FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FTC
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | No change | 717,082 | 138,949 | 0.01% | 0.01% | 1 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| LPL Financial LLC | History | No change | 669,373 | 129,704 | 0.03% | 0.03% | 2 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Janney Montgomery Scott LLC | History | No change | 440,151 | 85,288 | 0.17% | 0.17% | 3 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 338,661 | 65,622 | 0.01% | 0.01% | 4 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | No change | 225,676 | 43,729 | 0.01% | 0.01% | 5 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 169,427 | 32,829 | 0.01% | 0.01% | 6 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Baird Financial Group, Inc. | History | No change | 152,775 | 29,603 | 0.04% | 0.04% | 7 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 135,002 | 26,159 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 147,333 | 26,136 | 0.03% | 0.04% | 9 | -4,443 | -2.93% | Q3 2026 | Nov 02, 2026 |
| CX Institutional | History | Added to | 115,994 | 20,577 | 0.56% | 0.61% | 10 | +6,759 | 6.19% | Q3 2026 | Oct 02, 2026 |
| Cetera Investment Advisers | History | No change | 95,400 | 18,485 | 0.02% | 0.02% | 11 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Kingsview Wealth Management, LLC | History | No change | 94,357 | 18,283 | 0.22% | 0.22% | 12 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| BENJAMIN EDWARDS INC | History | No change | 79,225 | 15,351 | 0.14% | 0.14% | 13 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 72,538 | 14,057 | 0.01% | 0.01% | 14 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ROYAL BANK OF CANADA | History | No change | 68,111 | 13,198 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| &PARTNERS | History | No change | 66,595 | 11,704 | 0.05% | 0.05% | 16 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Arax Advisory Partners | History | No change | 47,775 | 9,257 | 0.06% | 0.06% | 17 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 46,986 | 9,104 | 0.12% | 0.12% | 18 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 48,739 | 8,646 | 0.02% | 0.03% | 19 | -22,400 | -31.49% | Q3 2026 | Nov 02, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 37,518 | 7,269 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 36,193 | 7,013 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Virtu Financial LLC | History | No change | 35,585 | 6,895 | 0.22% | 0.22% | 22 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 36,993 | 6,562 | 0.04% | 0.04% | 23 | -740 | -1.96% | Q3 2026 | Oct 27, 2026 |
| FIRST TRUST ADVISORS LP | History | No change | 31,137 | 6,033 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 30,048 | 5,823 | 0.01% | 0.01% | 25 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 29,002 | 5,619 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 31,628 | 5,610 | 0.02% | 0.01% | 27 | +21,490 | 211.97% | Q3 2026 | Nov 02, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 26,998 | 5,039 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Boyce & Associates Wealth Consulting, Inc. | History | Added to | 28,225 | 5,007 | 3.04% | 2.92% | 29 | +6,519 | 30.03% | Q3 2026 | Oct 13, 2026 |
| IHT Wealth Management, LLC | History | No change | 25,393 | 4,920 | 0.1% | 0.1% | 30 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LVZ, Inc. | History | Added to | 27,378 | 4,856 | 0.5% | 0.52% | 31 | +1,080 | 4.11% | Q3 2026 | Oct 20, 2026 |
| Wealthcare Advisory Partners LLC | History | Added to | 23,910 | 4,241 | 0.07% | 0.07% | 32 | +4,747 | 24.77% | Q3 2026 | Oct 21, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 21,020 | 4,073 | 0.03% | 0.03% | 33 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| Proactive Wealth Strategies LLC | History | No change | 20,681 | 4,007 | 0.64% | 0.64% | 34 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| HFG Advisors, Inc. | History | No change | 20,495 | 3,971 | 2.48% | 2.48% | 35 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 20,144 | 3,903 | 0.01% | 0.01% | 36 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Private Advisor Group, LLC | History | No change | 19,047 | 3,690 | 0.02% | 0.02% | 37 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Prospera Financial Services Inc | History | Added to | 20,961 | 3,556 | 0.05% | 0.05% | 38 | +2,217 | 11.83% | Q3 2026 | Nov 04, 2026 |
| Equitable Holdings, Inc. | History | No change | 17,966 | 3,481 | 0.02% | 0.02% | 39 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Vestmark Advisory Solutions, Inc. | History | No change | 17,613 | 3,412 | 0.03% | 0.03% | 40 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Western Wealth Management, LLC | History | No change | 17,471 | 3,385 | 0.11% | 0.11% | 41 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| IFP Advisors, Inc | History | Added to | 18,565 | 3,293 | 0.06% | 0.06% | 42 | +59 | 0.32% | Q3 2026 | Oct 16, 2026 |
| IFS Group,LLC | History | No change | 16,550 | 3,206 | 4.4% | 4.4% | 43 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| FSB PREMIER WEALTH MANAGEMENT, INC. | History | No change | 15,170 | 2,939 | 0.83% | 0.83% | 44 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Wedmont Private Capital | History | No change | 15,400 | 2,764 | 0.07% | 0.08% | 45 | 0 | 0.0% | Q3 2026 | Oct 09, 2026 |
| Snowden Capital Advisors LLC | History | No change | 13,068 | 2,532 | 0.06% | 0.06% | 46 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Gateway Wealth Partners, LLC | History | No change | 13,014 | 2,521 | 0.15% | 0.15% | 47 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Empirical Asset Management, LLC | History | No change | 12,603 | 2,442 | 0.55% | 0.55% | 48 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 12,157 | 2,355 | 0.01% | 0.01% | 49 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CITADEL ADVISORS LLC | History | No change | 12,100 | 2,344 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 11,829 | 2,292 | 0.02% | 0.02% | 51 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 12,867 | 2,282 | 0.0% | 0.0% | 52 | -418 | -3.15% | Q3 2026 | Oct 30, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | History | Added to | 11,972 | 2,123 | 0.05% | 0.04% | 53 | +3,913 | 48.55% | Q3 2026 | Nov 04, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 10,787 | 2,090 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| NATIXIS ADVISORS, LLC | History | No change | 10,533 | 2,041 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MONEY CONCEPTS CAPITAL CORP | History | No change | 10,325 | 2,000 | 0.09% | 0.09% | 56 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Horizon Family Wealth, Inc. | History | No change | 10,243 | 1,984 | 0.91% | 0.91% | 57 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Allworth Financial LP | History | No change | 10,157 | 1,968 | 0.01% | 0.01% | 58 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Keystone Wealth Services, LLC | History | No change | 10,680 | 1,899 | 0.34% | 0.38% | 59 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| WIN ADVISORS, INC | History | No change | 9,423 | 1,825 | 0.65% | 0.65% | 60 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Krilogy Financial LLC | History | Added to | 9,488 | 1,710 | 0.05% | 0.05% | 61 | +1 | 0.01% | Q3 2026 | Oct 13, 2026 |
| HighTower Advisors, LLC | History | No change | 8,705 | 1,686 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 8,333 | 1,614 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 8,875 | 1,574 | 0.02% | 0.02% | 64 | -17 | -0.19% | Q3 2026 | Oct 26, 2026 |
| LANARK FINANCIAL, INC. | History | Reduced | 8,749 | 1,552 | 0.11% | 0.12% | 65 | -27 | -0.31% | Q3 2026 | Oct 26, 2026 |
| Geneos Wealth Management Inc. | History | No change | 7,639 | 1,480 | 0.03% | 0.03% | 66 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| NewEdge Advisors, LLC | History | No change | 7,057 | 1,367 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Beck Bode, LLC | History | No change | 7,035 | 1,363 | 0.21% | 0.21% | 68 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Apollon Wealth Management, LLC | History | Reduced | 7,633 | 1,354 | 0.02% | 0.02% | 69 | -250 | -3.17% | Q3 2026 | Oct 23, 2026 |
| Cresset Asset Management, LLC | History | No change | 6,669 | 1,292 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| AE Wealth Management LLC | History | No change | 6,647 | 1,288 | 0.01% | 0.01% | 71 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Hilton Head Capital Partners, LLC | History | Reduced | 7,249 | 1,285 | 0.69% | 0.71% | 72 | -47 | -0.64% | Q3 2026 | Oct 23, 2026 |
| Three Seasons Wealth, LLC | History | Reduced | 7,194 | 1,276 | 0.11% | 0.13% | 73 | -3 | -0.04% | Q3 2026 | Nov 03, 2026 |
| Creative Planning | History | Added to | 7,091 | 1,257 | 0.0% | 0.0% | 74 | +1,086 | 18.08% | Q3 2026 | Nov 02, 2026 |
| JPMORGAN CHASE & CO | History | No change | 6,529 | 1,240 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| FIFTH THIRD BANCORP | History | Reduced | 6,908 | 1,225 | 0.0% | 0.0% | 76 | -55 | -0.79% | Q3 2026 | Nov 05, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 6,848 | 1,214 | 0.03% | 0.04% | 77 | -736 | -9.7% | Q3 2026 | Oct 08, 2026 |
| FIFTH THIRD SECURITIES, INC. | History | Added to | 6,780 | 1,202 | 0.06% | 0.07% | 78 | +376 | 5.87% | Q3 2026 | Oct 21, 2026 |
| Sanctuary Advisors, LLC | History | No change | 5,863 | 1,136 | 0.01% | 0.01% | 79 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Clearwater Capital Advisors, LLC | History | No change | 5,754 | 1,114 | 0.08% | 0.08% | 80 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| CITIGROUP INC | History | Added to | 5,985 | 1,061 | 0.0% | 0.0% | 81 | +1,385 | 30.11% | Q3 2026 | Nov 04, 2026 |
| LaSalle St. Investment Advisors, LLC | History | No change | 5,335 | 1,033 | 0.13% | 0.13% | 82 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Z3 Capital Partners, LLC | History | No change | 5,330 | 1,032 | 0.22% | 0.22% | 83 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| RPS ADVISORY SOLUTIONS LLC | History | No change | 5,229 | 1,013 | 0.67% | 0.67% | 84 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Stonebridge Financial Planning Group, LLC | History | No change | 5,209 | 1,009 | 0.32% | 0.32% | 85 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | No change | 5,206 | 1,008 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q2 2026 | Aug 19, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | History | No change | 5,165 | 1,000 | 0.46% | 0.46% | 87 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Transamerica Financial Advisors, LLC | History | No change | 4,759 | 922 | 0.08% | 0.08% | 88 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 5,177 | 918 | 0.01% | 0.01% | 89 | -431 | -7.69% | Q3 2026 | Oct 30, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | No change | 4,729 | 916 | 0.01% | 0.01% | 90 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| IFG Advisory, LLC | History | No change | 4,605 | 892 | 0.03% | 0.03% | 91 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Mariner, LLC | History | No change | 4,585 | 888 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Global Assets Advisory, LLC | History | Reduced | 4,765 | 866 | 0.19% | 0.2% | 93 | -2 | -0.04% | Q3 2026 | Oct 28, 2026 |
| Well Done, LLC | History | No change | 4,875 | 864 | 0.12% | 0.13% | 94 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Sigma Planning Corp | History | Reduced | 4,818 | 854 | 0.02% | 0.02% | 95 | -27 | -0.56% | Q3 2026 | Oct 23, 2026 |
| 1776 Wealth LLC | History | No change | 4,364 | 845 | 0.3% | 0.3% | 96 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| US BANCORP \DE\ | History | Added to | 4,628 | 821 | 0.0% | 0.0% | 97 | +985 | 27.04% | Q3 2026 | Nov 05, 2026 |
| Huntleigh Advisors, Inc. | History | Added to | 4,541 | 805 | 0.11% | 0.12% | 98 | +35 | 0.78% | Q3 2026 | Nov 03, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Added to | 4,482 | 795 | 0.01% | 0.02% | 99 | +66 | 1.49% | Q3 2026 | Oct 13, 2026 |
| Sylvest Advisors, LLC | History | Added to | 4,476 | 794 | 0.35% | 0.17% | 100 | +2,490 | 125.38% | Q3 2026 | Oct 26, 2026 |
| Marks Group Wealth Management, Inc | History | No change | 4,435 | 786 | 0.07% | 0.07% | 101 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| Mutual Advisors, LLC | History | No change | 3,748 | 726 | 0.01% | 0.01% | 102 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | No change | 3,698 | 716 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 3,676 | 712 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| FMR LLC | History | No change | 3,659 | 709 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CULLEN/FROST BANKERS, INC. | History | Added to | 3,949 | 700 | 0.01% | 0.0% | 106 | +2,085 | 111.86% | Q3 2026 | Oct 28, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 3,780 | 678 | 0.0% | 0.0% | 107 | +31 | 0.83% | Q3 2026 | Oct 13, 2026 |
| RiverTree Advisors, LLC | History | Added to | 3,801 | 674 | 0.4% | 0.43% | 108 | +60 | 1.6% | Q3 2026 | Oct 13, 2026 |
| Chicago Partners Investment Group LLC | History | Added to | 3,768 | 642 | 0.01% | 0.01% | 109 | +1 | 0.03% | Q3 2026 | Oct 26, 2026 |
| Arkadios Wealth Advisors | History | No change | 3,283 | 636 | 0.01% | 0.01% | 110 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Atria Investments, Inc | History | Added to | 3,486 | 618 | 0.01% | 0.0% | 111 | +1,043 | 42.69% | Q3 2026 | Oct 15, 2026 |
| Ashton Thomas Private Wealth, LLC | History | Reduced | 3,465 | 614 | 0.01% | 0.01% | 112 | -139 | -3.86% | Q3 2026 | Nov 02, 2026 |
| STRATEGY ASSET MANAGERS LLC | History | No change | 3,362 | 596 | 0.09% | 0.1% | 113 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| SAXON INTERESTS, INC. | History | No change | 3,253 | 577 | 0.2% | 0.17% | 114 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| RFG Advisory, LLC | History | Reduced | 3,239 | 574 | 0.01% | 0.02% | 115 | -2,037 | -38.61% | Q3 2026 | Nov 03, 2026 |
| Independent Wealth Network Inc. | History | Added to | 3,165 | 561 | 0.14% | 0.13% | 116 | +609 | 23.83% | Q3 2026 | Oct 19, 2026 |
| Richmond Investment Services, LLC | History | Reduced | 3,131 | 555 | 0.18% | 0.2% | 117 | -114 | -3.51% | Q3 2026 | Oct 29, 2026 |
| Jaffetilchin Investment Partners, LLC | History | No change | 2,845 | 551 | 0.03% | 0.03% | 118 | 0 | 0.0% | Q2 2026 | Oct 20, 2026 |
| Founders Financial Alliance, LLC | History | No change | 2,715 | 526 | 0.07% | 0.07% | 119 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Walkner Condon Financial Advisors LLC | History | No change | 2,962 | 525 | 0.06% | 0.07% | 120 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| Summit Financial, LLC | History | No change | 2,652 | 513 | 0.01% | 0.01% | 121 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 2,634 | 510 | 0.07% | 0.07% | 122 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| ASSETMARK, INC | History | Reduced | 2,795 | 495 | 0.0% | 0.0% | 123 | -40 | -1.41% | Q3 2026 | Oct 21, 2026 |
| Invesco Ltd. | History | No change | 2,543 | 492 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ELEVATION POINT WEALTH PARTNERS, LLC | History | No change | 2,567 | 455 | 0.01% | 0.01% | 125 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| PRIVATE TRUST CO NA | History | No change | 2,511 | 445 | 0.03% | 0.04% | 126 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Focus Partners Wealth | History | No change | 2,289 | 443 | 0.0% | 0.0% | 127 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Sound Income Strategies, LLC | History | Reduced | 2,445 | 438 | 0.02% | 0.02% | 128 | -325 | -11.73% | Q3 2026 | Oct 09, 2026 |
| Chicago Wealth Management, Inc. | History | No change | 2,229 | 431 | 0.15% | 0.15% | 129 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Morey & Quinn Wealth Partners, LLC | History | Reduced | 2,410 | 427 | 0.28% | 0.31% | 130 | -79 | -3.17% | Q3 2026 | Oct 27, 2026 |
| FLAGSTAR SECURITIES, INC | History | Reduced | 2,390 | 423 | 0.13% | 0.16% | 131 | -329 | -12.1% | Q3 2026 | Oct 15, 2026 |
| NICOLET BANKSHARES INC | History | No change | 2,249 | 419 | 0.01% | 0.01% | 132 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Merit Financial Group, LLC | History | No change | 2,159 | 418 | 0.0% | 0.0% | 133 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| Cypress Wealth Services, LLC | History | Added to | 2,251 | 412 | 0.05% | 0.05% | 134 | +1 | 0.04% | Q3 2026 | Oct 21, 2026 |
| Parallel Advisors, LLC | History | Reduced | 2,243 | 397 | 0.01% | 0.01% | 135 | -368 | -14.09% | Q3 2026 | Nov 03, 2026 |
| WEDBUSH SECURITIES INC | History | No change | 2,216 | 393 | 0.01% | 0.01% | 136 | 0 | 0.0% | Q3 2026 | Oct 22, 2026 |
| NewEdge Wealth, LLC | History | No change | 2,029 | 393 | 0.0% | 0.0% | 137 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| WealthBridge Capital Management, LLC | History | No change | 2,209 | 391 | 0.08% | 0.09% | 138 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| SBE LLC DBA CEDAR COVE WEALTH PARTNERS | History | No change | 2,204 | 391 | 0.18% | 0.2% | 139 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| GERMAN AMERICAN BANCORP, INC. | History | No change | 2,000 | 387 | 0.03% | 0.03% | 140 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Bawa N Mallick Trust | History | No change | 2,000 | 387 | 0.13% | 0.13% | 141 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Parkwoods Wealth Partners, LLC | History | No change | 1,988 | 385 | 0.06% | 0.06% | 142 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Meridian Wealth Advisors, LLC | History | No change | 1,975 | 382 | 0.04% | 0.04% | 143 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Prosperity Financial Group, Inc. | History | New | 2,091 | 371 | 0.11% | — | 144 | +2,091 | New | Q3 2026 | Oct 29, 2026 |
| Pine Valley Investments Ltd Liability Co | History | No change | 1,899 | 368 | 0.01% | 0.01% | 145 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| QRG CAPITAL MANAGEMENT, INC. | History | No change | 1,902 | 368 | 0.0% | 0.0% | 146 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Institute for Wealth Management, LLC. | History | No change | 1,896 | 367 | 0.03% | 0.03% | 147 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 1,819 | 352 | 0.0% | 0.0% | 148 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | Added to | 1,904 | 337 | 0.01% | 0.01% | 149 | +98 | 5.43% | Q3 2026 | Oct 23, 2026 |
| COMPASS CAPITAL CORP /MA/ /ADV | History | No change | 1,800 | 336 | 0.11% | 0.11% | 150 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| VAQUERO PRIVATE WEALTH, LTD | History | Reduced | 1,894 | 335 | 0.07% | 0.08% | 151 | -46 | -2.37% | Q3 2026 | Oct 27, 2026 |
| WealthTrust Asset Management, LLC | History | Added to | 1,869 | 331 | 0.18% | 0.2% | 152 | +1 | 0.05% | Q3 2026 | Oct 22, 2026 |
| Harvest Investment Services, LLC | History | No change | 1,700 | 329 | 0.05% | 0.05% | 153 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 1,767 | 316 | 0.02% | 0.02% | 154 | -155 | -8.06% | Q3 2026 | Nov 02, 2026 |
| Crumly & Associates Inc. | History | No change | 1,768 | 313 | 0.06% | 0.07% | 155 | 0 | 0.0% | Q3 2026 | Oct 07, 2026 |
| BFC Planning, Inc. | History | No change | 1,599 | 309 | 0.01% | 0.01% | 156 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| Higgins & Schmidt Wealth Strategies LLC | History | No change | 1,737 | 308 | 0.13% | 0.14% | 157 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| PARK AVENUE SECURITIES LLC | History | Added to | 1,712 | 304 | 0.0% | 0.0% | 158 | +400 | 30.49% | Q3 2026 | Oct 26, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | No change | 1,502 | 291 | 0.0% | 0.0% | 159 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| REDSTONE WEALTH MANAGEMENT, LLC | History | No change | 1,642 | 291 | 0.18% | 0.21% | 160 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Mission Financial Group, LLC | History | No change | 1,597 | 283 | 0.22% | 0.26% | 161 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| PFG Advisors | History | Reduced | 1,555 | 275 | 0.01% | 0.02% | 162 | -84 | -5.13% | Q3 2026 | Oct 15, 2026 |
| ZACKS INVESTMENT MANAGEMENT | History | No change | 1,416 | 274 | 0.0% | 0.0% | 163 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Belvedere Trading LLC | History | Added to | 1,500 | 266 | 0.0% | 0.0% | 164 | +300 | 25.0% | Q3 2026 | Nov 05, 2026 |
| LexAurum Advisors, LLC | History | Reduced | 1,477 | 262 | 0.03% | 0.03% | 165 | -42 | -2.76% | Q3 2026 | Oct 19, 2026 |
| STACKSTONE WEALTH, LLC | History | New | 1,472 | 261 | 0.03% | — | 166 | +1,472 | New | Q3 2026 | Oct 19, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 1,345 | 260 | 0.0% | 0.0% | 167 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Missouri Trust & Investment Co | History | No change | 1,423 | 252 | 0.07% | 0.07% | 168 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| JANE STREET GROUP, LLC | History | No change | 1,294 | 250 | 0.0% | 0.0% | 169 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Scheeler Financial LLC | History | New | 1,371 | 243 | 0.18% | — | 171 | +1,371 | New | Q3 2026 | Oct 13, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 1,259 | 243 | 0.0% | 0.0% | 170 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| FIRST NATIONAL BANK OF OMAHA | History | No change | 1,250 | 242 | 0.01% | 0.01% | 172 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Cushing Capital Partners, LLC | History | No change | 1,353 | 240 | 0.15% | 0.18% | 173 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Strid Group, LLC | History | No change | 1,340 | 237 | 0.03% | 0.03% | 174 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| HHM Wealth Advisors, LLC | History | No change | 1,213 | 235 | 0.02% | 0.02% | 175 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| Summit Investment Advisory Services, LLC | History | Added to | 1,298 | 230 | 0.06% | 0.05% | 176 | +218 | 20.19% | Q3 2026 | Nov 02, 2026 |
| Per Stirling Capital Management, LLC. | History | No change | 1,184 | 229 | 0.02% | 0.02% | 177 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| COMMERCE BANK | History | No change | 1,176 | 227 | 0.0% | 0.0% | 178 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| M3 Advisory Group, LLC | History | No change | 1,171 | 226 | 0.12% | 0.12% | 179 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Focus Partners Advisor Solutions, LLC | History | No change | 1,154 | 223 | 0.0% | 0.0% | 180 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Global Retirement Partners, LLC | History | No change | 1,138 | 220 | 0.0% | 0.0% | 181 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Advisory Services Network, LLC | History | No change | 1,118 | 216 | 0.0% | 0.0% | 182 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| FOUNDERS FINANCIAL SECURITIES LLC | History | No change | 1,216 | 215 | 0.01% | 0.01% | 183 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| MONETA GROUP INVESTMENT ADVISORS LLC | History | No change | 1,102 | 213 | 0.0% | 0.0% | 184 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TCFG Investment Advisors, LLC | History | Reduced | 1,194 | 211 | 0.07% | 0.13% | 185 | -727 | -37.84% | Q3 2026 | Oct 20, 2026 |
| Clark Capital Management Group, Inc. | History | No change | 1,071 | 207 | 0.0% | 0.0% | 186 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| M Holdings Securities, Inc. | History | New | 1,164 | 205 | 0.01% | — | 188 | +1,164 | New | Q3 2026 | Nov 03, 2026 |
| Core Wealth Partners LLC | History | No change | 1,157 | 205 | 0.08% | 0.1% | 187 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| NORTHWEST WEALTH MANAGEMENT, LLC | History | No change | 1,154 | 204 | 0.03% | 0.03% | 189 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| BLAIR WILLIAM & CO/IL | History | No change | 1,031 | 199 | 0.0% | 0.0% | 190 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Asset Dedication, LLC | History | No change | 1,083 | 192 | 0.01% | 0.01% | 191 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| CENTAURUS FINANCIAL, INC. | History | No change | 854 | 165 | 0.01% | 0.01% | 192 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Frazier Financial Advisors, LLC | History | No change | 699 | 135 | 0.07% | 0.07% | 193 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Hilltop National Bank | History | No change | 688 | 122 | 0.03% | 0.03% | 194 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 561 | 108 | 0.0% | 0.0% | 195 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Bank of the Bluegrass & Trust Co. | History | No change | 607 | 107 | 0.03% | 0.03% | 196 | 0 | 0.0% | Q2 2026 | Oct 28, 2026 |
| Russell Investments Group, Ltd. | History | No change | 550 | 106 | 0.0% | 0.0% | 197 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| PlanVest Financial, Inc | History | No change | 463 | 89 | 0.06% | 0.06% | 198 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Signature Equity Partners, LLC | History | No change | 498 | 88 | 0.03% | 0.04% | 199 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| Crews Bank & Trust | History | No change | 451 | 87 | 0.01% | 0.01% | 200 | 0 | 0.0% | Q2 2026 | Jul 16, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 457 | 81 | 0.0% | 0.0% | 201 | +54 | 13.4% | Q3 2026 | Oct 08, 2026 |
| Luminist Capital LLC | History | No change | 403 | 78 | 0.09% | 0.09% | 202 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Pillar Financial Advisors, LLC | History | No change | 435 | 77 | 0.04% | 0.04% | 203 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| Pinnacle Bancorp, Inc. | History | No change | 378 | 67 | 0.02% | 0.02% | 204 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| Spire Wealth Management | History | No change | 345 | 61 | 0.0% | 0.0% | 205 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| BankPlus Trust Department | History | No change | 305 | 59 | 0.01% | 0.01% | 206 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Nova Financial LLC | History | New | 307 | 54 | 0.02% | — | 208 | +307 | New | Q3 2026 | Nov 04, 2026 |
| First Bancorp, Inc /ME/ | History | No change | 309 | 54 | 0.02% | 0.02% | 207 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| GAMMA Investing LLC | History | No change | 298 | 52 | 0.0% | 0.0% | 209 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| Trifecta Capital Advisors, LLC | History | No change | 282 | 50 | 0.01% | 0.01% | 210 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| SPIRIT OF AMERICA MANAGEMENT CORP/NY | History | Reduced | 243 | 43 | 0.01% | — | 211 | -41,813 | -99.42% | Q3 2026 | Oct 14, 2026 |
| FIDUCIARY FINANCIAL ADVISORS | History | No change | 203 | 39 | 0.0% | 0.0% | 212 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Dunhill Financial, LLC | History | No change | 200 | 38 | 0.01% | 0.01% | 213 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Comprehensive Financial Planning, Inc./PA | History | No change | 209 | 37 | 0.02% | 0.02% | 214 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| Rossby Financial, LCC | History | Reduced | 204 | 36 | 0.01% | 0.01% | 215 | -4 | -1.92% | Q3 2026 | Nov 05, 2026 |
| REAP Financial Group, LLC | History | Added to | 147 | 25 | 0.0% | 0.0% | 216 | +1 | 0.68% | Q3 2026 | Nov 02, 2026 |
| Ancora Advisors LLC | History | No change | 116 | 22 | 0.0% | 0.0% | 217 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| KERR FINANCIAL PLANNING Corp | History | No change | 101 | 19 | 0.02% | 0.02% | 218 | 0 | 0.0% | Q2 2026 | Jul 02, 2026 |
| Burnham & Co LLC | History | No change | 100 | 19 | 0.02% | 0.02% | 219 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| WOLFF WIESE MAGANA LLC | History | No change | 100 | 17 | 0.01% | 0.01% | 220 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| SJS Investment Consulting Inc. | History | No change | 89 | 15 | 0.0% | 0.0% | 221 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| DiNuzzo Private Wealth, Inc. | History | No change | 87 | 8 | 0.0% | 0.0% | 222 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| VANGUARD ADVISERS INC | History | No change | 37 | 7 | 0.0% | 0.0% | 223 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Continuum Advisory, LLC | History | No change | 34 | 6 | 0.0% | 0.0% | 224 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Key FInancial Inc | History | No change | 33 | 5 | 0.0% | 0.0% | 225 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | No change | 5 | 1 | 0.0% | 0.0% | 226 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 8 | 1 | 0.0% | 0.0% | 227 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,102 | -100.0% | Q3 2026 | Oct 26, 2026 |
| PRIVATE CLIENT SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -1,100 | -100.0% | Q3 2026 | Oct 02, 2026 |
| ABLE Financial Group, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -1,079 | -100.0% | Q3 2026 | Oct 14, 2026 |
| Cyndeo Wealth Partners, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,035 | -100.0% | Q3 2026 | Oct 16, 2026 |
| Spectrum Wealth Advisory Group, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -990 | -100.0% | Q3 2026 | Oct 29, 2026 |
| HALBERT HARGROVE GLOBAL ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -174 | -100.0% | Q3 2026 | Oct 15, 2026 |
| Vermillion Wealth Management, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -35 | -100.0% | Q3 2026 | Oct 26, 2026 |
| MCF Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -14 | -100.0% | Q3 2026 | Oct 28, 2026 |