FIRST TRUST EXCHANGE-TRADED FUND III - FPEI
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 4 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 18,537,923 | 359,450 | 0.02% | 0.02% | 1 | +1,976,898 | 11.94% | Q4 2025 | Feb 13, 2026 |
| UBS Group AG | History | Added to | 9,002,698 | 174,562 | 0.03% | 0.03% | 2 | +175,526 | 1.99% | Q4 2025 | Jan 29, 2026 |
| ROYAL BANK OF CANADA | History | New | 5,023,950 | 97,415 | 0.02% | — | 3 | +5,023,950 | New | Q4 2025 | Feb 17, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 4,652,527 | 90,212 | 0.01% | 0.01% | 4 | +107,568 | 2.37% | Q4 2025 | Feb 17, 2026 |
| LPL Financial LLC | History | Added to | 4,355,471 | 84,452 | 0.02% | 0.02% | 5 | +85,475 | 2.0% | Q4 2025 | Feb 11, 2026 |
| NewEdge Advisors, LLC | History | Added to | 2,521,541 | 48,892 | 0.18% | 0.22% | 6 | +42,608 | 1.72% | Q4 2025 | Feb 18, 2026 |
| SMITH CHAS P & ASSOCIATES PA CPAS | History | Added to | 2,380,461 | 46,157 | 2.43% | 2.33% | 7 | +989,787 | 71.17% | Q4 2025 | Feb 09, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 1,907,132 | 36,979 | 0.01% | 0.01% | 8 | +100,749 | 5.58% | Q4 2025 | Feb 10, 2026 |
| Merit Financial Group, LLC | History | Added to | 1,852,841 | 35,926 | 0.29% | 0.29% | 9 | +199,054 | 12.04% | Q4 2025 | Jan 26, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 1,837,872 | 35,636 | 0.01% | 0.01% | 10 | +190,427 | 11.56% | Q4 2025 | Feb 18, 2026 |
| Montis Financial, LLC | History | Added to | 1,735,426 | 33,649 | 6.65% | 7.0% | 11 | +166,845 | 10.64% | Q4 2025 | Feb 11, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 1,357,577 | 26,323 | 0.04% | 0.03% | 12 | +43,775 | 3.33% | Q4 2025 | Feb 02, 2026 |
| FUKOKU MUTUAL LIFE INSURANCE CO | History | No change | 1,259,000 | 24,412 | 1.6% | 1.5% | 13 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Legacy Edge Advisors, LLC | History | New | 1,123,229 | 21,779 | 2.38% | — | 14 | +1,123,229 | New | Q4 2025 | Feb 02, 2026 |
| Annex Advisory Services, LLC | History | Added to | 972,278 | 18,852 | 0.36% | 0.37% | 15 | +68,734 | 7.61% | Q4 2025 | Jan 26, 2026 |
| CITIZENS FINANCIAL GROUP INC/RI | History | Reduced | 968,524 | 18,779 | 0.25% | 0.26% | 16 | -688 | -0.07% | Q4 2025 | Jan 30, 2026 |
| Cetera Investment Advisers | History | Added to | 732,076 | 14,194 | 0.02% | 0.02% | 17 | +51,807 | 7.62% | Q4 2025 | Feb 17, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 654,521 | 12,691 | 0.02% | 0.02% | 18 | +6,432 | 0.99% | Q4 2025 | Feb 17, 2026 |
| Essex LLC | History | Reduced | 642,258 | 12,453 | 2.21% | 2.38% | 19 | -35,828 | -5.28% | Q4 2025 | Jan 20, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 617,650 | 11,976 | 0.02% | 0.02% | 20 | -169,714 | -21.55% | Q4 2025 | Feb 13, 2026 |
| INTEGRAL INVESTMENT ADVISORS, INC. | History | Added to | 602,697 | 11,686 | 2.9% | 3.06% | 21 | +14,666 | 2.49% | Q4 2025 | Feb 06, 2026 |
| ADAMSBROWN WEALTH CONSULTANTS LLC | History | Added to | 445,203 | 8,632 | 2.4% | 2.33% | 22 | +8,773 | 2.01% | Q4 2025 | Jan 13, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 439,895 | 8,529 | 0.0% | 0.0% | 23 | +72,107 | 19.61% | Q4 2025 | Feb 11, 2026 |
| Key FInancial Inc | History | Reduced | 398,873 | 7,734 | 1.41% | 1.5% | 24 | -22,027 | -5.23% | Q4 2025 | Feb 09, 2026 |
| HighTower Advisors, LLC | History | Added to | 385,957 | 7,483 | 0.01% | 0.01% | 25 | +153,016 | 65.69% | Q4 2025 | Feb 06, 2026 |
| Westview Management dba Westview Investment Advisors | History | New | 385,775 | 7,480 | 3.56% | — | 26 | +385,775 | New | Q4 2025 | Jan 09, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 382,369 | 7,414 | 0.01% | 0.01% | 27 | +54,184 | 16.51% | Q4 2025 | Feb 12, 2026 |
| Ocean Park Asset Management, LLC | History | No change | 355,500 | 6,893 | 0.32% | 0.28% | 28 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| Kingsview Wealth Management, LLC | History | Added to | 355,279 | 6,888 | 0.1% | 0.1% | 29 | +31,697 | 9.8% | Q4 2025 | Feb 09, 2026 |
| Elevated Capital Advisors, LLC | History | Reduced | 353,914 | 6,862 | 1.6% | 1.72% | 30 | -4,504 | -1.26% | Q4 2025 | Jan 27, 2026 |
| Geneos Wealth Management Inc. | History | Reduced | 339,397 | 6,580 | 0.16% | 0.17% | 31 | -718 | -0.21% | Q4 2025 | Jan 28, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 335,389 | 6,503 | 0.01% | 0.01% | 32 | -22,129 | -6.19% | Q4 2025 | Feb 13, 2026 |
| Prospera Financial Services Inc | History | Reduced | 276,492 | 5,361 | 0.09% | 0.09% | 33 | -4,142 | -1.48% | Q4 2025 | Feb 09, 2026 |
| VISTA INVESTMENT MANAGEMENT | History | Added to | 274,762 | 5,327 | 1.76% | 1.81% | 34 | +6,756 | 2.52% | Q4 2025 | Feb 17, 2026 |
| CWM, LLC | History | Added to | 243,819 | 4,728 | 0.01% | 0.01% | 35 | +4,716 | 1.97% | Q4 2025 | Jan 26, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 235,810 | 4,572 | 0.01% | 0.01% | 36 | +37,726 | 19.05% | Q4 2025 | Mar 16, 2026 |
| Private Advisor Group, LLC | History | Added to | 222,966 | 4,323 | 0.02% | 0.02% | 37 | +32,660 | 17.16% | Q4 2025 | Feb 17, 2026 |
| McAdam, LLC | History | Added to | 219,214 | 4,250 | 0.19% | 0.15% | 38 | +56,630 | 34.83% | Q4 2025 | Feb 13, 2026 |
| Synergy Investment Management, LLC | History | Added to | 197,956 | 3,838 | 1.36% | 1.45% | 39 | +2,273 | 1.16% | Q4 2025 | Feb 06, 2026 |
| FIRST TRUST ADVISORS LP | History | Added to | 189,278 | 3,670 | 0.0% | 0.0% | 40 | +15,842 | 9.13% | Q4 2025 | Feb 13, 2026 |
| Synergy Asset Management, LLC | History | Reduced | 177,348 | 3,438 | 0.36% | 0.28% | 41 | -227,332 | -56.18% | Q4 2025 | Jan 13, 2026 |
| VICTORY FINANCIAL GROUP, LLC | History | Added to | 173,351 | 3,361 | 0.42% | 0.44% | 42 | +8,129 | 4.92% | Q4 2025 | Jan 15, 2026 |
| Collaborative Wealth Managment Inc. | History | Added to | 165,370 | 3,206 | 1.13% | 0.7% | 43 | +75,784 | 84.59% | Q4 2025 | Feb 09, 2026 |
| MARSHALL INVESTMENT MANAGEMENT, LLC | History | Added to | 143,914 | 2,790 | 1.4% | 1.43% | 44 | +3,963 | 2.83% | Q4 2025 | Feb 09, 2026 |
| WELCH & FORBES LLC | History | Reduced | 143,860 | 2,789 | 0.03% | 0.03% | 45 | -1,996 | -1.37% | Q4 2025 | Feb 10, 2026 |
| Clark Capital Management Group, Inc. | History | Added to | 141,743 | 2,748 | 0.02% | 0.02% | 46 | +4,151 | 3.02% | Q4 2025 | Feb 17, 2026 |
| 1776 Wealth LLC | History | Added to | 125,160 | 2,426 | 0.91% | 0.93% | 47 | +588 | 0.47% | Q4 2025 | Feb 11, 2026 |
| Veridan Wealth LLC | History | Added to | 124,283 | 2,409 | 0.81% | 0.81% | 48 | +2,471 | 2.03% | Q4 2025 | Feb 13, 2026 |
| Focus Partners Wealth | History | Reduced | 120,430 | 2,335 | 0.0% | 0.0% | 49 | -18,866 | -13.54% | Q4 2025 | Feb 13, 2026 |
| WINEBRENNER CAPITAL MANAGEMENT LLC | History | Reduced | 118,516 | 2,298 | 1.53% | 1.67% | 50 | -1,731 | -1.44% | Q4 2025 | Jan 07, 2026 |
| PARK NATIONAL CORP /OH/ | History | Added to | 114,940 | 2,228 | 0.07% | 0.06% | 51 | +23,295 | 25.42% | Q4 2025 | Jan 05, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Added to | 113,137 | 2,193 | 0.12% | 0.11% | 52 | +17,775 | 18.64% | Q4 2025 | Jan 26, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 112,281 | 2,177 | 0.06% | 0.08% | 53 | -17,082 | -13.2% | Q4 2025 | Feb 12, 2026 |
| FLYNN ZITO CAPITAL MANAGEMENT, LLC | History | Added to | 112,043 | 2,172 | 0.78% | 0.77% | 54 | +4,349 | 4.04% | Q4 2025 | Feb 06, 2026 |
| TrueWealth Financial Partners | History | New | 111,376 | 2,159 | 1.78% | — | 55 | +111,376 | New | Q4 2025 | Feb 05, 2026 |
| TRUE BLUE FINANCIAL, LLC | History | New | 111,376 | 2,159 | 1.78% | — | 56 | +111,376 | New | Q4 2025 | Feb 05, 2026 |
| BEACON FINANCIAL GROUP | History | New | 111,119 | 2,154 | 0.21% | — | 57 | +111,119 | New | Q4 2025 | Apr 01, 2026 |
| Keebeck Wealth Management | History | No change | 109,750 | 2,128 | 0.25% | 0.25% | 58 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 106,733 | 2,070 | 0.0% | 0.0% | 59 | +7,564 | 7.63% | Q4 2025 | Feb 11, 2026 |
| StoneCrest Wealth Management, Inc. | History | New | 105,883 | 2,053 | 0.83% | — | 60 | +105,883 | New | Q4 2025 | Jan 16, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 105,195 | 2,040 | 0.01% | 0.0% | 61 | +33,814 | 47.37% | Q4 2025 | Feb 05, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 100,072 | 1,940 | 0.0% | 0.0% | 62 | +9,477 | 10.46% | Q4 2025 | Feb 10, 2026 |
| Visionary Wealth Advisors | History | Reduced | 96,793 | 1,876 | 0.08% | 0.09% | 63 | -6,479 | -6.27% | Q4 2025 | Feb 13, 2026 |
| J.W. COLE ADVISORS, INC. | History | Reduced | 171,659 | 1,833 | 0.04% | 0.06% | 64 | -2,408 | -1.38% | Q4 2025 | Feb 11, 2026 |
| Ashton Thomas Private Wealth, LLC | History | Added to | 92,330 | 1,790 | 0.04% | 0.04% | 65 | +3,739 | 4.22% | Q4 2025 | Jan 29, 2026 |
| COMERICA BANK | History | Reduced | 90,615 | 1,757 | 0.01% | 0.01% | 66 | -26,453 | -22.6% | Q4 2025 | Jan 29, 2026 |
| Composition Wealth, LLC | History | Reduced | 89,613 | 1,737 | 0.02% | 0.03% | 67 | -21,568 | -19.4% | Q4 2025 | Feb 02, 2026 |
| Beacon Financial Advisory LLC | History | Added to | 87,462 | 1,695 | 0.39% | 0.31% | 68 | +17,623 | 25.23% | Q4 2025 | Feb 17, 2026 |
| NBC SECURITIES, INC. | History | Added to | 85,090 | 1,649 | 0.12% | 0.12% | 69 | +5,572 | 7.01% | Q4 2025 | Jan 29, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 83,245 | 1,614 | 0.02% | 0.02% | 70 | +6,787 | 8.88% | Q4 2025 | Feb 12, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 80,618 | 1,563 | 0.01% | 0.01% | 71 | +1,615 | 2.04% | Q4 2025 | Feb 12, 2026 |
| Lakeridge Wealth Management LLC | History | Reduced | 78,683 | 1,525 | 0.69% | 0.69% | 72 | -2,017 | -2.5% | Q4 2025 | Jan 07, 2026 |
| Merkkuri Wealth Advisors LLC | History | New | 78,066 | 1,513 | 1.03% | — | 73 | +78,066 | New | Q4 2025 | Jan 29, 2026 |
| Walker Asset Management, LLC | History | Reduced | 76,562 | 1,484 | 0.8% | 0.85% | 74 | -2,159 | -2.74% | Q4 2025 | Jan 16, 2026 |
| Jaffetilchin Investment Partners, LLC | History | Added to | 72,935 | 1,414 | 0.08% | 0.08% | 75 | +7,992 | 12.31% | Q4 2025 | Jan 15, 2026 |
| INTEGRITY ALLIANCE, LLC. | History | Added to | 72,611 | 1,407 | 0.05% | 0.06% | 76 | +5,394 | 8.02% | Q4 2025 | Feb 09, 2026 |
| FWL INVESTMENT MANAGEMENT, LLC | History | Reduced | 71,095 | 1,378 | 0.33% | 0.37% | 77 | -2,075 | -2.84% | Q4 2025 | Feb 17, 2026 |
| SUTTON PLACE INVESTORS LLC | History | Added to | 68,595 | 1,330 | 0.73% | 0.75% | 78 | +806 | 1.19% | Q4 2025 | Jan 21, 2026 |
| QP WEALTH MANAGEMENT, LLC | History | New | 65,182 | 1,263 | 1.11% | — | 79 | +65,182 | New | Q4 2025 | Jan 07, 2026 |
| Sigma Planning Corp | History | Reduced | 65,090 | 1,262 | 0.03% | 0.04% | 80 | -538 | -0.82% | Q4 2025 | Jan 30, 2026 |
| Platform Technology Partners | History | Added to | 64,525 | 1,251 | 0.27% | 0.26% | 81 | +7,994 | 14.14% | Q4 2025 | Feb 13, 2026 |
| ROMAN BUTLER FULLERTON & CO | History | New | 62,992 | 1,222 | 0.32% | — | 82 | +62,992 | New | Q4 2025 | Jan 26, 2026 |
| Princeton Global Asset Management LLC | History | Reduced | 62,994 | 1,221 | 0.2% | 0.21% | 83 | -2,197 | -3.37% | Q4 2025 | Jan 20, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 62,695 | 1,215 | 0.01% | 0.01% | 84 | -21,232 | -25.3% | Q4 2025 | Feb 13, 2026 |
| Snowden Capital Advisors LLC | History | Added to | 61,072 | 1,184 | 0.03% | 0.03% | 85 | +5,071 | 9.06% | Q4 2025 | Feb 17, 2026 |
| Integrated Advisors Network LLC | History | Added to | 60,405 | 1,171 | 0.05% | 0.05% | 86 | +3,140 | 5.48% | Q4 2025 | Feb 17, 2026 |
| TRUSTMARK BANK TRUST DEPARTMENT | History | No change | 60,228 | 1,167 | 0.07% | 0.08% | 87 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | History | Reduced | 59,701 | 1,157 | 0.02% | 0.03% | 88 | -5,593 | -8.57% | Q4 2025 | Jan 16, 2026 |
| SHELTON WEALTH MANAGEMENT, LLC | History | Reduced | 56,483 | 1,095 | 0.47% | 0.5% | 89 | -131 | -0.23% | Q4 2025 | Jan 26, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Added to | 53,901 | 1,045 | 0.07% | 0.08% | 90 | +676 | 1.27% | Q4 2025 | Jan 15, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 53,641 | 1,040 | 0.01% | 0.01% | 91 | +420 | 0.79% | Q4 2025 | Jan 29, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Added to | 52,384 | 1,015 | 0.0% | 0.0% | 92 | +2,402 | 4.81% | Q4 2025 | Feb 06, 2026 |
| United Capital Management of KS, Inc. | History | Added to | 52,265 | 1,013 | 0.14% | 0.13% | 93 | +1,373 | 2.7% | Q4 2025 | Feb 17, 2026 |
| Ritter Daniher Financial Advisory LLC / DE | History | Added to | 52,196 | 1,012 | 0.17% | 0.17% | 94 | +3,544 | 7.28% | Q4 2025 | Feb 10, 2026 |
| Western Wealth Management, LLC | History | Reduced | 51,310 | 994 | 0.05% | 0.05% | 95 | -780 | -1.5% | Q4 2025 | Feb 05, 2026 |
| Magnus Financial Group LLC | History | Reduced | 50,924 | 987 | 0.08% | 0.08% | 96 | -261 | -0.51% | Q4 2025 | Jan 07, 2026 |
| PARK AVENUE SECURITIES LLC | History | Added to | 50,710 | 983 | 0.01% | 0.01% | 97 | +2,096 | 4.31% | Q4 2025 | Jan 05, 2026 |
| ELEVATION WEALTH PARTNERS, LLC | History | Reduced | 48,560 | 941 | 0.33% | 1.14% | 98 | -115,568 | -70.41% | Q4 2025 | Jan 09, 2026 |
| StoneX Group Inc. | History | Reduced | 47,800 | 926 | 0.04% | 0.04% | 99 | -1,245 | -2.54% | Q4 2025 | Feb 12, 2026 |
| TWIN PEAKS WEALTH ADVISORS, LLC | History | Reduced | 44,535 | 868 | 0.25% | 0.32% | 100 | -4,233 | -8.68% | Q4 2025 | Feb 10, 2026 |
| Plotkin Financial Advisors, LLC | History | Added to | 44,601 | 864 | 0.42% | 0.36% | 101 | +7,226 | 19.33% | Q4 2025 | Feb 19, 2026 |
| Investment Partners Asset Management, Inc. | History | New | 43,659 | 846 | 0.53% | — | 102 | +43,659 | New | Q4 2025 | Jan 15, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 43,550 | 844 | 0.0% | 0.0% | 103 | +5,959 | 15.85% | Q4 2025 | Feb 13, 2026 |
| WINNOW WEALTH LLC | History | Reduced | 41,376 | 827 | 0.61% | 0.65% | 104 | -32 | -0.08% | Q4 2025 | Feb 11, 2026 |
| Wealthcare Advisory Partners LLC | History | Added to | 41,964 | 813 | 0.02% | 0.02% | 105 | +1,202 | 2.95% | Q4 2025 | Jan 14, 2026 |
| Equitable Holdings, Inc. | History | Reduced | 39,919 | 774 | 0.01% | 0.01% | 106 | -238 | -0.59% | Q4 2025 | Feb 17, 2026 |
| Stratos Wealth Partners, LTD. | History | Added to | 38,509 | 746 | 0.01% | 0.01% | 107 | +7,457 | 24.01% | Q4 2025 | Jan 20, 2026 |
| Vestmark Advisory Solutions, Inc. | History | Added to | 38,113 | 739 | 0.01% | 0.01% | 108 | +2,183 | 6.08% | Q4 2025 | Feb 06, 2026 |
| ASSETMARK, INC | History | Added to | 37,856 | 734 | 0.0% | 0.0% | 109 | +2,240 | 6.29% | Q4 2025 | Jan 23, 2026 |
| Sovran Advisors, LLC | History | Reduced | 37,050 | 721 | 0.06% | 0.07% | 110 | -3,381 | -8.36% | Q4 2025 | Jan 20, 2026 |
| FIFTH THIRD SECURITIES, INC. | History | Reduced | 36,814 | 713 | 0.05% | 0.05% | 111 | -3,669 | -9.06% | Q4 2025 | Jan 23, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 35,520 | 688 | 0.0% | 0.0% | 112 | +6,546 | 22.59% | Q4 2025 | Feb 17, 2026 |
| Annis Gardner Whiting Capital Advisors, LLC | History | New | 35,303 | 684 | 0.13% | — | 113 | +35,303 | New | Q4 2025 | Feb 09, 2026 |
| Mirae Asset Global Investments Co., Ltd. | History | No change | 35,000 | 678 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Pinnacle Financial Group, LLC / IL | History | Added to | 34,688 | 672 | 0.2% | 0.13% | 115 | +12,311 | 55.02% | Q4 2025 | Feb 05, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 33,968 | 658 | 0.0% | 0.0% | 116 | +21,478 | 171.96% | Q4 2025 | Jan 29, 2026 |
| Kovack Advisors, Inc. | History | New | 33,602 | 651 | 0.03% | — | 117 | +33,602 | New | Q4 2025 | Feb 17, 2026 |
| RFG Advisory, LLC | History | Reduced | 32,181 | 623 | 0.01% | 0.01% | 118 | -3,246 | -9.16% | Q4 2025 | Feb 03, 2026 |
| Mariner, LLC | History | Added to | 32,127 | 622 | 0.0% | 0.0% | 119 | +1,002 | 3.22% | Q4 2025 | Feb 13, 2026 |
| FLAGSTAR ADVISORS INC | History | Reduced | 31,005 | 601 | 0.2% | 0.34% | 120 | -26,602 | -46.18% | Q4 2025 | Jan 13, 2026 |
| Forum Private Client Group LLC | History | Reduced | 30,030 | 582 | 0.2% | 0.23% | 122 | -3,269 | -9.82% | Q4 2025 | Feb 06, 2026 |
| SlateStone Wealth, LLC | History | No change | 30,000 | 582 | 0.05% | 0.05% | 121 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| &PARTNERS | History | Added to | 29,041 | 563 | 0.0% | 0.0% | 123 | +42 | 0.14% | Q4 2025 | Feb 17, 2026 |
| Summit Financial, LLC | History | Reduced | 28,643 | 555 | 0.01% | 0.01% | 124 | -6,286 | -18.0% | Q4 2025 | Feb 13, 2026 |
| American Institute for Advanced Investment Management, LLP | History | Reduced | 27,365 | 530 | 0.34% | 0.35% | 125 | -235 | -0.85% | Q4 2025 | Feb 04, 2026 |
| Balanced Rock Investment Advisors LLC | History | Added to | 27,065 | 524 | 0.37% | 0.37% | 126 | +1,129 | 4.35% | Q4 2025 | Feb 13, 2026 |
| Brand Asset Management Group, Inc. | History | No change | 26,958 | 522 | 0.15% | 0.15% | 127 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Financial Partners Group, Inc | History | Reduced | 26,759 | 520 | 0.06% | 0.07% | 128 | -1,500 | -5.31% | Q4 2025 | Feb 03, 2026 |
| STONEBRIDGE ADVISORS LLC | History | New | 25,826 | 500 | 0.27% | — | 129 | +25,826 | New | Q4 2025 | Feb 06, 2026 |
| Summit Wealth Partners, LLC | History | No change | 25,614 | 496 | 0.09% | 0.09% | 130 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| Main Street Financial Solutions, LLC | History | Added to | 25,287 | 490 | 0.04% | 0.03% | 131 | +1,330 | 5.55% | Q4 2025 | Feb 17, 2026 |
| BXM Wealth LLC | History | Reduced | 25,000 | 484 | 0.37% | 0.61% | 133 | -8,500 | -25.37% | Q4 2025 | Jan 20, 2026 |
| IFP Advisors, Inc | History | Added to | 24,977 | 484 | 0.01% | 0.01% | 132 | +1,861 | 8.05% | Q4 2025 | Feb 06, 2026 |
| Apollon Wealth Management, LLC | History | Added to | 24,722 | 479 | 0.01% | 0.01% | 134 | +327 | 1.34% | Q4 2025 | Jan 22, 2026 |
| GREENWOOD CAPITAL ASSOCIATES LLC | History | Added to | 24,082 | 466 | 0.05% | 0.04% | 135 | +6,929 | 40.4% | Q4 2025 | Jan 26, 2026 |
| LFA - Lugano Financial Advisors SA | History | No change | 24,000 | 463 | 0.24% | 0.24% | 136 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Maia Wealth LLC | History | Reduced | 23,388 | 456 | 0.08% | 0.08% | 137 | -2,044 | -8.04% | Q4 2025 | Feb 17, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 21,809 | 424 | 0.0% | 0.0% | 138 | -802 | -3.55% | Q4 2025 | Jan 08, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 21,803 | 422 | 0.01% | 0.01% | 139 | -2,549 | -10.47% | Q4 2025 | Feb 09, 2026 |
| Arkadios Wealth Advisors | History | Reduced | 21,571 | 418 | 0.01% | 0.01% | 140 | -6,375 | -22.81% | Q4 2025 | Feb 13, 2026 |
| OneDigital Investment Advisors LLC | History | New | 21,250 | 412 | 0.0% | — | 141 | +21,250 | New | Q4 2025 | Feb 13, 2026 |
| Inscription Capital, LLC | History | Added to | 21,009 | 407 | 0.04% | 0.03% | 142 | +6,009 | 40.06% | Q4 2025 | Jan 29, 2026 |
| Spire Wealth Management | History | Reduced | 20,026 | 388 | 0.01% | 0.01% | 143 | -2,468 | -10.97% | Q4 2025 | Jan 14, 2026 |
| Maridea Wealth Management LLC | History | New | 19,576 | 379 | 0.06% | — | 144 | +19,576 | New | Q4 2025 | Jan 08, 2026 |
| Wagner Wealth Management, LLC | History | Added to | 18,773 | 364 | 0.08% | 0.08% | 145 | +755 | 4.19% | Q4 2025 | Jan 30, 2026 |
| US BANCORP \DE\ | History | Added to | 18,662 | 361 | 0.0% | 0.0% | 146 | +221 | 1.2% | Q4 2025 | Jan 30, 2026 |
| Harvest Investment Services, LLC | History | Added to | 18,060 | 350 | 0.07% | 0.06% | 147 | +1,700 | 10.39% | Q4 2025 | Feb 17, 2026 |
| Pinnacle Financial Partners, Inc. | History | New | 17,899 | 347 | 0.0% | — | 149 | +17,899 | New | Q4 2025 | Feb 18, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Added to | 17,926 | 347 | 0.0% | 0.0% | 148 | +6,966 | 63.56% | Q4 2025 | Feb 18, 2026 |
| Gateway Wealth Partners, LLC | History | Reduced | 17,436 | 338 | 0.04% | 0.05% | 150 | -11 | -0.06% | Q4 2025 | Feb 11, 2026 |
| VIAWEALTH, LLC | History | Added to | 16,819 | 326 | 0.18% | 0.18% | 151 | +153 | 0.92% | Q4 2025 | Feb 10, 2026 |
| Atria Investments, Inc | History | Added to | 16,789 | 325 | 0.0% | 0.0% | 152 | +95 | 0.57% | Q4 2025 | Feb 05, 2026 |
| Wealth Management Associates, Inc. | History | Added to | 16,550 | 320 | 0.11% | 0.11% | 153 | +1,017 | 6.55% | Q4 2025 | Jan 20, 2026 |
| Ameritas Advisory Services, LLC | History | Added to | 16,254 | 315 | 0.01% | 0.02% | 154 | +34 | 0.21% | Q4 2025 | Feb 04, 2026 |
| Hobbs Group Advisors, LLC | History | Reduced | 16,170 | 313 | 0.09% | 0.2% | 155 | -16,412 | -50.37% | Q4 2025 | Jan 28, 2026 |
| STEINBERGANNA WEALTH MANAGEMENT | History | Added to | 16,178 | 313 | 0.15% | 0.14% | 156 | +238 | 1.49% | Q4 2025 | Jan 26, 2026 |
| Core Wealth Advisors, Inc. | History | Added to | 16,108 | 312 | 0.08% | 0.08% | 157 | +82 | 0.51% | Q4 2025 | Feb 17, 2026 |
| Capital Advisors Wealth Management, LLC | History | Added to | 16,090 | 311 | 0.04% | 0.04% | 158 | +752 | 4.9% | Q4 2025 | Jan 21, 2026 |
| CALTON & ASSOCIATES, INC. | History | Added to | 15,401 | 298 | 0.04% | 0.03% | 159 | +4,833 | 45.73% | Q4 2025 | Feb 10, 2026 |
| AMERIPRISE FINANCIAL INC | History | New | 13,618 | 264 | 0.0% | — | 160 | +13,618 | New | Q4 2025 | Feb 17, 2026 |
| CASTLE WEALTH MANAGEMENT LLC | History | Reduced | 13,429 | 260 | 0.09% | 0.12% | 162 | -4,855 | -26.55% | Q4 2025 | Jan 22, 2026 |
| Advance Capital Management, Inc. | History | Added to | 13,431 | 260 | 0.01% | 0.01% | 161 | +197 | 1.49% | Q4 2025 | Jan 06, 2026 |
| LEIGH BALDWIN & CO., LLC | History | No change | 12,743 | 247 | 0.16% | 0.14% | 163 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Accel Wealth Management | History | Reduced | 12,563 | 243 | 0.07% | 0.07% | 164 | -558 | -4.25% | Q4 2025 | Jan 20, 2026 |
| Mutual Advisors, LLC | History | Reduced | 12,496 | 242 | 0.01% | 0.01% | 165 | -31 | -0.25% | Q4 2025 | Feb 02, 2026 |
| ARS Wealth Advisors Group, LLC | History | No change | 12,282 | 238 | 0.02% | 0.02% | 166 | 0 | 0.0% | Q4 2025 | Jan 12, 2026 |
| Marshall Financial Group, LLC | History | Reduced | 11,764 | 228 | 0.04% | 0.04% | 167 | -11 | -0.09% | Q4 2025 | Jan 09, 2026 |
| Hilltop Holdings Inc. | History | Reduced | 11,553 | 223 | 0.01% | 0.01% | 168 | -378 | -3.17% | Q4 2025 | Feb 17, 2026 |
| Brookwood Investment Group LLC | History | New | 11,498 | 222 | 0.03% | — | 169 | +11,498 | New | Q4 2025 | Jan 22, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | New | 11,160 | 216 | 0.01% | — | 170 | +11,160 | New | Q4 2025 | Feb 03, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | New | 10,973 | 212 | 0.0% | — | 171 | +10,973 | New | Q4 2025 | Feb 17, 2026 |
| Cerity Partners LLC | History | Added to | 10,973 | 212 | 0.0% | 0.0% | 173 | +102 | 0.94% | Q4 2025 | Feb 11, 2026 |
| AFT, FORSYTH & COMPANY, INC. | History | Added to | 10,941 | 212 | 0.09% | 0.1% | 172 | +15 | 0.14% | Q4 2025 | Feb 13, 2026 |
| Jacobi Capital Management LLC | History | Reduced | 10,552 | 204 | 0.01% | 0.01% | 174 | -422 | -3.85% | Q4 2025 | Feb 13, 2026 |
| Concentrum Wealth Management | History | New | 10,320 | 200 | 0.06% | — | 175 | +10,320 | New | Q4 2025 | Feb 04, 2026 |
| Gaddis Premier Wealth Advisors LLC | History | New | 10,277 | 199 | 0.15% | — | 176 | +10,277 | New | Q4 2025 | Feb 11, 2026 |
| PRIVATE TRUST CO NA | History | No change | 9,293 | 180 | 0.02% | 0.02% | 177 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Sound Income Strategies, LLC | History | Added to | 8,423 | 164 | 0.01% | 0.0% | 178 | +6,712 | 392.29% | Q4 2025 | Jan 21, 2026 |
| CULLEN/FROST BANKERS, INC. | History | New | 8,397 | 162 | 0.0% | — | 179 | +8,397 | New | Q4 2025 | Feb 06, 2026 |
| Ankerstar Wealth, LLC | History | New | 7,187 | 139 | 0.14% | — | 180 | +7,187 | New | Q4 2025 | Feb 12, 2026 |
| CENTAURUS FINANCIAL, INC. | History | Added to | 5,537 | 107 | 0.0% | 0.01% | 181 | +1 | 0.02% | Q4 2025 | Feb 13, 2026 |
| Greykasell Wealth Strategies, Inc. | History | New | 4,564 | 88 | 0.03% | — | 182 | +4,564 | New | Q4 2025 | Feb 11, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 4,447 | 86 | 0.01% | 0.0% | 183 | +4,222 | 1876.44% | Q4 2025 | Jan 21, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | New | 4,314 | 83 | 0.0% | — | 184 | +4,314 | New | Q4 2025 | Feb 13, 2026 |
| DEUTSCHE BANK AG\ | History | Reduced | 3,822 | 74 | 0.0% | 0.0% | 185 | -9,361 | -71.01% | Q4 2025 | Feb 11, 2026 |
| Global Retirement Partners, LLC | History | Added to | 3,594 | 69 | 0.0% | 0.0% | 186 | +505 | 16.35% | Q4 2025 | Feb 06, 2026 |
| Qube Research & Technologies Ltd | History | New | 2,772 | 53 | 0.0% | — | 187 | +2,772 | New | Q4 2025 | Feb 17, 2026 |
| Paladin Advisory Group, LLC | History | No change | 2,607 | 50 | 0.04% | 0.04% | 188 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| RICHARDSON FINANCIAL SERVICES INC. | History | Added to | 410 | 39 | 0.01% | 0.0% | 189 | +1 | 0.24% | Q4 2025 | Jan 22, 2026 |
| Arax Advisory Partners | History | New | 1,866 | 36 | 0.0% | — | 190 | +1,866 | New | Q4 2025 | Feb 13, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 1,907 | 36 | 0.0% | 0.0% | 192 | -1,503 | -44.08% | Q4 2025 | Jan 23, 2026 |
| Colonial Trust Co / SC | History | Added to | 1,900 | 36 | 0.0% | 0.0% | 191 | +1,100 | 137.5% | Q4 2025 | Feb 12, 2026 |
| AE Wealth Management LLC | History | Reduced | 1,835 | 35 | 0.0% | 0.0% | 193 | -893 | -32.73% | Q4 2025 | Jan 26, 2026 |
| EverSource Wealth Advisors, LLC | History | New | 1,500 | 29 | 0.0% | — | 195 | +1,500 | New | Q4 2025 | Feb 06, 2026 |
| Westside Investment Management, Inc. | History | No change | 1,500 | 29 | 0.0% | 0.0% | 194 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Cornerstone Planning Group LLC | History | Added to | 1,189 | 23 | 0.0% | 0.0% | 196 | +589 | 98.17% | Q4 2025 | Feb 02, 2026 |
| ORG Partners LLC | History | No change | 1,000 | 19 | 0.0% | 0.0% | 197 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Smartleaf Asset Management LLC | History | Added to | 878 | 17 | 0.0% | 0.0% | 198 | +797 | 983.95% | Q4 2025 | Feb 13, 2026 |
| Allworth Financial LP | History | New | 850 | 16 | 0.0% | — | 199 | +850 | New | Q4 2025 | Feb 05, 2026 |
| Godfrey Financial Associates, Inc. | History | New | 724 | 14 | 0.01% | — | 200 | +724 | New | Q4 2025 | Feb 10, 2026 |
| Elequin Capital, LP | History | No change | 622 | 12 | 0.0% | 0.0% | 201 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Nova Wealth Management, Inc. | History | No change | 600 | 11 | 0.01% | 0.01% | 202 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Triumph Capital Management | History | New | 500 | 9 | 0.0% | — | 203 | +500 | New | Q4 2025 | Feb 12, 2026 |
| Signature Equity Partners, LLC | History | New | 413 | 8 | 0.0% | — | 205 | +413 | New | Q4 2025 | Feb 17, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 418 | 8 | 0.0% | 0.0% | 204 | +287 | 219.08% | Q4 2025 | Feb 13, 2026 |
| Morton Brown Family Wealth, LLC | History | New | 285 | 5 | 0.0% | — | 206 | +285 | New | Q4 2025 | Jan 28, 2026 |
| DT Investment Partners, LLC | History | New | 110 | 2 | 0.0% | — | 207 | +110 | New | Q4 2025 | Feb 10, 2026 |
| Motiv8 Investments LLC | History | New | 34 | 1 | 0.0% | — | 208 | +34 | New | Q4 2025 | Feb 13, 2026 |
| Wayfinding Financial, LLC | History | Closed out | 0 | 0 | — | 1.32% | — | -158,332 | -100.0% | Q3 2025 | Nov 14, 2025 |
| von Borstel & Associates, Inc. | History | Closed out | 0 | 0 | — | 0.41% | — | -136,570 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -41,881 | -100.0% | Q3 2025 | Nov 14, 2025 |
| TBH Global Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -29,521 | -100.0% | Q3 2025 | Oct 20, 2025 |
| McElhenny Sheffield Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -17,693 | -100.0% | Q3 2025 | Oct 21, 2025 |
| Flavin Financial Services, Inc. | History | Closed out | 0 | 0 | — | 0.18% | — | -13,099 | -100.0% | Q3 2025 | Feb 06, 2026 |
| Koshinski Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -11,319 | -100.0% | Q3 2025 | Nov 10, 2025 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,147 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Dunhill Financial, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -5,520 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -79 | -100.0% | Q3 2025 | Nov 18, 2025 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 40 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 5 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |