BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC. - FRA
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| GUGGENHEIM CAPITAL LLC | History | Reduced | 1,434,951 | 15,813 | 0.12% | 0.13% | 1 | -137,219 | -8.73% | Q1 2026 | May 15, 2026 |
| Penserra Capital Management LLC | History | New | 965,985 | 10,645 | 0.12% | — | 2 | +965,985 | New | Q1 2026 | May 11, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 462,808 | 5,100 | 0.0% | 0.0% | 3 | -41,536 | -8.24% | Q1 2026 | May 15, 2026 |
| Invesco Ltd. | History | Added to | 401,725 | 4,427 | 0.0% | 0.0% | 4 | +27,675 | 7.4% | Q1 2026 | May 12, 2026 |
| Marathon Strategic Advisors, LLC | History | Added to | 392,654 | 4,327 | 3.11% | 3.32% | 5 | +23,411 | 6.34% | Q1 2026 | Apr 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 384,245 | 4,234 | 0.0% | 0.0% | 6 | +19,909 | 5.46% | Q1 2026 | May 14, 2026 |
| Edgemoor Investment Advisors, Inc. | History | Added to | 328,384 | 3,618 | 0.28% | 0.27% | 7 | +32,171 | 10.86% | Q1 2026 | May 13, 2026 |
| LOOMIS SAYLES & CO L P | History | New | 319,349 | 3,519 | 0.0% | — | 8 | +319,349 | New | Q1 2026 | May 14, 2026 |
| Advisors Asset Management, Inc. | History | Added to | 247,691 | 2,729 | 0.05% | 0.04% | 9 | +20,492 | 9.02% | Q1 2026 | May 15, 2026 |
| MORGAN STANLEY | History | Reduced | 227,867 | 2,511 | 0.0% | 0.0% | 10 | -70,973 | -23.75% | Q1 2026 | May 15, 2026 |
| Cerity Partners LLC | History | Added to | 225,302 | 2,482 | 0.0% | 0.0% | 11 | +10,262 | 4.77% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Reduced | 207,211 | 2,283 | 0.0% | 0.0% | 12 | -71,888 | -25.76% | Q1 2026 | May 06, 2026 |
| GraniteShares Advisors LLC | History | Reduced | 206,185 | 2,272 | 1.64% | 1.64% | 13 | -23,598 | -10.27% | Q1 2026 | Apr 23, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | Reduced | 175,418 | 1,933 | 0.09% | 0.23% | 14 | -314,720 | -64.21% | Q1 2026 | May 15, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 171,475 | 1,889 | 0.0% | 0.0% | 15 | -7,669 | -4.28% | Q1 2026 | Apr 27, 2026 |
| TT Capital Management LLC | History | Reduced | 161,071 | 1,774 | 1.46% | 1.57% | 16 | -6,166 | -3.69% | Q1 2026 | May 12, 2026 |
| Byrne Asset Management LLC | History | Added to | 153,930 | 1,696 | 0.99% | 0.62% | 17 | +58,680 | 61.61% | Q1 2026 | Apr 02, 2026 |
| Cetera Investment Advisers | History | Added to | 149,418 | 1,646 | 0.0% | 0.0% | 18 | +4,555 | 3.14% | Q1 2026 | May 13, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 148,112 | 1,632 | 0.0% | 0.0% | 19 | -137,566 | -48.15% | Q1 2026 | May 15, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Added to | 141,159 | 1,555 | 0.01% | 0.01% | 20 | +61,361 | 76.9% | Q1 2026 | May 04, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 120,323 | 1,325 | 0.0% | 0.0% | 21 | +3,095 | 2.64% | Q1 2026 | May 14, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 109,995 | 1,212 | 0.0% | 0.0% | 22 | -75,353 | -40.65% | Q1 2026 | May 15, 2026 |
| ABSOLUTE INVESTMENT ADVISERS, LLC | History | New | 109,230 | 1,203 | 0.14% | — | 23 | +109,230 | New | Q1 2026 | Apr 22, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 95,966 | 1,057 | 0.0% | 0.0% | 24 | -84,240 | -46.75% | Q1 2026 | May 15, 2026 |
| SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC | History | Added to | 93,976 | 1,035 | 0.21% | 0.21% | 25 | +5,642 | 6.39% | Q1 2026 | May 08, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 87,417 | 963 | 0.0% | 0.0% | 26 | +5,029 | 6.1% | Q1 2026 | May 11, 2026 |
| Chicago Partners Investment Group LLC | History | Added to | 73,057 | 813 | 0.02% | 0.01% | 27 | +31,423 | 75.47% | Q1 2026 | May 04, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | Reduced | 68,798 | 758 | 0.05% | 0.09% | 28 | -39,216 | -36.31% | Q1 2026 | May 12, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 68,301 | 752 | 0.0% | 0.0% | 29 | +18,901 | 38.26% | Q1 2026 | May 05, 2026 |
| UBS Group AG | History | Reduced | 64,437 | 710 | 0.0% | 0.0% | 30 | -96,474 | -59.95% | Q1 2026 | May 05, 2026 |
| HORIZON KINETICS ASSET MANAGEMENT LLC | History | No change | 59,291 | 653 | 0.01% | 0.01% | 31 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Arkadios Wealth Advisors | History | New | 58,692 | 646 | 0.01% | — | 32 | +58,692 | New | Q1 2026 | May 18, 2026 |
| Wagner Wealth Management, LLC | History | Added to | 57,401 | 632 | 0.13% | 0.14% | 33 | +1,789 | 3.22% | Q1 2026 | Apr 24, 2026 |
| SHUFRO ROSE & CO LLC | History | No change | 51,100 | 563 | 0.04% | 0.04% | 34 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Klingman & Associates, LLC | History | Added to | 48,010 | 529 | 0.03% | 0.03% | 35 | +1,554 | 3.35% | Q1 2026 | May 14, 2026 |
| LEGACY FINANCIAL INDEPENDENT ADVISORS LLC | History | New | 45,045 | 496 | 0.26% | — | 36 | +45,045 | New | Q1 2026 | May 05, 2026 |
| Apriem Advisors | History | Added to | 44,287 | 488 | 0.05% | 0.05% | 37 | +58 | 0.13% | Q1 2026 | May 14, 2026 |
| WHITENER CAPITAL MANAGEMENT, INC. | History | Added to | 44,094 | 485 | 0.11% | 0.11% | 38 | +3,501 | 8.62% | Q1 2026 | Apr 16, 2026 |
| Quarry LP | History | New | 43,241 | 476 | 0.09% | — | 39 | +43,241 | New | Q1 2026 | May 15, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 40,797 | 450 | 0.0% | 0.0% | 40 | -1,881 | -4.41% | Q1 2026 | Apr 30, 2026 |
| Shaker Financial Services, LLC | History | Reduced | 40,271 | 443 | 0.15% | 0.24% | 41 | -23,299 | -36.65% | Q1 2026 | May 12, 2026 |
| Euro Pacific Asset Management, LLC | History | No change | 31,965 | 420 | 0.04% | 0.05% | 42 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| VIRTUE ASSET MANAGEMENT LLC | History | Reduced | 34,959 | 385 | 0.31% | 0.34% | 43 | -1,546 | -4.24% | Q1 2026 | May 12, 2026 |
| MELFA WEALTH MANAGEMENT, INC. | History | Added to | 33,879 | 373 | 0.21% | 0.23% | 44 | +109 | 0.32% | Q1 2026 | Apr 10, 2026 |
| Andrew Hill Investment Advisors, Inc. | History | Reduced | 33,354 | 367 | 0.33% | 0.3% | 45 | -150 | -0.45% | Q1 2026 | Apr 14, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 31,514 | 347 | 0.0% | 0.0% | 46 | -5,748 | -15.43% | Q1 2026 | Apr 27, 2026 |
| Future Financial Wealth Managment LLC | History | Reduced | 31,744 | 347 | 0.22% | 0.26% | 47 | -510 | -1.58% | Q1 2026 | Apr 16, 2026 |
| Lido Advisors, LLC | History | No change | 31,473 | 346 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Arax Advisory Partners | History | Added to | 30,658 | 337 | 0.01% | 0.01% | 49 | +994 | 3.35% | Q1 2026 | May 13, 2026 |
| NOMURA HOLDINGS INC | History | New | 30,570 | 336 | 0.0% | — | 50 | +30,570 | New | Q1 2026 | May 15, 2026 |
| INSIGNEO ADVISORY SERVICES, LLC | History | Added to | 29,028 | 319 | 0.02% | 0.02% | 51 | +774 | 2.74% | Q1 2026 | May 12, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | No change | 25,629 | 276 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| Capital Investment Advisors, LLC | History | Added to | 24,270 | 267 | 0.0% | 0.0% | 53 | +19 | 0.08% | Q1 2026 | Apr 17, 2026 |
| Waverly Advisors, LLC | History | Reduced | 21,487 | 236 | 0.0% | 0.0% | 54 | -5,479 | -20.32% | Q1 2026 | May 15, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 21,046 | 231 | 0.0% | 0.0% | 55 | -75,436 | -78.19% | Q1 2026 | May 12, 2026 |
| Focus Partners Wealth | History | New | 20,814 | 229 | 0.0% | — | 56 | +20,814 | New | Q1 2026 | May 14, 2026 |
| ProVise Management Group, LLC | History | Reduced | 20,654 | 227 | 0.02% | 0.02% | 57 | -3,889 | -15.85% | Q1 2026 | May 06, 2026 |
| Braeburn Wealth Management LLC | History | No change | 20,000 | 220 | 0.13% | 0.12% | 58 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| VISIONARY HORIZONS, LLC | History | Reduced | 18,315 | 201 | 0.1% | 0.13% | 59 | -2,485 | -11.95% | Q1 2026 | Apr 17, 2026 |
| GILL CAPITAL PARTNERS, LLC | History | No change | 17,102 | 188 | 0.05% | 0.06% | 60 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| BANK OF MONTREAL /CAN/ | History | No change | 17,083 | 188 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| BALYASNY ASSET MANAGEMENT L.P. | History | Reduced | 15,893 | 175 | 0.0% | 0.0% | 62 | -219,426 | -93.25% | Q1 2026 | May 15, 2026 |
| EP Wealth Advisors, LLC | History | No change | 15,777 | 173 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 15,003 | 165 | 0.0% | 0.0% | 64 | -479 | -3.09% | Q1 2026 | Apr 22, 2026 |
| Allworth Financial LP | History | No change | 15,000 | 165 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 14,877 | 163 | 0.0% | — | 67 | +14,877 | New | Q1 2026 | May 15, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 14,845 | 163 | 0.0% | 0.0% | 66 | -5,748 | -27.91% | Q1 2026 | May 04, 2026 |
| BlackRock, Inc. | History | No change | 12,782 | 140 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| EASTERN BANK | History | No change | 11,009 | 121 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| HighTower Advisors, LLC | History | No change | 10,426 | 114 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | New | 10,000 | 110 | 0.01% | — | 72 | +10,000 | New | Q1 2026 | Apr 13, 2026 |
| Alpha Omega Wealth Management LLC | History | No change | 10,000 | 110 | 0.02% | 0.02% | 71 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| NBC SECURITIES, INC. | History | No change | 8,690 | 95 | 0.01% | 0.01% | 73 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 8,643 | 95 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 7,510 | 82 | 0.0% | 0.0% | 75 | -200 | -2.59% | Q1 2026 | Apr 07, 2026 |
| COMERICA BANK | History | No change | 3,997 | 47 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| FIFTH THIRD BANCORP | History | New | 3,997 | 44 | 0.0% | — | 78 | +3,997 | New | Q1 2026 | May 01, 2026 |
| Anfield Capital Management, LLC | History | No change | 3,993 | 44 | 0.01% | 0.01% | 77 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 3,489 | 38 | 0.0% | 0.0% | 79 | +359 | 11.47% | Q1 2026 | May 08, 2026 |
| Greykasell Wealth Strategies, Inc. | History | No change | 3,351 | 36 | 0.01% | 0.02% | 80 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| MAI Capital Management | History | No change | 2,736 | 30 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Anchor Investment Management, LLC | History | No change | 2,800 | 30 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| HARBOUR INVESTMENTS, INC. | History | New | 2,286 | 25 | 0.0% | — | 83 | +2,286 | New | Q1 2026 | May 15, 2026 |
| Axiom Investment Management LLC | History | New | 1,916 | 21 | 0.02% | — | 84 | +1,916 | New | Q1 2026 | May 26, 2026 |
| CWM, LLC | History | No change | 1,754 | 19 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 1,058 | 11 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | New | 500 | 5 | 0.0% | — | 87 | +500 | New | Q1 2026 | May 14, 2026 |
| Private Wealth Management Group, LLC | History | New | 340 | 3 | 0.0% | — | 88 | +340 | New | Q1 2026 | Apr 23, 2026 |
| Merkkuri Wealth Advisors LLC | History | New | 213 | 2 | 0.0% | — | 91 | +213 | New | Q1 2026 | Apr 21, 2026 |
| High Point Wealth Management, LLC | History | New | 201 | 2 | 0.0% | — | 92 | +201 | New | Q1 2026 | Apr 08, 2026 |
| Kimelman & Baird, LLC | History | No change | 200 | 2 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 250 | 2 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| Lalia Capital, LLC | History | Closed out | 0 | 0 | — | 1.64% | — | -177,700 | -100.0% | Q1 2026 | May 11, 2026 |
| Point Nemo Capital, LLC | History | Closed out | 0 | 0 | — | 0.44% | — | -37,507 | -100.0% | Q1 2026 | May 15, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Closed out | 0 | 0 | — | 0.0% | — | -27,817 | -100.0% | Q1 2026 | May 15, 2026 |
| XTX Topco Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -24,146 | -100.0% | Q1 2026 | May 15, 2026 |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | History | Closed out | 0 | 0 | — | 0.02% | — | -15,807 | -100.0% | Q1 2026 | May 05, 2026 |
| Alpine Global Management, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -11,091 | -100.0% | Q1 2026 | May 15, 2026 |
| Cornerstone Wealth Group, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -10,984 | -100.0% | Q1 2026 | Apr 22, 2026 |
| Gridiron Partners, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -10,807 | -100.0% | Q1 2026 | Apr 13, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -362 | -100.0% | Q1 2026 | May 07, 2026 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | — | — | -42 | -100.0% | Q1 2026 | May 15, 2026 |
| Advisory Services Network, LLC | History | New | 30 | 0 | — | — | — | +30 | New | Q1 2026 | May 15, 2026 |
| CITIGROUP INC | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 11, 2026 |