FIRST TRUST EXCHANGE-TRADED FUND III - FPEI
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 19,930,888 | 378,686 | 0.02% | 0.02% | 1 | +1,392,965 | 7.51% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Added to | 9,797,349 | 186,149 | 0.03% | 0.03% | 2 | +794,651 | 8.83% | Q1 2026 | May 05, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 6,017,351 | 114,329 | 0.01% | 0.01% | 3 | +1,364,824 | 29.34% | Q1 2026 | May 15, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 5,375,215 | 102,128 | 0.02% | 0.02% | 4 | +351,265 | 6.99% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Reduced | 4,283,781 | 81,391 | 0.02% | 0.02% | 5 | -71,690 | -1.65% | Q1 2026 | May 06, 2026 |
| SMITH CHAS P & ASSOCIATES PA CPAS | History | Added to | 2,424,767 | 46,070 | 2.5% | 2.43% | 6 | +44,306 | 1.86% | Q1 2026 | May 12, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 2,190,737 | 41,623 | 0.15% | 0.18% | 7 | -330,804 | -13.12% | Q1 2026 | Jun 02, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 2,076,619 | 39,455 | 0.01% | 0.01% | 8 | +238,747 | 12.99% | Q1 2026 | May 14, 2026 |
| Montis Financial, LLC | History | Added to | 1,816,813 | 34,519 | 7.14% | 6.65% | 9 | +81,387 | 4.69% | Q1 2026 | May 11, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 1,587,812 | 30,168 | 0.01% | 0.01% | 10 | -319,320 | -16.74% | Q1 2026 | May 04, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 1,467,465 | 27,881 | 0.04% | 0.04% | 11 | +109,888 | 8.09% | Q1 2026 | Apr 27, 2026 |
| JANE STREET GROUP, LLC | History | New | 1,428,742 | 27,146 | 0.0% | — | 12 | +1,428,742 | New | Q1 2026 | May 12, 2026 |
| FUKOKU MUTUAL LIFE INSURANCE CO | History | No change | 1,259,000 | 23,921 | 1.57% | 1.6% | 13 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Legacy Edge Advisors, LLC | History | Added to | 1,214,315 | 23,071 | 2.43% | 2.38% | 14 | +91,086 | 8.11% | Q1 2026 | May 11, 2026 |
| Annex Advisory Services, LLC | History | Added to | 1,025,517 | 19,484 | 0.37% | 0.36% | 15 | +53,239 | 5.48% | Q1 2026 | Apr 16, 2026 |
| CITIZENS FINANCIAL GROUP INC/RI | History | Added to | 996,035 | 18,924 | 0.26% | 0.25% | 16 | +27,511 | 2.84% | Q1 2026 | May 01, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 703,169 | 13,360 | 0.02% | 0.02% | 17 | +48,648 | 7.43% | Q1 2026 | May 15, 2026 |
| Cetera Investment Advisers | History | Reduced | 673,855 | 12,803 | 0.01% | 0.02% | 18 | -58,221 | -7.95% | Q1 2026 | May 13, 2026 |
| Essex LLC | History | Added to | 645,831 | 12,270 | 2.17% | 2.21% | 19 | +3,573 | 0.56% | Q1 2026 | Apr 24, 2026 |
| Baird Financial Group, Inc. | History | Added to | 631,986 | 12,007 | 0.02% | 0.02% | 20 | +14,336 | 2.32% | Q1 2026 | May 14, 2026 |
| INTEGRAL INVESTMENT ADVISORS, INC. | History | Added to | 614,923 | 11,683 | 2.91% | 2.9% | 21 | +12,226 | 2.03% | Q1 2026 | Apr 28, 2026 |
| HighTower Advisors, LLC | History | Added to | 523,479 | 9,946 | 0.01% | 0.01% | 22 | +137,522 | 35.63% | Q1 2026 | May 05, 2026 |
| Merit Financial Group, LLC | History | Reduced | 493,707 | 9,380 | 0.07% | 0.29% | 23 | -1,359,134 | -73.35% | Q1 2026 | Apr 15, 2026 |
| Geneos Wealth Management Inc. | History | Added to | 487,681 | 9,265 | 0.21% | 0.16% | 24 | +148,284 | 43.69% | Q1 2026 | May 04, 2026 |
| ADAMSBROWN WEALTH CONSULTANTS LLC | History | Added to | 455,046 | 8,645 | 2.29% | 2.4% | 25 | +9,843 | 2.21% | Q1 2026 | Apr 15, 2026 |
| Legacy CG, LLC | History | New | 415,652 | 7,897 | 2.19% | — | 26 | +415,652 | New | Q1 2026 | May 05, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 417,320 | 7,847 | 0.0% | 0.0% | 27 | -22,575 | -5.13% | Q1 2026 | May 13, 2026 |
| Key FInancial Inc | History | Reduced | 395,547 | 7,515 | 1.34% | 1.41% | 28 | -3,326 | -0.83% | Q1 2026 | Apr 24, 2026 |
| Kingsview Wealth Management, LLC | History | Added to | 372,954 | 7,086 | 0.1% | 0.1% | 29 | +17,675 | 4.97% | Q1 2026 | May 12, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 368,270 | 6,997 | 0.01% | 0.01% | 30 | +32,881 | 9.8% | Q1 2026 | May 12, 2026 |
| Elevated Capital Advisors, LLC | History | Added to | 367,491 | 6,982 | 1.76% | 1.6% | 31 | +13,577 | 3.84% | Q1 2026 | Apr 30, 2026 |
| Westview Management dba Westview Investment Advisors | History | Reduced | 355,034 | 6,745 | 3.51% | 3.56% | 32 | -30,741 | -7.97% | Q1 2026 | May 08, 2026 |
| Prospera Financial Services Inc | History | Added to | 351,943 | 6,687 | 0.11% | 0.09% | 33 | +75,451 | 27.29% | Q1 2026 | Apr 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 349,676 | 6,643 | 0.01% | 0.01% | 34 | -32,693 | -8.55% | Q1 2026 | Apr 27, 2026 |
| CWM, LLC | History | Added to | 330,960 | 6,288 | 0.02% | 0.01% | 35 | +87,141 | 35.74% | Q1 2026 | May 14, 2026 |
| HRT FINANCIAL LP | History | New | 317,065 | 6,024 | 0.02% | — | 36 | +317,065 | New | Q1 2026 | May 14, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 306,457 | 5,822 | 0.01% | 0.01% | 37 | +70,647 | 29.96% | Q1 2026 | May 14, 2026 |
| VISTA INVESTMENT MANAGEMENT | History | Added to | 279,678 | 5,313 | 1.77% | 1.76% | 38 | +4,916 | 1.79% | Q1 2026 | May 15, 2026 |
| McAdam, LLC | History | Added to | 248,429 | 4,720 | 0.21% | 0.19% | 39 | +29,215 | 13.33% | Q1 2026 | May 08, 2026 |
| FIRST TRUST ADVISORS LP | History | Added to | 213,500 | 4,056 | 0.0% | 0.0% | 40 | +24,222 | 12.8% | Q1 2026 | May 13, 2026 |
| Synergy Investment Management, LLC | History | Added to | 208,278 | 3,957 | 1.29% | 1.36% | 41 | +10,322 | 5.21% | Q1 2026 | May 14, 2026 |
| VICTORY FINANCIAL GROUP, LLC | History | Added to | 185,938 | 3,532 | 0.43% | 0.42% | 42 | +12,587 | 7.26% | Q1 2026 | Apr 27, 2026 |
| Private Advisor Group, LLC | History | Reduced | 177,403 | 3,370 | 0.02% | 0.02% | 43 | -45,563 | -20.43% | Q1 2026 | Apr 24, 2026 |
| FLYNN ZITO CAPITAL MANAGEMENT, LLC | History | Added to | 170,481 | 3,239 | 1.03% | 0.78% | 44 | +58,438 | 52.16% | Q1 2026 | May 04, 2026 |
| MARSHALL INVESTMENT MANAGEMENT, LLC | History | Added to | 158,410 | 3,009 | 1.44% | 1.4% | 45 | +14,496 | 10.07% | Q1 2026 | May 08, 2026 |
| WELCH & FORBES LLC | History | Reduced | 140,771 | 2,674 | 0.03% | 0.03% | 46 | -3,089 | -2.15% | Q1 2026 | May 01, 2026 |
| PARK NATIONAL CORP /OH/ | History | Added to | 135,835 | 2,580 | 0.08% | 0.07% | 47 | +20,895 | 18.18% | Q1 2026 | Apr 16, 2026 |
| Veridan Wealth LLC | History | Added to | 128,009 | 2,432 | 0.9% | 0.81% | 48 | +3,726 | 3.0% | Q1 2026 | May 15, 2026 |
| 1776 Wealth LLC | History | Reduced | 124,789 | 2,370 | 0.93% | 0.91% | 49 | -371 | -0.3% | Q1 2026 | May 08, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 121,922 | 2,317 | 0.01% | 0.0% | 50 | +15,189 | 14.23% | Q1 2026 | Apr 22, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 121,120 | 2,301 | 0.01% | 0.01% | 51 | +15,925 | 15.14% | Q1 2026 | Apr 30, 2026 |
| Focus Partners Wealth | History | Reduced | 120,351 | 2,286 | 0.0% | 0.0% | 52 | -79 | -0.07% | Q1 2026 | May 14, 2026 |
| Keebeck Wealth Management | History | Added to | 117,430 | 2,231 | 0.25% | 0.25% | 53 | +7,680 | 7.0% | Q1 2026 | May 14, 2026 |
| WINEBRENNER CAPITAL MANAGEMENT LLC | History | Reduced | 116,928 | 2,221 | 1.43% | 1.53% | 54 | -1,588 | -1.34% | Q1 2026 | Apr 10, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 113,602 | 2,158 | 0.0% | 0.0% | 55 | +13,530 | 13.52% | Q1 2026 | May 07, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Reduced | 111,677 | 2,121 | 0.11% | 0.12% | 56 | -1,460 | -1.29% | Q1 2026 | Apr 15, 2026 |
| BEACON FINANCIAL GROUP | History | Reduced | 107,128 | 2,035 | 0.2% | 0.21% | 57 | -3,991 | -3.59% | Q1 2026 | Apr 30, 2026 |
| StoneCrest Wealth Management, Inc. | History | Reduced | 105,581 | 2,006 | 0.85% | 0.83% | 58 | -302 | -0.29% | Q1 2026 | Apr 08, 2026 |
| TRUE BLUE FINANCIAL, LLC | History | Reduced | 103,539 | 1,967 | 1.55% | 1.78% | 59 | -7,837 | -7.04% | Q1 2026 | Apr 24, 2026 |
| Visionary Wealth Advisors | History | Added to | 103,512 | 1,966 | 0.09% | 0.08% | 60 | +6,719 | 6.94% | Q1 2026 | May 13, 2026 |
| COMERICA BANK | History | No change | 90,615 | 1,757 | 0.01% | 0.01% | 61 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Ashton Thomas Private Wealth, LLC | History | Reduced | 90,879 | 1,726 | 0.04% | 0.04% | 62 | -1,451 | -1.57% | Q1 2026 | May 11, 2026 |
| FIFTH THIRD BANCORP | History | New | 90,174 | 1,713 | 0.0% | — | 63 | +90,174 | New | Q1 2026 | May 01, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 79,982 | 1,519 | 0.01% | 0.01% | 64 | -636 | -0.79% | Q1 2026 | May 08, 2026 |
| J.W. COLE ADVISORS, INC. | History | Reduced | 79,271 | 1,506 | 0.05% | 0.04% | 65 | -92,388 | -53.82% | Q1 2026 | Apr 23, 2026 |
| Merkkuri Wealth Advisors LLC | History | Reduced | 76,850 | 1,460 | 0.97% | 1.03% | 66 | -1,216 | -1.56% | Q1 2026 | Apr 21, 2026 |
| Walker Asset Management, LLC | History | No change | 76,562 | 1,454 | 0.79% | 0.8% | 67 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| Investment Partners Asset Management, Inc. | History | Added to | 74,885 | 1,422 | 0.88% | 0.53% | 68 | +31,226 | 71.52% | Q1 2026 | Apr 07, 2026 |
| FWL INVESTMENT MANAGEMENT, LLC | History | Added to | 73,271 | 1,392 | 0.31% | 0.33% | 69 | +2,176 | 3.06% | Q1 2026 | May 15, 2026 |
| Lakeridge Wealth Management LLC | History | Reduced | 73,208 | 1,390 | 0.6% | 0.69% | 70 | -5,475 | -6.96% | Q1 2026 | Apr 08, 2026 |
| Jaffetilchin Investment Partners, LLC | History | Reduced | 71,872 | 1,365 | 0.08% | 0.08% | 71 | -1,063 | -1.46% | Q1 2026 | May 13, 2026 |
| SUTTON PLACE INVESTORS LLC | History | Added to | 69,368 | 1,317 | 0.72% | 0.73% | 72 | +773 | 1.13% | Q1 2026 | Apr 22, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 68,812 | 1,307 | 0.04% | 0.06% | 73 | -43,469 | -38.71% | Q1 2026 | Apr 21, 2026 |
| Sigma Planning Corp | History | Added to | 67,531 | 1,283 | 0.04% | 0.03% | 74 | +2,441 | 3.75% | Q1 2026 | May 04, 2026 |
| Platform Technology Partners | History | Added to | 66,481 | 1,263 | 0.24% | 0.27% | 75 | +1,956 | 3.03% | Q1 2026 | Apr 27, 2026 |
| ROMAN BUTLER FULLERTON & CO | History | No change | 62,992 | 1,214 | 0.33% | 0.32% | 76 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Independent Advisor Alliance | History | New | 62,537 | 1,188 | 0.01% | — | 77 | +62,537 | New | Q1 2026 | May 12, 2026 |
| Princeton Global Asset Management LLC | History | Reduced | 59,271 | 1,126 | 0.18% | 0.2% | 78 | -3,723 | -5.91% | Q1 2026 | Apr 22, 2026 |
| TRUSTMARK BANK TRUST DEPARTMENT | History | Reduced | 58,928 | 1,119 | 0.07% | 0.07% | 79 | -1,300 | -2.16% | Q1 2026 | May 14, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 55,226 | 1,049 | 0.02% | 0.01% | 80 | +33,423 | 153.3% | Q1 2026 | May 15, 2026 |
| Ritter Daniher Financial Advisory LLC / DE | History | Added to | 54,675 | 1,038 | 0.18% | 0.17% | 81 | +2,479 | 4.75% | Q1 2026 | May 06, 2026 |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | History | Reduced | 54,392 | 1,033 | 0.02% | 0.02% | 82 | -5,309 | -8.89% | Q1 2026 | May 04, 2026 |
| Sovran Advisors, LLC | History | Added to | 53,831 | 1,032 | 0.08% | 0.06% | 84 | +16,781 | 45.29% | Q1 2026 | May 01, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 54,363 | 1,032 | 0.01% | 0.01% | 83 | +722 | 1.35% | Q1 2026 | Apr 20, 2026 |
| RFG Advisory, LLC | History | Added to | 53,801 | 1,022 | 0.02% | 0.01% | 85 | +21,620 | 67.18% | Q1 2026 | Apr 17, 2026 |
| United Capital Management of KS, Inc. | History | Added to | 53,362 | 1,013 | 0.15% | 0.14% | 86 | +1,097 | 2.1% | Q1 2026 | May 11, 2026 |
| &PARTNERS | History | Added to | 52,028 | 987 | 0.0% | 0.0% | 87 | +22,987 | 79.15% | Q1 2026 | May 15, 2026 |
| QP WEALTH MANAGEMENT, LLC | History | Reduced | 51,810 | 984 | 1.69% | 1.11% | 88 | -13,372 | -20.51% | Q1 2026 | Apr 22, 2026 |
| Western Wealth Management, LLC | History | Added to | 51,566 | 979 | 0.04% | 0.05% | 89 | +256 | 0.5% | Q1 2026 | May 19, 2026 |
| Beacon Financial Advisory LLC | History | Reduced | 51,055 | 970 | 0.22% | 0.39% | 90 | -36,407 | -41.63% | Q1 2026 | Apr 27, 2026 |
| Mirae Asset Global Investments Co., Ltd. | History | Added to | 50,658 | 962 | 0.0% | 0.0% | 91 | +15,658 | 44.74% | Q1 2026 | May 04, 2026 |
| SHELTON WEALTH MANAGEMENT, LLC | History | Reduced | 50,154 | 952 | 0.42% | 0.47% | 92 | -6,329 | -11.21% | Q1 2026 | Apr 28, 2026 |
| Composition Wealth, LLC | History | Reduced | 49,159 | 934 | 0.01% | 0.02% | 93 | -40,454 | -45.14% | Q1 2026 | Apr 08, 2026 |
| Magnus Financial Group LLC | History | Reduced | 48,332 | 918 | 0.07% | 0.08% | 94 | -2,592 | -5.09% | Q1 2026 | Apr 10, 2026 |
| Plotkin Financial Advisors, LLC | History | Added to | 48,236 | 916 | 0.46% | 0.42% | 95 | +3,635 | 8.15% | Q1 2026 | May 11, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 45,247 | 859 | 0.0% | 0.01% | 96 | -17,448 | -27.83% | Q1 2026 | Apr 30, 2026 |
| TWIN PEAKS WEALTH ADVISORS, LLC | History | Reduced | 44,190 | 839 | 0.21% | 0.25% | 97 | -345 | -0.77% | Q1 2026 | May 08, 2026 |
| Wealthcare Advisory Partners LLC | History | Added to | 43,751 | 831 | 0.02% | 0.02% | 98 | +1,787 | 4.26% | Q1 2026 | Apr 14, 2026 |
| BENJAMIN EDWARDS INC | History | New | 43,470 | 825 | 0.01% | — | 99 | +43,470 | New | Q1 2026 | May 12, 2026 |
| ASSETMARK, INC | History | Added to | 43,253 | 821 | 0.0% | 0.0% | 100 | +5,397 | 14.26% | Q1 2026 | May 06, 2026 |
| Pinnacle Financial Group, LLC / IL | History | Added to | 41,944 | 796 | 0.22% | 0.2% | 101 | +7,256 | 20.92% | Q1 2026 | May 13, 2026 |
| Maridea Wealth Management LLC | History | Added to | 40,647 | 772 | 0.11% | 0.06% | 102 | +21,071 | 107.64% | Q1 2026 | Apr 21, 2026 |
| Stratos Wealth Partners, LTD. | History | Added to | 40,330 | 766 | 0.01% | 0.01% | 103 | +1,821 | 4.73% | Q1 2026 | Apr 28, 2026 |
| FIFTH THIRD SECURITIES, INC. | History | Added to | 40,162 | 763 | 0.05% | 0.05% | 104 | +3,348 | 9.09% | Q1 2026 | Apr 15, 2026 |
| Arkadios Wealth Advisors | History | Added to | 39,829 | 756 | 0.01% | 0.01% | 105 | +18,258 | 84.64% | Q1 2026 | May 18, 2026 |
| Snowden Capital Advisors LLC | History | Reduced | 39,219 | 745 | 0.02% | 0.03% | 107 | -21,853 | -35.78% | Q1 2026 | May 14, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 39,221 | 745 | 0.0% | 0.0% | 106 | +5,253 | 15.46% | Q1 2026 | May 05, 2026 |
| Vestmark Advisory Solutions, Inc. | History | Added to | 39,072 | 742 | 0.01% | 0.01% | 108 | +959 | 2.52% | Q1 2026 | May 15, 2026 |
| Gateway Wealth Partners, LLC | History | Added to | 36,873 | 700 | 0.03% | 0.04% | 109 | +19,437 | 111.48% | Q1 2026 | May 15, 2026 |
| Equitable Holdings, Inc. | History | Reduced | 35,536 | 689 | 0.0% | 0.01% | 110 | -4,383 | -10.98% | Q1 2026 | May 15, 2026 |
| Integrated Advisors Network LLC | History | Reduced | 35,863 | 681 | 0.04% | 0.05% | 111 | -24,542 | -40.63% | Q1 2026 | Apr 28, 2026 |
| WINNOW WEALTH LLC | History | Reduced | 35,848 | 681 | 0.53% | 0.61% | 112 | -5,528 | -13.36% | Q1 2026 | May 19, 2026 |
| Annis Gardner Whiting Capital Advisors, LLC | History | Added to | 35,491 | 674 | 0.11% | 0.13% | 113 | +188 | 0.53% | Q1 2026 | May 06, 2026 |
| INTEGRITY ALLIANCE, LLC. | History | Reduced | 34,515 | 655 | 0.02% | 0.05% | 114 | -38,096 | -52.47% | Q1 2026 | May 11, 2026 |
| Kovack Advisors, Inc. | History | Added to | 33,995 | 647 | 0.03% | 0.03% | 115 | +393 | 1.17% | Q1 2026 | May 12, 2026 |
| ELEVATION WEALTH PARTNERS, LLC | History | Reduced | 33,303 | 632 | 0.23% | 0.33% | 116 | -15,257 | -31.42% | Q1 2026 | Apr 14, 2026 |
| Andrew Hill Investment Advisors, Inc. | History | New | 32,600 | 619 | 0.55% | — | 117 | +32,600 | New | Q1 2026 | Apr 14, 2026 |
| IFP Advisors, Inc | History | Added to | 31,622 | 600 | 0.01% | 0.01% | 118 | +6,645 | 26.6% | Q1 2026 | Apr 13, 2026 |
| Mariner, LLC | History | Reduced | 31,304 | 594 | 0.0% | 0.0% | 119 | -823 | -2.56% | Q1 2026 | May 13, 2026 |
| SlateStone Wealth, LLC | History | No change | 30,000 | 570 | 0.05% | 0.05% | 120 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Forum Private Client Group LLC | History | Reduced | 29,995 | 569 | 0.19% | 0.2% | 121 | -35 | -0.12% | Q1 2026 | May 13, 2026 |
| PROTECTIVE LIFE CORP | History | New | 29,697 | 564 | 1.87% | — | 122 | +29,697 | New | Q1 2026 | May 13, 2026 |
| GREENWOOD CAPITAL ASSOCIATES LLC | History | Added to | 29,582 | 562 | 0.06% | 0.05% | 123 | +5,500 | 22.84% | Q1 2026 | Apr 29, 2026 |
| FLAGSTAR ADVISORS INC | History | Reduced | 29,026 | 551 | 0.2% | 0.2% | 124 | -1,979 | -6.38% | Q1 2026 | May 12, 2026 |
| Balanced Rock Investment Advisors LLC | History | Added to | 28,928 | 549 | 0.39% | 0.37% | 125 | +1,863 | 6.88% | Q1 2026 | May 13, 2026 |
| Summit Financial, LLC | History | Reduced | 28,464 | 540 | 0.01% | 0.01% | 126 | -179 | -0.62% | Q1 2026 | May 15, 2026 |
| LFA - Lugano Financial Advisors SA | History | Added to | 28,400 | 537 | 0.27% | 0.24% | 127 | +4,400 | 18.33% | Q1 2026 | May 05, 2026 |
| American Institute for Advanced Investment Management, LLP | History | No change | 27,365 | 519 | 0.34% | 0.34% | 128 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| Brand Asset Management Group, Inc. | History | No change | 26,958 | 512 | 0.13% | 0.15% | 129 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Financial Partners Group, Inc | History | No change | 26,759 | 508 | 0.06% | 0.06% | 130 | 0 | 0.0% | Q1 2026 | Apr 10, 2026 |
| Core Wealth Advisors, Inc. | History | Added to | 25,804 | 490 | 0.12% | 0.08% | 132 | +9,696 | 60.19% | Q1 2026 | May 15, 2026 |
| Main Street Financial Solutions, LLC | History | No change | 25,287 | 490 | 0.04% | 0.04% | 131 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Collaborative Wealth Managment Inc. | History | Reduced | 25,659 | 487 | 0.22% | 1.13% | 133 | -139,711 | -84.48% | Q1 2026 | May 05, 2026 |
| Summit Wealth Partners, LLC | History | No change | 25,614 | 486 | 0.08% | 0.09% | 134 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| BXM Wealth LLC | History | No change | 25,000 | 475 | 0.37% | 0.37% | 135 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| Apollon Wealth Management, LLC | History | Reduced | 24,517 | 465 | 0.01% | 0.01% | 136 | -205 | -0.83% | Q1 2026 | Apr 22, 2026 |
| Maia Wealth LLC | History | Added to | 23,608 | 448 | 0.08% | 0.08% | 137 | +220 | 0.94% | Q1 2026 | May 08, 2026 |
| Integrated Wealth Concepts LLC | History | New | 23,098 | 438 | 0.0% | — | 138 | +23,098 | New | Q1 2026 | May 15, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Reduced | 21,053 | 400 | 0.0% | 0.0% | 139 | -31,331 | -59.81% | Q1 2026 | Apr 29, 2026 |
| Independent Wealth Network Inc. | History | New | 20,330 | 386 | 0.11% | — | 140 | +20,330 | New | Q1 2026 | Apr 20, 2026 |
| OneDigital Investment Advisors LLC | History | Reduced | 20,019 | 380 | 0.0% | 0.0% | 141 | -1,231 | -5.79% | Q1 2026 | May 08, 2026 |
| Capital Advisors Wealth Management, LLC | History | Added to | 19,804 | 376 | 0.05% | 0.04% | 142 | +3,714 | 23.08% | Q1 2026 | Apr 08, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Added to | 19,684 | 374 | 0.0% | 0.0% | 143 | +1,758 | 9.81% | Q1 2026 | May 15, 2026 |
| NBC SECURITIES, INC. | History | Reduced | 19,401 | 368 | 0.03% | 0.12% | 144 | -65,689 | -77.2% | Q1 2026 | Apr 14, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 19,025 | 361 | 0.0% | 0.0% | 145 | -24,525 | -56.31% | Q1 2026 | May 04, 2026 |
| Wagner Wealth Management, LLC | History | Added to | 18,815 | 357 | 0.07% | 0.08% | 146 | +42 | 0.22% | Q1 2026 | Apr 24, 2026 |
| Spire Wealth Management | History | Reduced | 18,417 | 349 | 0.01% | 0.01% | 147 | -1,609 | -8.03% | Q1 2026 | Apr 22, 2026 |
| Atria Investments, Inc | History | Added to | 18,013 | 342 | 0.0% | 0.0% | 148 | +1,224 | 7.29% | Q1 2026 | May 05, 2026 |
| Harvest Investment Services, LLC | History | Reduced | 18,000 | 342 | 0.06% | 0.07% | 149 | -60 | -0.33% | Q1 2026 | May 14, 2026 |
| Wealth Management Associates, Inc. | History | Added to | 17,352 | 329 | 0.11% | 0.11% | 150 | +802 | 4.85% | Q1 2026 | May 13, 2026 |
| VIAWEALTH, LLC | History | Reduced | 16,671 | 316 | 0.18% | 0.18% | 151 | -148 | -0.88% | Q1 2026 | May 11, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 16,585 | 315 | 0.0% | 0.0% | 152 | +2,967 | 21.79% | Q1 2026 | May 15, 2026 |
| Hobbs Group Advisors, LLC | History | Added to | 16,467 | 312 | 0.09% | 0.09% | 153 | +297 | 1.84% | Q1 2026 | May 20, 2026 |
| STEINBERGANNA WEALTH MANAGEMENT | History | Added to | 16,405 | 311 | 0.15% | 0.15% | 154 | +227 | 1.4% | Q1 2026 | Apr 15, 2026 |
| Ameritas Advisory Services, LLC | History | Reduced | 15,772 | 299 | 0.01% | 0.01% | 155 | -482 | -2.97% | Q1 2026 | May 12, 2026 |
| CALTON & ASSOCIATES, INC. | History | Added to | 15,416 | 292 | 0.04% | 0.04% | 156 | +15 | 0.1% | Q1 2026 | May 13, 2026 |
| OPPENHEIMER & CO INC | History | New | 14,920 | 283 | 0.0% | — | 157 | +14,920 | New | Q1 2026 | Apr 23, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | Added to | 14,891 | 282 | 0.0% | 0.0% | 158 | +10,577 | 245.18% | Q1 2026 | May 13, 2026 |
| PARK AVENUE SECURITIES LLC | History | Reduced | 13,851 | 263 | 0.0% | 0.01% | 159 | -36,859 | -72.69% | Q1 2026 | Apr 07, 2026 |
| Advance Capital Management, Inc. | History | Added to | 13,620 | 258 | 0.01% | 0.01% | 160 | +189 | 1.41% | Q1 2026 | Apr 29, 2026 |
| D.A. DAVIDSON & CO. | History | New | 13,006 | 247 | 0.0% | — | 161 | +13,006 | New | Q1 2026 | May 05, 2026 |
| LEIGH BALDWIN & CO., LLC | History | No change | 12,743 | 242 | 0.16% | 0.16% | 162 | 0 | 0.0% | Q1 2026 | May 20, 2026 |
| Accel Wealth Management | History | Reduced | 12,408 | 235 | 0.06% | 0.07% | 163 | -155 | -1.23% | Q1 2026 | Apr 08, 2026 |
| Inscription Capital, LLC | History | Reduced | 12,325 | 234 | 0.02% | 0.04% | 164 | -8,684 | -41.33% | Q1 2026 | Apr 20, 2026 |
| CASTLE WEALTH MANAGEMENT LLC | History | Reduced | 12,200 | 231 | 0.07% | 0.09% | 165 | -1,229 | -9.15% | Q1 2026 | May 01, 2026 |
| Mutual Advisors, LLC | History | Reduced | 11,750 | 223 | 0.0% | 0.01% | 166 | -746 | -5.97% | Q1 2026 | May 01, 2026 |
| Marshall Financial Group, LLC | History | No change | 11,764 | 223 | 0.04% | 0.04% | 167 | 0 | 0.0% | Q1 2026 | Apr 10, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 11,160 | 212 | 0.01% | 0.01% | 168 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Clark Capital Management Group, Inc. | History | Reduced | 10,995 | 208 | 0.0% | 0.02% | 170 | -130,748 | -92.24% | Q1 2026 | May 15, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 10,973 | 208 | 0.0% | 0.0% | 169 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Cerity Partners LLC | History | No change | 10,973 | 208 | 0.0% | 0.0% | 171 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| WESTCO ADVISORY SERVICES INC /ADV | History | New | 10,796 | 205 | 0.13% | — | 172 | +10,796 | New | Q1 2026 | May 11, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | New | 10,776 | 204 | 0.0% | — | 173 | +10,776 | New | Q1 2026 | May 14, 2026 |
| MGO ONE SEVEN LLC | History | New | 10,755 | 204 | 0.0% | — | 174 | +10,755 | New | Q1 2026 | May 14, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | New | 10,467 | 198 | 0.0% | — | 175 | +10,467 | New | Q1 2026 | May 15, 2026 |
| Concentrum Wealth Management | History | No change | 10,320 | 196 | 0.06% | 0.06% | 176 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Jacobi Capital Management LLC | History | Reduced | 10,232 | 194 | 0.01% | 0.01% | 177 | -320 | -3.03% | Q1 2026 | May 13, 2026 |
| G&S Capital LLC | History | New | 10,204 | 193 | 0.07% | — | 178 | +10,204 | New | Q1 2026 | Apr 07, 2026 |
| Valmark Advisers, Inc. | History | New | 10,085 | 191 | 0.0% | — | 179 | +10,085 | New | Q1 2026 | May 01, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 9,666 | 183 | 0.01% | 0.01% | 180 | +5,219 | 117.36% | Q1 2026 | May 05, 2026 |
| PRIVATE TRUST CO NA | History | No change | 9,293 | 176 | 0.02% | 0.02% | 181 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Sound Income Strategies, LLC | History | Reduced | 6,714 | 127 | 0.01% | 0.01% | 182 | -1,709 | -20.29% | Q1 2026 | Apr 27, 2026 |
| Ankerstar Wealth, LLC | History | Reduced | 6,044 | 114 | 0.12% | 0.14% | 183 | -1,143 | -15.9% | Q1 2026 | May 13, 2026 |
| CENTAURUS FINANCIAL, INC. | History | Added to | 5,538 | 105 | 0.0% | 0.0% | 184 | +1 | 0.02% | Q1 2026 | May 18, 2026 |
| Greykasell Wealth Strategies, Inc. | History | No change | 4,564 | 86 | 0.03% | 0.03% | 185 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Global Retirement Partners, LLC | History | No change | 3,594 | 69 | 0.0% | 0.0% | 186 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 2,943 | 55 | 0.0% | 0.0% | 187 | +2,525 | 604.07% | Q1 2026 | May 11, 2026 |
| Paladin Advisory Group, LLC | History | No change | 2,607 | 49 | 0.04% | 0.04% | 188 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Arax Advisory Partners | History | Added to | 2,493 | 47 | 0.0% | 0.0% | 189 | +627 | 33.6% | Q1 2026 | May 13, 2026 |
| Trask Adam Roland | History | New | 2,170 | 41 | 0.04% | — | 190 | +2,170 | New | Q1 2026 | May 15, 2026 |
| Colonial Trust Co / SC | History | No change | 1,900 | 36 | 0.0% | 0.0% | 191 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| AE Wealth Management LLC | History | Added to | 1,878 | 35 | 0.0% | 0.0% | 192 | +43 | 2.34% | Q1 2026 | May 13, 2026 |
| Westside Investment Management, Inc. | History | No change | 1,500 | 28 | 0.0% | 0.0% | 193 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 1,500 | 28 | 0.0% | 0.0% | 194 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Smartleaf Asset Management LLC | History | Added to | 1,437 | 27 | 0.0% | 0.0% | 195 | +559 | 63.67% | Q1 2026 | May 15, 2026 |
| Ascentis Independent Advisors | History | New | 1,100 | 20 | 0.0% | — | 197 | +1,100 | New | Q1 2026 | Apr 28, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 1,067 | 20 | 0.0% | 0.0% | 196 | -840 | -44.05% | Q1 2026 | Apr 07, 2026 |
| ORG Partners LLC | History | No change | 1,000 | 19 | 0.0% | 0.0% | 198 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Godfrey Financial Associates, Inc. | History | No change | 724 | 13 | 0.01% | 0.01% | 199 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Nova Wealth Management, Inc. | History | No change | 600 | 11 | 0.01% | 0.01% | 200 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| Johnson Financial Group, Inc. | History | New | 559 | 10 | 0.0% | — | 201 | +559 | New | Q1 2026 | May 07, 2026 |
| Triumph Capital Management | History | No change | 500 | 9 | 0.0% | 0.0% | 202 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Park Place Capital Corp | History | New | 299 | 5 | 0.0% | — | 204 | +299 | New | Q1 2026 | Apr 09, 2026 |
| Morton Brown Family Wealth, LLC | History | No change | 285 | 5 | 0.0% | 0.0% | 203 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Legacy Wealth Managment, LLC/ID | History | New | 253 | 4 | 0.0% | — | 205 | +253 | New | Q1 2026 | May 07, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | History | New | 250 | 4 | 0.0% | — | 206 | +250 | New | Q1 2026 | May 13, 2026 |
| Advisory Services Network, LLC | History | New | 79 | 1 | 0.0% | — | 208 | +79 | New | Q1 2026 | May 15, 2026 |
| Motiv8 Investments LLC | History | No change | 34 | 1 | 0.0% | 0.0% | 207 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Ocean Park Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.32% | — | -355,500 | -100.0% | Q1 2026 | Apr 16, 2026 |
| Synergy Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.36% | — | -177,348 | -100.0% | Q1 2026 | May 13, 2026 |
| TrueWealth Financial Partners | History | Closed out | 0 | 0 | — | 1.78% | — | -111,376 | -100.0% | Q1 2026 | May 20, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.02% | — | -83,245 | -100.0% | Q1 2026 | May 13, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Closed out | 0 | 0 | — | 0.07% | — | -53,901 | -100.0% | Q1 2026 | Apr 20, 2026 |
| StoneX Group Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -47,800 | -100.0% | Q1 2026 | May 14, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -35,520 | -100.0% | Q1 2026 | May 15, 2026 |
| STONEBRIDGE ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.27% | — | -25,826 | -100.0% | Q1 2026 | Apr 30, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -21,809 | -100.0% | Q1 2026 | Apr 08, 2026 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -18,662 | -100.0% | Q1 2026 | May 14, 2026 |
| Pinnacle Financial Partners, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -17,899 | -100.0% | Q1 2026 | May 14, 2026 |
| ARS Wealth Advisors Group, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -12,282 | -100.0% | Q1 2026 | Apr 15, 2026 |
| Hilltop Holdings Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -11,553 | -100.0% | Q1 2026 | May 14, 2026 |
| Brookwood Investment Group LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -11,498 | -100.0% | Q1 2026 | May 04, 2026 |
| AFT, FORSYTH & COMPANY, INC. | History | Closed out | 0 | 0 | — | 0.09% | — | -10,941 | -100.0% | Q1 2026 | May 14, 2026 |
| Gaddis Premier Wealth Advisors LLC | History | Closed out | 0 | 0 | — | 0.15% | — | -10,277 | -100.0% | Q1 2026 | May 05, 2026 |
| CULLEN/FROST BANKERS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -8,397 | -100.0% | Q1 2026 | May 05, 2026 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -3,822 | -100.0% | Q1 2026 | May 06, 2026 |
| Qube Research & Technologies Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -2,772 | -100.0% | Q1 2026 | May 15, 2026 |
| Cornerstone Planning Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,189 | -100.0% | Q1 2026 | May 06, 2026 |
| Allworth Financial LP | History | Closed out | 0 | 0 | — | 0.0% | — | -850 | -100.0% | Q1 2026 | May 14, 2026 |
| Elequin Capital, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -622 | -100.0% | Q1 2026 | May 11, 2026 |
| Signature Equity Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -413 | -100.0% | Q1 2026 | May 13, 2026 |
| RICHARDSON FINANCIAL SERVICES INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -410 | -100.0% | Q1 2026 | May 01, 2026 |
| DT Investment Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -110 | -100.0% | Q1 2026 | May 14, 2026 |
| Essential Partners LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -54 | -100.0% | Q1 2026 | May 21, 2026 |
| Rossby Financial, LCC | History | New | 52 | 0 | — | — | — | +52 | New | Q1 2026 | May 11, 2026 |
| SBI Securities Co., Ltd. | History | New | 10 | 0 | — | — | — | +10 | New | Q1 2026 | Apr 27, 2026 |
| PETERSON WEALTH MANAGEMENT | History | New | 5 | 0 | — | — | — | +5 | New | Q1 2026 | May 15, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 40 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 5 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |