BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC. - FRA
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| GUGGENHEIM CAPITAL LLC | History | No change | 1,282,998 | 14,100 | 0.09% | 0.09% | 1 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Penserra Capital Management LLC | History | No change | 1,004,297 | 11,037 | 0.08% | 0.08% | 2 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Marathon Strategic Advisors, LLC | History | Added to | 473,539 | 4,991 | 2.92% | 2.72% | 3 | +35,229 | 8.04% | Q3 2026 | Oct 20, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 408,282 | 4,487 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 404,817 | 4,448 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Invesco Ltd. | History | No change | 394,928 | 4,340 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Edgemoor Investment Advisors, Inc. | History | Reduced | 342,117 | 3,605 | 0.25% | 0.28% | 7 | -36,721 | -9.69% | Q3 2026 | Nov 03, 2026 |
| LOOMIS SAYLES & CO L P | History | No change | 319,349 | 3,509 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Advisors Asset Management, Inc. | History | No change | 272,395 | 2,993 | 0.05% | 0.05% | 9 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Cerity Partners LLC | History | No change | 232,712 | 2,557 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GraniteShares Advisors LLC | History | Added to | 240,961 | 2,539 | 1.67% | 1.68% | 11 | +3,726 | 1.57% | Q3 2026 | Oct 29, 2026 |
| MORGAN STANLEY | History | No change | 218,289 | 2,398 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| LPL Financial LLC | History | No change | 176,652 | 1,941 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| TT Capital Management LLC | History | Added to | 182,751 | 1,926 | 1.41% | 1.41% | 14 | +17,431 | 10.54% | Q3 2026 | Oct 15, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 163,471 | 1,722 | 0.0% | 0.0% | 15 | -4,371 | -2.6% | Q3 2026 | Nov 02, 2026 |
| ROYAL BANK OF CANADA | History | No change | 152,924 | 1,681 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Byrne Asset Management LLC | History | Added to | 134,900 | 1,417 | 0.79% | 0.79% | 17 | +2,150 | 1.62% | Q3 2026 | Oct 06, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 122,095 | 1,341 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ABSOLUTE INVESTMENT ADVISERS, LLC | History | Reduced | 118,515 | 1,249 | 0.11% | 0.17% | 19 | -40,439 | -25.44% | Q3 2026 | Oct 21, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 102,401 | 1,125 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC | History | No change | 101,501 | 1,115 | 0.21% | 0.21% | 21 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| PENSION & WEALTH MANAGEMENT ADVISORS, INC. | History | Added to | 95,529 | 1,006 | 0.23% | 0.28% | 22 | +1,345 | 1.43% | Q3 2026 | Oct 16, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 73,989 | 813 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Sanctuary Advisors, LLC | History | No change | 68,578 | 753 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Arax Advisory Partners | History | No change | 67,768 | 744 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| UBS Group AG | History | No change | 65,506 | 719 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Quarry LP | History | No change | 63,956 | 702 | 0.06% | 0.06% | 27 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Chicago Partners Investment Group LLC | History | Reduced | 65,824 | 652 | 0.01% | 0.02% | 28 | -6,930 | -9.53% | Q3 2026 | Oct 26, 2026 |
| HORIZON KINETICS ASSET MANAGEMENT LLC | History | No change | 59,291 | 651 | 0.01% | 0.01% | 29 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Wagner Wealth Management, LLC | History | Added to | 61,262 | 645 | 0.11% | 0.12% | 30 | +1,987 | 3.35% | Q3 2026 | Oct 21, 2026 |
| Lido Advisors, LLC | History | Added to | 59,373 | 625 | 0.0% | 0.0% | 31 | +27,900 | 88.65% | Q3 2026 | Nov 04, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 52,321 | 575 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Klingman & Associates, LLC | History | Added to | 51,374 | 541 | 0.02% | 0.02% | 33 | +1,732 | 3.49% | Q3 2026 | Oct 20, 2026 |
| Apriem Advisors | History | No change | 47,848 | 525 | 0.05% | 0.05% | 34 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 46,121 | 506 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SHUFRO ROSE & CO LLC | History | No change | 43,600 | 479 | 0.03% | 0.03% | 36 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | No change | 43,151 | 474 | 0.03% | 0.03% | 37 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| WHITENER CAPITAL MANAGEMENT, INC. | History | Added to | 41,142 | 433 | 0.09% | 0.09% | 38 | +926 | 2.3% | Q3 2026 | Oct 15, 2026 |
| INSIGNEO ADVISORY SERVICES, LLC | History | No change | 38,912 | 427 | 0.02% | 0.02% | 39 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cetera Investment Advisers | History | No change | 38,685 | 425 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Andrew Hill Investment Advisors, Inc. | History | Reduced | 31,866 | 335 | 0.26% | 0.27% | 41 | -1,488 | -4.46% | Q3 2026 | Oct 22, 2026 |
| VIRTUE ASSET MANAGEMENT LLC | History | Reduced | 30,434 | 320 | 0.22% | 0.26% | 42 | -3,375 | -9.98% | Q3 2026 | Oct 21, 2026 |
| LEGACY FINANCIAL INDEPENDENT ADVISORS LLC | History | Reduced | 29,580 | 311 | 0.15% | 0.18% | 43 | -6,166 | -17.25% | Q3 2026 | Nov 02, 2026 |
| Euro Pacific Asset Management, LLC | History | Reduced | 28,200 | 309 | 0.03% | 0.04% | 44 | -3,765 | -11.78% | Q3 2026 | Oct 13, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 29,080 | 307 | 0.0% | 0.0% | 45 | -2,200 | -7.03% | Q3 2026 | Nov 02, 2026 |
| Focus Partners Wealth | History | No change | 26,853 | 295 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| MELFA WEALTH MANAGEMENT, INC. | History | No change | 25,978 | 285 | 0.15% | 0.15% | 47 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| CoreCap Advisors, LLC | History | Added to | 26,188 | 276 | 0.01% | 0.01% | 48 | +7,043 | 36.79% | Q3 2026 | Oct 08, 2026 |
| Future Financial Wealth Managment LLC | History | Reduced | 24,951 | 262 | 0.16% | 0.18% | 49 | -2,061 | -7.63% | Q3 2026 | Oct 15, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 23,761 | 250 | 0.0% | 0.0% | 50 | +2,279 | 10.61% | Q3 2026 | Nov 02, 2026 |
| Capital Investment Advisors, LLC | History | Reduced | 23,311 | 245 | 0.0% | 0.0% | 51 | -544 | -2.28% | Q3 2026 | Oct 22, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 23,757 | 243 | 0.0% | 0.0% | 52 | -872 | -3.54% | Q3 2026 | Oct 13, 2026 |
| ProVise Management Group, LLC | History | No change | 20,654 | 226 | 0.02% | 0.02% | 53 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Braeburn Wealth Management LLC | History | No change | 20,000 | 210 | 0.09% | 0.09% | 54 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| VISIONARY HORIZONS, LLC | History | No change | 18,089 | 190 | 0.08% | 0.08% | 55 | 0 | 0.0% | Q3 2026 | Oct 22, 2026 |
| BANK OF MONTREAL /CAN/ | History | No change | 17,083 | 187 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Waverly Advisors, LLC | History | No change | 16,529 | 181 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GILL CAPITAL PARTNERS, LLC | History | No change | 17,102 | 180 | 0.05% | 0.05% | 58 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| XTX Topco Ltd | History | No change | 16,134 | 177 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| EP Wealth Advisors, LLC | History | No change | 15,272 | 167 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Allworth Financial LP | History | No change | 15,000 | 164 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 13,561 | 149 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| BlackRock, Inc. | History | No change | 12,782 | 140 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 12,515 | 131 | 0.0% | 0.0% | 64 | +285 | 2.33% | Q3 2026 | Oct 30, 2026 |
| Stablepoint Partners, LLC | History | New | 12,310 | 129 | 0.02% | — | 65 | +12,310 | New | Q3 2026 | Nov 03, 2026 |
| EASTERN BANK | History | No change | 11,009 | 116 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q3 2026 | Oct 05, 2026 |
| Janney Montgomery Scott LLC | History | No change | 10,534 | 116 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| MAI Capital Management | History | No change | 10,236 | 112 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | New | 10,000 | 105 | 0.0% | — | 70 | +10,000 | New | Q3 2026 | Nov 04, 2026 |
| Alpha Omega Wealth Management LLC | History | No change | 10,000 | 105 | 0.02% | 0.02% | 69 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 8,643 | 94 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Clear Street Group Inc. | History | No change | 8,473 | 93 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| LANARK FINANCIAL, INC. | History | No change | 8,690 | 91 | 0.01% | 0.01% | 73 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| Evelyn Partners Group Ltd | History | No change | 3,933 | 43 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| FIFTH THIRD BANCORP | History | No change | 3,997 | 42 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 3,130 | 34 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Anchor Investment Management, LLC | History | No change | 2,800 | 30 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2026 | Sep 15, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 2,286 | 25 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Greykasell Wealth Strategies, Inc. | History | No change | 2,351 | 25 | 0.01% | 0.01% | 79 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. | History | No change | 1,228 | 13 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2026 | Oct 30, 2026 |
| BFC Planning, Inc. | History | No change | 1,228 | 13 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 1,071 | 11 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | No change | 500 | 5 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Kimelman & Baird, LLC | History | No change | 200 | 2 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 250 | 2 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -155,266 | -100.0% | Q3 2026 | Nov 02, 2026 |
| Private Wealth Management Group, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -20,670 | -100.0% | Q3 2026 | Oct 19, 2026 |
| Axiom Investment Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,984 | -100.0% | Q3 2026 | Nov 03, 2026 |
| CITIGROUP INC | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Tower Research Capital LLC (TRC) | History | No change | 31 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |