FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FPXI
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Added to | 462,981 | 28,586 | 0.01% | 0.01% | 1 | +22,330 | 5.07% | Q1 2026 | May 06, 2026 |
| MORGAN STANLEY | History | Added to | 261,505 | 16,146 | 0.0% | 0.0% | 2 | +57,224 | 28.01% | Q1 2026 | May 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 153,414 | 9,472 | 0.0% | 0.0% | 3 | +11,700 | 8.26% | Q1 2026 | May 11, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 50,470 | 3,116 | 0.01% | 0.01% | 4 | +1,310 | 2.66% | Q1 2026 | Apr 30, 2026 |
| NewEdge Advisors, LLC | History | Added to | 49,604 | 3,062 | 0.01% | 0.01% | 5 | +8,275 | 20.02% | Q1 2026 | Jun 02, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 45,266 | 2,795 | 0.01% | 0.01% | 6 | +1,571 | 3.6% | Q1 2026 | Apr 30, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 41,520 | 2,563 | 0.0% | 0.0% | 7 | -4,083 | -8.95% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Added to | 38,917 | 2,402 | 0.0% | 0.0% | 8 | +7,529 | 23.99% | Q1 2026 | May 05, 2026 |
| SFI Advisors, LLC | History | Reduced | 38,569 | 2,381 | 2.5% | 2.66% | 9 | -31,617 | -45.05% | Q1 2026 | May 05, 2026 |
| WealthCare Investment Partners, LLC | History | Added to | 35,203 | 2,205 | 0.61% | 0.61% | 10 | +292 | 0.84% | Q1 2026 | Apr 08, 2026 |
| TWIN PEAKS WEALTH ADVISORS, LLC | History | Added to | 35,265 | 2,177 | 0.55% | 0.69% | 11 | +48 | 0.14% | Q1 2026 | May 08, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 30,424 | 1,878 | 0.0% | 0.0% | 12 | -6,112 | -16.73% | Q1 2026 | Apr 27, 2026 |
| Arkadios Wealth Advisors | History | Added to | 29,409 | 1,815 | 0.03% | 0.03% | 13 | +2,181 | 8.01% | Q1 2026 | May 18, 2026 |
| HighTower Advisors, LLC | History | Added to | 26,121 | 1,612 | 0.0% | 0.0% | 14 | +913 | 3.62% | Q1 2026 | May 05, 2026 |
| NORTHBRIDGE FINANCIAL GROUP, LLC | History | Added to | 23,192 | 1,601 | 0.69% | 0.58% | 15 | +1,464 | 6.74% | Q1 2026 | Apr 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 25,457 | 1,571 | 0.0% | 0.0% | 16 | +2,056 | 8.79% | Q1 2026 | May 14, 2026 |
| BENJAMIN EDWARDS INC | History | Reduced | 25,077 | 1,550 | 0.02% | 0.02% | 17 | -2,273 | -8.31% | Q1 2026 | May 12, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 24,282 | 1,499 | 0.0% | 0.0% | 18 | -1,074 | -4.24% | Q1 2026 | May 15, 2026 |
| Cetera Investment Advisers | History | Reduced | 23,197 | 1,432 | 0.0% | 0.0% | 19 | -1,037 | -4.28% | Q1 2026 | May 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 21,852 | 1,349 | 0.0% | 0.0% | 20 | +3,755 | 20.75% | Q1 2026 | May 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 20,413 | 1,260 | 0.0% | 0.0% | 21 | -73,264 | -78.21% | Q1 2026 | May 15, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 17,601 | 1,086 | 0.0% | 0.0% | 22 | -491 | -2.71% | Q1 2026 | May 04, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 16,472 | 1,016 | 0.03% | 0.04% | 23 | -1,031 | -5.89% | Q1 2026 | Apr 07, 2026 |
| TRUE BLUE FINANCIAL, LLC | History | Reduced | 16,271 | 1,004 | 0.79% | 0.89% | 24 | -1,930 | -10.6% | Q1 2026 | Apr 24, 2026 |
| Impact Partnership Wealth, LLC | History | Added to | 15,915 | 982 | 0.12% | 0.11% | 25 | +780 | 5.15% | Q1 2026 | Apr 23, 2026 |
| Asset Allocation Strategies LLC | History | Reduced | 15,494 | 956 | 0.17% | 0.18% | 26 | -1,194 | -7.15% | Q1 2026 | Apr 22, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 14,797 | 913 | 0.0% | 0.0% | 27 | +8,553 | 136.98% | Q1 2026 | May 07, 2026 |
| CWM, LLC | History | Reduced | 10,472 | 646 | 0.0% | 0.0% | 28 | -66 | -0.63% | Q1 2026 | May 14, 2026 |
| NewEdge Wealth, LLC | History | Reduced | 8,548 | 527 | 0.01% | 0.01% | 29 | -37 | -0.43% | Q1 2026 | May 13, 2026 |
| Kingsview Wealth Management, LLC | History | New | 7,265 | 448 | 0.01% | — | 30 | +7,265 | New | Q1 2026 | May 12, 2026 |
| Meridian Financial Advisors, LLC | History | Reduced | 7,161 | 442 | 0.24% | 0.27% | 31 | -1,299 | -15.35% | Q1 2026 | Apr 21, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 6,666 | 411 | 0.0% | 0.0% | 32 | -4,854 | -42.14% | Q1 2026 | May 04, 2026 |
| Equitable Holdings, Inc. | History | New | 6,874 | 406 | 0.0% | — | 33 | +6,874 | New | Q1 2026 | May 15, 2026 |
| Belpointe Asset Management LLC | History | Added to | 6,347 | 391 | 0.01% | 0.01% | 34 | +1 | 0.02% | Q1 2026 | Apr 28, 2026 |
| Independent Advisor Alliance | History | New | 5,687 | 351 | 0.0% | — | 35 | +5,687 | New | Q1 2026 | May 12, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 4,794 | 296 | 0.0% | 0.0% | 36 | -1,876 | -28.13% | Q1 2026 | Apr 22, 2026 |
| Accel Wealth Management | History | Added to | 4,737 | 292 | 0.08% | 0.08% | 37 | +3 | 0.06% | Q1 2026 | Apr 08, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 4,669 | 288 | 0.0% | 0.0% | 38 | +2,671 | 133.68% | Q1 2026 | May 15, 2026 |
| Prospera Financial Services Inc | History | Added to | 4,672 | 288 | 0.0% | 0.0% | 39 | +1 | 0.02% | Q1 2026 | Apr 14, 2026 |
| Dynamic Advisor Solutions LLC | History | Reduced | 4,639 | 286 | 0.01% | 0.01% | 40 | -252 | -5.15% | Q1 2026 | Apr 08, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | Reduced | 4,560 | 281 | 0.01% | 0.01% | 41 | -995 | -17.91% | Q1 2026 | May 11, 2026 |
| CITADEL ADVISORS LLC | History | New | 4,491 | 277 | 0.0% | — | 42 | +4,491 | New | Q1 2026 | May 15, 2026 |
| Creative Planning | History | Reduced | 3,959 | 244 | 0.0% | 0.0% | 43 | -12 | -0.3% | Q1 2026 | May 12, 2026 |
| Ameritas Advisory Services, LLC | History | Reduced | 3,350 | 206 | 0.01% | 0.01% | 44 | -40 | -1.18% | Q1 2026 | May 12, 2026 |
| Mariner, LLC | History | Reduced | 3,272 | 202 | 0.0% | 0.0% | 45 | -175 | -5.08% | Q1 2026 | May 13, 2026 |
| Integrity Financial Corp /WA | History | Reduced | 1,710 | 105 | 0.05% | 0.07% | 46 | -525 | -23.49% | Q1 2026 | May 14, 2026 |
| PRIVATE TRUST CO NA | History | No change | 1,342 | 82 | 0.01% | 0.01% | 47 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| CLEAR INVESTMENT RESEARCH, LLC | History | New | 1,186 | 73 | 0.11% | — | 48 | +1,186 | New | Q1 2026 | May 04, 2026 |
| BALLAST ADVISORS LLC | History | New | 1,179 | 73 | 0.02% | — | 49 | +1,179 | New | Q1 2026 | May 12, 2026 |
| Advisory Services Network, LLC | History | New | 1,169 | 72 | 0.0% | — | 50 | +1,169 | New | Q1 2026 | May 15, 2026 |
| Atlantic Union Bankshares Corp | History | Added to | 1,115 | 68 | 0.0% | 0.0% | 51 | +1 | 0.09% | Q1 2026 | May 12, 2026 |
| IFP Advisors, Inc | History | Added to | 1,020 | 62 | 0.0% | 0.0% | 52 | +1 | 0.1% | Q1 2026 | Apr 13, 2026 |
| CITIGROUP INC | History | No change | 950 | 58 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Western Wealth Management, LLC | History | New | 777 | 47 | 0.0% | — | 54 | +777 | New | Q1 2026 | May 19, 2026 |
| Merkkuri Wealth Advisors LLC | History | New | 743 | 45 | 0.03% | — | 55 | +743 | New | Q1 2026 | Apr 21, 2026 |
| AE Wealth Management LLC | History | No change | 585 | 36 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 349 | 22 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Qube Research & Technologies Ltd | History | Reduced | 276 | 17 | 0.0% | 0.0% | 58 | -39 | -12.38% | Q1 2026 | May 15, 2026 |
| Bogart Wealth, LLC | History | No change | 237 | 14 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| US BANCORP \DE\ | History | Reduced | 211 | 13 | 0.0% | 0.0% | 60 | -10,444 | -98.02% | Q1 2026 | May 14, 2026 |
| TopTier Wealth Management, LLC | History | New | 223 | 13 | 0.01% | — | 61 | +223 | New | Q1 2026 | May 05, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 181 | 11 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Founders Financial Alliance, LLC | History | New | 174 | 10 | 0.0% | — | 63 | +174 | New | Q1 2026 | May 11, 2026 |
| Investors Research Corp | History | No change | 150 | 9 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q1 2026 | Apr 03, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | New | 149 | 8 | 0.0% | — | 65 | +149 | New | Q1 2026 | May 15, 2026 |
| Wagner Wealth Management, LLC | History | No change | 118 | 7 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| Geneos Wealth Management Inc. | History | No change | 125 | 7 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Caitlin John, LLC | History | No change | 108 | 6 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| FMR LLC | History | No change | 81 | 5 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 91 | 5 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| FIFTH THIRD BANCORP | History | New | 75 | 4 | 0.0% | — | 71 | +75 | New | Q1 2026 | May 01, 2026 |
| Global Retirement Partners, LLC | History | No change | 57 | 3 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Key FInancial Inc | History | Reduced | 31 | 1 | 0.0% | 0.0% | 74 | -21 | -40.38% | Q1 2026 | Apr 24, 2026 |
| Larson Financial Group LLC | History | No change | 23 | 1 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| TrueWealth Financial Partners | History | Closed out | 0 | 0 | — | 0.89% | — | -18,201 | -100.0% | Q1 2026 | May 20, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -4,709 | -100.0% | Q1 2026 | Apr 29, 2026 |
| J.W. COLE ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -4,569 | -100.0% | Q1 2026 | Apr 23, 2026 |
| IHT Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,757 | -100.0% | Q1 2026 | May 15, 2026 |
| Clear Point Advisors Inc. | History | Closed out | 0 | 0 | — | 0.16% | — | -3,489 | -100.0% | Q1 2026 | Apr 28, 2026 |
| Strategic Wealth Partners, Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -108 | -100.0% | Q1 2026 | May 12, 2026 |
| BANK OF MONTREAL /CAN/ | History | New | 10 | 0 | — | — | — | +10 | New | Q1 2026 | May 13, 2026 |
| JPMORGAN CHASE & CO | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| SBI Securities Co., Ltd. | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |