 11, 2026 |
| TSFG, LLC | History | Added to | 1,328 | 96 | 0.01% | 0.01% | 66 | +1 | 0.08% | Q1 2026 | Apr 27, 2026 |
| Parallel Advisors, LLC | History | New | 1,014 | 73 | 0.0% | — | 67 | +1,014 | New | Q1 2026 | Jun 02, 2026 |
| Rossby Financial, LCC | History | Added to | 952 | 71 | 0.01% | 0.01% | 68 | +260 | 37.57% | Q1 2026 | May 11, 2026 |
| Synergy Investment Management, LLC | History | New | 733 | 53 | 0.02% | — | 69 | +733 | New | Q1 2026 | May 14, 2026 |
| REAP Financial Group, LLC | History | Added to | 723 | 52 | 0.01% | 0.01% | 70 | +1 | 0.14% | Q1 2026 | May 11, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 500 | 36 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| FMR LLC | History | Added to | 420 | 30 | 0.0% | 0.0% | 72 | +110 | 35.48% | Q1 2026 | May 15, 2026 |
| CULLEN/FROST BANKERS, INC. | History | Added to | 394 | 28 | 0.0% | 0.0% | 73 | +161 | 69.1% | Q1 2026 | May 05, 2026 |
| Sound Income Strategies, LLC | History | Added to | 370 | 27 | 0.0% | 0.0% | 74 | +167 | 82.27% | Q1 2026 | Apr 27, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 334 | 24 | 0.0% | 0.0% | 75 | -175 | -34.38% | Q1 2026 | May 15, 2026 |
| JPMORGAN CHASE & CO | History | No change | 307 | 21 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Smartleaf Asset Management LLC | History | Reduced | 283 | 20 | 0.0% | 0.0% | 77 | -45 | -13.72% | Q1 2026 | May 15, 2026 |
| Signature Equity Partners, LLC | History | Reduced | 245 | 17 | 0.01% | 0.01% | 78 | -2 | -0.81% | Q1 2026 | May 13, 2026 |
| My Portfolio Guide, LLC | History | New | 166 | 12 | 0.01% | — | 79 | +166 | New | Q1 2026 | May 05, 2026 |
| CWM, LLC | History | New | 165 | 11 | 0.0% | — | 80 | +165 | New | Q1 2026 | May 14, 2026 |
| Spire Wealth Management | History | New | 160 | 11 | 0.0% | — | 82 | +160 | New | Q1 2026 | Apr 22, 2026 |
| Western Wealth Management, LLC | History | New | 157 | 11 | 0.0% | — | 81 | +157 | New | Q1 2026 | May 19, 2026 |
| FIFTH THIRD BANCORP | History | New | 100 | 7 | 0.0% | — | 83 | +100 | New | Q1 2026 | May 01, 2026 |
| COMERICA BANK | History | No change | 100 | 6 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 75 | 5 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| AMERICAN NATIONAL BANK & TRUST | History | No change | 70 | 5 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | New | 68 | 4 | 0.0% | — | 89 | +68 | New | Q1 2026 | May 07, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 64 | 4 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| AMERIFLEX GROUP, INC. | History | No change | 66 | 4 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | History | New | 28 | 2 | 0.0% | — | 90 | +28 | New | Q1 2026 | May 13, 2026 |
| Key Capital Management, INC | History | New | 24 | 1 | 0.0% | — | 92 | +24 | New | Q1 2026 | May 07, 2026 |
| Strive Financial Group ,LLC | History | New | 9 | 1 | 0.0% | — | 91 | +9 | New | Q1 2026 | May 15, 2026 |
| Coppell Advisory Solutions LLC | History | Closed out | 0 | 0 | — | 0.28% | — | -42,869 | -100.0% | Q1 2026 | May 15, 2026 |
| FLOW TRADERS U.S. LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -17,846 | -100.0% | Q1 2026 | May 15, 2026 |
| BAROMETER CAPITAL MANAGEMENT INC. | History | Closed out | 0 | 0 | — | 0.07% | — | -3,400 | -100.0% | Q1 2026 | May 12, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -856 | -100.0% | Q1 2026 | May 15, 2026 |
| Wilmington Savings Fund Society, FSB | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q1 2026 | Apr 30, 2026 |
| Luminist Capital LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -132 | -100.0% | Q1 2026 | Apr 24, 2026 |
| GAMMA Investing LLC | History | Reduced | 7 | 0 | — | 0.0% | — | -60 | -89.55% | Q1 2026 | Apr 06, 2026 |
| Lloyd Advisory Services, LLC. | History | Closed out | 0 | 0 | — | 0.0% | — | -23 | -100.0% | Q1 2026 | May 13, 2026 |