FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FTC
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Reduced | 693,596 | 106,912 | 0.01% | 0.01% | 1 | -20,432 | -2.86% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Reduced | 675,983 | 104,197 | 0.03% | 0.03% | 2 | -14,792 | -2.14% | Q1 2026 | May 06, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 445,998 | 68,747 | 0.17% | 0.16% | 3 | +1,066 | 0.24% | Q1 2026 | Apr 22, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 423,029 | 65,206 | 0.01% | 0.01% | 4 | +4,971 | 1.19% | Q1 2026 | Jul 08, 2026 |
| UBS Group AG | History | Reduced | 220,814 | 34,036 | 0.01% | 0.01% | 5 | -6,277 | -2.76% | Q1 2026 | May 05, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 208,477 | 32,135 | 0.01% | 0.01% | 6 | -62,543 | -23.08% | Q1 2026 | May 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 157,463 | 24,271 | 0.03% | 0.04% | 7 | -28,769 | -15.45% | Q1 2026 | Apr 27, 2026 |
| Baird Financial Group, Inc. | History | Added to | 151,568 | 23,363 | 0.04% | 0.04% | 8 | +1,104 | 0.73% | Q1 2026 | May 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 139,549 | 21,510 | 0.0% | 0.0% | 9 | -4,766 | -3.3% | Q1 2026 | May 15, 2026 |
| CX Institutional | History | Added to | 113,785 | 17,539 | 0.54% | 0.51% | 10 | +6,007 | 5.57% | Q1 2026 | Apr 06, 2026 |
| Kingsview Wealth Management, LLC | History | Reduced | 96,119 | 14,816 | 0.2% | 0.24% | 11 | -6,428 | -6.27% | Q1 2026 | May 12, 2026 |
| Cetera Investment Advisers | History | Reduced | 94,527 | 14,570 | 0.02% | 0.02% | 12 | -2,054 | -2.13% | Q1 2026 | May 13, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 92,550 | 14,266 | 0.04% | 0.05% | 13 | -21,222 | -18.65% | Q1 2026 | Apr 30, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 68,493 | 10,558 | 0.0% | 0.0% | 14 | +1,195 | 1.78% | Q1 2026 | May 15, 2026 |
| BENJAMIN EDWARDS INC | History | Reduced | 62,417 | 9,620 | 0.1% | 0.13% | 15 | -9,746 | -13.51% | Q1 2026 | May 12, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 58,169 | 8,967 | 0.01% | 0.01% | 16 | +9,257 | 18.93% | Q1 2026 | May 12, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 47,302 | 7,291 | 0.11% | 0.08% | 17 | +23,841 | 101.62% | Q1 2026 | May 15, 2026 |
| U.S. Capital Wealth Advisors, LLC | History | Added to | 44,872 | 6,916 | 0.17% | 0.18% | 18 | +2,512 | 5.93% | Q1 2026 | Apr 07, 2026 |
| Virtu Financial LLC | History | New | 39,771 | 6,130 | 0.25% | — | 19 | +39,771 | New | Q1 2026 | May 14, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 37,747 | 5,818 | 0.04% | 0.04% | 20 | -360 | -0.94% | Q1 2026 | May 05, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 37,284 | 5,747 | 0.0% | 0.0% | 21 | +242 | 0.65% | Q1 2026 | May 07, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 33,687 | 5,192 | 0.0% | 0.0% | 22 | +3,213 | 10.54% | Q1 2026 | May 04, 2026 |
| FIRST TRUST ADVISORS LP | History | Reduced | 31,929 | 4,921 | 0.0% | 0.02% | 23 | -139,171 | -81.34% | Q1 2026 | May 13, 2026 |
| Gateway Wealth Partners, LLC | History | Added to | 31,138 | 4,799 | 0.19% | 0.28% | 24 | +15,336 | 97.05% | Q1 2026 | May 15, 2026 |
| LVZ, Inc. | History | Added to | 27,328 | 4,212 | 0.48% | 0.42% | 25 | +4,015 | 17.22% | Q1 2026 | Apr 28, 2026 |
| IHT Wealth Management, LLC | History | Reduced | 27,090 | 4,175 | 0.1% | 0.11% | 26 | -635 | -2.29% | Q1 2026 | May 15, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 26,172 | 4,034 | 0.01% | 0.01% | 27 | -13,849 | -34.6% | Q1 2026 | May 15, 2026 |
| WIN ADVISORS, INC | History | Reduced | 25,359 | 3,908 | 1.79% | 6.17% | 28 | -65,497 | -72.09% | Q1 2026 | May 01, 2026 |
| GREENUP STREET WEALTH MANAGEMENT LLC | History | Added to | 24,276 | 3,742 | 0.53% | 0.55% | 29 | +384 | 1.61% | Q1 2026 | Apr 20, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 24,271 | 3,659 | 0.0% | 0.0% | 30 | +2,150 | 9.72% | Q1 2026 | May 15, 2026 |
| Boyce & Associates Wealth Consulting, Inc. | History | Added to | 21,127 | 3,256 | 2.47% | 1.62% | 31 | +9,060 | 75.08% | Q1 2026 | Apr 13, 2026 |
| Private Advisor Group, LLC | History | Reduced | 21,073 | 3,248 | 0.02% | 0.02% | 32 | -574 | -2.65% | Q1 2026 | Apr 24, 2026 |
| Proactive Wealth Strategies LLC | History | Added to | 20,776 | 3,202 | 0.6% | 0.67% | 33 | +10,272 | 97.79% | Q1 2026 | Apr 29, 2026 |
| IFP Advisors, Inc | History | Added to | 20,375 | 3,140 | 0.07% | 0.07% | 34 | +1,144 | 5.95% | Q1 2026 | Apr 13, 2026 |
| HFG Advisors, Inc. | History | Added to | 20,219 | 3,116 | 2.19% | 2.31% | 35 | +275 | 1.38% | Q1 2026 | May 08, 2026 |
| Vestmark Advisory Solutions, Inc. | History | Reduced | 20,180 | 3,110 | 0.03% | 0.04% | 36 | -421 | -2.04% | Q1 2026 | May 15, 2026 |
| Equitable Holdings, Inc. | History | Added to | 19,096 | 3,052 | 0.02% | 0.02% | 37 | +79 | 0.42% | Q1 2026 | May 15, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 19,557 | 3,014 | 0.01% | 0.01% | 38 | -64 | -0.33% | Q1 2026 | May 14, 2026 |
| Prospera Financial Services Inc | History | Added to | 18,912 | 2,915 | 0.05% | 0.05% | 39 | +177 | 0.94% | Q1 2026 | Apr 14, 2026 |
| Western Wealth Management, LLC | History | Reduced | 17,950 | 2,766 | 0.11% | 0.14% | 40 | -822 | -4.38% | Q1 2026 | Jun 18, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 16,947 | 2,612 | 0.0% | 0.0% | 41 | -21,525 | -55.95% | Q1 2026 | May 15, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 16,722 | 2,577 | 0.0% | 0.0% | 42 | -876 | -4.98% | Q1 2026 | Jul 17, 2026 |
| Wealthcare Advisory Partners LLC | History | Added to | 16,493 | 2,542 | 0.05% | 0.04% | 43 | +2,788 | 20.34% | Q1 2026 | Apr 14, 2026 |
| Wedmont Private Capital | History | No change | 15,400 | 2,508 | 0.08% | 0.09% | 44 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| FSB PREMIER WEALTH MANAGEMENT, INC. | History | Reduced | 15,281 | 2,355 | 0.74% | 0.78% | 45 | -97 | -0.63% | Q1 2026 | May 13, 2026 |
| IFS Group,LLC | History | New | 14,405 | 2,220 | 1.98% | — | 46 | +14,405 | New | Q1 2026 | May 18, 2026 |
| Snowden Capital Advisors LLC | History | Reduced | 13,570 | 2,091 | 0.06% | 0.06% | 47 | -781 | -5.44% | Q1 2026 | May 14, 2026 |
| Stratos Wealth Partners, LTD. | History | Reduced | 13,218 | 2,037 | 0.02% | 0.02% | 48 | -542 | -3.94% | Q1 2026 | Apr 28, 2026 |
| Belvedere Trading LLC | History | Reduced | 13,000 | 2,003 | 0.0% | 0.0% | 49 | -500 | -3.7% | Q1 2026 | May 12, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 12,908 | 1,989 | 0.0% | 0.0% | 50 | +1,617 | 14.32% | Q1 2026 | Apr 27, 2026 |
| Independent Advisor Alliance | History | New | 12,209 | 1,881 | 0.02% | — | 51 | +12,209 | New | Q1 2026 | May 12, 2026 |
| Empirical Asset Management, LLC | History | Reduced | 12,045 | 1,856 | 0.49% | 0.56% | 52 | -287 | -2.33% | Q1 2026 | May 11, 2026 |
| FLOW TRADERS U.S. LLC | History | New | 11,697 | 1,803 | 0.06% | — | 53 | +11,697 | New | Q1 2026 | May 15, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 11,470 | 1,768 | 0.01% | 0.01% | 54 | +206 | 1.83% | Q1 2026 | Apr 30, 2026 |
| CWM, LLC | History | Added to | 11,047 | 1,702 | 0.0% | 0.0% | 55 | +208 | 1.92% | Q1 2026 | May 14, 2026 |
| Keystone Wealth Services, LLC | History | New | 10,680 | 1,646 | 0.35% | — | 56 | +10,680 | New | Q1 2026 | May 13, 2026 |
| Krilogy Financial LLC | History | Added to | 9,486 | 1,586 | 0.05% | 0.05% | 57 | +1 | 0.01% | Q1 2026 | Apr 17, 2026 |
| Horizon Family Wealth, Inc. | History | Added to | 10,242 | 1,578 | 0.83% | 0.87% | 58 | +3 | 0.03% | Q1 2026 | May 08, 2026 |
| MONEY CONCEPTS CAPITAL CORP | History | Reduced | 10,235 | 1,577 | 0.09% | 0.1% | 59 | -850 | -7.67% | Q1 2026 | Apr 30, 2026 |
| GOLDMAN SACHS GROUP INC | History | New | 9,949 | 1,533 | 0.0% | — | 61 | +9,949 | New | Q1 2026 | May 15, 2026 |
| Hilton Head Capital Partners, LLC | History | Reduced | 9,950 | 1,533 | 0.86% | 0.93% | 60 | -16 | -0.16% | Q1 2026 | Apr 20, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 9,445 | 1,455 | 0.0% | 0.0% | 62 | +962 | 11.34% | Q1 2026 | May 15, 2026 |
| Allworth Financial LP | History | Added to | 9,423 | 1,452 | 0.01% | 0.01% | 63 | +40 | 0.43% | Q1 2026 | May 14, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 9,370 | 1,444 | 0.0% | 0.0% | 64 | +753 | 8.74% | Q1 2026 | May 04, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 9,166 | 1,412 | 0.01% | 0.01% | 65 | -2,168 | -19.13% | Q1 2026 | Jun 02, 2026 |
| NBC SECURITIES, INC. | History | Reduced | 8,929 | 1,376 | 0.1% | 0.11% | 66 | -411 | -4.4% | Q1 2026 | Apr 14, 2026 |
| HighTower Advisors, LLC | History | Added to | 8,884 | 1,369 | 0.0% | 0.0% | 67 | +5 | 0.06% | Q1 2026 | May 05, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 8,827 | 1,360 | 0.02% | 0.02% | 68 | -2 | -0.02% | Q1 2026 | Apr 23, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Reduced | 8,614 | 1,327 | 0.01% | 0.01% | 69 | -129 | -1.48% | Q1 2026 | May 13, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | New | 8,546 | 1,317 | 0.0% | — | 70 | +8,546 | New | Q1 2026 | May 15, 2026 |
| RFG Advisory, LLC | History | Added to | 8,485 | 1,307 | 0.02% | 0.0% | 71 | +7,174 | 547.22% | Q1 2026 | Apr 17, 2026 |
| Integrated Wealth Concepts LLC | History | Reduced | 8,314 | 1,281 | 0.01% | 0.02% | 72 | -798 | -8.76% | Q1 2026 | May 15, 2026 |
| Apollon Wealth Management, LLC | History | Reduced | 8,250 | 1,271 | 0.02% | 0.03% | 73 | -3,123 | -27.46% | Q1 2026 | Apr 22, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 7,953 | 1,225 | 0.04% | 0.05% | 74 | -538 | -6.34% | Q1 2026 | Apr 07, 2026 |
| Geneos Wealth Management Inc. | History | Reduced | 7,725 | 1,190 | 0.03% | 0.03% | 75 | -150 | -1.9% | Q1 2026 | May 04, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 7,667 | 1,141 | 0.0% | 0.0% | 76 | +2,391 | 45.32% | Q1 2026 | May 13, 2026 |
| Three Seasons Wealth, LLC | History | Reduced | 7,197 | 1,109 | 0.42% | 0.12% | 77 | -458 | -5.98% | Q1 2026 | May 05, 2026 |
| Beck Bode, LLC | History | Added to | 7,048 | 1,086 | 0.18% | 0.19% | 78 | +3 | 0.04% | Q1 2026 | May 07, 2026 |
| Richmond Investment Services, LLC | History | Reduced | 6,976 | 1,075 | 0.17% | 0.2% | 79 | -377 | -5.13% | Q1 2026 | Apr 29, 2026 |
| COMERICA BANK | History | No change | 6,662 | 1,065 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| FIFTH THIRD SECURITIES, INC. | History | Added to | 6,791 | 1,046 | 0.07% | 0.07% | 81 | +262 | 4.01% | Q1 2026 | Apr 15, 2026 |
| Cresset Asset Management, LLC | History | Added to | 6,669 | 1,027 | 0.0% | 0.0% | 82 | +173 | 2.66% | Q1 2026 | May 15, 2026 |
| FIFTH THIRD BANCORP | History | New | 6,662 | 1,026 | 0.0% | — | 83 | +6,662 | New | Q1 2026 | May 01, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 5,973 | 920 | 0.01% | 0.01% | 84 | -983 | -14.13% | Q1 2026 | Apr 20, 2026 |
| Clearwater Capital Advisors, LLC | History | Added to | 5,874 | 905 | 0.07% | 0.08% | 85 | +120 | 2.09% | Q1 2026 | May 13, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Reduced | 5,647 | 870 | 0.02% | 0.02% | 86 | -608 | -9.72% | Q1 2026 | May 15, 2026 |
| AE Wealth Management LLC | History | Added to | 5,569 | 858 | 0.0% | 0.0% | 87 | +1,232 | 28.41% | Q1 2026 | May 13, 2026 |
| Stonebridge Financial Planning Group, LLC | History | Reduced | 5,460 | 841 | 0.31% | 0.32% | 88 | -100 | -1.8% | Q1 2026 | May 08, 2026 |
| Z3 Capital Partners, LLC | History | Reduced | 5,450 | 840 | 0.21% | 0.22% | 89 | -258 | -4.52% | Q1 2026 | May 07, 2026 |
| LaSalle St. Investment Advisors, LLC | History | Reduced | 5,415 | 834 | 0.12% | 0.14% | 90 | -49 | -0.9% | Q1 2026 | May 08, 2026 |
| Arkadios Wealth Advisors | History | Added to | 5,399 | 832 | 0.01% | 0.02% | 92 | +136 | 2.58% | Q1 2026 | May 18, 2026 |
| Creative Planning | History | Added to | 5,400 | 832 | 0.0% | 0.0% | 91 | +61 | 1.14% | Q1 2026 | May 12, 2026 |
| Sanctuary Advisors, LLC | History | Reduced | 5,309 | 818 | 0.0% | 0.0% | 93 | -2 | -0.04% | Q1 2026 | May 05, 2026 |
| Transamerica Financial Advisors, LLC | History | Reduced | 5,137 | 791 | 0.07% | 0.1% | 94 | -2,601 | -33.61% | Q1 2026 | May 15, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | History | Reduced | 5,103 | 786 | 0.42% | 0.46% | 95 | -9 | -0.18% | Q1 2026 | May 13, 2026 |
| RPS ADVISORY SOLUTIONS LLC | History | Reduced | 5,055 | 779 | 0.44% | 0.56% | 97 | -2,374 | -31.96% | Q1 2026 | May 04, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | Added to | 5,059 | 779 | 0.01% | 0.01% | 96 | +347 | 7.36% | Q1 2026 | May 11, 2026 |
| Well Done, LLC | History | No change | 4,875 | 751 | 0.11% | 0.12% | 98 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| Sigma Planning Corp | History | Reduced | 4,857 | 748 | 0.02% | 0.02% | 99 | -114 | -2.29% | Q1 2026 | May 04, 2026 |
| Mariner, LLC | History | Reduced | 4,591 | 707 | 0.0% | 0.0% | 100 | -313 | -6.38% | Q1 2026 | May 13, 2026 |
| Mutual Advisors, LLC | History | Reduced | 4,459 | 687 | 0.01% | 0.03% | 101 | -4,066 | -47.7% | Q1 2026 | May 01, 2026 |
| Marks Group Wealth Management, Inc | History | No change | 4,435 | 683 | 0.07% | 0.07% | 102 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| 1776 Wealth LLC | History | No change | 4,364 | 672 | 0.26% | 0.26% | 103 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Ashton Thomas Private Wealth, LLC | History | Reduced | 4,220 | 650 | 0.02% | 0.02% | 104 | -913 | -17.79% | Q1 2026 | May 11, 2026 |
| Chicago Partners Investment Group LLC | History | Added to | 3,766 | 640 | 0.01% | 0.02% | 105 | +28 | 0.75% | Q1 2026 | May 04, 2026 |
| Huntleigh Advisors, Inc. | History | Added to | 4,080 | 628 | 0.11% | 0.11% | 106 | +75 | 1.87% | Q1 2026 | Apr 21, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 3,949 | 618 | 0.0% | 0.0% | 107 | -129 | -3.16% | Q1 2026 | Apr 08, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | Added to | 3,778 | 582 | 0.0% | 0.0% | 108 | +3,764 | 26885.71% | Q1 2026 | May 13, 2026 |
| RiverTree Advisors, LLC | History | Reduced | 3,741 | 576 | 0.36% | 0.43% | 109 | -456 | -10.86% | Q1 2026 | Apr 20, 2026 |
| FMR LLC | History | Reduced | 3,715 | 572 | 0.0% | 0.0% | 110 | -4 | -0.11% | Q1 2026 | May 15, 2026 |
| US BANCORP \DE\ | History | Added to | 3,643 | 561 | 0.0% | 0.0% | 111 | +28 | 0.77% | Q1 2026 | May 14, 2026 |
| STRATEGY ASSET MANAGERS LLC | History | No change | 3,362 | 518 | 0.09% | 0.09% | 112 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| SAXON INTERESTS, INC. | History | No change | 3,253 | 501 | 0.17% | 0.18% | 113 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| CITIGROUP INC | History | No change | 3,087 | 475 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| &PARTNERS | History | Reduced | 3,079 | 474 | 0.0% | 0.0% | 115 | -668 | -17.83% | Q1 2026 | May 15, 2026 |
| Walkner Condon Financial Advisors LLC | History | No change | 2,962 | 456 | 0.06% | 0.07% | 116 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | New | 2,940 | 453 | 0.0% | — | 117 | +2,940 | New | Q1 2026 | May 15, 2026 |
| Parallel Advisors, LLC | History | New | 2,877 | 443 | 0.01% | — | 118 | +2,877 | New | Q1 2026 | Jun 02, 2026 |
| Jaffetilchin Investment Partners, LLC | History | No change | 2,845 | 438 | 0.03% | 0.03% | 119 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Sound Income Strategies, LLC | History | No change | 2,776 | 434 | 0.02% | 0.02% | 120 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Atria Investments, Inc | History | Added to | 2,751 | 424 | 0.0% | 0.0% | 121 | +89 | 3.34% | Q1 2026 | May 05, 2026 |
| FLAGSTAR ADVISORS INC | History | Added to | 2,719 | 419 | 0.15% | 0.15% | 122 | +1 | 0.04% | Q1 2026 | May 12, 2026 |
| Global Retirement Partners, LLC | History | No change | 2,617 | 418 | 0.01% | 0.01% | 123 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Founders Financial Alliance, LLC | History | Added to | 2,684 | 413 | 0.07% | 0.08% | 124 | +1 | 0.04% | Q1 2026 | May 11, 2026 |
| Summit Financial, LLC | History | No change | 2,652 | 408 | 0.01% | 0.01% | 125 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Keating Financial Advisory Services, Inc. | History | New | 2,634 | 406 | 0.07% | — | 126 | +2,634 | New | Q1 2026 | May 15, 2026 |
| ELEVATION POINT WEALTH PARTNERS, LLC | History | No change | 2,567 | 395 | 0.01% | 0.02% | 127 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Invesco Ltd. | History | New | 2,543 | 391 | 0.0% | — | 128 | +2,543 | New | Q1 2026 | May 12, 2026 |
| PRIVATE TRUST CO NA | History | No change | 2,511 | 387 | 0.03% | 0.04% | 129 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Morey & Quinn Wealth Partners, LLC | History | No change | 2,489 | 383 | 0.27% | 0.29% | 130 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Independent Wealth Network Inc. | History | New | 2,399 | 369 | 0.11% | — | 131 | +2,399 | New | Q1 2026 | Apr 20, 2026 |
| ASSETMARK, INC | History | Reduced | 2,325 | 358 | 0.0% | 0.0% | 132 | -139 | -5.64% | Q1 2026 | May 06, 2026 |
| Cypress Wealth Services, LLC | History | Added to | 2,249 | 346 | 0.05% | 0.05% | 133 | +1 | 0.04% | Q1 2026 | Apr 15, 2026 |
| Chicago Wealth Management, Inc. | History | Reduced | 2,229 | 343 | 0.14% | 0.18% | 134 | -617 | -21.68% | Q1 2026 | May 11, 2026 |
| WEDBUSH SECURITIES INC | History | No change | 2,216 | 342 | 0.01% | 0.01% | 135 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| WealthBridge Capital Management, LLC | History | No change | 2,209 | 340 | 0.08% | 0.08% | 136 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| SBE LLC DBA CEDAR COVE WEALTH PARTNERS | History | Reduced | 2,204 | 339 | 0.18% | 0.2% | 137 | -145 | -6.17% | Q1 2026 | Apr 21, 2026 |
| Merit Financial Group, LLC | History | Reduced | 2,131 | 328 | 0.0% | 0.0% | 138 | -71 | -3.22% | Q1 2026 | Apr 15, 2026 |
| ZACKS INVESTMENT MANAGEMENT | History | No change | 2,116 | 326 | 0.0% | 0.0% | 139 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 2,117 | 326 | 0.0% | 0.0% | 140 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| CULLEN/FROST BANKERS, INC. | History | Reduced | 2,090 | 322 | 0.0% | 0.01% | 141 | -761 | -26.69% | Q1 2026 | May 05, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 2,041 | 319 | 0.02% | 0.02% | 142 | -112 | -5.2% | Q1 2026 | May 01, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | History | Reduced | 2,065 | 318 | 0.01% | 0.01% | 143 | -450 | -17.89% | Q1 2026 | May 11, 2026 |
| COMPASS CAPITAL CORP /MA/ /ADV | History | No change | 1,800 | 312 | 0.11% | 0.11% | 144 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| NewEdge Wealth, LLC | History | No change | 2,029 | 312 | 0.0% | 0.0% | 145 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Focus Partners Wealth | History | Added to | 2,018 | 311 | 0.0% | 0.0% | 146 | +15 | 0.75% | Q1 2026 | May 14, 2026 |
| Parkwoods Wealth Partners, LLC | History | No change | 2,016 | 310 | 0.08% | 0.09% | 147 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| GERMAN AMERICAN BANCORP, INC. | History | No change | 2,000 | 308 | 0.03% | 0.03% | 148 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Bawa N Mallick Trust | History | No change | 2,000 | 308 | 0.13% | 0.12% | 149 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| QRG CAPITAL MANAGEMENT, INC. | History | New | 1,987 | 306 | 0.0% | — | 151 | +1,987 | New | Q1 2026 | Apr 27, 2026 |
| REDSTONE WEALTH MANAGEMENT, LLC | History | Reduced | 1,990 | 306 | 0.24% | 0.29% | 150 | -340 | -14.59% | Q1 2026 | Apr 16, 2026 |
| Meridian Wealth Advisors, LLC | History | No change | 1,975 | 304 | 0.04% | 0.04% | 152 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| TCFG Investment Advisors, LLC | History | New | 1,941 | 299 | 0.11% | — | 154 | +1,941 | New | Q1 2026 | May 05, 2026 |
| TCFG WEALTH MANAGEMENT, LLC | History | Reduced | 1,941 | 299 | 0.11% | 0.12% | 153 | -7 | -0.36% | Q1 2026 | Apr 23, 2026 |
| PFG Advisors | History | Reduced | 1,938 | 298 | 0.01% | 0.02% | 155 | -677 | -25.89% | Q1 2026 | May 05, 2026 |
| WealthTrust Asset Management, LLC | History | Added to | 1,898 | 292 | 0.17% | 0.15% | 157 | +521 | 37.84% | Q1 2026 | May 06, 2026 |
| Institute for Wealth Management, LLC. | History | No change | 1,896 | 292 | 0.03% | 0.03% | 156 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Higgins & Schmidt Wealth Strategies LLC | History | No change | 1,860 | 286 | 0.13% | 0.14% | 158 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Pine Valley Investments Ltd Liability Co | History | Added to | 1,847 | 284 | 0.01% | 0.01% | 159 | +54 | 3.01% | Q1 2026 | Jun 08, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | New | 1,819 | 280 | 0.0% | — | 160 | +1,819 | New | Q1 2026 | May 15, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | New | 1,806 | 278 | 0.01% | — | 161 | +1,806 | New | Q1 2026 | Apr 28, 2026 |
| Crumly & Associates Inc. | History | Reduced | 1,768 | 272 | 0.06% | 0.09% | 162 | -855 | -32.6% | Q1 2026 | Apr 02, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 1,608 | 251 | 0.0% | 0.02% | 163 | -8,127 | -83.48% | Q1 2026 | Apr 07, 2026 |
| LexAurum Advisors, LLC | History | New | 1,589 | 244 | 0.03% | — | 165 | +1,589 | New | Q1 2026 | Apr 13, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Added to | 1,586 | 244 | 0.0% | 0.0% | 164 | +1 | 0.06% | Q1 2026 | May 11, 2026 |
| Strid Group, LLC | History | Reduced | 1,451 | 223 | 0.03% | 0.05% | 166 | -1,058 | -42.17% | Q1 2026 | Apr 29, 2026 |
| Harvest Investment Services, LLC | History | Added to | 1,425 | 219 | 0.04% | 0.04% | 167 | +78 | 5.79% | Q1 2026 | May 14, 2026 |
| Missouri Trust & Investment Co | History | No change | 1,423 | 219 | 0.06% | 0.07% | 168 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Cushing Capital Partners, LLC | History | No change | 1,353 | 208 | 0.16% | 0.16% | 169 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Added to | 1,326 | 204 | 0.01% | 0.01% | 170 | +226 | 20.55% | Q1 2026 | Apr 28, 2026 |
| PARK AVENUE SECURITIES LLC | History | New | 1,312 | 202 | 0.0% | — | 171 | +1,312 | New | Q1 2026 | Apr 07, 2026 |
| FOUNDERS FINANCIAL SECURITIES LLC | History | Reduced | 1,224 | 200 | 0.01% | 0.02% | 172 | -1,203 | -49.57% | Q1 2026 | Apr 17, 2026 |
| BLAIR WILLIAM & CO/IL | History | No change | 1,275 | 196 | 0.0% | 0.0% | 173 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 1,269 | 195 | 0.0% | 0.0% | 174 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Advisory Services Network, LLC | History | Reduced | 1,256 | 193 | 0.0% | 0.0% | 175 | -291 | -18.81% | Q1 2026 | May 15, 2026 |
| HHM Wealth Advisors, LLC | History | No change | 1,209 | 186 | 0.02% | 0.02% | 176 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Asset Dedication, LLC | History | No change | 1,083 | 166 | 0.01% | 0.01% | 177 | 0 | 0.0% | Q1 2026 | May 29, 2026 |
| IFG Advisory, LLC | History | Reduced | 899 | 138 | 0.4% | 0.03% | 178 | -2,810 | -75.76% | Q1 2026 | May 12, 2026 |
| CENTAURUS FINANCIAL, INC. | History | No change | 854 | 132 | 0.01% | 0.01% | 179 | 0 | 0.0% | Q1 2026 | May 18, 2026 |
| Frazier Financial Advisors, LLC | History | No change | 699 | 107 | 0.06% | 0.07% | 180 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Hilltop National Bank | History | No change | 688 | 106 | 0.03% | 0.03% | 181 | 0 | 0.0% | Q1 2026 | Apr 02, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 561 | 86 | 0.0% | 0.0% | 182 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Signature Equity Partners, LLC | History | No change | 498 | 76 | 0.04% | 0.04% | 183 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| PlanVest Financial, Inc | History | New | 462 | 71 | 0.05% | — | 184 | +462 | New | Q1 2026 | May 14, 2026 |
| Crews Bank & Trust | History | New | 451 | 69 | 0.01% | — | 185 | +451 | New | Q1 2026 | May 13, 2026 |
| Pillar Financial Advisors, LLC | History | No change | 435 | 67 | 0.04% | 0.04% | 186 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Pinnacle Bancorp, Inc. | History | Reduced | 378 | 58 | 0.02% | 0.02% | 187 | -122 | -24.4% | Q1 2026 | Apr 22, 2026 |
| Spire Wealth Management | History | No change | 345 | 53 | 0.0% | 0.0% | 188 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| BankPlus Trust Department | History | No change | 305 | 47 | 0.01% | 0.01% | 189 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| GAMMA Investing LLC | History | Reduced | 298 | 45 | 0.0% | 0.0% | 190 | -8 | -2.61% | Q1 2026 | Apr 06, 2026 |
| SPIRIT OF AMERICA MANAGEMENT CORP/NY | History | Reduced | 263 | 43 | 0.01% | 0.01% | 191 | -75 | -22.19% | Q1 2026 | Apr 15, 2026 |
| Trifecta Capital Advisors, LLC | History | No change | 282 | 43 | 0.01% | 0.01% | 192 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Silver Grove Financial Group, Inc. | History | New | 221 | 34 | 0.03% | — | 195 | +221 | New | Q1 2026 | May 15, 2026 |
| MAI Capital Management | History | Reduced | 225 | 34 | 0.0% | 0.0% | 193 | -200 | -47.06% | Q1 2026 | May 15, 2026 |
| REAP Financial Group, LLC | History | No change | 221 | 34 | 0.01% | 0.01% | 194 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Rossby Financial, LCC | History | Reduced | 208 | 32 | 0.01% | 0.01% | 197 | -13 | -5.88% | Q1 2026 | May 11, 2026 |
| Comprehensive Financial Planning, Inc./PA | History | No change | 209 | 32 | 0.02% | 0.02% | 196 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Dunhill Financial, LLC | History | New | 200 | 30 | 0.01% | — | 198 | +200 | New | Q1 2026 | May 06, 2026 |
| HALBERT HARGROVE GLOBAL ADVISORS, LLC | History | No change | 174 | 26 | 0.0% | 0.0% | 199 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Arax Advisory Partners | History | No change | 160 | 24 | 0.0% | 0.0% | 200 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| BANK OF MONTREAL /CAN/ | History | New | 138 | 21 | 0.0% | — | 201 | +138 | New | Q1 2026 | May 13, 2026 |
| Ancora Advisors LLC | History | No change | 116 | 17 | 0.0% | 0.0% | 202 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| KERR FINANCIAL PLANNING Corp | History | Added to | 101 | 16 | 0.01% | 0.02% | 203 | +1 | 1.0% | Q1 2026 | Jul 01, 2026 |
| WOLFF WIESE MAGANA LLC | History | New | 100 | 15 | 0.01% | — | 204 | +100 | New | Q1 2026 | Apr 13, 2026 |
| Trask Adam Roland | History | New | 100 | 15 | 0.01% | — | 205 | +100 | New | Q1 2026 | May 15, 2026 |
| SJS Investment Consulting Inc. | History | New | 89 | 13 | 0.0% | — | 206 | +89 | New | Q1 2026 | Apr 23, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | No change | 52 | 8 | 0.0% | 0.0% | 207 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| DiNuzzo Private Wealth, Inc. | History | No change | 87 | 8 | 0.0% | 0.0% | 208 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| Vermillion Wealth Management, Inc. | History | No change | 35 | 5 | 0.0% | 0.0% | 209 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Key FInancial Inc | History | No change | 33 | 5 | 0.0% | 0.0% | 210 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| MCF Advisors LLC | History | No change | 14 | 2 | 0.0% | 0.0% | 211 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 8 | 1 | 0.0% | 0.0% | 212 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| Gladstone Institutional Advisory LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -13,333 | -100.0% | Q1 2026 | May 14, 2026 |
| NATIXIS ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,319 | -100.0% | Q1 2026 | May 13, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Closed out | 0 | 0 | — | 0.08% | — | -7,519 | -100.0% | Q1 2026 | Apr 20, 2026 |
| G&S Capital LLC | History | Closed out | 0 | 0 | — | 0.38% | — | -6,742 | -100.0% | Q1 2026 | Apr 07, 2026 |
| Global Assets Advisory, LLC | History | Closed out | 0 | 0 | — | 0.22% | — | -4,872 | -100.0% | Q1 2026 | May 01, 2026 |
| StoneX Group Inc. | History | Closed out | 0 | 0 | — | 0.03% | — | -4,822 | -100.0% | Q1 2026 | May 14, 2026 |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | History | Closed out | 0 | 0 | — | 0.04% | — | -4,499 | -100.0% | Q1 2026 | Apr 09, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -4,479 | -100.0% | Q1 2026 | Apr 29, 2026 |
| Coppell Advisory Solutions LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -4,348 | -100.0% | Q1 2026 | May 15, 2026 |
| Beacon Pointe Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,543 | -100.0% | Q1 2026 | May 15, 2026 |
| Xcel Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -2,331 | -100.0% | Q1 2026 | Apr 21, 2026 |
| TKG Advisors, LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -1,776 | -100.0% | Q1 2026 | Apr 24, 2026 |
| NORTHLAND SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.24% | — | -1,560 | -100.0% | Q1 2026 | May 04, 2026 |
| PURSUE WEALTH PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.12% | — | -1,488 | -100.0% | Q1 2026 | Apr 08, 2026 |
| HRT FINANCIAL LP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,268 | -100.0% | Q1 2026 | May 14, 2026 |
| Luminist Capital LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -403 | -100.0% | Q1 2026 | Apr 24, 2026 |
| Tidemark, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -390 | -100.0% | Q1 2026 | May 07, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Closed out | 0 | 0 | — | 0.0% | — | -10 | -100.0% | Q1 2026 | Apr 13, 2026 |
| Darwin Wealth Management, LLC | History | Closed out | 0 | 0 | — | — | — | -4 | -100.0% | Q1 2026 | May 01, 2026 |