FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FNX
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | No change | 1,111,571 | 162,674 | 0.01% | 0.01% | 1 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| LPL Financial LLC | History | No change | 1,040,651 | 152,295 | 0.03% | 0.03% | 2 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 708,174 | 103,638 | 0.02% | 0.02% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 438,102 | 64,114 | 0.02% | 0.02% | 4 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ROYAL BANK OF CANADA | History | No change | 295,647 | 43,267 | 0.01% | 0.01% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cetera Investment Advisers | History | No change | 209,531 | 30,664 | 0.03% | 0.03% | 6 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 208,405 | 30,499 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | No change | 199,156 | 29,145 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Baird Financial Group, Inc. | History | No change | 160,820 | 23,535 | 0.03% | 0.03% | 9 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Three Cord True Wealth Management, LLC | History | No change | 144,922 | 21,208 | 10.09% | 10.09% | 10 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| HighTower Advisors, LLC | History | No change | 121,039 | 17,713 | 0.02% | 0.02% | 11 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Prospera Financial Services Inc | History | Added to | 99,422 | 14,039 | 0.18% | 0.05% | 12 | +73,777 | 287.69% | Q3 2026 | Nov 04, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 89,452 | 13,091 | 0.01% | 0.01% | 13 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 79,122 | 11,579 | 0.01% | 0.01% | 14 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Per Stirling Capital Management, LLC. | History | No change | 78,951 | 11,554 | 1.1% | 1.1% | 15 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 77,844 | 10,500 | 0.03% | 0.03% | 16 | +4,516 | 6.16% | Q3 2026 | Nov 02, 2026 |
| PERRYMAN FINANCIAL ADVISORY INC /AD | History | Added to | 71,413 | 9,632 | 1.22% | 1.38% | 17 | +313 | 0.44% | Q3 2026 | Oct 16, 2026 |
| B. Riley Wealth Advisors, Inc. | History | Added to | 71,053 | 9,584 | 0.37% | 0.04% | 18 | +66,348 | 1410.16% | Q3 2026 | Oct 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 70,577 | 9,520 | 0.01% | 0.01% | 19 | +2,012 | 2.93% | Q3 2026 | Nov 02, 2026 |
| Chicago Partners Investment Group LLC | History | Reduced | 59,267 | 8,236 | 0.15% | 0.17% | 20 | -71 | -0.12% | Q3 2026 | Oct 26, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 52,136 | 7,631 | 0.01% | 0.01% | 21 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Sanctuary Advisors, LLC | History | No change | 45,154 | 6,608 | 0.03% | 0.03% | 22 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 46,741 | 6,304 | 0.07% | 0.08% | 23 | -345 | -0.73% | Q3 2026 | Oct 30, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 40,474 | 5,923 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 43,430 | 5,858 | 0.03% | 0.04% | 25 | -997 | -2.24% | Q3 2026 | Oct 27, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 39,903 | 5,839 | 0.06% | 0.06% | 26 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| &PARTNERS | History | No change | 39,538 | 5,749 | 0.02% | 0.02% | 27 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Western Wealth Management, LLC | History | No change | 38,903 | 5,693 | 0.19% | 0.19% | 28 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BENJAMIN EDWARDS INC | History | No change | 34,934 | 5,119 | 0.05% | 0.05% | 29 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Private Advisor Group, LLC | History | No change | 34,552 | 5,056 | 0.02% | 0.02% | 30 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Janney Montgomery Scott LLC | History | No change | 32,341 | 4,733 | 0.01% | 0.01% | 31 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 33,763 | 4,554 | 0.01% | 0.01% | 32 | +135 | 0.4% | Q3 2026 | Nov 02, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 27,423 | 4,013 | 0.05% | 0.05% | 33 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Proactive Wealth Strategies LLC | History | No change | 22,633 | 3,312 | 0.53% | 0.53% | 34 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Lakeridge Wealth Management LLC | History | No change | 21,583 | 3,158 | 1.16% | 1.16% | 35 | 0 | 0.0% | Q2 2026 | Jul 14, 2026 |
| FSM Wealth Advisors, LLC | History | Reduced | 21,820 | 2,981 | 0.31% | 0.35% | 36 | -454 | -2.04% | Q3 2026 | Oct 27, 2026 |
| Solutions 4 Wealth, Ltd | History | Added to | 21,779 | 2,937 | 3.53% | 4.09% | 37 | +123 | 0.57% | Q3 2026 | Nov 03, 2026 |
| Snowden Capital Advisors LLC | History | No change | 19,808 | 2,898 | 0.07% | 0.07% | 38 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 18,669 | 2,518 | 0.0% | 0.0% | 39 | +618 | 3.42% | Q3 2026 | Oct 30, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 16,861 | 2,467 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| FWG Holdings, LLC | History | No change | 16,658 | 2,387 | 0.83% | 0.83% | 41 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| FIFTH THIRD BANCORP | History | No change | 16,272 | 2,381 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 15,974 | 2,337 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Bedel Financial Consulting, Inc. | History | No change | 15,700 | 2,297 | 0.22% | 0.22% | 44 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| Perigon Wealth Management, LLC | History | Added to | 16,917 | 2,281 | 0.04% | 0.04% | 45 | +2 | 0.01% | Q3 2026 | Oct 22, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 16,665 | 2,277 | 0.0% | 0.0% | 46 | +78 | 0.47% | Q3 2026 | Oct 13, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 15,078 | 2,186 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Purus Wealth Management, LLC | History | Added to | 15,535 | 2,095 | 0.57% | 0.49% | 48 | +3,286 | 26.83% | Q3 2026 | Oct 15, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 14,910 | 2,011 | 0.02% | 0.02% | 49 | -84 | -0.56% | Q3 2026 | Oct 26, 2026 |
| COZAD ASSET MANAGEMENT INC | History | No change | 12,268 | 1,795 | 0.12% | 0.12% | 50 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Kaydan Wealth Management, Inc. | History | Added to | 12,186 | 1,643 | 0.56% | 0.54% | 51 | +77 | 0.64% | Q3 2026 | Oct 08, 2026 |
| CITIZENS FINANCIAL GROUP INC/RI | History | Reduced | 11,795 | 1,591 | 0.02% | 0.03% | 52 | -6,487 | -35.48% | Q3 2026 | Oct 23, 2026 |
| STEPHENS INC /AR/ | History | No change | 10,790 | 1,579 | 0.02% | 0.02% | 53 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| NewEdge Advisors, LLC | History | No change | 10,439 | 1,527 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Creative Planning | History | Reduced | 10,948 | 1,476 | 0.0% | 0.0% | 55 | -1,035 | -8.64% | Q3 2026 | Nov 02, 2026 |
| AssuredPartners Investment Advisors, LLC | History | No change | 9,568 | 1,400 | 0.14% | 0.14% | 56 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Triumph Capital Management | History | Added to | 10,267 | 1,384 | 0.24% | 0.26% | 57 | +322 | 3.24% | Q3 2026 | Oct 14, 2026 |
| Equitable Holdings, Inc. | History | No change | 9,138 | 1,337 | 0.01% | 0.01% | 58 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| J.W. COLE ADVISORS, INC. | History | No change | 9,112 | 1,333 | 0.02% | 0.02% | 59 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Keystone Financial Group | History | No change | 9,079 | 1,328 | 0.08% | 0.08% | 60 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| LVZ, Inc. | History | Added to | 9,701 | 1,308 | 0.13% | 0.14% | 61 | +436 | 4.71% | Q3 2026 | Oct 20, 2026 |
| PACIFIC SUN FINANCIAL CORP | History | No change | 8,544 | 1,250 | 0.52% | 0.52% | 62 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| PARK NATIONAL CORP /OH/ | History | Reduced | 9,224 | 1,244 | 0.03% | 0.04% | 63 | -875 | -8.66% | Q3 2026 | Oct 05, 2026 |
| DHJJ Financial Advisors, Ltd. | History | Reduced | 9,005 | 1,214 | 0.35% | 0.44% | 64 | -1,508 | -14.34% | Q3 2026 | Oct 23, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 8,074 | 1,181 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Sterling Investment Advisors, Ltd. | History | Reduced | 8,385 | 1,131 | 0.19% | 0.21% | 66 | -60 | -0.71% | Q3 2026 | Oct 27, 2026 |
| Keystone Wealth Services, LLC | History | Reduced | 7,943 | 1,079 | 0.19% | 0.22% | 67 | -180 | -2.22% | Q3 2026 | Nov 03, 2026 |
| XML Financial, LLC | History | Added to | 7,836 | 1,057 | 0.08% | 0.02% | 68 | +5,843 | 293.18% | Q3 2026 | Oct 29, 2026 |
| FMR LLC | History | No change | 7,178 | 1,050 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| GTS SECURITIES LLC | History | No change | 6,667 | 975 | 0.02% | 0.02% | 70 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| United Advisor Group, LLC | History | Added to | 7,173 | 967 | 0.09% | 0.11% | 71 | +9 | 0.13% | Q3 2026 | Nov 02, 2026 |
| Southland Equity Partners LLC | History | Reduced | 6,666 | 899 | 0.15% | 0.17% | 72 | -162 | -2.37% | Q3 2026 | Oct 14, 2026 |
| Catalyst Investment Management LLC | History | Reduced | 6,649 | 896 | 0.79% | 0.88% | 73 | -19 | -0.28% | Q3 2026 | Oct 21, 2026 |
| BELLEVUE ASSET MANAGEMENT, LLC | History | No change | 6,029 | 882 | 0.41% | 0.41% | 74 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Rathbones Group PLC | History | No change | 5,434 | 795 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 5,383 | 787 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Bensler, LLC | History | No change | 5,361 | 784 | 0.07% | 0.07% | 77 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| FLOW TRADERS U.S. LLC | History | No change | 4,778 | 699 | 0.03% | 0.03% | 78 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| IHT Wealth Management, LLC | History | No change | 4,574 | 669 | 0.01% | 0.01% | 79 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| US BANCORP \DE\ | History | No change | 4,511 | 660 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Three Seasons Wealth, LLC | History | No change | 4,736 | 638 | 0.06% | 0.06% | 81 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| Higgins & Schmidt Wealth Strategies LLC | History | Reduced | 4,433 | 598 | 0.24% | 0.27% | 82 | -60 | -1.34% | Q3 2026 | Oct 26, 2026 |
| RiverTree Advisors, LLC | History | New | 4,007 | 540 | 0.32% | — | 83 | +4,007 | New | Q3 2026 | Oct 13, 2026 |
| Moors & Cabot, Inc. | History | No change | 3,583 | 524 | 0.02% | 0.02% | 84 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Belpointe Asset Management LLC | History | No change | 3,407 | 498 | 0.02% | 0.02% | 85 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Mariner, LLC | History | No change | 3,241 | 474 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | No change | 3,230 | 473 | 0.01% | 0.01% | 87 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Geneos Wealth Management Inc. | History | No change | 3,191 | 467 | 0.01% | 0.01% | 88 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| KPP Advisory Services LLC | History | No change | 3,463 | 467 | 0.08% | 0.06% | 89 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| Hilton Head Capital Partners, LLC | History | Reduced | 3,357 | 452 | 0.24% | 0.25% | 90 | -39 | -1.15% | Q3 2026 | Oct 23, 2026 |
| Sigma Planning Corp | History | Reduced | 3,338 | 450 | 0.01% | 0.01% | 91 | -352 | -9.54% | Q3 2026 | Oct 23, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 3,300 | 445 | 0.0% | 0.0% | 92 | -86 | -2.54% | Q3 2026 | Oct 08, 2026 |
| Element Wealth, LLC | History | No change | 3,011 | 440 | 0.16% | 0.16% | 93 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| National Wealth Management Group, LLC | History | Reduced | 3,194 | 430 | 0.12% | 0.15% | 94 | -39 | -1.21% | Q3 2026 | Oct 26, 2026 |
| Morey & Quinn Wealth Partners, LLC | History | No change | 3,120 | 420 | 0.27% | 0.29% | 95 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | No change | 2,859 | 418 | 0.02% | 0.02% | 96 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| TCFG Investment Advisors, LLC | History | Reduced | 3,022 | 407 | 0.14% | 0.17% | 97 | -360 | -10.64% | Q3 2026 | Oct 20, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | No change | 2,900 | 391 | 0.05% | 0.05% | 98 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| Cresset Asset Management, LLC | History | No change | 2,653 | 388 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cerity Partners LLC | History | No change | 2,636 | 385 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Park Edge Advisors, LLC | History | Reduced | 2,812 | 379 | 0.08% | 0.09% | 101 | -77 | -2.67% | Q3 2026 | Oct 28, 2026 |
| PRIVATE TRUST CO NA | History | Added to | 2,788 | 376 | 0.03% | 0.03% | 102 | +34 | 1.23% | Q3 2026 | Oct 20, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 2,540 | 371 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Quantum Private Wealth, LLC | History | No change | 2,741 | 369 | 0.09% | 0.1% | 104 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| CONDOR CAPITAL MANAGEMENT | History | No change | 2,458 | 359 | 0.03% | 0.03% | 105 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| FIRST TRUST ADVISORS LP | History | No change | 2,428 | 355 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Waverly Advisors, LLC | History | No change | 2,417 | 353 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 2,389 | 349 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| Apollon Wealth Management, LLC | History | No change | 2,571 | 346 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| HighPoint Advisor Group LLC | History | No change | 2,326 | 340 | 0.01% | 0.01% | 110 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| TRUEFG, LLC | History | Added to | 2,482 | 334 | 0.08% | 0.06% | 111 | +621 | 33.37% | Q3 2026 | Oct 14, 2026 |
| Empirical Asset Management, LLC | History | No change | 2,266 | 331 | 0.07% | 0.07% | 112 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| CRUX WEALTH ADVISORS | History | No change | 2,268 | 331 | 0.11% | 0.11% | 113 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Pinnacle Financial Partners, Inc. | History | No change | 2,255 | 330 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cedrus Wealth Group LLC | History | No change | 2,249 | 329 | 0.29% | 0.29% | 115 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| Rubicon Advisors, GP | History | Added to | 2,378 | 320 | 0.22% | 0.25% | 116 | +7 | 0.3% | Q3 2026 | Oct 23, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 2,294 | 309 | 0.01% | 0.01% | 117 | +24 | 1.06% | Q3 2026 | Oct 22, 2026 |
| MAI Capital Management | History | No change | 2,095 | 306 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Kingsview Wealth Management, LLC | History | No change | 2,078 | 304 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| FAS Wealth Partners, Inc. | History | No change | 2,026 | 296 | 0.02% | 0.02% | 120 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| Intrua Financial, LLC | History | No change | 2,172 | 292 | 0.03% | 0.03% | 121 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| WESTWOOD HOLDINGS GROUP INC | History | No change | 1,977 | 289 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Ameritas Advisory Services, LLC | History | No change | 1,949 | 285 | 0.01% | 0.01% | 123 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | Reduced | 2,104 | 283 | 0.01% | 0.01% | 124 | -48 | -2.23% | Q3 2026 | Oct 23, 2026 |
| Cornerstone Financial Group, LLC /NE/ | History | No change | 1,921 | 281 | 0.17% | 0.17% | 125 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Independent Wealth Network Inc. | History | Added to | 2,082 | 280 | 0.07% | 0.07% | 126 | +309 | 17.43% | Q3 2026 | Oct 19, 2026 |
| CENTAURUS FINANCIAL, INC. | History | No change | 1,901 | 278 | 0.01% | 0.01% | 127 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | No change | 1,882 | 275 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q2 2026 | Aug 19, 2026 |
| CAHILL FINANCIAL ADVISORS INC | History | No change | 1,885 | 275 | 0.03% | 0.03% | 129 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Boyce & Associates Wealth Consulting, Inc. | History | Added to | 2,036 | 274 | 0.17% | 0.16% | 130 | +411 | 25.29% | Q3 2026 | Oct 13, 2026 |
| Krilogy Financial LLC | History | Reduced | 1,978 | 270 | 0.01% | 0.01% | 131 | -433 | -17.96% | Q3 2026 | Oct 13, 2026 |
| RM Financial Services, LLC | History | No change | 2,000 | 269 | 0.2% | 0.22% | 132 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Added to | 1,991 | 268 | 0.0% | 0.0% | 133 | +170 | 9.34% | Q3 2026 | Oct 13, 2026 |
| BKM Wealth Management, LLC | History | New | 1,969 | 265 | 0.09% | — | 134 | +1,969 | New | Q3 2026 | Oct 22, 2026 |
| StoneX Group Inc. | History | Added to | 1,905 | 260 | 0.01% | 0.01% | 135 | +392 | 25.91% | Q3 2026 | Nov 03, 2026 |
| Vestmark Advisory Solutions, Inc. | History | No change | 1,780 | 260 | 0.0% | 0.0% | 136 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ELEVATION POINT WEALTH PARTNERS, LLC | History | No change | 1,780 | 260 | 0.0% | 0.0% | 137 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Richmond Investment Services, LLC | History | Added to | 1,910 | 257 | 0.08% | 0.09% | 138 | +1 | 0.05% | Q3 2026 | Oct 29, 2026 |
| AE Wealth Management LLC | History | No change | 1,750 | 256 | 0.0% | 0.0% | 139 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| HM PAYSON & CO | History | No change | 1,737 | 254 | 0.0% | 0.0% | 140 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| Crescent Grove Advisors, LLC | History | New | 1,867 | 251 | 0.02% | — | 141 | +1,867 | New | Q3 2026 | Oct 21, 2026 |
| M3 Advisory Group, LLC | History | No change | 1,698 | 248 | 0.13% | 0.13% | 142 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| AMERIFLEX GROUP, INC. | History | No change | 1,697 | 248 | 0.1% | 0.1% | 143 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| TITLEIST ASSET MANAGEMENT, LLC | History | Reduced | 1,799 | 242 | 0.02% | 0.02% | 145 | -219 | -10.85% | Q3 2026 | Oct 08, 2026 |
| Allworth Financial LP | History | No change | 1,658 | 242 | 0.0% | 0.0% | 144 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Farrell Financial LLC | History | Added to | 1,788 | 241 | 0.13% | 0.14% | 146 | +2 | 0.11% | Q3 2026 | Oct 15, 2026 |
| Aspen Capital Management, LLC | History | No change | 1,648 | 241 | 0.05% | 0.05% | 147 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Trueblood Wealth Management, LLC | History | Added to | 1,777 | 239 | 0.08% | 0.09% | 148 | +5 | 0.28% | Q3 2026 | Oct 23, 2026 |
| BFC Planning, Inc. | History | No change | 1,637 | 239 | 0.01% | 0.01% | 149 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| American Institute for Advanced Investment Management, LLP | History | No change | 1,755 | 236 | 0.14% | 0.15% | 150 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | No change | 1,678 | 226 | 0.02% | 0.02% | 151 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| CITADEL ADVISORS LLC | History | No change | 1,500 | 219 | 0.0% | 0.0% | 152 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| STRATEGY ASSET MANAGERS LLC | History | No change | 1,608 | 216 | 0.03% | 0.04% | 153 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| ZWJ INVESTMENT COUNSEL INC | History | No change | 1,576 | 212 | 0.01% | 0.01% | 154 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| NICOLET BANKSHARES INC | History | No change | 1,471 | 212 | 0.01% | 0.01% | 155 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | History | Added to | 1,520 | 205 | 0.0% | 0.0% | 156 | +3 | 0.2% | Q3 2026 | Oct 13, 2026 |
| GAMMA Investing LLC | History | Added to | 1,471 | 198 | 0.01% | 0.01% | 157 | +176 | 13.59% | Q3 2026 | Oct 08, 2026 |
| JPMORGAN CHASE & CO | History | No change | 1,337 | 194 | 0.0% | 0.0% | 158 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| WHITTIER TRUST CO OF NEVADA INC | History | No change | 1,324 | 189 | 0.0% | 0.0% | 159 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| IFP Advisors, Inc | History | Added to | 1,198 | 161 | 0.0% | 0.0% | 160 | +20 | 1.7% | Q3 2026 | Oct 16, 2026 |
| Arax Advisory Partners | History | No change | 1,064 | 155 | 0.0% | 0.0% | 161 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| ASSETMARK, INC | History | Reduced | 1,058 | 142 | 0.0% | 0.0% | 162 | -59 | -5.28% | Q3 2026 | Oct 21, 2026 |
| COMPASS FINANCIAL MANAGEMENT LLC | History | Added to | 1,027 | 138 | 0.01% | 0.02% | 163 | +2 | 0.2% | Q3 2026 | Oct 30, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | No change | 912 | 133 | 0.0% | 0.0% | 164 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Larson Financial Group LLC | History | No change | 913 | 133 | 0.0% | 0.0% | 165 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Tidemark, LLC | History | No change | 889 | 130 | 0.03% | 0.03% | 166 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Private Wealth Asset Management, LLC | History | No change | 854 | 124 | 0.01% | 0.01% | 167 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| MidFirst Bank | History | No change | 732 | 107 | 0.01% | 0.01% | 168 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Parallel Advisors, LLC | History | Reduced | 745 | 100 | 0.0% | 0.0% | 169 | -237 | -24.13% | Q3 2026 | Nov 03, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 680 | 99 | 0.0% | 0.0% | 170 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | History | No change | 676 | 98 | 0.04% | 0.04% | 171 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | History | Reduced | 721 | 97 | 0.16% | 0.09% | 172 | -982 | -57.66% | Q3 2026 | Oct 14, 2026 |
| CITY HOLDING CO | History | No change | 725 | 97 | 0.01% | 0.01% | 173 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| LANARK FINANCIAL, INC. | History | Reduced | 658 | 88 | 0.01% | 0.01% | 174 | -814 | -55.3% | Q3 2026 | Oct 26, 2026 |
| Global Retirement Partners, LLC | History | No change | 577 | 84 | 0.0% | 0.0% | 175 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| MARSHALL INVESTMENT MANAGEMENT, LLC | History | No change | 542 | 79 | 0.03% | 0.03% | 176 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| IFG Advisory, LLC | History | No change | 415 | 60 | 0.0% | 0.0% | 177 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 387 | 56 | 0.0% | 0.0% | 178 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| TRUST CO OF VERMONT | History | New | 400 | 53 | 0.0% | — | 179 | +400 | New | Q3 2026 | Oct 21, 2026 |
| FIDUCIARY FINANCIAL ADVISORS | History | No change | 340 | 49 | 0.0% | 0.0% | 180 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BankPlus Trust Department | History | No change | 290 | 42 | 0.01% | 0.01% | 181 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Golden State Wealth Management, LLC | History | Added to | 305 | 41 | 0.0% | 0.0% | 182 | +1 | 0.33% | Q3 2026 | Nov 02, 2026 |
| Anchor Investment Management, LLC | History | No change | 273 | 39 | 0.0% | 0.0% | 183 | 0 | 0.0% | Q2 2026 | Sep 15, 2026 |
| Key FInancial Inc | History | No change | 289 | 38 | 0.01% | 0.01% | 184 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| ALERUS FINANCIAL NA | History | No change | 258 | 37 | 0.0% | 0.0% | 185 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Russell Investments Group, Ltd. | History | No change | 238 | 34 | 0.0% | 0.0% | 186 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| MTM Investment Management, LLC | History | No change | 243 | 32 | 0.01% | 0.01% | 187 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| Ascentis Independent Advisors | History | No change | 242 | 32 | 0.0% | 0.09% | 188 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| MATHER GROUP, LLC. | History | No change | 199 | 26 | 0.0% | 0.0% | 189 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| FINANCIAL CONSULATE, INC | History | No change | 185 | 24 | 0.0% | 0.0% | 190 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. | History | No change | 162 | 23 | 0.0% | 0.0% | 191 | 0 | 0.0% | Q2 2026 | Oct 30, 2026 |
| Nova Financial LLC | History | New | 170 | 22 | 0.01% | — | 192 | +170 | New | Q3 2026 | Nov 04, 2026 |
| MCDONALD PARTNERS LLC | History | No change | 150 | 20 | 0.0% | 0.01% | 193 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| Transamerica Financial Advisors, LLC | History | No change | 135 | 19 | 0.0% | 0.0% | 194 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CoreCap Advisors, LLC | History | No change | 136 | 18 | 0.0% | 0.0% | 195 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| Trifecta Capital Advisors, LLC | History | No change | 134 | 18 | 0.0% | 0.0% | 196 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| Financial Perspectives, Inc | History | No change | 130 | 17 | 0.0% | 0.0% | 197 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| Investors Portfolio Services LLC | History | No change | 120 | 17 | 0.01% | 0.01% | 198 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Smartleaf Asset Management LLC | History | No change | 101 | 14 | 0.0% | 0.0% | 199 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Kozak & Associates, Inc. | History | No change | 95 | 13 | 0.0% | 0.0% | 200 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| Pinnacle Bancorp, Inc. | History | No change | 90 | 12 | 0.0% | 0.0% | 201 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| Salomon & Ludwin, LLC | History | No change | 90 | 12 | 0.0% | 0.0% | 202 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | No change | 75 | 11 | 0.0% | 0.0% | 203 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SJS Investment Consulting Inc. | History | No change | 87 | 11 | 0.0% | 0.0% | 204 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| Quest 10 Wealth Builders, Inc. | History | No change | 75 | 10 | 0.01% | 0.01% | 205 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| Luminist Capital LLC | History | No change | 53 | 7 | 0.01% | 0.01% | 206 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Nemes Rush Group LLC | History | No change | 41 | 5 | 0.0% | 0.0% | 207 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Continuum Advisory, LLC | History | No change | 32 | 4 | 0.0% | 0.0% | 208 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Paladin Advisory Group, LLC | History | No change | 31 | 4 | 0.0% | 0.0% | 209 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Kingdom Financial Group LLC. | History | No change | 15 | 2 | 0.0% | 0.0% | 210 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| MCGUIRE CAPITAL ADVISORS INC | History | No change | 18 | 2 | 0.0% | 0.0% | 211 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 12 | 1 | 0.0% | 0.0% | 212 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| WORLD EQUITY GROUP, INC. | History | Closed out | 0 | 0 | — | 0.14% | — | -4,334 | -100.0% | Q3 2026 | Oct 14, 2026 |
| Boston Standard Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -1,400 | -100.0% | Q3 2026 | Oct 07, 2026 |
| Sound Income Strategies, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,385 | -100.0% | Q3 2026 | Oct 09, 2026 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -742 | -100.0% | Q3 2026 | Nov 04, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | Closed out | 0 | 0 | — | 0.02% | — | -237 | -100.0% | Q3 2026 | Oct 28, 2026 |
| Decker Retirement Planning Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -106 | -100.0% | Q3 2026 | Oct 19, 2026 |
| HHM Wealth Advisors, LLC | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |