FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - FLC
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 4 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | History | Added to | 1,039,130 | 18,185 | 22.3% | 0.35% | 1 | +66,761 | 6.87% | Q4 2025 | Feb 25, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 279,419 | 4,889 | 0.0% | 0.0% | 2 | +5,058 | 1.84% | Q4 2025 | Feb 17, 2026 |
| Advisors Asset Management, Inc. | History | Added to | 238,459 | 4,173 | 0.07% | 0.07% | 3 | +2,002 | 0.85% | Q4 2025 | Feb 12, 2026 |
| Noble Wealth Management PBC | History | Reduced | 210,704 | 3,687 | 1.85% | 2.02% | 4 | -1,873 | -0.88% | Q4 2025 | Jan 05, 2026 |
| Sowell Financial Services LLC | History | Reduced | 207,717 | 3,635 | 0.13% | 0.14% | 5 | -1,892 | -0.9% | Q4 2025 | Jan 21, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Added to | 158,784 | 2,778 | 0.1% | 0.07% | 6 | +57,626 | 56.97% | Q4 2025 | Jan 14, 2026 |
| Pathstone Holdings, LLC | History | New | 145,065 | 2,538 | 0.01% | — | 7 | +145,065 | New | Q4 2025 | Feb 13, 2026 |
| LPL Financial LLC | History | Added to | 145,027 | 2,537 | 0.0% | 0.0% | 8 | +15,375 | 11.86% | Q4 2025 | Feb 11, 2026 |
| Smith Asset Management Co., LLC | History | Reduced | 127,651 | 2,233 | 1.84% | 1.98% | 9 | -2,967 | -2.27% | Q4 2025 | Feb 19, 2026 |
| Invesco Ltd. | History | Reduced | 126,171 | 2,207 | 0.0% | 0.0% | 10 | -20,426 | -13.93% | Q4 2025 | Feb 19, 2026 |
| MORGAN STANLEY | History | Added to | 95,549 | 1,672 | 0.0% | 0.0% | 11 | +6,084 | 6.8% | Q4 2025 | Feb 13, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 71,714 | 1,254 | 0.01% | 0.01% | 12 | +29,927 | 71.62% | Q4 2025 | Feb 17, 2026 |
| Fiera Capital Corp | History | Added to | 70,401 | 1,232 | 0.0% | 0.0% | 13 | +37,558 | 114.36% | Q4 2025 | Feb 11, 2026 |
| Closed-End Fund Advisors, Inc. | History | New | 45,067 | 788 | 0.47% | — | 14 | +45,067 | New | Q4 2025 | Feb 11, 2026 |
| Focus Partners Wealth | History | New | 43,544 | 762 | 0.0% | — | 15 | +43,544 | New | Q4 2025 | Feb 13, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 41,309 | 722 | 0.0% | 0.0% | 16 | -314 | -0.75% | Q4 2025 | Feb 13, 2026 |
| CEERA INVESTMENTS, LLC | History | Added to | 35,570 | 622 | 0.24% | 0.17% | 17 | +5,840 | 19.64% | Q4 2025 | Feb 09, 2026 |
| AQR Arbitrage LLC | History | Reduced | 30,394 | 531 | 0.01% | 0.02% | 18 | -22,174 | -42.18% | Q4 2025 | Feb 17, 2026 |
| Strategic Advocates LLC | History | Reduced | 27,526 | 480 | 0.12% | 0.15% | 19 | -4,339 | -13.62% | Q4 2025 | Feb 11, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 22,518 | 394 | 0.0% | 0.0% | 20 | +1,967 | 9.57% | Q4 2025 | Feb 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 22,512 | 393 | 0.0% | 0.0% | 21 | +2,837 | 14.42% | Q4 2025 | Feb 10, 2026 |
| SEAMOUNT FINANCIAL GROUP INC | History | No change | 20,790 | 363 | 0.16% | 0.17% | 22 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Cetera Investment Advisers | History | Added to | 19,825 | 346 | 0.0% | 0.0% | 23 | +4,451 | 28.95% | Q4 2025 | Feb 17, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 19,320 | 338 | 0.0% | 0.0% | 24 | +1,258 | 6.96% | Q4 2025 | Feb 17, 2026 |
| Mallini Complete Financial Planning LLC | History | Added to | 18,391 | 321 | 0.26% | 0.26% | 25 | +156 | 0.86% | Q4 2025 | Jan 06, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 16,746 | 293 | 0.0% | 0.0% | 26 | -996 | -5.61% | Q4 2025 | Feb 18, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 14,950 | 262 | 0.01% | 0.01% | 27 | -100 | -0.66% | Q4 2025 | Feb 12, 2026 |
| SEVEN MILE ADVISORY | History | Added to | 13,163 | 230 | 0.04% | 0.04% | 28 | +248 | 1.92% | Q4 2025 | Feb 13, 2026 |
| Kovack Advisors, Inc. | History | New | 12,946 | 226 | 0.01% | — | 29 | +12,946 | New | Q4 2025 | Feb 17, 2026 |
| Koshinski Asset Management, Inc. | History | No change | 12,560 | 219 | 0.01% | 0.01% | 30 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| HighTower Advisors, LLC | History | Reduced | 12,265 | 214 | 0.0% | 0.0% | 31 | -6,892 | -35.98% | Q4 2025 | Feb 06, 2026 |
| UBS Group AG | History | Added to | 8,832 | 154 | 0.0% | 0.0% | 32 | +1,692 | 23.7% | Q4 2025 | Jan 29, 2026 |
| ROYAL BANK OF CANADA | History | New | 7,685 | 134 | 0.0% | — | 33 | +7,685 | New | Q4 2025 | Feb 17, 2026 |
| Global Retirement Partners, LLC | History | New | 3,261 | 57 | 0.0% | — | 34 | +3,261 | New | Q4 2025 | Feb 06, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 2,868 | 50 | 0.0% | 0.0% | 35 | -347 | -10.79% | Q4 2025 | Mar 16, 2026 |
| CWM, LLC | History | Reduced | 2,791 | 49 | 0.0% | 0.0% | 36 | -116 | -3.99% | Q4 2025 | Jan 26, 2026 |
| SRH ADVISORS, LLC | History | No change | 1,000 | 17 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| Geneos Wealth Management Inc. | History | No change | 1,015 | 17 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | No change | 932 | 16 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Nalls Sherbakoff Group, LLC | History | No change | 495 | 8 | 0.01% | 0.01% | 40 | 0 | 0.0% | Q4 2025 | Mar 12, 2026 |
| Luminist Capital LLC | History | No change | 414 | 7 | 0.01% | 0.01% | 41 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Chung Wu Investment Group, LLC | History | No change | 400 | 7 | 0.01% | 0.01% | 42 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | New | 309 | 5 | 0.0% | — | 43 | +309 | New | Q4 2025 | Feb 10, 2026 |
| Sunbelt Securities, Inc. | History | No change | 140 | 2 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q4 2025 | Feb 20, 2026 |
| Kovitz Investment Group Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -45,227 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Capital Investment Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,170 | -100.0% | Q3 2025 | Oct 23, 2025 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -5,300 | -100.0% | Q3 2025 | Nov 07, 2025 |
| Sound Income Strategies, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -766 | -100.0% | Q3 2025 | Oct 10, 2025 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -486 | -100.0% | Q3 2025 | Nov 06, 2025 |
| Tortoise Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -176 | -100.0% | Q3 2025 | Nov 13, 2025 |