FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II - FJP
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OSAIC HOLDINGS, INC. | History | No change | 724,625 | 55,307 | 0.06% | 0.06% | 1 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | No change | 284,735 | 21,732 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| MORGAN STANLEY | History | No change | 241,098 | 18,401 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 224,636 | 17,145 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Cetera Investment Advisers | History | No change | 129,232 | 9,863 | 0.01% | 0.01% | 5 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ASSETMARK, INC | History | Added to | 96,268 | 7,524 | 0.01% | 0.01% | 6 | +3,193 | 3.43% | Q3 2026 | Oct 21, 2026 |
| Rathbones Group PLC | History | No change | 97,284 | 7,425 | 0.03% | 0.03% | 7 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 94,787 | 7,234 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 56,953 | 4,451 | 0.03% | 0.05% | 9 | -27,790 | -32.79% | Q3 2026 | Oct 08, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 55,832 | 4,364 | 0.01% | 0.01% | 10 | +945 | 1.72% | Q3 2026 | Nov 02, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 53,033 | 4,151 | 0.01% | 0.01% | 11 | +156 | 0.3% | Q3 2026 | Oct 13, 2026 |
| Holistic Financial Partners | History | No change | 41,735 | 3,185 | 1.95% | 1.95% | 12 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| BENJAMIN EDWARDS INC | History | No change | 39,196 | 2,994 | 0.03% | 0.03% | 13 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 38,071 | 2,905 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Guild Investment Management, Inc. | History | Reduced | 34,660 | 2,708 | 1.73% | 2.97% | 15 | -22,330 | -39.18% | Q3 2026 | Nov 03, 2026 |
| FLOW TRADERS U.S. LLC | History | No change | 30,808 | 2,351 | 0.1% | 0.1% | 16 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CITADEL ADVISORS LLC | History | No change | 28,635 | 2,185 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| Nearside Advisors, LLC | History | New | 27,566 | 2,154 | 1.54% | — | 18 | +27,566 | New | Q3 2026 | Oct 20, 2026 |
| Janney Montgomery Scott LLC | History | No change | 23,891 | 1,823 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Prospera Financial Services Inc | History | Added to | 24,978 | 1,816 | 0.02% | 0.03% | 20 | +663 | 2.73% | Q3 2026 | Nov 04, 2026 |
| Gateway Wealth Partners, LLC | History | No change | 23,222 | 1,772 | 0.11% | 0.11% | 21 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Transamerica Financial Advisors, LLC | History | No change | 22,399 | 1,709 | 0.14% | 0.14% | 22 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| IFP Advisors, Inc | History | Reduced | 21,751 | 1,700 | 0.03% | 0.03% | 23 | -2,040 | -8.57% | Q3 2026 | Oct 16, 2026 |
| Bank of New York Mellon Corp | History | No change | 20,564 | 1,569 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| HighTower Advisors, LLC | History | No change | 18,676 | 1,425 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Atria Investments, Inc | History | Added to | 16,434 | 1,284 | 0.01% | 0.01% | 26 | +115 | 0.7% | Q3 2026 | Oct 15, 2026 |
| AE Wealth Management LLC | History | No change | 15,897 | 1,213 | 0.01% | 0.01% | 27 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Orion Porfolio Solutions, LLC | History | No change | 15,844 | 1,209 | 0.01% | 0.01% | 28 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 14,386 | 1,124 | 0.03% | 0.03% | 29 | -249 | -1.7% | Q3 2026 | Oct 08, 2026 |
| Snowden Capital Advisors LLC | History | No change | 14,639 | 1,117 | 0.03% | 0.03% | 30 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| PARK AVENUE SECURITIES LLC | History | Reduced | 13,075 | 1,022 | 0.01% | 0.01% | 31 | -403 | -2.99% | Q3 2026 | Oct 26, 2026 |
| OneAscent Financial Services LLC | History | No change | 12,884 | 983 | 0.05% | 0.05% | 32 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| American Institute for Advanced Investment Management, LLP | History | No change | 11,410 | 891 | 0.52% | 0.5% | 33 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| NewEdge Wealth, LLC | History | No change | 10,462 | 798 | 0.01% | 0.01% | 34 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| IFG Advisory, LLC | History | No change | 10,141 | 774 | 0.03% | 0.03% | 35 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Pacific Excel Wealth Advisors, Inc. | History | New | 9,245 | 718 | 0.8% | — | 36 | +9,245 | New | Q3 2026 | Oct 27, 2026 |
| COTTONWOOD CAPITAL ADVISORS, LLC | History | Reduced | 8,112 | 634 | 0.38% | 0.38% | 37 | -93 | -1.13% | Q3 2026 | Oct 20, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 7,369 | 575 | 0.0% | 0.0% | 38 | +26 | 0.35% | Q3 2026 | Nov 02, 2026 |
| Sanctuary Advisors, LLC | History | No change | 7,510 | 573 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 6,700 | 511 | 0.01% | 0.01% | 40 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| IAMS WEALTH MANAGEMENT, LLC | History | Reduced | 6,522 | 509 | 0.15% | 0.18% | 42 | -1,309 | -16.72% | Q3 2026 | Oct 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 6,679 | 509 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 5,704 | 445 | 0.0% | 0.0% | 43 | +88 | 1.57% | Q3 2026 | Oct 27, 2026 |
| Private Advisor Group, LLC | History | No change | 5,118 | 390 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Kingsview Wealth Management, LLC | History | No change | 4,741 | 361 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| Pine Valley Investments Ltd Liability Co | History | No change | 4,278 | 326 | 0.01% | 0.01% | 46 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| LaSalle St. Investment Advisors, LLC | History | No change | 4,225 | 322 | 0.04% | 0.04% | 47 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Signature Equity Partners, LLC | History | Added to | 3,995 | 312 | 0.11% | 0.01% | 48 | +3,745 | 1498.0% | Q3 2026 | Oct 29, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | No change | 3,986 | 304 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 3,868 | 302 | 0.0% | 0.0% | 50 | +699 | 22.06% | Q3 2026 | Oct 16, 2026 |
| BlueChip Wealth Advisors LLC | History | Reduced | 3,657 | 285 | 0.1% | 0.12% | 51 | -418 | -10.26% | Q3 2026 | Nov 03, 2026 |
| NOVEM GROUP | History | Added to | 3,564 | 278 | 0.03% | 0.02% | 52 | +515 | 16.89% | Q3 2026 | Oct 19, 2026 |
| TWO SIGMA SECURITIES, LLC | History | No change | 3,633 | 277 | 0.02% | 0.02% | 53 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Simplicity Wealth,LLC | History | Reduced | 3,448 | 269 | 0.01% | 0.01% | 54 | -1,635 | -32.17% | Q3 2026 | Oct 23, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 3,490 | 266 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| FSB PREMIER WEALTH MANAGEMENT, INC. | History | No change | 3,496 | 266 | 0.07% | 0.07% | 56 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Pinnacle Family Advisors, LLC | History | No change | 3,447 | 263 | 0.11% | 0.11% | 57 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Kestra Advisory Services, LLC | History | New | 3,363 | 262 | 0.0% | — | 58 | +3,363 | New | Q3 2026 | Nov 02, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 3,391 | 260 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MGO ONE SEVEN LLC | History | No change | 3,239 | 253 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | Added to | 2,996 | 234 | 0.06% | 0.05% | 61 | +234 | 8.47% | Q3 2026 | Oct 29, 2026 |
| BFI Infinity Ltd. | History | No change | 2,968 | 231 | 0.11% | 0.07% | 62 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| JANE STREET GROUP, LLC | History | No change | 3,017 | 230 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ABLE Financial Group, LLC | History | Reduced | 2,931 | 229 | 0.04% | 0.04% | 64 | -197 | -6.3% | Q3 2026 | Oct 14, 2026 |
| Mariner, LLC | History | No change | 2,865 | 218 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| INTEGRITY ALLIANCE, LLC. | History | New | 2,721 | 212 | 0.01% | — | 66 | +2,721 | New | Q3 2026 | Oct 29, 2026 |
| Triad Wealth Partners, LLC | History | Reduced | 2,645 | 206 | 0.01% | 0.01% | 67 | -153 | -5.47% | Q3 2026 | Oct 26, 2026 |
| Global Retirement Partners, LLC | History | No change | 1,857 | 141 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| CULLEN/FROST BANKERS, INC. | History | Added to | 1,699 | 132 | 0.0% | 0.0% | 69 | +824 | 94.17% | Q3 2026 | Oct 28, 2026 |
| Ashton Thomas Private Wealth, LLC | History | Added to | 1,523 | 119 | 0.0% | 0.0% | 70 | +1 | 0.07% | Q3 2026 | Nov 02, 2026 |
| Parallel Advisors, LLC | History | Reduced | 979 | 76 | 0.0% | 0.0% | 71 | -135 | -12.12% | Q3 2026 | Nov 03, 2026 |
| Rossby Financial, LCC | History | No change | 937 | 71 | 0.01% | 0.01% | 72 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| REAP Financial Group, LLC | History | No change | 728 | 56 | 0.01% | 0.01% | 73 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| Synergy Investment Management, LLC | History | No change | 733 | 55 | 0.01% | 0.01% | 74 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Mowery & Schoenfeld Wealth Management, LLC | History | Reduced | 639 | 49 | 0.05% | 0.07% | 75 | -40 | -5.89% | Q3 2026 | Oct 27, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | No change | 573 | 44 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| FMR LLC | History | No change | 553 | 42 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 512 | 39 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| US BANCORP \DE\ | History | No change | 459 | 35 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| TOUNJIAN ADVISORY PARTNERS, LLC | History | Reduced | 359 | 28 | 0.01% | 0.02% | 80 | -117 | -24.58% | Q3 2026 | Nov 04, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 346 | 26 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| JPMORGAN CHASE & CO | History | No change | 327 | 25 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Smartleaf Asset Management LLC | History | No change | 283 | 21 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ROYAL BANK OF CANADA | History | No change | 230 | 18 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Spire Wealth Management | History | Added to | 219 | 17 | 0.0% | 0.0% | 85 | +27 | 14.06% | Q3 2026 | Oct 30, 2026 |
| Silver Grove Financial Group, Inc. | History | Added to | 147 | 11 | 0.01% | 0.0% | 86 | +55 | 59.78% | Q3 2026 | Nov 05, 2026 |
| Luminist Capital LLC | History | No change | 132 | 10 | 0.01% | 0.01% | 87 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Buck Wealth Strategies, LLC | History | No change | 120 | 9 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| FIFTH THIRD BANCORP | History | No change | 100 | 7 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| BFC Planning, Inc. | History | No change | 89 | 6 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| CX Institutional | History | New | 58 | 5 | 0.0% | — | 95 | +58 | New | Q3 2026 | Oct 02, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 75 | 5 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| AMERICAN NATIONAL BANK & TRUST | History | No change | 70 | 5 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q3 2026 | Oct 07, 2026 |
| PRIVATE TRUST CO NA | History | No change | 72 | 5 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| AMERIFLEX GROUP, INC. | History | No change | 66 | 5 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 53 | 4 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Lloyd Advisory Services, LLC. | History | No change | 61 | 4 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| Coppell Advisory Solutions LLC | History | No change | 34,835 | 3 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Quest 10 Wealth Builders, Inc. | History | Added to | 31 | 2 | 0.0% | 0.0% | 99 | +15 | 93.75% | Q3 2026 | Nov 02, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | History | No change | 28 | 2 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| FIDUCIARY FINANCIAL ADVISORS | History | No change | 33 | 2 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Key Capital Management, INC | History | No change | 24 | 1 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| HBW ADVISORY SERVICES LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -11,408 | -100.0% | Q3 2026 | Oct 14, 2026 |
| RFG Advisory, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,376 | -100.0% | Q3 2026 | Nov 03, 2026 |
| TSFG, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,332 | -100.0% | Q3 2026 | Oct 23, 2026 |
| Blue Trust, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -21 | -100.0% | Q3 2026 | Oct 15, 2026 |
| SBI Securities Co., Ltd. | History | Added to | 9 | 0 | — | — | — | +1 | 12.5% | Q3 2026 | Oct 21, 2026 |
| GAMMA Investing LLC | History | No change | 7 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| Strive Financial Group ,LLC | History | No change | 9 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |