FIRST TRUST EXCHANGE-TRADED FUND - FPX
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | No change | 708,691 | 146,118 | 0.01% | 0.01% | 1 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| LPL Financial LLC | History | No change | 440,053 | 90,730 | 0.02% | 0.02% | 2 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 398,208 | 82,102 | 0.01% | 0.01% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 211,381 | 43,582 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 204,783 | 42,222 | 0.01% | 0.01% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | No change | 134,864 | 27,806 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ROYAL BANK OF CANADA | History | No change | 103,461 | 21,332 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 100,541 | 20,731 | 0.02% | 0.02% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cetera Investment Advisers | History | No change | 90,351 | 18,628 | 0.02% | 0.02% | 9 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 89,346 | 18,554 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PRUDENTIAL PLC | History | No change | 88,200 | 18,185 | 0.1% | 0.1% | 11 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Systelligence, LLC | History | Added to | 548,324 | 17,255 | 2.85% | 3.54% | 12 | +445,620 | 433.89% | Q3 2026 | Nov 05, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 84,438 | 15,045 | 0.03% | 0.04% | 13 | -3,852 | -4.36% | Q3 2026 | Nov 02, 2026 |
| ADAMSBROWN WEALTH CONSULTANTS LLC | History | Added to | 78,549 | 13,995 | 2.55% | 0.06% | 14 | +76,977 | 4896.76% | Q3 2026 | Oct 20, 2026 |
| Cassia Capital Partners, LLC | History | Added to | 59,078 | 10,521 | 5.09% | 5.86% | 15 | +426 | 0.73% | Q3 2026 | Nov 04, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 49,825 | 10,272 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Janney Montgomery Scott LLC | History | No change | 46,781 | 9,645 | 0.02% | 0.02% | 17 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 51,561 | 9,187 | 0.01% | 0.02% | 18 | -29,342 | -36.27% | Q3 2026 | Nov 02, 2026 |
| Proactive Wealth Strategies LLC | History | No change | 40,464 | 8,343 | 1.34% | 1.34% | 19 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| TWIN PEAKS WEALTH ADVISORS, LLC | History | No change | 34,277 | 7,067 | 1.6% | 1.6% | 20 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 34,126 | 7,036 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 32,630 | 6,727 | 0.09% | 0.09% | 22 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 31,443 | 6,482 | 0.03% | 0.03% | 23 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 36,328 | 6,472 | 0.01% | 0.01% | 24 | -929 | -2.49% | Q3 2026 | Oct 30, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 33,401 | 5,951 | 0.03% | 0.04% | 25 | +1,287 | 4.01% | Q3 2026 | Oct 27, 2026 |
| NewEdge Advisors, LLC | History | No change | 25,017 | 5,158 | 0.02% | 0.02% | 26 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| HighTower Advisors, LLC | History | No change | 24,887 | 5,131 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 24,364 | 5,023 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Mariner, LLC | History | No change | 23,399 | 4,824 | 0.01% | 0.01% | 29 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| GTS SECURITIES LLC | History | No change | 22,933 | 4,728 | 0.1% | 0.1% | 30 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Worthington Financial Partners, LLC | History | Reduced | 23,859 | 4,251 | 3.6% | 4.08% | 31 | -65 | -0.27% | Q3 2026 | Oct 13, 2026 |
| Private Advisor Group, LLC | History | No change | 18,625 | 3,840 | 0.02% | 0.02% | 32 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 21,551 | 3,839 | 0.01% | 0.01% | 33 | +875 | 4.23% | Q3 2026 | Nov 02, 2026 |
| Western Wealth Management, LLC | History | No change | 18,541 | 3,822 | 0.12% | 0.12% | 34 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 18,047 | 3,721 | 0.04% | 0.04% | 35 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| NTV ASSET MANAGEMENT LLC | History | Added to | 19,940 | 3,552 | 0.33% | 0.4% | 36 | +35 | 0.18% | Q3 2026 | Oct 23, 2026 |
| Atria Investments, Inc | History | Reduced | 17,876 | 3,185 | 0.03% | 0.04% | 37 | -338 | -1.86% | Q3 2026 | Oct 15, 2026 |
| Equitable Holdings, Inc. | History | No change | 15,275 | 3,149 | 0.02% | 0.02% | 38 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Golden State Wealth Management, LLC | History | Reduced | 17,350 | 3,091 | 0.28% | 0.34% | 39 | -566 | -3.16% | Q3 2026 | Nov 02, 2026 |
| Onyx Bridge Wealth Group LLC | History | Reduced | 16,116 | 2,871 | 0.25% | 0.3% | 40 | -92 | -0.57% | Q3 2026 | Oct 16, 2026 |
| Chicago Partners Investment Group LLC | History | Added to | 16,875 | 2,854 | 0.05% | 0.06% | 41 | +757 | 4.7% | Q3 2026 | Oct 26, 2026 |
| Mosley Wealth Management | History | Added to | 15,983 | 2,778 | 0.81% | 0.99% | 42 | +921 | 6.11% | Q3 2026 | Oct 16, 2026 |
| IFG Advisory, LLC | History | No change | 13,428 | 2,768 | 0.1% | 0.1% | 43 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 14,174 | 2,531 | 0.0% | 0.0% | 44 | -716 | -4.81% | Q3 2026 | Oct 13, 2026 |
| Baird Financial Group, Inc. | History | No change | 10,903 | 2,247 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| AE Wealth Management LLC | History | No change | 10,149 | 2,092 | 0.01% | 0.01% | 46 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Spectrum Wealth Advisory Group, LLC | History | Reduced | 11,180 | 1,992 | 0.56% | 0.66% | 47 | -85 | -0.75% | Q3 2026 | Oct 29, 2026 |
| Impact Partnership Wealth, LLC | History | No change | 9,626 | 1,984 | 0.19% | 0.19% | 48 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 9,454 | 1,949 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CALTON & ASSOCIATES, INC. | History | No change | 9,456 | 1,949 | 0.29% | 0.29% | 50 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | History | Reduced | 10,225 | 1,821 | 0.03% | 0.04% | 51 | -172 | -1.65% | Q3 2026 | Oct 13, 2026 |
| WIN ADVISORS, INC | History | No change | 8,552 | 1,763 | 0.63% | 0.63% | 52 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 8,373 | 1,726 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| PCG Wealth Advisors, LLC | History | No change | 8,034 | 1,656 | 0.37% | 0.37% | 54 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | No change | 7,849 | 1,618 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| PACIFIC SUN FINANCIAL CORP | History | No change | 7,608 | 1,568 | 0.65% | 0.65% | 56 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Cascade Investment Advisors, Inc. | History | Added to | 8,615 | 1,535 | 0.86% | 0.96% | 57 | +63 | 0.74% | Q3 2026 | Nov 02, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 7,179 | 1,480 | 0.04% | 0.04% | 58 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Kovack Advisors, Inc. | History | No change | 7,238 | 1,468 | 0.07% | 0.07% | 59 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Focus Partners Wealth | History | No change | 6,886 | 1,419 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Triumph Capital Management | History | Added to | 7,787 | 1,387 | 0.24% | 0.27% | 61 | +466 | 6.37% | Q3 2026 | Oct 14, 2026 |
| Ancora Advisors LLC | History | No change | 6,500 | 1,340 | 0.03% | 0.03% | 62 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Arax Advisory Partners | History | No change | 6,475 | 1,334 | 0.01% | 0.01% | 63 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Gateway Wealth Partners, LLC | History | No change | 6,469 | 1,333 | 0.08% | 0.08% | 64 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Sigma Planning Corp | History | Reduced | 7,252 | 1,292 | 0.03% | 0.04% | 65 | -861 | -10.61% | Q3 2026 | Oct 23, 2026 |
| Creative Planning | History | No change | 7,062 | 1,258 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 6,996 | 1,247 | 0.03% | 0.03% | 67 | +622 | 9.76% | Q3 2026 | Oct 22, 2026 |
| Comprehensive Financial Planning, Inc./PA | History | Added to | 7,001 | 1,247 | 0.67% | 0.77% | 68 | +8 | 0.11% | Q3 2026 | Oct 27, 2026 |
| Patten Group, Inc. | History | Reduced | 6,909 | 1,230 | 0.19% | 0.23% | 69 | -343 | -4.73% | Q3 2026 | Oct 26, 2026 |
| HighPoint Advisor Group LLC | History | No change | 5,896 | 1,215 | 0.04% | 0.04% | 70 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Advisory Services Network, LLC | History | No change | 5,527 | 1,139 | 0.01% | 0.01% | 71 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Concurrent Investment Advisors, LLC | History | Reduced | 6,108 | 1,088 | 0.01% | 0.01% | 72 | -358 | -5.54% | Q3 2026 | Oct 16, 2026 |
| PFG Advisors | History | Added to | 5,926 | 1,055 | 0.05% | 0.06% | 73 | +304 | 5.41% | Q3 2026 | Oct 15, 2026 |
| IHT Wealth Management, LLC | History | No change | 4,796 | 988 | 0.02% | 0.02% | 74 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BENJAMIN EDWARDS INC | History | No change | 4,324 | 891 | 0.01% | 0.01% | 75 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| RDA Financial Network | History | No change | 4,992 | 889 | 0.19% | 0.22% | 76 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| Advyzon Investment Management, LLC | History | No change | 4,201 | 866 | 0.06% | 0.06% | 77 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FMR LLC | History | No change | 4,192 | 864 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | No change | 4,165 | 859 | 0.01% | 0.01% | 79 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Cresset Asset Management, LLC | History | No change | 4,078 | 840 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| VestGen Advisors, LLC | History | Reduced | 4,594 | 818 | 0.03% | 0.03% | 81 | -362 | -7.3% | Q3 2026 | Oct 27, 2026 |
| Concentrum Wealth Management | History | No change | 3,757 | 774 | 0.19% | 0.19% | 82 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Prospera Financial Services Inc | History | Reduced | 4,524 | 766 | 0.01% | 0.02% | 83 | -708 | -13.53% | Q3 2026 | Nov 04, 2026 |
| Kraft, Davis & Associates, LLC | History | Reduced | 4,269 | 732 | 0.15% | 0.18% | 84 | -232 | -5.15% | Q3 2026 | Oct 21, 2026 |
| Cornerstone Wealth Management, LLC | History | No change | 4,088 | 728 | 0.03% | 0.04% | 85 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| World Investment Advisors | History | No change | 4,573 | 726 | 0.01% | 0.01% | 86 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Morey & Quinn Wealth Partners, LLC | History | Added to | 4,072 | 725 | 0.47% | 0.54% | 87 | +5 | 0.12% | Q3 2026 | Oct 27, 2026 |
| Valmark Advisers, Inc. | History | No change | 3,458 | 712 | 0.01% | 0.01% | 88 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Krilogy Financial LLC | History | Reduced | 3,967 | 707 | 0.02% | 0.03% | 89 | -333 | -7.74% | Q3 2026 | Oct 13, 2026 |
| Investors Research Corp | History | Reduced | 3,954 | 704 | 0.12% | 0.16% | 90 | -417 | -9.54% | Q3 2026 | Oct 07, 2026 |
| Hershey Financial Advisers, LLC | History | No change | 3,382 | 697 | 0.5% | 0.5% | 91 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Legacy Trust | History | No change | 3,329 | 686 | 0.12% | 0.12% | 92 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Belvedere Trading LLC | History | Added to | 3,800 | 677 | 0.0% | 0.0% | 93 | +2,588 | 213.53% | Q3 2026 | Nov 05, 2026 |
| INSIGNEO ADVISORY SERVICES, LLC | History | No change | 3,194 | 658 | 0.02% | 0.02% | 94 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Boyce & Associates Wealth Consulting, Inc. | History | Added to | 3,689 | 657 | 0.4% | 0.44% | 95 | +603 | 19.54% | Q3 2026 | Oct 13, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 3,051 | 629 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Rubicon Advisors, GP | History | Reduced | 3,522 | 627 | 0.44% | 0.53% | 97 | -22 | -0.62% | Q3 2026 | Oct 23, 2026 |
| Vise Technologies, Inc. | History | No change | 3,312 | 590 | 0.0% | 0.01% | 98 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| SMITH, MOORE & CO. | History | No change | 2,853 | 588 | 0.04% | 0.04% | 99 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 2,838 | 585 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Corient Private Wealth LP | History | No change | 2,753 | 567 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q2 2026 | Aug 27, 2026 |
| Second Line Capital, LLC | History | No change | 2,749 | 566 | 0.11% | 0.11% | 102 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| FIDUCIARY TRUST CO | History | No change | 2,679 | 552 | 0.01% | 0.01% | 103 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Atlas Private Wealth Advisors | History | Added to | 3,079 | 548 | 0.12% | 0.13% | 104 | +150 | 5.12% | Q3 2026 | Oct 23, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 3,065 | 546 | 0.01% | 0.01% | 105 | +235 | 8.3% | Q3 2026 | Oct 26, 2026 |
| TCFG Investment Advisors, LLC | History | Reduced | 3,012 | 536 | 0.18% | 0.22% | 106 | -220 | -6.81% | Q3 2026 | Oct 20, 2026 |
| Pure Financial Advisors, LLC | History | No change | 2,580 | 531 | 0.01% | 0.01% | 107 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| J. Derek Lewis & Associates Inc. | History | No change | 2,937 | 523 | 0.09% | 0.11% | 108 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| JANE STREET GROUP, LLC | History | No change | 2,530 | 521 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RFG Advisory, LLC | History | Reduced | 2,896 | 516 | 0.01% | 0.01% | 110 | -334 | -10.34% | Q3 2026 | Nov 03, 2026 |
| MONEY CONCEPTS CAPITAL CORP | History | No change | 2,498 | 515 | 0.02% | 0.02% | 111 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| INTEGRITY ALLIANCE, LLC. | History | Added to | 2,883 | 513 | 0.02% | 0.02% | 112 | +16 | 0.56% | Q3 2026 | Oct 29, 2026 |
| ECLECTIC ASSOCIATES INC /ADV | History | Reduced | 2,864 | 510 | 0.06% | 0.08% | 113 | -575 | -16.72% | Q3 2026 | Oct 08, 2026 |
| Harvest Investment Services, LLC | History | No change | 2,405 | 495 | 0.08% | 0.08% | 114 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FLAGSTAR SECURITIES, INC | History | Added to | 2,775 | 494 | 0.15% | 0.15% | 115 | +313 | 12.71% | Q3 2026 | Oct 15, 2026 |
| Accredited Investors Inc. | History | No change | 2,649 | 471 | 0.02% | 0.02% | 116 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| Jaffetilchin Investment Partners, LLC | History | No change | 2,268 | 467 | 0.02% | 0.02% | 117 | 0 | 0.0% | Q2 2026 | Oct 20, 2026 |
| COMMERCE BANK | History | No change | 2,200 | 453 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | No change | 2,171 | 447 | 0.01% | 0.01% | 119 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| OneAscent Financial Services LLC | History | No change | 2,129 | 438 | 0.02% | 0.02% | 120 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| BFC Planning, Inc. | History | No change | 2,112 | 435 | 0.02% | 0.02% | 121 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC | History | No change | 2,050 | 422 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| COTTONWOOD CAPITAL ADVISORS, LLC | History | Reduced | 2,366 | 421 | 0.25% | 0.3% | 123 | -25 | -1.05% | Q3 2026 | Oct 20, 2026 |
| IFP Advisors, Inc | History | Added to | 2,314 | 412 | 0.01% | 0.0% | 124 | +2,114 | 1057.0% | Q3 2026 | Oct 16, 2026 |
| Bawa N Mallick Trust | History | No change | 2,000 | 412 | 0.13% | 0.13% | 125 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Pinnacle Financial Partners, Inc. | History | No change | 1,996 | 411 | 0.0% | 0.0% | 126 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Intrua Financial, LLC | History | No change | 2,290 | 408 | 0.04% | 0.04% | 127 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| Apollon Wealth Management, LLC | History | New | 2,250 | 400 | 0.0% | — | 128 | +2,250 | New | Q3 2026 | Oct 23, 2026 |
| CIBC WORLD MARKET INC. | History | No change | 1,933 | 398 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Avidian Wealth Enterprises, LLC | History | New | 2,145 | 382 | 0.01% | — | 131 | +2,145 | New | Q3 2026 | Oct 08, 2026 |
| Arrowroot Family Office, LLC | History | No change | 1,855 | 382 | 0.11% | 0.11% | 130 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Financial Engines Advisors L.L.C. | History | No change | 1,795 | 370 | 0.0% | 0.0% | 132 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Purus Wealth Management, LLC | History | No change | 2,023 | 360 | 0.1% | 0.11% | 133 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| Wealthspire Advisors, LLC | History | No change | 1,707 | 351 | 0.0% | 0.0% | 134 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| October Effect Ltd | History | No change | 1,972 | 351 | 0.36% | 0.38% | 135 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Bank of New York Mellon Corp | History | No change | 1,961 | 349 | 0.0% | 0.0% | 136 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| CITADEL ADVISORS LLC | History | No change | 1,600 | 329 | 0.0% | 0.0% | 137 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| Vestmark Advisory Solutions, Inc. | History | No change | 1,600 | 329 | 0.0% | 0.0% | 138 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Integris Wealth Management, LLC | History | No change | 1,772 | 315 | 0.06% | 0.07% | 139 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | No change | 1,512 | 311 | 0.0% | 0.0% | 140 | 0 | 0.0% | Q2 2026 | Aug 19, 2026 |
| Capital Investment Management, Inc. | History | No change | 1,505 | 310 | 0.09% | 0.09% | 141 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| Csenge Advisory Group | History | Reduced | 1,694 | 301 | 0.01% | 0.02% | 142 | -685 | -28.79% | Q3 2026 | Nov 04, 2026 |
| B. Riley Wealth Advisors, Inc. | History | No change | 1,680 | 299 | 0.01% | 0.02% | 143 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| Kapstone Financial Advisors LLC | History | No change | 1,439 | 296 | 0.12% | 0.12% | 144 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| MONETA GROUP INVESTMENT ADVISORS LLC | History | No change | 1,404 | 289 | 0.0% | 0.0% | 145 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| tru Independence LLC | History | No change | 1,594 | 284 | 0.12% | 0.14% | 146 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| Snowden Capital Advisors LLC | History | No change | 1,378 | 284 | 0.01% | 0.01% | 147 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Family Capital Management, Inc. | History | No change | 1,588 | 282 | 0.11% | 0.13% | 148 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| First Heartland Consultants, Inc. | History | No change | 1,582 | 281 | 0.02% | 0.02% | 149 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| Advisory Alpha, LLC | History | No change | 1,314 | 271 | 0.01% | 0.01% | 150 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Dynamic Advisor Solutions LLC | History | Reduced | 1,513 | 269 | 0.01% | 0.01% | 151 | -75 | -4.72% | Q3 2026 | Oct 13, 2026 |
| Cannon Advisors, Inc. | History | No change | 1,509 | 267 | 0.15% | 0.18% | 152 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| MAINSTAY CAPITAL MANAGEMENT LLC /ADV | History | No change | 1,242 | 256 | 0.02% | 0.02% | 153 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Sun Financial Inc | History | No change | 1,411 | 254 | 0.12% | 0.12% | 154 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| BRIGHTON JONES LLC | History | No change | 1,379 | 245 | 0.0% | 0.01% | 155 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| Midwest Trust Co | History | No change | 1,377 | 245 | 0.0% | 0.0% | 156 | 0 | 0.0% | Q3 2026 | Oct 22, 2026 |
| Wiser Advisor Group LLC | History | No change | 1,179 | 243 | 0.27% | 0.27% | 157 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WILLNER & HELLER, LLC | History | No change | 1,344 | 239 | 0.15% | 0.17% | 158 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| PRIVATE TRUST CO NA | History | Added to | 1,328 | 236 | 0.02% | 0.01% | 159 | +807 | 154.89% | Q3 2026 | Oct 20, 2026 |
| PUFF WEALTH MANAGEMENT, LLC | History | Reduced | 1,327 | 236 | 0.22% | 0.3% | 160 | -105 | -7.33% | Q3 2026 | Oct 07, 2026 |
| Arkadios Wealth Advisors | History | No change | 1,137 | 234 | 0.0% | 0.0% | 161 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| WEALTH EFFECTS LLC | History | No change | 1,296 | 230 | 0.06% | 0.07% | 162 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| COFG Advisors, LLC | History | No change | 1,108 | 228 | 0.04% | 0.04% | 163 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PRAIRIEVIEW WEALTH PARTNERS, LLC | History | No change | 1,095 | 225 | 0.17% | 0.17% | 164 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 1,260 | 224 | 0.01% | 0.01% | 165 | +94 | 8.06% | Q3 2026 | Oct 30, 2026 |
| CITY HOLDING CO | History | Reduced | 1,250 | 222 | 0.02% | 0.04% | 166 | -360 | -22.36% | Q3 2026 | Oct 19, 2026 |
| Smithfield Trust Co | History | No change | 1,067 | 220 | 0.01% | 0.01% | 167 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Prime Capital Investment Advisors, LLC | History | No change | 1,234 | 219 | 0.0% | 0.0% | 168 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Bannerstone Capital Management, LLC | History | No change | 1,061 | 218 | 0.18% | 0.18% | 169 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Elm3 Financial Group, LLC | History | Reduced | 1,207 | 215 | 0.14% | 0.18% | 170 | -90 | -6.94% | Q3 2026 | Oct 07, 2026 |
| LANARK FINANCIAL, INC. | History | Added to | 1,206 | 214 | 0.01% | 0.02% | 171 | +1 | 0.08% | Q3 2026 | Oct 26, 2026 |
| BURKE & HERBERT BANK & TRUST CO | History | No change | 1,200 | 213 | 0.05% | 0.06% | 172 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| LFG Wealth Partners, LLC | History | No change | 1,200 | 213 | 0.09% | 0.12% | 173 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| Main Street Financial Solutions, LLC | History | No change | 1,026 | 211 | 0.01% | 0.01% | 174 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| APPLETON PARTNERS INC/MA | History | No change | 1,175 | 209 | 0.01% | 0.01% | 175 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| QUANTUM FINANCIAL PARTNERS LLC | History | New | 1,143 | 203 | 0.1% | — | 177 | +1,143 | New | Q3 2026 | Oct 19, 2026 |
| Richmond Investment Services, LLC | History | New | 1,140 | 203 | 0.06% | — | 176 | +1,140 | New | Q3 2026 | Oct 29, 2026 |
| Everest Financial Group LLC | History | No change | 982 | 202 | 0.03% | 0.03% | 178 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | New | 1,133 | 201 | 0.0% | — | 179 | +1,133 | New | Q3 2026 | Oct 13, 2026 |
| Institute for Wealth Management, LLC. | History | No change | 970 | 199 | 0.02% | 0.02% | 180 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| BANK OF MONTREAL /CAN/ | History | No change | 950 | 195 | 0.0% | 0.0% | 181 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 1,017 | 181 | 0.0% | 0.0% | 182 | -34 | -3.24% | Q3 2026 | Oct 08, 2026 |
| Root Financial Partners, LLC | History | New | 830 | 147 | 0.0% | — | 183 | +830 | New | Q3 2026 | Oct 21, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 711 | 146 | 0.0% | 0.0% | 184 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| FIDUCIARY FINANCIAL ADVISORS | History | No change | 612 | 126 | 0.01% | 0.01% | 185 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 589 | 121 | 0.0% | 0.0% | 186 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Luken Investment Analytics, LLC | History | No change | 565 | 116 | 0.04% | 0.04% | 187 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Spire Wealth Management | History | No change | 638 | 113 | 0.0% | 0.0% | 188 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| BLAIR WILLIAM & CO/IL | History | No change | 533 | 109 | 0.0% | 0.0% | 189 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| ASSETMARK, INC | History | Added to | 590 | 105 | 0.0% | 0.0% | 190 | +17 | 2.97% | Q3 2026 | Oct 21, 2026 |
| JPMORGAN CHASE & CO | History | No change | 449 | 90 | 0.0% | 0.0% | 191 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Pathway Financial Advisers, LLC | History | New | 473 | 84 | 0.02% | — | 192 | +473 | New | Q3 2026 | Oct 26, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 400 | 82 | 0.0% | 0.0% | 193 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Costello Asset Management, INC | History | No change | 457 | 81 | 0.02% | 0.03% | 194 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| Larson Financial Group LLC | History | Added to | 424 | 75 | 0.0% | 0.0% | 195 | +1 | 0.24% | Q3 2026 | Nov 05, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | No change | 350 | 72 | 0.0% | 0.0% | 196 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Global Retirement Partners, LLC | History | No change | 353 | 72 | 0.0% | 0.0% | 197 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| WHITTIER TRUST CO OF NEVADA INC | History | No change | 350 | 66 | 0.0% | 0.0% | 198 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Beaird Harris Wealth Management, LLC | History | No change | 274 | 56 | 0.0% | 0.0% | 199 | 0 | 0.0% | Q2 2026 | Jul 08, 2026 |
| Osbon Capital Management LLC | History | No change | 261 | 53 | 0.04% | 0.04% | 200 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Bank of the Bluegrass & Trust Co. | History | No change | 266 | 47 | 0.01% | 0.01% | 201 | 0 | 0.0% | Q2 2026 | Oct 28, 2026 |
| MATHER GROUP, LLC. | History | No change | 243 | 43 | 0.0% | 0.0% | 202 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| HAZLETT, BURT & WATSON, INC. | History | No change | 228 | 41 | 0.01% | 0.01% | 203 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| FIFTH THIRD BANCORP | History | No change | 225 | 40 | 0.0% | 0.0% | 204 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| MANNING & NAPIER ADVISORS LLC | History | No change | 175 | 36 | 0.0% | 0.0% | 205 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Prestige Wealth Management Group LLC | History | No change | 177 | 36 | 0.01% | 0.01% | 206 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| North Star Investment Management Corp. | History | No change | 200 | 35 | 0.0% | 0.0% | 207 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| BlackRock, Inc. | History | No change | 150 | 30 | 0.0% | 0.0% | 208 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| AMERIFLEX GROUP, INC. | History | No change | 150 | 30 | 0.01% | 0.01% | 209 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NFSG Corp | History | No change | 150 | 26 | 0.0% | 0.0% | 210 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| CoreCap Advisors, LLC | History | No change | 114 | 20 | 0.0% | 0.0% | 211 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| Lloyd Advisory Services, LLC. | History | Reduced | 107 | 19 | 0.01% | 0.54% | 212 | -6,671 | -98.42% | Q3 2026 | Nov 02, 2026 |
| Indiana Trust & Investment Management Co | History | No change | 99 | 17 | 0.0% | 0.01% | 213 | 0 | 0.0% | Q3 2026 | Oct 22, 2026 |
| Allworth Financial LP | History | No change | 85 | 17 | 0.0% | 0.0% | 214 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| GAMMA Investing LLC | History | No change | 100 | 17 | 0.0% | 0.0% | 215 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| Rosenberg Matthew Hamilton | History | No change | 86 | 15 | 0.0% | 0.0% | 216 | 0 | 0.0% | Q3 2026 | Oct 05, 2026 |
| Quest 10 Wealth Builders, Inc. | History | No change | 86 | 15 | 0.01% | 0.01% | 217 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| Capital Analysts, LLC | History | No change | 70 | 14 | 0.0% | 0.0% | 218 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Continuum Advisory, LLC | History | No change | 68 | 14 | 0.0% | 0.0% | 219 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| VANGUARD ADVISERS INC | History | No change | 64 | 13 | 0.0% | 0.0% | 220 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SBI Securities Co., Ltd. | History | Added to | 69 | 12 | 0.0% | 0.0% | 221 | +2 | 2.99% | Q3 2026 | Oct 21, 2026 |
| TRUST CO OF TOLEDO NA /OH/ | History | No change | 64 | 11 | 0.0% | 0.0% | 222 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| Kozak & Associates, Inc. | History | No change | 62 | 10 | 0.0% | 0.0% | 223 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | History | No change | 50 | 10 | 0.0% | 0.0% | 224 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Medallion Wealth Advisors, LLC | History | No change | 43 | 8 | 0.0% | 0.0% | 225 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SWAN Capital LLC | History | No change | 27 | 5 | 0.0% | 0.0% | 226 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Caitlin John, LLC | History | No change | 12 | 2 | 0.0% | 0.0% | 227 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| GK Wealth Management LLC | History | New | 6 | 1 | 0.0% | — | 230 | +6 | New | Q3 2026 | Oct 09, 2026 |
| WOLFF WIESE MAGANA LLC | History | No change | 8 | 1 | 0.0% | 0.0% | 228 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 6 | 1 | 0.0% | 0.0% | 229 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| Ocean Park Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.5% | — | -50,325 | -100.0% | Q3 2026 | Oct 21, 2026 |
| Acorn Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -1,133 | -100.0% | Q3 2026 | Oct 19, 2026 |
| Capital Wealth Alliance, LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -1,105 | -100.0% | Q3 2026 | Oct 20, 2026 |
| Mission Financial Group, LLC | History | Closed out | 0 | 0 | — | 0.18% | — | -1,029 | -100.0% | Q3 2026 | Oct 21, 2026 |
| TCV Trust & Wealth Management, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -1,000 | -100.0% | Q3 2026 | Oct 16, 2026 |
| Accel Wealth Management | History | Closed out | 0 | 0 | — | 0.05% | — | -985 | -100.0% | Q3 2026 | Oct 13, 2026 |
| PARK AVENUE SECURITIES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -976 | -100.0% | Q3 2026 | Oct 26, 2026 |
| CITIGROUP INC | History | Reduced | 1 | 0 | — | 0.0% | — | -836 | -99.88% | Q3 2026 | Nov 04, 2026 |
| GILL CAPITAL PARTNERS, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -339 | -100.0% | Q3 2026 | Oct 13, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -250 | -100.0% | Q3 2026 | Nov 02, 2026 |
| Networth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -225 | -100.0% | Q3 2026 | Nov 03, 2026 |
| Kingdom Financial Group LLC. | History | Reduced | 2 | 0 | — | 0.01% | — | -209 | -99.05% | Q3 2026 | Nov 04, 2026 |
| Montgomery Financial Services LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -143 | -100.0% | Q3 2026 | Nov 03, 2026 |
| Rossby Financial, LCC | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |