FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - FLC
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | History | No change | 1,270,656 | 21,474 | 0.41% | 0.41% | 1 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 261,186 | 4,414 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Added to | 254,749 | 4,012 | 0.12% | 0.12% | 3 | +13,281 | 5.5% | Q3 2026 | Oct 13, 2026 |
| Advisors Asset Management, Inc. | History | No change | 230,907 | 3,902 | 0.06% | 0.06% | 4 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Noble Wealth Management PBC | History | Added to | 237,041 | 3,733 | 1.67% | 1.71% | 5 | +11,294 | 5.0% | Q3 2026 | Oct 01, 2026 |
| Sowell Financial Services LLC | History | Reduced | 203,402 | 3,203 | 0.1% | 0.11% | 6 | -1,209 | -0.59% | Q3 2026 | Oct 23, 2026 |
| LPL Financial LLC | History | Reduced | 152,812 | 2,406 | 0.0% | 0.0% | 7 | -4,784 | -3.04% | Q3 2026 | Nov 06, 2026 |
| Invesco Ltd. | History | No change | 129,884 | 2,195 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Smith Asset Management Co., LLC | History | Reduced | 121,220 | 1,909 | 1.56% | 1.65% | 9 | -2,791 | -2.25% | Q3 2026 | Oct 16, 2026 |
| GUGGENHEIM CAPITAL LLC | History | No change | 100,671 | 1,701 | 0.01% | 0.01% | 10 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| MORGAN STANLEY | History | No change | 97,218 | 1,642 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CEERA INVESTMENTS, LLC | History | Added to | 75,100 | 1,182 | 0.45% | 0.5% | 12 | +5,170 | 7.39% | Q3 2026 | Nov 02, 2026 |
| Fiera Capital Corp | History | No change | 69,761 | 1,098 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q3 2026 | Nov 06, 2026 |
| Focus Partners Wealth | History | No change | 43,334 | 732 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 42,360 | 715 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Baird Financial Group, Inc. | History | No change | 40,379 | 682 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Closed-End Fund Advisors, Inc. | History | Reduced | 41,981 | 661 | 0.69% | 0.77% | 17 | -4,546 | -9.77% | Q3 2026 | Nov 04, 2026 |
| Traub Capital Management LLC | History | Added to | 29,029 | 457 | 0.4% | 0.19% | 18 | +16,143 | 125.28% | Q3 2026 | Nov 06, 2026 |
| Farther Finance Advisors, LLC | History | No change | 25,354 | 399 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 19,468 | 329 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SEAMOUNT FINANCIAL GROUP INC | History | Reduced | 18,995 | 299 | 0.12% | 0.14% | 21 | -1,795 | -8.63% | Q3 2026 | Oct 21, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 17,578 | 297 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 16,782 | 283 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Mallini Complete Financial Planning LLC | History | Reduced | 16,786 | 264 | 0.19% | 0.23% | 24 | -1,966 | -10.48% | Q3 2026 | Oct 06, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | No change | 15,420 | 260 | 0.01% | 0.01% | 25 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HighTower Advisors, LLC | History | No change | 14,650 | 247 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Logan Stone Capital, LLC | History | No change | 14,218 | 240 | 0.05% | 0.05% | 27 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WEDBUSH SECURITIES INC | History | No change | 12,530 | 197 | 0.0% | 0.01% | 28 | 0 | 0.0% | Q3 2026 | Oct 22, 2026 |
| Koshinski Asset Management, Inc. | History | No change | 12,560 | 197 | 0.01% | 0.01% | 29 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| Capital Investment Advisors, LLC | History | No change | 11,196 | 176 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q3 2026 | Oct 22, 2026 |
| ROYAL BANK OF CANADA | History | No change | 7,672 | 130 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | No change | 6,635 | 112 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Global Retirement Partners, LLC | History | No change | 3,382 | 57 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 2,868 | 48 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SRH ADVISORS, LLC | History | No change | 1,000 | 15 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q3 2026 | Oct 22, 2026 |
| Geneos Wealth Management Inc. | History | No change | 1,015 | 15 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q3 2026 | Nov 09, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | No change | 732 | 11 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| IFG Advisory, LLC | History | Reduced | 650 | 10 | 0.0% | 0.0% | 39 | -1,030 | -61.31% | Q3 2026 | Nov 06, 2026 |
| BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. | History | No change | 614 | 10 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Oct 30, 2026 |
| BFC Planning, Inc. | History | No change | 614 | 10 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| Nalls Sherbakoff Group, LLC | History | No change | 495 | 8 | 0.01% | 0.01% | 41 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Luminist Capital LLC | History | No change | 414 | 6 | 0.01% | 0.01% | 42 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Chung Wu Investment Group, LLC | History | No change | 400 | 6 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 309 | 5 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| NewEdge Advisors, LLC | History | No change | 345 | 5 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Arax Advisory Partners | History | No change | 176 | 2 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 170 | 2 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| FIRST HORIZON CORP | History | No change | 100 | 1 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,078 | -100.0% | Q3 2026 | Nov 02, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,710 | -100.0% | Q3 2026 | Nov 09, 2026 |
| GHP Investment Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -561 | -100.0% | Q3 2026 | Oct 15, 2026 |
| Strategic Advocates LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -98 | -100.0% | Q3 2026 | Nov 03, 2026 |