FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - FLC
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | History | Added to | 1,179,220 | 19,575 | 0.4% | 0.36% | 1 | +140,090 | 13.48% | Q1 2026 | May 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 274,408 | 4,555 | 0.0% | 0.0% | 2 | -5,011 | -1.79% | Q1 2026 | May 15, 2026 |
| Advisors Asset Management, Inc. | History | Reduced | 237,348 | 3,939 | 0.07% | 0.07% | 3 | -1,111 | -0.47% | Q1 2026 | May 15, 2026 |
| Noble Wealth Management PBC | History | Added to | 217,490 | 3,610 | 1.82% | 1.85% | 4 | +6,786 | 3.22% | Q1 2026 | Apr 02, 2026 |
| Sowell Financial Services LLC | History | Added to | 207,722 | 3,448 | 0.13% | 0.13% | 5 | +5 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Added to | 199,205 | 3,306 | 0.11% | 0.1% | 6 | +40,421 | 25.46% | Q1 2026 | May 13, 2026 |
| LPL Financial LLC | History | Added to | 156,513 | 2,598 | 0.0% | 0.0% | 7 | +11,486 | 7.92% | Q1 2026 | May 06, 2026 |
| Smith Asset Management Co., LLC | History | Reduced | 126,131 | 2,093 | 1.8% | 1.84% | 8 | -1,520 | -1.19% | Q1 2026 | May 14, 2026 |
| Invesco Ltd. | History | Reduced | 124,767 | 2,071 | 0.0% | 0.0% | 9 | -1,404 | -1.11% | Q1 2026 | May 12, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 96,006 | 1,593 | 0.01% | 0.01% | 10 | +24,292 | 33.87% | Q1 2026 | May 15, 2026 |
| MORGAN STANLEY | History | Reduced | 93,004 | 1,543 | 0.0% | 0.0% | 11 | -2,545 | -2.66% | Q1 2026 | May 15, 2026 |
| Pathstone Holdings, LLC | History | Reduced | 72,097 | 1,196 | 0.0% | 0.01% | 12 | -72,968 | -50.3% | Q1 2026 | May 11, 2026 |
| Fiera Capital Corp | History | Reduced | 67,890 | 1,126 | 0.0% | 0.0% | 13 | -2,511 | -3.57% | Q1 2026 | May 12, 2026 |
| Closed-End Fund Advisors, Inc. | History | No change | 45,067 | 748 | 0.76% | 0.47% | 14 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Independent Advisor Alliance | History | New | 44,242 | 734 | 0.01% | — | 16 | +44,242 | New | Q1 2026 | May 12, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 44,246 | 734 | 0.0% | 0.0% | 15 | +21,728 | 96.49% | Q1 2026 | May 11, 2026 |
| Focus Partners Wealth | History | Reduced | 43,105 | 715 | 0.0% | 0.0% | 17 | -439 | -1.01% | Q1 2026 | May 14, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 40,976 | 680 | 0.0% | 0.0% | 18 | -333 | -0.81% | Q1 2026 | May 14, 2026 |
| CEERA INVESTMENTS, LLC | History | Reduced | 33,670 | 558 | 0.24% | 0.24% | 19 | -1,900 | -5.34% | Q1 2026 | May 06, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 30,192 | 501 | 0.0% | 0.0% | 20 | +7,680 | 34.12% | Q1 2026 | May 04, 2026 |
| Cetera Investment Advisers | History | Added to | 28,839 | 478 | 0.0% | 0.0% | 21 | +9,014 | 45.47% | Q1 2026 | May 13, 2026 |
| SEAMOUNT FINANCIAL GROUP INC | History | No change | 20,790 | 345 | 0.16% | 0.16% | 22 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| Mallini Complete Financial Planning LLC | History | Added to | 18,571 | 308 | 0.24% | 0.26% | 23 | +180 | 0.98% | Q1 2026 | Apr 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 17,142 | 284 | 0.0% | 0.0% | 24 | -2,178 | -11.27% | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 16,767 | 278 | 0.0% | 0.0% | 25 | +21 | 0.13% | Q1 2026 | May 14, 2026 |
| HighTower Advisors, LLC | History | Added to | 14,650 | 243 | 0.0% | 0.0% | 26 | +2,385 | 19.45% | Q1 2026 | May 05, 2026 |
| Kovack Advisors, Inc. | History | No change | 12,946 | 217 | 0.01% | 0.01% | 27 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 12,530 | 208 | 0.01% | 0.01% | 28 | -2,420 | -16.19% | Q1 2026 | Apr 21, 2026 |
| Koshinski Asset Management, Inc. | History | No change | 12,560 | 208 | 0.01% | 0.01% | 29 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 7,520 | 125 | 0.0% | 0.0% | 30 | -165 | -2.15% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Reduced | 6,649 | 110 | 0.0% | 0.0% | 31 | -2,183 | -24.72% | Q1 2026 | May 05, 2026 |
| Global Retirement Partners, LLC | History | No change | 3,261 | 57 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 2,868 | 47 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| CWM, LLC | History | Reduced | 2,674 | 44 | 0.0% | 0.0% | 34 | -117 | -4.19% | Q1 2026 | May 14, 2026 |
| HARBOUR INVESTMENTS, INC. | History | New | 1,709 | 28 | 0.0% | — | 35 | +1,709 | New | Q1 2026 | May 15, 2026 |
| Geneos Wealth Management Inc. | History | Added to | 1,265 | 20 | 0.0% | 0.0% | 36 | +250 | 24.63% | Q1 2026 | May 04, 2026 |
| IFG Advisory, LLC | History | New | 1,030 | 17 | 0.05% | — | 37 | +1,030 | New | Q1 2026 | May 12, 2026 |
| SRH ADVISORS, LLC | History | No change | 1,000 | 16 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | New | 899 | 14 | 0.0% | — | 39 | +899 | New | Q1 2026 | May 04, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Reduced | 732 | 12 | 0.0% | 0.0% | 40 | -200 | -21.46% | Q1 2026 | May 11, 2026 |
| GHP Investment Advisors, Inc. | History | New | 561 | 9 | 0.0% | — | 41 | +561 | New | Q1 2026 | Apr 21, 2026 |
| Nalls Sherbakoff Group, LLC | History | No change | 495 | 8 | 0.01% | 0.01% | 42 | 0 | 0.0% | Q4 2025 | Mar 12, 2026 |
| Chung Wu Investment Group, LLC | History | No change | 400 | 6 | 0.01% | 0.01% | 43 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Farther Finance Advisors, LLC | History | New | 354 | 5 | 0.0% | — | 47 | +354 | New | Q1 2026 | Apr 07, 2026 |
| NewEdge Advisors, LLC | History | New | 345 | 5 | 0.0% | — | 45 | +345 | New | Q1 2026 | Jun 02, 2026 |
| POM Investment Strategies, LLC | History | New | 319 | 5 | 0.01% | — | 46 | +319 | New | Q1 2026 | May 11, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 309 | 5 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Sound Income Strategies, LLC | History | New | 253 | 4 | 0.0% | — | 48 | +253 | New | Q1 2026 | Apr 27, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | New | 170 | 2 | 0.0% | — | 50 | +170 | New | Q1 2026 | Apr 06, 2026 |
| Sunbelt Securities, Inc. | History | No change | 140 | 2 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Strategic Advocates LLC | History | Reduced | 98 | 1 | 0.0% | 0.12% | 51 | -27,428 | -99.64% | Q1 2026 | May 15, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | New | 68 | 1 | 0.0% | — | 52 | +68 | New | Q1 2026 | May 15, 2026 |
| AQR Arbitrage LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -30,394 | -100.0% | Q1 2026 | May 15, 2026 |
| SEVEN MILE ADVISORY | History | Closed out | 0 | 0 | — | 0.04% | — | -13,163 | -100.0% | Q1 2026 | Apr 14, 2026 |
| Luminist Capital LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -414 | -100.0% | Q1 2026 | Apr 24, 2026 |