FLAHERTY & CRUMRINE TOTAL RETURN FUND INC - FLC
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | History | Added to | 1,270,656 | 21,474 | 0.41% | 0.4% | 1 | +91,436 | 7.75% | Q2 2026 | Aug 12, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 261,186 | 4,414 | 0.0% | 0.0% | 2 | -13,222 | -4.82% | Q2 2026 | Aug 14, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Added to | 241,468 | 4,080 | 0.12% | 0.11% | 3 | +42,263 | 21.22% | Q2 2026 | Jul 08, 2026 |
| Advisors Asset Management, Inc. | History | Reduced | 230,907 | 3,902 | 0.06% | 0.07% | 4 | -6,441 | -2.71% | Q2 2026 | Aug 13, 2026 |
| Noble Wealth Management PBC | History | Added to | 225,747 | 3,815 | 1.71% | 1.82% | 5 | +8,257 | 3.8% | Q2 2026 | Jul 01, 2026 |
| Sowell Financial Services LLC | History | Reduced | 204,611 | 3,457 | 0.11% | 0.13% | 6 | -3,111 | -1.5% | Q2 2026 | Jul 17, 2026 |
| LPL Financial LLC | History | Added to | 157,596 | 2,663 | 0.0% | 0.0% | 7 | +1,083 | 0.69% | Q2 2026 | Aug 07, 2026 |
| Invesco Ltd. | History | Added to | 129,884 | 2,195 | 0.0% | 0.0% | 8 | +5,117 | 4.1% | Q2 2026 | Aug 14, 2026 |
| Smith Asset Management Co., LLC | History | Reduced | 124,011 | 2,095 | 1.65% | 1.8% | 9 | -2,120 | -1.68% | Q2 2026 | Jul 14, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 100,671 | 1,701 | 0.01% | 0.01% | 10 | +4,665 | 4.86% | Q2 2026 | Aug 12, 2026 |
| MORGAN STANLEY | History | Added to | 97,218 | 1,642 | 0.0% | 0.0% | 11 | +4,214 | 4.53% | Q2 2026 | Aug 13, 2026 |
| CEERA INVESTMENTS, LLC | History | Added to | 69,930 | 1,181 | 0.5% | 0.24% | 12 | +36,260 | 107.69% | Q2 2026 | Aug 05, 2026 |
| Fiera Capital Corp | History | Added to | 69,761 | 1,178 | 0.0% | 0.0% | 13 | +1,871 | 2.76% | Q2 2026 | Aug 07, 2026 |
| Closed-End Fund Advisors, Inc. | History | Added to | 46,527 | 786 | 0.77% | 0.76% | 14 | +1,460 | 3.24% | Q2 2026 | Jul 27, 2026 |
| Focus Partners Wealth | History | Added to | 43,334 | 732 | 0.0% | 0.0% | 15 | +229 | 0.53% | Q2 2026 | Aug 12, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 42,360 | 715 | 0.0% | 0.0% | 16 | -1,886 | -4.26% | Q2 2026 | Aug 14, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 40,379 | 682 | 0.0% | 0.0% | 17 | -597 | -1.46% | Q2 2026 | Aug 12, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 25,354 | 428 | 0.0% | 0.0% | 18 | +25,000 | 7062.15% | Q2 2026 | Jul 17, 2026 |
| SEAMOUNT FINANCIAL GROUP INC | History | No change | 20,790 | 351 | 0.14% | 0.16% | 19 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 19,468 | 329 | 0.0% | 0.0% | 20 | +2,326 | 13.57% | Q2 2026 | Aug 14, 2026 |
| Mallini Complete Financial Planning LLC | History | Added to | 18,752 | 316 | 0.23% | 0.24% | 21 | +181 | 0.97% | Q2 2026 | Jul 08, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 17,578 | 297 | 0.0% | — | 22 | +17,578 | New | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 16,782 | 283 | 0.0% | 0.0% | 23 | +15 | 0.09% | Q2 2026 | Aug 14, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | New | 15,420 | 260 | 0.01% | — | 24 | +15,420 | New | Q2 2026 | Aug 14, 2026 |
| HighTower Advisors, LLC | History | No change | 14,650 | 247 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Logan Stone Capital, LLC | History | New | 14,218 | 240 | 0.05% | — | 26 | +14,218 | New | Q2 2026 | Aug 14, 2026 |
| Traub Capital Management LLC | History | New | 12,886 | 217 | 0.19% | — | 27 | +12,886 | New | Q2 2026 | Jul 23, 2026 |
| WEDBUSH SECURITIES INC | History | No change | 12,530 | 212 | 0.01% | 0.01% | 28 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Koshinski Asset Management, Inc. | History | No change | 12,560 | 212 | 0.01% | 0.01% | 29 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Capital Investment Advisors, LLC | History | New | 11,196 | 189 | 0.0% | — | 30 | +11,196 | New | Q2 2026 | Aug 06, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 7,672 | 130 | 0.0% | 0.0% | 31 | +152 | 2.02% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | Reduced | 6,635 | 112 | 0.0% | 0.0% | 32 | -14 | -0.21% | Q2 2026 | Aug 13, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Added to | 5,078 | 85 | 0.0% | 0.0% | 33 | +4,179 | 464.85% | Q2 2026 | Aug 10, 2026 |
| Global Retirement Partners, LLC | History | New | 3,382 | 57 | 0.0% | — | 34 | +3,382 | New | Q2 2026 | Aug 06, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 2,868 | 48 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CWM, LLC | History | No change | 2,674 | 44 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| IFG Advisory, LLC | History | Added to | 1,680 | 28 | 0.0% | 0.05% | 38 | +650 | 63.11% | Q2 2026 | Aug 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 1,710 | 28 | 0.0% | 0.0% | 37 | +1 | 0.06% | Q2 2026 | Aug 12, 2026 |
| Geneos Wealth Management Inc. | History | Reduced | 1,015 | 17 | 0.0% | 0.0% | 39 | -250 | -19.76% | Q2 2026 | Aug 06, 2026 |
| SRH ADVISORS, LLC | History | No change | 1,000 | 16 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | No change | 732 | 12 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| GHP Investment Advisors, Inc. | History | No change | 561 | 9 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| Nalls Sherbakoff Group, LLC | History | No change | 495 | 8 | 0.01% | 0.01% | 43 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Luminist Capital LLC | History | New | 414 | 6 | 0.01% | — | 45 | +414 | New | Q2 2026 | Aug 07, 2026 |
| Chung Wu Investment Group, LLC | History | No change | 400 | 6 | 0.0% | 0.01% | 44 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 309 | 5 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| NewEdge Advisors, LLC | History | No change | 345 | 5 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Arax Advisory Partners | History | New | 176 | 2 | 0.0% | — | 50 | +176 | New | Q2 2026 | Aug 10, 2026 |
| Sunbelt Securities, Inc. | History | No change | 140 | 2 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 170 | 2 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| FIRST HORIZON CORP | History | New | 100 | 1 | 0.0% | — | 52 | +100 | New | Q2 2026 | Jul 20, 2026 |
| Strategic Advocates LLC | History | No change | 98 | 1 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Pathstone Holdings, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -72,097 | -100.0% | Q2 2026 | Aug 13, 2026 |
| Independent Advisor Alliance | History | Closed out | 0 | 0 | — | 0.01% | — | -44,242 | -100.0% | Q2 2026 | Aug 12, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -30,192 | -100.0% | Q2 2026 | Sep 23, 2026 |
| Cetera Investment Advisers | History | Closed out | 0 | 0 | — | 0.0% | — | -28,839 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Kovack Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -12,946 | -100.0% | Q2 2026 | Jul 28, 2026 |
| POM Investment Strategies, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -319 | -100.0% | Q2 2026 | Jul 30, 2026 |
| Sound Income Strategies, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -253 | -100.0% | Q2 2026 | Jul 20, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Closed out | 0 | 0 | — | 0.0% | — | -68 | -100.0% | Q2 2026 | Aug 14, 2026 |