FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FPXI
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FIRST TRUST ADVISORS LP | History | New | 842,208 | 70,526 | 0.04% | — | 1 | +842,208 | New | Q2 2026 | Aug 11, 2026 |
| LPL Financial LLC | History | Added to | 518,171 | 43,391 | 0.01% | 0.01% | 2 | +55,190 | 11.92% | Q2 2026 | Aug 07, 2026 |
| Concurrent Investment Advisors, LLC | History | New | 409,072 | 34,255 | 0.29% | — | 3 | +409,072 | New | Q2 2026 | Jul 27, 2026 |
| MORGAN STANLEY | History | Added to | 274,227 | 22,963 | 0.0% | 0.0% | 4 | +12,722 | 4.86% | Q2 2026 | Aug 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 162,054 | 13,570 | 0.0% | 0.0% | 5 | +8,640 | 5.63% | Q2 2026 | Aug 14, 2026 |
| &PARTNERS | History | New | 108,128 | 9,031 | 0.04% | — | 6 | +108,128 | New | Q2 2026 | Aug 14, 2026 |
| NewEdge Advisors, LLC | History | Added to | 83,990 | 7,033 | 0.02% | 0.01% | 7 | +34,386 | 69.32% | Q2 2026 | Aug 12, 2026 |
| JANE STREET GROUP, LLC | History | New | 82,910 | 6,942 | 0.0% | — | 8 | +82,910 | New | Q2 2026 | Aug 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 76,173 | 6,378 | 0.01% | 0.0% | 9 | +45,749 | 150.37% | Q2 2026 | Jul 29, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 58,299 | 4,881 | 0.02% | 0.01% | 10 | +7,829 | 15.51% | Q2 2026 | Jul 28, 2026 |
| Advisory Services Network, LLC | History | Added to | 52,796 | 4,421 | 0.05% | 0.0% | 11 | +51,627 | 4416.34% | Q2 2026 | Aug 12, 2026 |
| UBS Group AG | History | Added to | 50,915 | 4,263 | 0.0% | 0.0% | 12 | +11,998 | 30.83% | Q2 2026 | Aug 13, 2026 |
| Vise Technologies, Inc. | History | New | 40,685 | 3,406 | 0.04% | — | 13 | +40,685 | New | Q2 2026 | Aug 10, 2026 |
| SFI Advisors, LLC | History | Reduced | 38,282 | 3,205 | 2.77% | 2.5% | 14 | -287 | -0.74% | Q2 2026 | Jul 27, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 36,914 | 3,091 | 0.0% | 0.0% | 15 | +11,457 | 45.01% | Q2 2026 | Aug 14, 2026 |
| WealthCare Investment Partners, LLC | History | Added to | 35,606 | 2,981 | 0.72% | 0.61% | 16 | +403 | 1.14% | Q2 2026 | Aug 10, 2026 |
| TWIN PEAKS WEALTH ADVISORS, LLC | History | Reduced | 34,965 | 2,927 | 0.66% | 0.55% | 17 | -300 | -0.85% | Q2 2026 | Aug 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 33,521 | 2,807 | 0.0% | 0.0% | 18 | -7,999 | -19.27% | Q2 2026 | Aug 14, 2026 |
| NORTHBRIDGE FINANCIAL GROUP, LLC | History | Added to | 33,462 | 2,802 | 1.07% | 0.69% | 19 | +10,270 | 44.28% | Q2 2026 | Jul 09, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 32,159 | 2,693 | 0.0% | 0.0% | 20 | +7,877 | 32.44% | Q2 2026 | Aug 14, 2026 |
| Synergy Asset Management, LLC | History | New | 29,426 | 2,464 | 0.23% | — | 21 | +29,426 | New | Q2 2026 | Jul 22, 2026 |
| Arkadios Wealth Advisors | History | Reduced | 28,244 | 2,365 | 0.04% | 0.03% | 22 | -1,165 | -3.96% | Q2 2026 | Aug 10, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 27,421 | 2,296 | 0.0% | 0.0% | 23 | +5,569 | 25.49% | Q2 2026 | Aug 14, 2026 |
| HighTower Advisors, LLC | History | Reduced | 26,102 | 2,185 | 0.0% | 0.0% | 24 | -19 | -0.07% | Q2 2026 | Aug 05, 2026 |
| Cetera Investment Advisers | History | Added to | 23,970 | 2,007 | 0.0% | 0.0% | 25 | +773 | 3.33% | Q2 2026 | Aug 12, 2026 |
| Kingsview Wealth Management, LLC | History | Added to | 23,847 | 1,996 | 0.02% | 0.01% | 26 | +16,582 | 228.25% | Q2 2026 | Aug 18, 2026 |
| BENJAMIN EDWARDS INC | History | Reduced | 23,407 | 1,963 | 0.02% | 0.02% | 27 | -1,670 | -6.66% | Q2 2026 | Jul 24, 2026 |
| Impact Partnership Wealth, LLC | History | Added to | 17,373 | 1,454 | 0.14% | 0.12% | 28 | +1,458 | 9.16% | Q2 2026 | Jul 29, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 17,171 | 1,437 | 0.0% | 0.0% | 29 | -430 | -2.44% | Q2 2026 | Aug 03, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 16,732 | 1,401 | 0.0% | 0.0% | 30 | +1,935 | 13.08% | Q2 2026 | Aug 12, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 16,003 | 1,340 | 0.04% | 0.03% | 31 | -469 | -2.85% | Q2 2026 | Jul 06, 2026 |
| Asset Allocation Strategies LLC | History | Reduced | 14,756 | 1,235 | 0.19% | 0.17% | 32 | -738 | -4.76% | Q2 2026 | Aug 17, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 12,810 | 1,072 | 0.0% | 0.0% | 33 | +8,319 | 185.24% | Q2 2026 | Sep 02, 2026 |
| TRUE BLUE FINANCIAL, LLC | History | Reduced | 12,749 | 1,067 | 0.45% | 0.79% | 34 | -3,522 | -21.65% | Q2 2026 | Jul 17, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 12,159 | 1,018 | 0.0% | 0.0% | 35 | -8,254 | -40.44% | Q2 2026 | Aug 14, 2026 |
| MCF Advisors LLC | History | New | 11,030 | 923 | 0.03% | — | 36 | +11,030 | New | Q2 2026 | Aug 12, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 10,577 | 885 | 0.0% | 0.0% | 37 | +3,911 | 58.67% | Q2 2026 | Aug 07, 2026 |
| NewEdge Wealth, LLC | History | No change | 8,548 | 715 | 0.01% | 0.01% | 38 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| CWM, LLC | History | No change | 10,472 | 646 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Equitable Holdings, Inc. | History | Added to | 7,015 | 587 | 0.0% | 0.0% | 40 | +141 | 2.05% | Q2 2026 | Aug 17, 2026 |
| Transamerica Financial Advisors, LLC | History | New | 6,987 | 585 | 0.05% | — | 41 | +6,987 | New | Q2 2026 | Aug 14, 2026 |
| Belpointe Asset Management LLC | History | Reduced | 6,222 | 521 | 0.02% | 0.01% | 42 | -125 | -1.97% | Q2 2026 | Jul 31, 2026 |
| TRUIST FINANCIAL CORP | History | New | 5,683 | 475 | 0.0% | — | 43 | +5,683 | New | Q2 2026 | Jul 28, 2026 |
| J.W. COLE ADVISORS, INC. | History | New | 5,494 | 460 | 0.01% | — | 44 | +5,494 | New | Q2 2026 | Jul 21, 2026 |
| Meridian Financial Advisors, LLC | History | Reduced | 5,463 | 457 | 0.22% | 0.24% | 45 | -1,698 | -23.71% | Q2 2026 | Jul 22, 2026 |
| Private Advisor Group, LLC | History | New | 5,335 | 446 | 0.0% | — | 46 | +5,335 | New | Q2 2026 | Jul 27, 2026 |
| IFG Advisory, LLC | History | New | 5,302 | 443 | 0.02% | — | 47 | +5,302 | New | Q2 2026 | Aug 13, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | Added to | 5,010 | 419 | 0.01% | 0.01% | 48 | +450 | 9.87% | Q2 2026 | Aug 10, 2026 |
| Accel Wealth Management | History | Reduced | 4,680 | 391 | 0.09% | 0.08% | 50 | -57 | -1.2% | Q2 2026 | Jul 10, 2026 |
| Prospera Financial Services Inc | History | Added to | 4,678 | 391 | 0.01% | 0.0% | 49 | +6 | 0.13% | Q2 2026 | Jul 15, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 4,608 | 386 | 0.0% | 0.0% | 51 | -186 | -3.88% | Q2 2026 | Aug 05, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 4,576 | 383 | 0.01% | 0.0% | 52 | -93 | -1.99% | Q2 2026 | Aug 12, 2026 |
| FLOW TRADERS U.S. LLC | History | New | 4,544 | 381 | 0.02% | — | 53 | +4,544 | New | Q2 2026 | Aug 14, 2026 |
| Farther Finance Advisors, LLC | History | New | 4,200 | 351 | 0.0% | — | 54 | +4,200 | New | Q2 2026 | Jul 17, 2026 |
| Dynamic Advisor Solutions LLC | History | Reduced | 4,060 | 339 | 0.01% | 0.01% | 55 | -579 | -12.48% | Q2 2026 | Jul 07, 2026 |
| Clear Point Advisors Inc. | History | New | 3,449 | 288 | 0.26% | — | 56 | +3,449 | New | Q2 2026 | Jul 28, 2026 |
| Creative Planning | History | Reduced | 3,393 | 284 | 0.0% | 0.0% | 57 | -566 | -14.3% | Q2 2026 | Aug 13, 2026 |
| National Wealth Management Group, LLC | History | New | 2,974 | 249 | 0.08% | — | 58 | +2,974 | New | Q2 2026 | Jul 14, 2026 |
| Aurora Private Wealth, Inc. | History | New | 2,958 | 248 | 0.16% | — | 59 | +2,958 | New | Q2 2026 | Jul 21, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | New | 2,820 | 236 | 0.0% | — | 60 | +2,820 | New | Q2 2026 | Jul 15, 2026 |
| STIFEL FINANCIAL CORP | History | New | 2,716 | 227 | 0.0% | — | 61 | +2,716 | New | Q2 2026 | Aug 12, 2026 |
| B. Riley Wealth Advisors, Inc. | History | New | 2,550 | 209 | 0.01% | — | 62 | +2,550 | New | Q2 2026 | Jul 14, 2026 |
| COLUMBIA ADVISORY PARTNERS LLC | History | New | 2,481 | 207 | 0.11% | — | 63 | +2,481 | New | Q2 2026 | Jul 23, 2026 |
| HighPoint Advisor Group LLC | History | New | 2,453 | 205 | 0.01% | — | 64 | +2,453 | New | Q2 2026 | Aug 05, 2026 |
| PRINCIPAL SECURITIES, INC. | History | New | 2,392 | 200 | 0.0% | — | 65 | +2,392 | New | Q2 2026 | Aug 04, 2026 |
| Integrity Financial Corp /WA | History | No change | 1,710 | 143 | 0.07% | 0.05% | 66 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| PRIVATE TRUST CO NA | History | Added to | 1,588 | 132 | 0.01% | 0.01% | 67 | +246 | 18.33% | Q2 2026 | Jul 28, 2026 |
| NI ACQUISITIONS COMPANY, LLC | History | New | 427 | 115 | 0.05% | — | 68 | +427 | New | Q2 2026 | Aug 05, 2026 |
| Atlantic Union Bankshares Corp | History | Added to | 1,120 | 93 | 0.0% | 0.0% | 69 | +5 | 0.45% | Q2 2026 | Aug 11, 2026 |
| IFP Advisors, Inc | History | No change | 1,020 | 85 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 583 | 47 | 0.0% | — | 71 | +582 | 58200.0% | Q2 2026 | Aug 12, 2026 |
| AE Wealth Management LLC | History | Reduced | 561 | 46 | 0.0% | 0.0% | 72 | -24 | -4.1% | Q2 2026 | Aug 03, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 349 | 28 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| FIDUCIARY FINANCIAL ADVISORS | History | New | 230 | 19 | 0.0% | — | 75 | +230 | New | Q2 2026 | Aug 13, 2026 |
| Bogart Wealth, LLC | History | No change | 237 | 19 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| US BANCORP \DE\ | History | Reduced | 186 | 15 | 0.0% | 0.0% | 76 | -25 | -11.85% | Q2 2026 | Aug 12, 2026 |
| Founders Financial Alliance, LLC | History | No change | 174 | 14 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Geneos Wealth Management Inc. | History | No change | 125 | 10 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Wagner Wealth Management, LLC | History | No change | 118 | 9 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Caitlin John, LLC | History | No change | 108 | 9 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Qube Research & Technologies Ltd | History | Reduced | 107 | 8 | 0.0% | 0.0% | 81 | -169 | -61.23% | Q2 2026 | Aug 14, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 91 | 7 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 81 | 6 | 0.0% | 0.0% | 84 | -100 | -55.25% | Q2 2026 | Aug 13, 2026 |
| FMR LLC | History | Added to | 82 | 6 | 0.0% | 0.0% | 83 | +1 | 1.23% | Q2 2026 | Aug 13, 2026 |
| FIFTH THIRD BANCORP | History | Reduced | 60 | 5 | 0.0% | 0.0% | 85 | -15 | -20.0% | Q2 2026 | Aug 05, 2026 |
| Global Retirement Partners, LLC | History | New | 57 | 4 | 0.0% | — | 87 | +57 | New | Q2 2026 | Aug 06, 2026 |
| Capital Investment Advisory Services, LLC | History | New | 50 | 4 | 0.0% | — | 86 | +50 | New | Q2 2026 | Jul 23, 2026 |
| Key FInancial Inc | History | No change | 31 | 2 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Larson Financial Group LLC | History | No change | 23 | 1 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -45,266 | -100.0% | Q2 2026 | Jul 27, 2026 |
| Independent Advisor Alliance | History | Closed out | 0 | 0 | — | 0.0% | — | -5,687 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,350 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Mariner, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,272 | -100.0% | Q2 2026 | Aug 13, 2026 |
| CLEAR INVESTMENT RESEARCH, LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -1,186 | -100.0% | Q2 2026 | Aug 11, 2026 |
| BALLAST ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -1,179 | -100.0% | Q2 2026 | Aug 12, 2026 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -950 | -100.0% | Q2 2026 | Aug 03, 2026 |
| Merkkuri Wealth Advisors LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -743 | -100.0% | Q2 2026 | Jul 27, 2026 |
| TopTier Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -223 | -100.0% | Q2 2026 | Jul 14, 2026 |
| Investors Research Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -150 | -100.0% | Q2 2026 | Jul 10, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Closed out | 0 | 0 | — | 0.0% | — | -149 | -100.0% | Q2 2026 | Aug 14, 2026 |
| BANK OF MONTREAL /CAN/ | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| SBI Securities Co., Ltd. | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |