FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FNX
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 1,081,289 | 138,667 | 0.01% | 0.01% | 1 | +30,770 | 2.93% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Added to | 962,684 | 123,457 | 0.03% | 0.03% | 2 | +28,023 | 3.0% | Q1 2026 | May 06, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 719,915 | 92,323 | 0.02% | 0.02% | 3 | +40,536 | 5.97% | Q1 2026 | May 11, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 441,555 | 56,626 | 0.02% | 0.02% | 4 | -3,332 | -0.75% | Q1 2026 | May 14, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 273,951 | 35,132 | 0.01% | 0.01% | 5 | +12,540 | 4.8% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Reduced | 207,676 | 26,632 | 0.0% | 0.0% | 6 | -10,107 | -4.64% | Q1 2026 | May 05, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 205,567 | 26,362 | 0.0% | 0.0% | 7 | +74,594 | 56.95% | Q1 2026 | May 15, 2026 |
| Cetera Investment Advisers | History | Added to | 198,133 | 25,409 | 0.03% | 0.03% | 8 | +2,319 | 1.18% | Q1 2026 | May 13, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 156,988 | 20,132 | 0.03% | 0.04% | 9 | -27,759 | -15.03% | Q1 2026 | May 14, 2026 |
| Three Cord True Wealth Management, LLC | History | Added to | 136,778 | 17,540 | 9.75% | 9.53% | 10 | +6,660 | 5.12% | Q1 2026 | Apr 27, 2026 |
| HighTower Advisors, LLC | History | Reduced | 120,617 | 15,467 | 0.02% | 0.02% | 11 | -3,615 | -2.91% | Q1 2026 | May 05, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 90,925 | 11,660 | 0.01% | 0.01% | 12 | +2,132 | 2.4% | Q1 2026 | May 12, 2026 |
| Per Stirling Capital Management, LLC. | History | Added to | 76,851 | 9,855 | 1.09% | 0.6% | 13 | +34,644 | 82.08% | Q1 2026 | May 11, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 76,389 | 9,796 | 0.01% | 0.01% | 14 | +3,074 | 4.19% | Q1 2026 | May 07, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 73,929 | 9,480 | 0.04% | 0.04% | 15 | -3,418 | -4.42% | Q1 2026 | Apr 30, 2026 |
| PERRYMAN FINANCIAL ADVISORY INC /AD | History | Added to | 70,208 | 9,003 | 1.35% | 1.3% | 16 | +49 | 0.07% | Q1 2026 | Apr 29, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 67,449 | 8,649 | 0.01% | 0.01% | 17 | +1,734 | 2.64% | Q1 2026 | Apr 27, 2026 |
| Chicago Partners Investment Group LLC | History | Added to | 60,065 | 8,264 | 0.18% | 0.19% | 18 | +1,256 | 2.14% | Q1 2026 | May 04, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 54,085 | 6,936 | 0.01% | 0.01% | 19 | -5,459 | -9.17% | Q1 2026 | May 15, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 46,614 | 5,977 | 0.07% | 0.07% | 20 | +618 | 1.34% | Q1 2026 | Apr 20, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 44,370 | 5,690 | 0.03% | 0.04% | 21 | -2,910 | -6.15% | Q1 2026 | May 05, 2026 |
| Sanctuary Advisors, LLC | History | Reduced | 43,191 | 5,538 | 0.03% | 0.03% | 22 | -168 | -0.39% | Q1 2026 | May 05, 2026 |
| Stratos Wealth Partners, LTD. | History | Added to | 39,760 | 5,098 | 0.06% | 0.06% | 23 | +151 | 0.38% | Q1 2026 | Apr 28, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 38,025 | 4,876 | 0.0% | 0.0% | 24 | -6,470 | -14.54% | Q1 2026 | May 04, 2026 |
| Western Wealth Management, LLC | History | Added to | 37,693 | 4,833 | 0.18% | 0.21% | 25 | +873 | 2.37% | Q1 2026 | May 19, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 33,916 | 4,350 | 0.01% | 0.02% | 26 | -20,676 | -37.87% | Q1 2026 | Apr 30, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 33,414 | 4,285 | 0.01% | 0.01% | 27 | +2,692 | 8.76% | Q1 2026 | Apr 22, 2026 |
| FIRST TRUST ADVISORS LP | History | Added to | 32,527 | 4,171 | 0.0% | 0.0% | 28 | +30,299 | 1359.92% | Q1 2026 | May 13, 2026 |
| Prospera Financial Services Inc | History | Added to | 28,045 | 3,596 | 0.06% | 0.06% | 29 | +187 | 0.67% | Q1 2026 | Apr 14, 2026 |
| Private Advisor Group, LLC | History | Added to | 26,420 | 3,388 | 0.02% | 0.02% | 30 | +78 | 0.3% | Q1 2026 | Apr 24, 2026 |
| Lakeridge Wealth Management LLC | History | Added to | 26,183 | 3,357 | 1.44% | 1.47% | 31 | +511 | 1.99% | Q1 2026 | Apr 08, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 25,775 | 3,305 | 0.05% | 0.03% | 32 | +12,260 | 90.71% | Q1 2026 | May 15, 2026 |
| FSM Wealth Advisors, LLC | History | Added to | 23,322 | 2,990 | 0.38% | 0.38% | 33 | +1,031 | 4.63% | Q1 2026 | Apr 27, 2026 |
| Proactive Wealth Strategies LLC | History | Added to | 22,592 | 2,897 | 0.54% | 0.59% | 34 | +10,821 | 91.93% | Q1 2026 | Apr 29, 2026 |
| Solutions 4 Wealth, Ltd | History | Reduced | 22,247 | 2,852 | 4.29% | 4.25% | 35 | -82 | -0.37% | Q1 2026 | May 05, 2026 |
| BENJAMIN EDWARDS INC | History | Added to | 21,076 | 2,708 | 0.03% | 0.03% | 36 | +1,651 | 8.5% | Q1 2026 | May 12, 2026 |
| Snowden Capital Advisors LLC | History | Reduced | 20,293 | 2,602 | 0.07% | 0.07% | 37 | -64 | -0.31% | Q1 2026 | May 14, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 18,781 | 2,428 | 0.0% | 0.0% | 38 | -793 | -4.05% | Q1 2026 | Apr 08, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 18,540 | 2,377 | 0.0% | 0.0% | 39 | +1,163 | 6.69% | Q1 2026 | Apr 27, 2026 |
| CITIZENS FINANCIAL GROUP INC/RI | History | Added to | 18,270 | 2,342 | 0.03% | 0.03% | 40 | +16 | 0.09% | Q1 2026 | May 01, 2026 |
| FWG Holdings, LLC | History | Added to | 17,071 | 2,214 | 0.84% | 0.6% | 41 | +5,964 | 53.7% | Q1 2026 | Apr 13, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 17,053 | 2,187 | 0.0% | 0.0% | 42 | -59 | -0.34% | Q1 2026 | May 14, 2026 |
| Perigon Wealth Management, LLC | History | Added to | 16,913 | 2,168 | 0.04% | 0.04% | 43 | +2 | 0.01% | Q1 2026 | Apr 10, 2026 |
| &PARTNERS | History | Added to | 16,310 | 2,091 | 0.01% | 0.01% | 44 | +633 | 4.04% | Q1 2026 | May 15, 2026 |
| GTS SECURITIES LLC | History | Added to | 16,241 | 2,082 | 0.07% | 0.02% | 45 | +11,185 | 221.22% | Q1 2026 | May 14, 2026 |
| COMERICA BANK | History | No change | 16,375 | 2,062 | 0.01% | 0.01% | 46 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| FIFTH THIRD BANCORP | History | New | 16,021 | 2,054 | 0.0% | — | 47 | +16,021 | New | Q1 2026 | May 01, 2026 |
| Bedel Financial Consulting, Inc. | History | No change | 15,700 | 2,013 | 0.23% | 0.21% | 48 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 15,004 | 1,924 | 0.02% | 0.03% | 49 | -69 | -0.46% | Q1 2026 | Apr 23, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 13,954 | 1,757 | 0.0% | 0.0% | 50 | +1,022 | 7.9% | Q1 2026 | May 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 12,434 | 1,594 | 0.0% | 0.0% | 51 | +9,547 | 330.69% | Q1 2026 | May 15, 2026 |
| COZAD ASSET MANAGEMENT INC | History | Reduced | 12,217 | 1,566 | 0.12% | 0.12% | 52 | -225 | -1.81% | Q1 2026 | May 28, 2026 |
| Creative Planning | History | Reduced | 12,040 | 1,544 | 0.0% | 0.0% | 53 | -373 | -3.0% | Q1 2026 | May 12, 2026 |
| Kaydan Wealth Management, Inc. | History | Reduced | 11,991 | 1,537 | 0.51% | 0.44% | 54 | -177 | -1.45% | Q1 2026 | Apr 29, 2026 |
| NewEdge Advisors, LLC | History | Added to | 11,156 | 1,430 | 0.01% | 0.0% | 55 | +440 | 4.11% | Q1 2026 | Jun 02, 2026 |
| STEPHENS INC /AR/ | History | Added to | 10,789 | 1,383 | 0.02% | 0.02% | 56 | +2 | 0.02% | Q1 2026 | Apr 28, 2026 |
| DHJJ Financial Advisors, Ltd. | History | Reduced | 10,499 | 1,346 | 0.45% | 0.44% | 57 | -114 | -1.07% | Q1 2026 | Apr 09, 2026 |
| AssuredPartners Investment Advisors, LLC | History | Reduced | 10,162 | 1,317 | 0.14% | 0.2% | 58 | -412 | -3.9% | Q1 2026 | Apr 10, 2026 |
| PARK NATIONAL CORP /OH/ | History | Reduced | 10,184 | 1,306 | 0.04% | 0.04% | 59 | -45 | -0.44% | Q1 2026 | Apr 16, 2026 |
| LVZ, Inc. | History | Added to | 9,766 | 1,252 | 0.14% | 0.13% | 60 | +751 | 8.33% | Q1 2026 | Apr 28, 2026 |
| J.W. COLE ADVISORS, INC. | History | Reduced | 9,740 | 1,249 | 0.04% | 0.05% | 61 | -10,397 | -51.63% | Q1 2026 | Apr 23, 2026 |
| Independent Advisor Alliance | History | New | 9,585 | 1,229 | 0.01% | — | 62 | +9,585 | New | Q1 2026 | May 12, 2026 |
| Triumph Capital Management | History | Added to | 9,441 | 1,210 | 0.25% | 0.06% | 63 | +7,307 | 342.41% | Q1 2026 | May 13, 2026 |
| PACIFIC SUN FINANCIAL CORP | History | Reduced | 9,104 | 1,167 | 0.57% | 0.56% | 64 | -140 | -1.51% | Q1 2026 | May 07, 2026 |
| Sterling Investment Advisors, Ltd. | History | Reduced | 8,945 | 1,147 | 0.21% | 0.23% | 65 | -1,150 | -11.39% | Q1 2026 | May 04, 2026 |
| Equitable Holdings, Inc. | History | Added to | 9,085 | 1,144 | 0.01% | 0.01% | 66 | +1 | 0.01% | Q1 2026 | May 15, 2026 |
| Keystone Wealth Services, LLC | History | New | 8,124 | 1,041 | 0.22% | — | 67 | +8,124 | New | Q1 2026 | May 13, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 7,792 | 999 | 0.0% | 0.0% | 68 | -307 | -3.79% | Q1 2026 | May 04, 2026 |
| Catalyst Investment Management LLC | History | Added to | 6,668 | 918 | 1.02% | 0.76% | 70 | +296 | 4.65% | Q1 2026 | Apr 23, 2026 |
| United Advisor Group, LLC | History | Added to | 7,159 | 918 | 0.11% | 0.11% | 69 | +7 | 0.1% | Q1 2026 | Apr 17, 2026 |
| POTENTIA WEALTH | History | Reduced | 7,120 | 913 | 0.35% | 0.36% | 71 | -777 | -9.84% | Q1 2026 | May 11, 2026 |
| Purus Wealth Management, LLC | History | Added to | 7,071 | 906 | 0.29% | 0.07% | 72 | +5,174 | 272.75% | Q1 2026 | Apr 15, 2026 |
| Southland Equity Partners LLC | History | Reduced | 6,905 | 885 | 0.17% | 0.18% | 73 | -277 | -3.86% | Q1 2026 | Apr 14, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 6,663 | 854 | 0.0% | 0.0% | 74 | -7,216 | -51.99% | Q1 2026 | May 15, 2026 |
| BELLEVUE ASSET MANAGEMENT, LLC | History | Reduced | 6,326 | 811 | 0.41% | 0.87% | 75 | -15,062 | -70.42% | Q1 2026 | Apr 24, 2026 |
| Transamerica Financial Advisors, LLC | History | Added to | 6,098 | 782 | 0.07% | 0.0% | 76 | +6,032 | 9139.39% | Q1 2026 | May 15, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 5,671 | 707 | 0.0% | 0.0% | 77 | +5,270 | 1314.21% | Q1 2026 | May 13, 2026 |
| FMR LLC | History | Added to | 5,427 | 695 | 0.0% | 0.0% | 78 | +778 | 16.73% | Q1 2026 | May 15, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 5,383 | 690 | 0.0% | 0.0% | 79 | -200 | -3.58% | Q1 2026 | May 08, 2026 |
| Rathbones Group PLC | History | Reduced | 5,219 | 669 | 0.0% | 0.0% | 80 | -280 | -5.09% | Q1 2026 | May 12, 2026 |
| Virtu Financial LLC | History | New | 5,139 | 659 | 0.03% | — | 81 | +5,139 | New | Q1 2026 | May 14, 2026 |
| Bensler, LLC | History | Added to | 5,112 | 655 | 0.07% | 0.05% | 82 | +921 | 21.98% | Q1 2026 | May 01, 2026 |
| B. Riley Wealth Advisors, Inc. | History | Reduced | 4,953 | 618 | 0.04% | 0.4% | 83 | -63,926 | -92.81% | Q1 2026 | Apr 24, 2026 |
| Three Seasons Wealth, LLC | History | No change | 4,736 | 607 | 0.23% | 0.06% | 84 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Higgins & Schmidt Wealth Strategies LLC | History | Reduced | 4,628 | 593 | 0.27% | 0.28% | 85 | -36 | -0.77% | Q1 2026 | Apr 20, 2026 |
| IHT Wealth Management, LLC | History | Reduced | 4,568 | 585 | 0.01% | 0.01% | 86 | -34 | -0.74% | Q1 2026 | May 15, 2026 |
| US BANCORP \DE\ | History | Added to | 4,515 | 579 | 0.0% | 0.0% | 87 | +1,113 | 32.72% | Q1 2026 | May 14, 2026 |
| CWM, LLC | History | Reduced | 4,498 | 576 | 0.0% | 0.0% | 88 | -30 | -0.66% | Q1 2026 | May 14, 2026 |
| Hilton Head Capital Partners, LLC | History | Reduced | 4,259 | 546 | 0.31% | 0.32% | 89 | -29 | -0.68% | Q1 2026 | Apr 20, 2026 |
| Richmond Investment Services, LLC | History | Added to | 3,929 | 503 | 0.08% | 0.08% | 90 | +181 | 4.83% | Q1 2026 | Apr 29, 2026 |
| WORLD EQUITY GROUP, INC. | History | Added to | 3,872 | 496 | 0.13% | 0.12% | 91 | +344 | 9.75% | Q1 2026 | May 06, 2026 |
| PFG Advisors | History | Reduced | 3,667 | 470 | 0.02% | 0.03% | 92 | -475 | -11.47% | Q1 2026 | May 05, 2026 |
| Sigma Planning Corp | History | Reduced | 3,629 | 465 | 0.01% | 0.02% | 93 | -779 | -17.67% | Q1 2026 | May 04, 2026 |
| MONECO ADVISORS, LLC | History | Added to | 3,621 | 464 | 0.04% | 0.04% | 94 | +1 | 0.03% | Q1 2026 | May 07, 2026 |
| Moors & Cabot, Inc. | History | Reduced | 3,581 | 459 | 0.02% | 0.02% | 95 | -47 | -1.3% | Q1 2026 | May 08, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 3,535 | 455 | 0.0% | 0.0% | 96 | +1,364 | 62.83% | Q1 2026 | Apr 07, 2026 |
| KPP Advisory Services LLC | History | No change | 3,463 | 444 | 0.06% | 0.06% | 97 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| TCFG Investment Advisors, LLC | History | New | 3,384 | 433 | 0.16% | — | 100 | +3,384 | New | Q1 2026 | May 05, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 3,380 | 433 | 0.0% | 0.0% | 98 | +5 | 0.15% | Q1 2026 | May 08, 2026 |
| TCFG WEALTH MANAGEMENT, LLC | History | No change | 3,384 | 433 | 0.16% | 0.17% | 99 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| National Wealth Management Group, LLC | History | Reduced | 3,367 | 431 | 0.16% | 0.15% | 101 | -52 | -1.52% | Q1 2026 | May 11, 2026 |
| Belpointe Asset Management LLC | History | Reduced | 3,351 | 429 | 0.02% | 0.02% | 102 | -40 | -1.18% | Q1 2026 | Apr 28, 2026 |
| Mariner, LLC | History | Reduced | 3,241 | 415 | 0.0% | 0.0% | 103 | -148 | -4.37% | Q1 2026 | May 13, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | No change | 3,230 | 414 | 0.01% | 0.01% | 104 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Geneos Wealth Management Inc. | History | No change | 3,191 | 409 | 0.01% | 0.01% | 105 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Apollon Wealth Management, LLC | History | No change | 3,071 | 393 | 0.01% | 0.01% | 106 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Element Wealth, LLC | History | Reduced | 3,018 | 387 | 0.16% | 0.16% | 107 | -21 | -0.69% | Q1 2026 | May 04, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | No change | 2,900 | 371 | 0.05% | 0.05% | 108 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Park Edge Advisors, LLC | History | Added to | 2,885 | 369 | 0.09% | 0.08% | 109 | +5 | 0.17% | Q1 2026 | Apr 20, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Reduced | 2,859 | 366 | 0.02% | 0.02% | 110 | -346 | -10.8% | Q1 2026 | Apr 15, 2026 |
| Morey & Quinn Wealth Partners, LLC | History | Added to | 2,778 | 356 | 0.25% | 0.25% | 111 | +50 | 1.83% | Q1 2026 | Apr 21, 2026 |
| Quantum Private Wealth, LLC | History | No change | 2,741 | 351 | 0.11% | 0.1% | 112 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| PRIVATE TRUST CO NA | History | Reduced | 2,686 | 344 | 0.03% | 0.03% | 113 | -88 | -3.17% | Q1 2026 | Apr 30, 2026 |
| Krilogy Financial LLC | History | No change | 2,411 | 325 | 0.01% | 0.01% | 114 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| CONDOR CAPITAL MANAGEMENT | History | Reduced | 2,458 | 315 | 0.03% | 0.03% | 115 | -446 | -15.36% | Q1 2026 | May 11, 2026 |
| Cedrus Wealth Group LLC | History | Added to | 2,441 | 313 | 0.35% | 0.22% | 116 | +553 | 29.29% | Q1 2026 | May 14, 2026 |
| Waverly Advisors, LLC | History | No change | 2,417 | 309 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | New | 2,392 | 306 | 0.0% | — | 118 | +2,392 | New | Q1 2026 | May 15, 2026 |
| Empirical Asset Management, LLC | History | Reduced | 2,382 | 305 | 0.08% | 0.09% | 119 | -282 | -10.59% | Q1 2026 | May 11, 2026 |
| Rubicon Advisors, GP | History | Added to | 2,367 | 303 | 0.26% | 0.27% | 120 | +6 | 0.25% | Q1 2026 | May 14, 2026 |
| HighPoint Advisor Group LLC | History | New | 2,324 | 298 | 0.01% | — | 121 | +2,324 | New | Q1 2026 | May 14, 2026 |
| CRUX WEALTH ADVISORS | History | Reduced | 2,317 | 297 | 0.11% | 0.12% | 122 | -310 | -11.8% | Q1 2026 | Apr 24, 2026 |
| Pinnacle Financial Partners, Inc. | History | No change | 2,255 | 289 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Intrua Financial, LLC | History | No change | 2,222 | 284 | 0.03% | 0.03% | 124 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| StoneX Group Inc. | History | Reduced | 2,185 | 280 | 0.02% | 0.01% | 125 | -521 | -19.25% | Q1 2026 | May 14, 2026 |
| CENTAURUS FINANCIAL, INC. | History | Reduced | 2,151 | 276 | 0.01% | 0.01% | 126 | -317 | -12.84% | Q1 2026 | May 18, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 2,128 | 273 | 0.01% | 0.01% | 127 | +25 | 1.19% | Q1 2026 | Apr 21, 2026 |
| FAS Wealth Partners, Inc. | History | No change | 2,171 | 273 | 0.02% | 0.02% | 128 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | Added to | 2,102 | 269 | 0.01% | 0.01% | 129 | +193 | 10.11% | Q1 2026 | Apr 28, 2026 |
| MAI Capital Management | History | No change | 2,095 | 268 | 0.0% | 0.0% | 130 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | No change | 2,097 | 268 | 0.03% | 0.03% | 131 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Aspen Capital Management, LLC | History | No change | 2,084 | 267 | 0.07% | 0.06% | 132 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Cornerstone Financial Group, LLC /NE/ | History | Added to | 1,918 | 264 | 0.17% | 0.17% | 133 | +5 | 0.26% | Q1 2026 | May 06, 2026 |
| TITLEIST ASSET MANAGEMENT, LLC | History | Reduced | 2,045 | 262 | 0.02% | 0.02% | 134 | -57 | -2.71% | Q1 2026 | Apr 30, 2026 |
| Integrated Wealth Concepts LLC | History | New | 2,028 | 260 | 0.0% | — | 135 | +2,028 | New | Q1 2026 | May 15, 2026 |
| Kingsview Wealth Management, LLC | History | Added to | 2,008 | 257 | 0.0% | 0.0% | 136 | +30 | 1.52% | Q1 2026 | May 12, 2026 |
| RM Financial Services, LLC | History | No change | 2,000 | 256 | 0.22% | 0.22% | 137 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Advisory Services Network, LLC | History | New | 1,993 | 255 | 0.0% | — | 138 | +1,993 | New | Q1 2026 | May 15, 2026 |
| WESTWOOD HOLDINGS GROUP INC | History | Reduced | 1,977 | 253 | 0.0% | 0.0% | 139 | -10 | -0.5% | Q1 2026 | May 15, 2026 |
| BKM Wealth Management, LLC | History | Reduced | 1,967 | 252 | 0.09% | 0.09% | 141 | -23 | -1.16% | Q1 2026 | Apr 22, 2026 |
| CAHILL FINANCIAL ADVISORS INC | History | No change | 1,971 | 252 | 0.03% | 0.03% | 140 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| ELEVATION POINT WEALTH PARTNERS, LLC | History | New | 1,868 | 239 | 0.01% | — | 143 | +1,868 | New | Q1 2026 | Apr 27, 2026 |
| Vestmark Advisory Solutions, Inc. | History | New | 1,867 | 239 | 0.0% | — | 142 | +1,867 | New | Q1 2026 | May 15, 2026 |
| TRUEFG, LLC | History | No change | 1,861 | 238 | 0.06% | 0.06% | 144 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Reduced | 1,821 | 233 | 0.01% | 0.01% | 145 | -75 | -3.96% | Q1 2026 | May 15, 2026 |
| Farrell Financial LLC | History | Added to | 1,784 | 228 | 0.14% | 0.13% | 146 | +2 | 0.11% | Q1 2026 | Apr 13, 2026 |
| Trueblood Wealth Management, LLC | History | Added to | 1,769 | 226 | 0.09% | 0.09% | 147 | +4 | 0.23% | Q1 2026 | Apr 21, 2026 |
| American Institute for Advanced Investment Management, LLP | History | No change | 1,755 | 225 | 0.15% | 0.14% | 148 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| HM PAYSON & CO | History | No change | 1,737 | 222 | 0.0% | 0.0% | 149 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | History | No change | 1,703 | 218 | 0.09% | 0.07% | 150 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| M3 Advisory Group, LLC | History | Reduced | 1,695 | 217 | 0.13% | 0.15% | 151 | -212 | -11.12% | Q1 2026 | Apr 22, 2026 |
| AMERIFLEX GROUP, INC. | History | Added to | 1,694 | 217 | 0.11% | 0.11% | 152 | +33 | 1.99% | Q1 2026 | May 15, 2026 |
| Allworth Financial LP | History | Added to | 1,657 | 212 | 0.0% | 0.0% | 153 | +1 | 0.06% | Q1 2026 | May 14, 2026 |
| Boyce & Associates Wealth Consulting, Inc. | History | Reduced | 1,623 | 208 | 0.16% | 0.17% | 154 | -35 | -2.11% | Q1 2026 | Apr 13, 2026 |
| AE Wealth Management LLC | History | New | 1,617 | 207 | 0.0% | — | 155 | +1,617 | New | Q1 2026 | May 13, 2026 |
| STRATEGY ASSET MANAGERS LLC | History | No change | 1,608 | 206 | 0.03% | 0.03% | 156 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Ameritas Advisory Services, LLC | History | No change | 1,610 | 206 | 0.01% | 0.01% | 157 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Independent Wealth Network Inc. | History | Reduced | 1,589 | 203 | 0.06% | 0.15% | 158 | -2,191 | -57.96% | Q1 2026 | Apr 20, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | History | Added to | 1,590 | 203 | 0.11% | 0.11% | 159 | +35 | 2.25% | Q1 2026 | May 13, 2026 |
| ZWJ INVESTMENT COUNSEL INC | History | New | 1,576 | 202 | 0.01% | — | 160 | +1,576 | New | Q1 2026 | Apr 24, 2026 |
| WHITTIER TRUST CO OF NEVADA INC | History | New | 1,502 | 194 | 0.0% | — | 161 | +1,502 | New | Q1 2026 | Apr 28, 2026 |
| NBC SECURITIES, INC. | History | Added to | 1,472 | 188 | 0.01% | 0.01% | 162 | +2 | 0.14% | Q1 2026 | Apr 14, 2026 |
| Sound Income Strategies, LLC | History | No change | 1,385 | 178 | 0.01% | 0.01% | 163 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| GAMMA Investing LLC | History | Added to | 1,295 | 166 | 0.01% | 0.01% | 164 | +368 | 39.7% | Q1 2026 | Apr 06, 2026 |
| IFP Advisors, Inc | History | No change | 1,178 | 151 | 0.0% | 0.0% | 165 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| Arax Advisory Partners | History | Reduced | 1,071 | 137 | 0.0% | 0.0% | 166 | -30 | -2.72% | Q1 2026 | May 13, 2026 |
| Arkos Global Advisors | History | New | 1,058 | 136 | 0.02% | — | 167 | +1,058 | New | Q1 2026 | May 13, 2026 |
| Parallel Advisors, LLC | History | Added to | 1,053 | 135 | 0.0% | 0.0% | 168 | +952 | 942.57% | Q1 2026 | Jun 02, 2026 |
| ASSETMARK, INC | History | Added to | 1,036 | 132 | 0.0% | 0.0% | 169 | +62 | 6.37% | Q1 2026 | May 06, 2026 |
| Global Retirement Partners, LLC | History | No change | 958 | 120 | 0.0% | 0.0% | 170 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Larson Financial Group LLC | History | Added to | 930 | 119 | 0.0% | 0.0% | 171 | +2 | 0.22% | Q1 2026 | May 15, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | New | 912 | 116 | 0.0% | — | 172 | +912 | New | Q1 2026 | May 13, 2026 |
| Tidemark, LLC | History | No change | 889 | 114 | 0.03% | 0.03% | 173 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Private Wealth Asset Management, LLC | History | No change | 854 | 109 | 0.01% | 0.01% | 174 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| CITIGROUP INC | History | No change | 742 | 95 | 0.0% | 0.0% | 175 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| MidFirst Bank | History | No change | 732 | 93 | 0.01% | 0.01% | 176 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| CITY HOLDING CO | History | No change | 725 | 92 | 0.01% | 0.01% | 177 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 680 | 87 | 0.0% | 0.0% | 178 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| MARSHALL INVESTMENT MANAGEMENT, LLC | History | New | 541 | 69 | 0.03% | — | 179 | +541 | New | Q1 2026 | May 08, 2026 |
| IFG Advisory, LLC | History | New | 415 | 53 | 0.15% | — | 180 | +415 | New | Q1 2026 | May 12, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 387 | 49 | 0.0% | 0.0% | 181 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Golden State Wealth Management, LLC | History | Added to | 303 | 38 | 0.0% | 0.0% | 182 | +13 | 4.48% | Q1 2026 | Apr 28, 2026 |
| Key FInancial Inc | History | No change | 289 | 37 | 0.01% | 0.01% | 183 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| BankPlus Trust Department | History | No change | 290 | 37 | 0.01% | 0.01% | 184 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Anchor Investment Management, LLC | History | No change | 273 | 35 | 0.0% | 0.0% | 185 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| ALERUS FINANCIAL NA | History | No change | 258 | 33 | 0.0% | 0.0% | 186 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Ascentis Independent Advisors | History | New | 242 | 31 | 0.0% | — | 189 | +242 | New | Q1 2026 | Apr 28, 2026 |
| Russell Investments Group, Ltd. | History | Reduced | 245 | 31 | 0.0% | 0.0% | 187 | -221 | -47.42% | Q1 2026 | May 08, 2026 |
| MTM Investment Management, LLC | History | No change | 243 | 31 | 0.01% | 0.01% | 188 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Sunbelt Securities, Inc. | History | Added to | 207 | 26 | 0.0% | 0.0% | 190 | +1 | 0.49% | Q1 2026 | May 15, 2026 |
| MATHER GROUP, LLC. | History | New | 199 | 25 | 0.0% | — | 191 | +199 | New | Q1 2026 | Apr 13, 2026 |
| FINANCIAL CONSULATE, INC | History | No change | 185 | 23 | 0.0% | 0.0% | 192 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| CoreCap Advisors, LLC | History | No change | 146 | 18 | 0.0% | 0.0% | 193 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Trifecta Capital Advisors, LLC | History | No change | 134 | 17 | 0.0% | 0.0% | 194 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Financial Perspectives, Inc | History | No change | 130 | 16 | 0.0% | 0.0% | 195 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| TWIN PEAKS WEALTH ADVISORS, LLC | History | New | 118 | 15 | 0.0% | — | 198 | +118 | New | Q1 2026 | May 08, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 122 | 15 | 0.0% | 0.0% | 196 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Investors Portfolio Services LLC | History | No change | 120 | 15 | 0.01% | 0.01% | 197 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Kozak & Associates, Inc. | History | Added to | 95 | 12 | 0.0% | 0.0% | 199 | +1 | 1.06% | Q1 2026 | Apr 14, 2026 |
| Smartleaf Asset Management LLC | History | No change | 101 | 12 | 0.0% | 0.0% | 200 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| SJS Investment Consulting Inc. | History | New | 87 | 11 | 0.0% | — | 203 | +87 | New | Q1 2026 | Apr 23, 2026 |
| Pinnacle Bancorp, Inc. | History | No change | 90 | 11 | 0.0% | 0.0% | 201 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Salomon & Ludwin, LLC | History | No change | 90 | 11 | 0.0% | 0.0% | 202 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Silver Grove Financial Group, Inc. | History | New | 74 | 9 | 0.01% | — | 205 | +74 | New | Q1 2026 | May 15, 2026 |
| Quest 10 Wealth Builders, Inc. | History | No change | 75 | 9 | 0.01% | 0.01% | 204 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Nemes Rush Group LLC | History | No change | 41 | 5 | 0.0% | 0.0% | 206 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Paladin Advisory Group, LLC | History | No change | 31 | 3 | 0.0% | 0.0% | 207 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| MCGUIRE CAPITAL ADVISORS INC | History | No change | 18 | 2 | 0.0% | 0.0% | 208 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Lloyd Advisory Services, LLC. | History | New | 15 | 1 | 0.0% | — | 211 | +15 | New | Q1 2026 | May 13, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 12 | 1 | 0.0% | 0.0% | 209 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Kingdom Financial Group LLC. | History | No change | 15 | 1 | 0.0% | 0.0% | 210 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| First Heartland Consultants, Inc. | History | Closed out | 0 | 0 | — | 0.17% | — | -17,416 | -100.0% | Q1 2026 | Apr 08, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,118 | -100.0% | Q1 2026 | May 15, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -4,155 | -100.0% | Q1 2026 | Apr 29, 2026 |
| Coppell Advisory Solutions LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -3,001 | -100.0% | Q1 2026 | May 15, 2026 |
| Meeder Advisory Services, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -1,599 | -100.0% | Q1 2026 | May 07, 2026 |
| Luminist Capital LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -53 | -100.0% | Q1 2026 | Apr 24, 2026 |
| Smithfield Trust Co | History | Closed out | 0 | 0 | — | 0.0% | — | -50 | -100.0% | Q1 2026 | May 08, 2026 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | — | — | -5 | -100.0% | Q1 2026 | May 15, 2026 |