FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FTC
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 44 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Reduced | 714,028 | 114,156 | 0.01% | 0.01% | 1 | -37,783 | -5.03% | Q4 2025 | Feb 13, 2026 |
| LPL Financial LLC | History | Reduced | 690,775 | 110,438 | 0.03% | 0.03% | 2 | -12,373 | -1.76% | Q4 2025 | Feb 11, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 444,932 | 71,134 | 0.16% | 0.17% | 3 | +3,375 | 0.76% | Q4 2025 | Feb 11, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 418,058 | 66,837 | 0.01% | 0.01% | 4 | -1,292 | -0.31% | Q4 2025 | Feb 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 271,020 | 43,329 | 0.01% | 0.01% | 5 | +27,496 | 11.29% | Q4 2025 | Feb 18, 2026 |
| UBS Group AG | History | Reduced | 227,091 | 36,306 | 0.01% | 0.01% | 6 | -4,897 | -2.11% | Q4 2025 | Jan 29, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 186,232 | 29,774 | 0.04% | 0.04% | 7 | -6,407 | -3.33% | Q4 2025 | Feb 12, 2026 |
| FIRST TRUST ADVISORS LP | History | Reduced | 171,100 | 27,354 | 0.02% | 0.02% | 8 | -2,766 | -1.59% | Q4 2025 | Feb 13, 2026 |
| Baird Financial Group, Inc. | History | Added to | 150,464 | 24,055 | 0.04% | 0.04% | 9 | +2,354 | 1.59% | Q4 2025 | Feb 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 144,315 | 23,072 | 0.0% | 0.0% | 10 | -6,389 | -4.24% | Q4 2025 | Feb 17, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 113,772 | 18,189 | 0.05% | 0.05% | 11 | +5,581 | 5.16% | Q4 2025 | Feb 05, 2026 |
| CX Institutional | History | Added to | 107,778 | 17,231 | 0.51% | 0.51% | 12 | +2,738 | 2.61% | Q4 2025 | Feb 02, 2026 |
| Kingsview Wealth Management, LLC | History | Reduced | 102,547 | 16,394 | 0.24% | 0.27% | 13 | -9,110 | -8.16% | Q4 2025 | Feb 09, 2026 |
| Cetera Investment Advisers | History | Reduced | 96,581 | 15,441 | 0.02% | 0.02% | 14 | -2,875 | -2.89% | Q4 2025 | Feb 17, 2026 |
| WIN ADVISORS, INC | History | New | 90,856 | 14,525 | 6.17% | — | 15 | +90,856 | New | Q4 2025 | Feb 04, 2026 |
| BENJAMIN EDWARDS INC | History | Added to | 72,163 | 11,539 | 0.13% | 0.11% | 16 | +9,074 | 14.38% | Q4 2025 | Feb 02, 2026 |
| ROYAL BANK OF CANADA | History | New | 67,298 | 10,760 | 0.0% | — | 17 | +67,298 | New | Q4 2025 | Feb 17, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 48,912 | 7,821 | 0.01% | 0.0% | 18 | +15,938 | 48.34% | Q4 2025 | Feb 13, 2026 |
| U.S. Capital Wealth Advisors, LLC | History | Added to | 42,360 | 6,772 | 0.18% | 0.18% | 19 | +885 | 2.13% | Q4 2025 | Jan 23, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 40,021 | 6,399 | 0.01% | 0.01% | 20 | +3,551 | 9.74% | Q4 2025 | Feb 17, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 38,472 | 6,150 | 0.0% | 0.0% | 21 | +16,580 | 75.74% | Q4 2025 | Feb 17, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 38,107 | 6,092 | 0.04% | 0.04% | 22 | -2,154 | -5.35% | Q4 2025 | Jan 29, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 37,042 | 5,922 | 0.0% | 0.0% | 23 | -549 | -1.46% | Q4 2025 | Feb 10, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 30,474 | 4,872 | 0.0% | 0.0% | 24 | +340 | 1.13% | Q4 2025 | Feb 10, 2026 |
| IHT Wealth Management, LLC | History | Reduced | 27,725 | 4,432 | 0.11% | 0.12% | 25 | -2,567 | -8.47% | Q4 2025 | Feb 17, 2026 |
| GREENUP STREET WEALTH MANAGEMENT LLC | History | Reduced | 23,892 | 3,819 | 0.55% | 0.61% | 26 | -786 | -3.19% | Q4 2025 | Jan 23, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 23,461 | 3,750 | 0.08% | 0.1% | 27 | -2,802 | -10.67% | Q4 2025 | Feb 09, 2026 |
| LVZ, Inc. | History | Reduced | 23,313 | 3,727 | 0.42% | 0.45% | 28 | -1,242 | -5.06% | Q4 2025 | Feb 10, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 22,121 | 3,536 | 0.0% | 0.0% | 29 | +2,063 | 10.29% | Q4 2025 | Feb 17, 2026 |
| Private Advisor Group, LLC | History | Added to | 21,647 | 3,460 | 0.02% | 0.02% | 30 | +868 | 4.18% | Q4 2025 | Feb 17, 2026 |
| Vestmark Advisory Solutions, Inc. | History | Added to | 20,601 | 3,293 | 0.04% | 0.06% | 31 | +2,169 | 11.77% | Q4 2025 | Feb 06, 2026 |
| HFG Advisors, Inc. | History | Added to | 19,944 | 3,188 | 2.31% | 2.32% | 32 | +375 | 1.92% | Q4 2025 | Feb 13, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 19,621 | 3,136 | 0.01% | 0.01% | 33 | +1,318 | 7.2% | Q4 2025 | Mar 16, 2026 |
| IFP Advisors, Inc | History | Reduced | 19,231 | 3,074 | 0.07% | 0.09% | 34 | -1,747 | -8.33% | Q4 2025 | Feb 06, 2026 |
| Equitable Holdings, Inc. | History | Reduced | 19,017 | 3,040 | 0.02% | 0.02% | 35 | -190 | -0.99% | Q4 2025 | Feb 17, 2026 |
| Western Wealth Management, LLC | History | Reduced | 18,772 | 3,001 | 0.14% | 0.17% | 36 | -1,257 | -6.28% | Q4 2025 | Feb 05, 2026 |
| Prospera Financial Services Inc | History | New | 18,735 | 2,995 | 0.05% | — | 37 | +18,735 | New | Q4 2025 | Feb 09, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 17,598 | 2,813 | 0.0% | 0.0% | 38 | -10,451 | -37.26% | Q4 2025 | Feb 17, 2026 |
| Wedmont Private Capital | History | No change | 15,400 | 2,539 | 0.09% | 0.09% | 39 | 0 | 0.0% | Q4 2025 | Jan 08, 2026 |
| Gateway Wealth Partners, LLC | History | Added to | 15,802 | 2,526 | 0.28% | 0.13% | 40 | +9,748 | 161.02% | Q4 2025 | Feb 11, 2026 |
| FSB PREMIER WEALTH MANAGEMENT, INC. | History | Reduced | 15,378 | 2,458 | 0.78% | 0.83% | 41 | -244 | -1.56% | Q4 2025 | Feb 03, 2026 |
| Snowden Capital Advisors LLC | History | No change | 14,351 | 2,294 | 0.06% | 0.06% | 42 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Stratos Wealth Partners, LTD. | History | Reduced | 13,760 | 2,199 | 0.02% | 0.03% | 43 | -99 | -0.71% | Q4 2025 | Jan 20, 2026 |
| Wealthcare Advisory Partners LLC | History | Added to | 13,705 | 2,191 | 0.04% | 0.04% | 44 | +2,001 | 17.1% | Q4 2025 | Jan 14, 2026 |
| Belvedere Trading LLC | History | Added to | 13,500 | 2,158 | 0.0% | 0.0% | 45 | +1,100 | 8.87% | Q4 2025 | Feb 10, 2026 |
| Gladstone Institutional Advisory LLC | History | Reduced | 13,333 | 2,131 | 0.08% | 0.09% | 46 | -852 | -6.01% | Q4 2025 | Feb 17, 2026 |
| Empirical Asset Management, LLC | History | Added to | 12,332 | 1,971 | 0.56% | 0.39% | 47 | +3,581 | 40.92% | Q4 2025 | Feb 06, 2026 |
| Boyce & Associates Wealth Consulting, Inc. | History | Reduced | 12,067 | 1,929 | 1.62% | 1.61% | 48 | -187 | -1.53% | Q4 2025 | Jan 20, 2026 |
| Apollon Wealth Management, LLC | History | Reduced | 11,373 | 1,818 | 0.03% | 0.04% | 49 | -1,070 | -8.6% | Q4 2025 | Jan 22, 2026 |
| NewEdge Advisors, LLC | History | Added to | 11,334 | 1,812 | 0.01% | 0.0% | 50 | +7,366 | 185.64% | Q4 2025 | Feb 18, 2026 |
| NATIXIS ADVISORS, LLC | History | Reduced | 11,319 | 1,810 | 0.0% | 0.0% | 51 | -73 | -0.64% | Q4 2025 | Feb 10, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 11,291 | 1,805 | 0.0% | 0.0% | 52 | -136 | -1.19% | Q4 2025 | Feb 02, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 11,264 | 1,800 | 0.01% | 0.01% | 53 | -1 | -0.01% | Q4 2025 | Feb 13, 2026 |
| MONEY CONCEPTS CAPITAL CORP | History | No change | 11,085 | 1,772 | 0.1% | 0.11% | 54 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| CWM, LLC | History | Reduced | 10,839 | 1,733 | 0.0% | 0.01% | 55 | -287 | -2.58% | Q4 2025 | Jan 26, 2026 |
| Proactive Wealth Strategies LLC | History | Added to | 10,504 | 1,679 | 0.67% | 0.71% | 56 | +287 | 2.81% | Q4 2025 | Feb 05, 2026 |
| Horizon Family Wealth, Inc. | History | Added to | 10,239 | 1,636 | 0.87% | 0.94% | 57 | +1 | 0.01% | Q4 2025 | Feb 09, 2026 |
| Hilton Head Capital Partners, LLC | History | New | 9,966 | 1,593 | 0.93% | — | 58 | +9,966 | New | Q4 2025 | Feb 11, 2026 |
| Krilogy Financial LLC | History | Reduced | 9,485 | 1,564 | 0.05% | 0.06% | 59 | -35 | -0.37% | Q4 2025 | Jan 27, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 9,735 | 1,556 | 0.02% | 0.03% | 60 | -2,067 | -17.51% | Q4 2025 | Jan 23, 2026 |
| Allworth Financial LP | History | New | 9,383 | 1,500 | 0.01% | — | 61 | +9,383 | New | Q4 2025 | Feb 05, 2026 |
| NBC SECURITIES, INC. | History | Reduced | 9,340 | 1,493 | 0.11% | 0.12% | 62 | -125 | -1.32% | Q4 2025 | Jan 29, 2026 |
| Integrated Wealth Concepts LLC | History | Reduced | 9,112 | 1,456 | 0.02% | 0.01% | 63 | -257 | -2.74% | Q4 2025 | Feb 13, 2026 |
| HighTower Advisors, LLC | History | Added to | 8,879 | 1,419 | 0.0% | 0.0% | 64 | +55 | 0.62% | Q4 2025 | Feb 06, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 8,829 | 1,411 | 0.02% | 0.02% | 65 | +427 | 5.08% | Q4 2025 | Feb 02, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Added to | 8,743 | 1,397 | 0.01% | 0.0% | 66 | +3,607 | 70.23% | Q4 2025 | Feb 11, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 8,617 | 1,377 | 0.0% | 0.0% | 67 | -798 | -8.48% | Q4 2025 | Feb 13, 2026 |
| Mutual Advisors, LLC | History | Added to | 8,525 | 1,362 | 0.03% | 0.02% | 68 | +4,016 | 89.07% | Q4 2025 | Feb 02, 2026 |
| CoreCap Advisors, LLC | History | Added to | 8,491 | 1,357 | 0.05% | 0.05% | 69 | +96 | 1.14% | Q4 2025 | Jan 13, 2026 |
| CITADEL ADVISORS LLC | History | New | 8,483 | 1,356 | 0.0% | — | 70 | +8,483 | New | Q4 2025 | Feb 17, 2026 |
| Geneos Wealth Management Inc. | History | Reduced | 7,875 | 1,259 | 0.03% | 0.03% | 71 | -116 | -1.45% | Q4 2025 | Jan 28, 2026 |
| Transamerica Financial Advisors, LLC | History | Reduced | 7,738 | 1,237 | 0.1% | 0.11% | 72 | -297 | -3.7% | Q4 2025 | Feb 13, 2026 |
| Three Seasons Wealth, LLC | History | Reduced | 7,655 | 1,223 | 0.12% | 0.12% | 73 | -161 | -2.06% | Q4 2025 | Jan 15, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Added to | 7,519 | 1,214 | 0.08% | 0.09% | 74 | +12 | 0.16% | Q4 2025 | Jan 15, 2026 |
| RPS ADVISORY SOLUTIONS LLC | History | Reduced | 7,429 | 1,187 | 0.56% | 2.32% | 75 | -22,064 | -74.81% | Q4 2025 | Feb 06, 2026 |
| Richmond Investment Services, LLC | History | Reduced | 7,353 | 1,175 | 0.2% | 0.22% | 76 | -31 | -0.42% | Q4 2025 | Feb 12, 2026 |
| Beck Bode, LLC | History | Reduced | 7,045 | 1,126 | 0.19% | 0.2% | 77 | -846 | -10.72% | Q4 2025 | Feb 09, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 6,956 | 1,112 | 0.01% | 0.01% | 78 | +361 | 5.47% | Q4 2025 | Jan 29, 2026 |
| G&S Capital LLC | History | Reduced | 6,742 | 1,077 | 0.38% | 0.42% | 79 | -290 | -4.12% | Q4 2025 | Jan 28, 2026 |
| COMERICA BANK | History | Added to | 6,662 | 1,065 | 0.0% | 0.0% | 80 | +15 | 0.23% | Q4 2025 | Jan 29, 2026 |
| FIFTH THIRD SECURITIES, INC. | History | Added to | 6,529 | 1,043 | 0.07% | 0.07% | 81 | +590 | 9.93% | Q4 2025 | Jan 23, 2026 |
| Cresset Asset Management, LLC | History | Reduced | 6,496 | 1,038 | 0.0% | 0.0% | 82 | -171 | -2.56% | Q4 2025 | Feb 17, 2026 |
| Clearwater Capital Advisors, LLC | History | No change | 5,754 | 919 | 0.08% | 0.08% | 83 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Stonebridge Financial Planning Group, LLC | History | Reduced | 5,560 | 888 | 0.32% | 0.35% | 84 | -300 | -5.12% | Q4 2025 | Feb 05, 2026 |
| LaSalle St. Investment Advisors, LLC | History | Reduced | 5,464 | 873 | 0.14% | 0.16% | 85 | -89 | -1.6% | Q4 2025 | Feb 17, 2026 |
| Creative Planning | History | Added to | 5,339 | 853 | 0.0% | 0.0% | 86 | +8 | 0.15% | Q4 2025 | Feb 17, 2026 |
| Sanctuary Advisors, LLC | History | Reduced | 5,311 | 849 | 0.0% | 0.0% | 87 | -142 | -2.6% | Q4 2025 | Jan 29, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 5,276 | 843 | 0.0% | 0.0% | 88 | -288 | -5.18% | Q4 2025 | Feb 11, 2026 |
| Arkadios Wealth Advisors | History | Reduced | 5,263 | 841 | 0.02% | 0.02% | 89 | -99 | -1.85% | Q4 2025 | Feb 13, 2026 |
| Ashton Thomas Private Wealth, LLC | History | Added to | 5,133 | 820 | 0.02% | 0.02% | 90 | +177 | 3.57% | Q4 2025 | Jan 29, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | History | Added to | 5,112 | 817 | 0.46% | 0.49% | 91 | +9 | 0.18% | Q4 2025 | Feb 17, 2026 |
| Sigma Planning Corp | History | Added to | 4,971 | 794 | 0.02% | 0.02% | 92 | +132 | 2.73% | Q4 2025 | Jan 30, 2026 |
| Mariner, LLC | History | Reduced | 4,904 | 784 | 0.0% | 0.0% | 93 | -197 | -3.86% | Q4 2025 | Feb 13, 2026 |
| Well Done, LLC | History | No change | 4,875 | 779 | 0.12% | 0.13% | 94 | 0 | 0.0% | Q4 2025 | Jan 13, 2026 |
| Global Assets Advisory, LLC | History | Reduced | 4,872 | 778 | 0.22% | 0.24% | 95 | -157 | -3.12% | Q4 2025 | Feb 09, 2026 |
| StoneX Group Inc. | History | Reduced | 4,822 | 770 | 0.03% | 0.04% | 96 | -799 | -14.21% | Q4 2025 | Feb 12, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | Reduced | 4,712 | 753 | 0.01% | 0.02% | 97 | -441 | -8.56% | Q4 2025 | Feb 12, 2026 |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | History | Reduced | 4,499 | 719 | 0.04% | 0.07% | 98 | -3,272 | -42.11% | Q4 2025 | Jan 20, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Reduced | 4,479 | 716 | 0.0% | 0.0% | 99 | -59 | -1.3% | Q4 2025 | Feb 06, 2026 |
| Marks Group Wealth Management, Inc | History | No change | 4,435 | 709 | 0.07% | 0.07% | 100 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Coppell Advisory Solutions LLC | History | No change | 4,348 | 702 | 0.07% | 0.07% | 101 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| 1776 Wealth LLC | History | Reduced | 4,364 | 697 | 0.26% | 0.27% | 102 | -72 | -1.62% | Q4 2025 | Feb 11, 2026 |
| AE Wealth Management LLC | History | Added to | 4,337 | 693 | 0.0% | 0.0% | 103 | +1,121 | 34.86% | Q4 2025 | Jan 26, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 4,078 | 677 | 0.0% | 0.0% | 104 | +976 | 31.46% | Q4 2025 | Jan 08, 2026 |
| RiverTree Advisors, LLC | History | Reduced | 4,197 | 671 | 0.43% | 1.48% | 105 | -10,126 | -70.7% | Q4 2025 | Jan 15, 2026 |
| Huntleigh Advisors, Inc. | History | Added to | 4,005 | 640 | 0.11% | 0.11% | 106 | +101 | 2.59% | Q4 2025 | Jan 29, 2026 |
| Chicago Partners Investment Group LLC | History | Reduced | 3,738 | 615 | 0.02% | 0.02% | 107 | -70 | -1.84% | Q4 2025 | Jan 28, 2026 |
| &PARTNERS | History | Added to | 3,747 | 599 | 0.0% | 0.0% | 108 | +78 | 2.13% | Q4 2025 | Feb 17, 2026 |
| FMR LLC | History | Added to | 3,719 | 594 | 0.0% | 0.0% | 109 | +266 | 7.7% | Q4 2025 | Feb 17, 2026 |
| IFG Advisory, LLC | History | Reduced | 3,709 | 593 | 0.03% | 0.03% | 110 | -154 | -3.99% | Q4 2025 | Feb 10, 2026 |
| US BANCORP \DE\ | History | Reduced | 3,615 | 577 | 0.0% | 0.0% | 111 | -114 | -3.06% | Q4 2025 | Jan 30, 2026 |
| STRATEGY ASSET MANAGERS LLC | History | No change | 3,362 | 537 | 0.09% | 0.1% | 112 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| SAXON INTERESTS, INC. | History | No change | 3,253 | 520 | 0.18% | 0.2% | 113 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| CITIGROUP INC | History | Reduced | 3,087 | 493 | 0.0% | 0.0% | 114 | -2,006 | -39.39% | Q4 2025 | Feb 13, 2026 |
| Walkner Condon Financial Advisors LLC | History | No change | 2,962 | 473 | 0.07% | 0.08% | 115 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| Sound Income Strategies, LLC | History | New | 2,776 | 459 | 0.02% | — | 116 | +2,776 | New | Q4 2025 | Jan 21, 2026 |
| CULLEN/FROST BANKERS, INC. | History | Added to | 2,851 | 455 | 0.01% | 0.0% | 117 | +1,029 | 56.48% | Q4 2025 | Feb 06, 2026 |
| Chicago Wealth Management, Inc. | History | No change | 2,846 | 455 | 0.18% | 0.2% | 118 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Jaffetilchin Investment Partners, LLC | History | No change | 2,845 | 454 | 0.03% | 0.03% | 119 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| FLAGSTAR ADVISORS INC | History | Added to | 2,718 | 434 | 0.15% | 0.13% | 120 | +1 | 0.04% | Q4 2025 | Jan 13, 2026 |
| Founders Financial Alliance, LLC | History | Added to | 2,683 | 428 | 0.08% | 0.08% | 121 | +77 | 2.95% | Q4 2025 | Feb 12, 2026 |
| Atria Investments, Inc | History | Reduced | 2,662 | 425 | 0.0% | 0.0% | 122 | -56 | -2.06% | Q4 2025 | Feb 05, 2026 |
| Summit Financial, LLC | History | Added to | 2,652 | 423 | 0.01% | 0.01% | 123 | +227 | 9.36% | Q4 2025 | Feb 13, 2026 |
| Crumly & Associates Inc. | History | No change | 2,623 | 419 | 0.09% | 0.09% | 124 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| PFG Advisors | History | Reduced | 2,615 | 418 | 0.02% | 0.02% | 125 | -569 | -17.87% | Q4 2025 | Jan 27, 2026 |
| Global Retirement Partners, LLC | History | Added to | 2,617 | 418 | 0.01% | 0.01% | 126 | +206 | 8.54% | Q4 2025 | Feb 06, 2026 |
| ELEVATION POINT WEALTH PARTNERS, LLC | History | New | 2,567 | 410 | 0.02% | — | 127 | +2,567 | New | Q4 2025 | Feb 12, 2026 |
| Beacon Pointe Advisors, LLC | History | No change | 2,543 | 406 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | History | No change | 2,515 | 402 | 0.01% | 0.01% | 129 | 0 | 0.0% | Q4 2025 | Jan 12, 2026 |
| PRIVATE TRUST CO NA | History | Reduced | 2,511 | 401 | 0.04% | 0.04% | 130 | -191 | -7.07% | Q4 2025 | Jan 26, 2026 |
| Strid Group, LLC | History | No change | 2,509 | 401 | 0.05% | 0.05% | 131 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Morey & Quinn Wealth Partners, LLC | History | No change | 2,489 | 397 | 0.29% | 0.29% | 132 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| ASSETMARK, INC | History | Added to | 2,464 | 393 | 0.0% | 0.0% | 133 | +158 | 6.85% | Q4 2025 | Jan 23, 2026 |
| FOUNDERS FINANCIAL SECURITIES LLC | History | Added to | 2,427 | 388 | 0.02% | 0.02% | 134 | +368 | 17.87% | Q4 2025 | Feb 10, 2026 |
| SBE LLC DBA CEDAR COVE WEALTH PARTNERS | History | New | 2,349 | 375 | 0.2% | — | 135 | +2,349 | New | Q4 2025 | Feb 12, 2026 |
| REDSTONE WEALTH MANAGEMENT, LLC | History | New | 2,330 | 372 | 0.29% | — | 137 | +2,330 | New | Q4 2025 | Feb 09, 2026 |
| Xcel Wealth Management, LLC | History | No change | 2,331 | 372 | 0.09% | 0.1% | 136 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Cypress Wealth Services, LLC | History | No change | 2,248 | 359 | 0.05% | 0.06% | 138 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 2,216 | 354 | 0.01% | 0.01% | 139 | +50 | 2.31% | Q4 2025 | Feb 12, 2026 |
| WealthBridge Capital Management, LLC | History | No change | 2,209 | 353 | 0.08% | 0.08% | 140 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| Merit Financial Group, LLC | History | New | 2,202 | 352 | 0.0% | — | 141 | +2,202 | New | Q4 2025 | Jan 26, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 2,153 | 344 | 0.02% | 0.04% | 142 | -1,476 | -40.67% | Q4 2025 | Feb 03, 2026 |
| ZACKS INVESTMENT MANAGEMENT | History | New | 2,116 | 338 | 0.0% | — | 143 | +2,116 | New | Q4 2025 | Feb 17, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 2,117 | 338 | 0.0% | 0.0% | 144 | -50 | -2.31% | Q4 2025 | Feb 12, 2026 |
| NewEdge Wealth, LLC | History | No change | 2,029 | 324 | 0.0% | 0.0% | 145 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| Parkwoods Wealth Partners, LLC | History | No change | 2,016 | 322 | 0.09% | 0.11% | 146 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| Focus Partners Wealth | History | Reduced | 2,003 | 320 | 0.0% | 0.0% | 147 | -335 | -14.33% | Q4 2025 | Feb 13, 2026 |
| GERMAN AMERICAN BANCORP, INC. | History | No change | 2,000 | 319 | 0.03% | 0.03% | 148 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Bawa N Mallick Trust | History | No change | 2,000 | 319 | 0.12% | 0.12% | 149 | 0 | 0.0% | Q4 2025 | Mar 12, 2026 |
| Meridian Wealth Advisors, LLC | History | No change | 1,975 | 315 | 0.04% | 0.05% | 150 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| TCFG WEALTH MANAGEMENT, LLC | History | Reduced | 1,948 | 311 | 0.12% | 0.12% | 151 | -23 | -1.17% | Q4 2025 | Feb 13, 2026 |
| Institute for Wealth Management, LLC. | History | No change | 1,896 | 303 | 0.03% | 0.03% | 152 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| Higgins & Schmidt Wealth Strategies LLC | History | No change | 1,860 | 297 | 0.14% | 0.15% | 153 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| COMPASS CAPITAL CORP /MA/ /ADV | History | No change | 1,800 | 295 | 0.11% | 0.13% | 154 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Pine Valley Investments Ltd Liability Co | History | Added to | 1,793 | 286 | 0.01% | 0.01% | 155 | +12 | 0.67% | Q4 2025 | Feb 13, 2026 |
| TKG Advisors, LLC | History | Reduced | 1,776 | 283 | 0.11% | 0.13% | 156 | -89 | -4.77% | Q4 2025 | Jan 29, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Reduced | 1,585 | 253 | 0.0% | 0.0% | 157 | -225 | -12.43% | Q4 2025 | Feb 10, 2026 |
| NORTHLAND SECURITIES, INC. | History | New | 1,560 | 249 | 0.24% | — | 158 | +1,560 | New | Q4 2025 | Jan 23, 2026 |
| Advisory Services Network, LLC | History | Reduced | 1,547 | 247 | 0.0% | 0.0% | 159 | -71 | -4.39% | Q4 2025 | Feb 17, 2026 |
| PURSUE WEALTH PARTNERS LLC | History | No change | 1,488 | 238 | 0.12% | 0.13% | 160 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Missouri Trust & Investment Co | History | No change | 1,423 | 227 | 0.07% | 0.07% | 161 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| WealthTrust Asset Management, LLC | History | No change | 1,377 | 220 | 0.15% | 0.15% | 162 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| Cushing Capital Partners, LLC | History | No change | 1,353 | 216 | 0.16% | 0.17% | 163 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Harvest Investment Services, LLC | History | New | 1,347 | 215 | 0.04% | — | 164 | +1,347 | New | Q4 2025 | Feb 17, 2026 |
| RFG Advisory, LLC | History | Reduced | 1,311 | 209 | 0.0% | 0.0% | 165 | -62 | -4.52% | Q4 2025 | Feb 03, 2026 |
| BLAIR WILLIAM & CO/IL | History | Reduced | 1,275 | 203 | 0.0% | 0.0% | 166 | -300 | -19.05% | Q4 2025 | Feb 17, 2026 |
| HRT FINANCIAL LP | History | New | 1,268 | 202 | 0.0% | — | 168 | +1,268 | New | Q4 2025 | Feb 12, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 1,269 | 202 | 0.0% | 0.0% | 167 | -11 | -0.86% | Q4 2025 | Feb 06, 2026 |
| HHM Wealth Advisors, LLC | History | No change | 1,209 | 193 | 0.02% | 0.02% | 169 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | New | 1,100 | 176 | 0.01% | — | 170 | +1,100 | New | Q4 2025 | Jan 21, 2026 |
| Asset Dedication, LLC | History | No change | 1,083 | 173 | 0.01% | 0.01% | 171 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| CENTAURUS FINANCIAL, INC. | History | Reduced | 854 | 137 | 0.01% | 0.01% | 172 | -121 | -12.41% | Q4 2025 | Feb 13, 2026 |
| Frazier Financial Advisors, LLC | History | No change | 699 | 111 | 0.07% | 0.07% | 173 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Hilltop National Bank | History | No change | 688 | 109 | 0.03% | 0.03% | 174 | 0 | 0.0% | Q4 2025 | Jan 07, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 561 | 89 | 0.0% | 0.0% | 175 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Signature Equity Partners, LLC | History | New | 498 | 79 | 0.04% | — | 177 | +498 | New | Q4 2025 | Feb 17, 2026 |
| Pinnacle Bancorp, Inc. | History | No change | 500 | 79 | 0.02% | 0.02% | 176 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| Pillar Financial Advisors, LLC | History | No change | 435 | 69 | 0.04% | 0.04% | 178 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| MAI Capital Management | History | No change | 425 | 67 | 0.0% | 0.0% | 179 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Luminist Capital LLC | History | No change | 403 | 64 | 0.08% | 0.06% | 180 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Tidemark, LLC | History | No change | 390 | 62 | 0.02% | 0.02% | 181 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| SPIRIT OF AMERICA MANAGEMENT CORP/NY | History | Reduced | 338 | 56 | 0.01% | 0.04% | 182 | -879 | -72.23% | Q4 2025 | Jan 15, 2026 |
| Spire Wealth Management | History | No change | 345 | 55 | 0.0% | 0.0% | 183 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| GAMMA Investing LLC | History | Reduced | 306 | 48 | 0.0% | 0.0% | 184 | -19 | -5.85% | Q4 2025 | Jan 05, 2026 |
| BankPlus Trust Department | History | No change | 305 | 48 | 0.01% | 0.01% | 185 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| Trifecta Capital Advisors, LLC | History | No change | 282 | 45 | 0.01% | 0.01% | 186 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| REAP Financial Group, LLC | History | Reduced | 221 | 35 | 0.01% | 0.01% | 187 | -70 | -24.05% | Q4 2025 | Feb 10, 2026 |
| Rossby Financial, LCC | History | Reduced | 221 | 35 | 0.01% | 0.01% | 188 | -45 | -16.92% | Q4 2025 | Feb 12, 2026 |
| Comprehensive Financial Planning, Inc./PA | History | No change | 209 | 33 | 0.02% | 0.02% | 189 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| HALBERT HARGROVE GLOBAL ADVISORS, LLC | History | No change | 174 | 27 | 0.0% | 0.0% | 190 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Arax Advisory Partners | History | New | 160 | 25 | 0.0% | — | 191 | +160 | New | Q4 2025 | Feb 13, 2026 |
| Ancora Advisors LLC | History | No change | 116 | 18 | 0.0% | 0.0% | 192 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| KERR FINANCIAL PLANNING Corp | History | No change | 100 | 15 | 0.02% | 0.02% | 193 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | New | 52 | 8 | 0.0% | — | 194 | +52 | New | Q4 2025 | Feb 05, 2026 |
| DiNuzzo Private Wealth, Inc. | History | No change | 87 | 7 | 0.0% | 0.0% | 195 | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| Vermillion Wealth Management, Inc. | History | No change | 35 | 5 | 0.0% | 0.0% | 196 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Key FInancial Inc | History | No change | 33 | 5 | 0.0% | 0.0% | 197 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | New | 14 | 2 | 0.0% | — | 198 | +14 | New | Q4 2025 | Feb 13, 2026 |
| MCF Advisors LLC | History | No change | 14 | 2 | 0.0% | 0.0% | 199 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 10 | 1 | 0.0% | 0.0% | 200 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 8 | 1 | 0.0% | 0.0% | 201 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Virtu Financial LLC | History | Closed out | 0 | 0 | — | 0.39% | — | -43,593 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Keystone Wealth Services, LLC | History | Closed out | 0 | 0 | — | 0.38% | — | -10,780 | -100.0% | Q3 2025 | Oct 22, 2025 |
| Private Advisory Group LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -5,242 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Focus Financial Network, Inc. | History | Closed out | 0 | 0 | — | 0.03% | — | -4,796 | -100.0% | Q3 2025 | Oct 10, 2025 |
| WMG Financial Advisors, LLC | History | Closed out | 0 | 0 | — | 0.22% | — | -4,055 | -100.0% | Q3 2025 | Oct 23, 2025 |
| FLOW TRADERS U.S. LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -3,929 | -100.0% | Q3 2025 | Nov 14, 2025 |
| OneDigital Investment Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,020 | -100.0% | Q3 2025 | Nov 10, 2025 |
| GPS Wealth Strategies Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -225 | -100.0% | Q3 2025 | Nov 03, 2025 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -130 | -100.0% | Q3 2025 | Nov 06, 2025 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -104 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Wealthspire Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -50 | -100.0% | Q3 2025 | Nov 14, 2025 |
| FIRST COMMUNITY TRUST NA | History | Closed out | 0 | 0 | — | 0.01% | — | -46 | -100.0% | Q3 2025 | Oct 07, 2025 |
| Darwin Wealth Management, LLC | History | New | 4 | 0 | — | — | — | +4 | New | Q4 2025 | Jan 22, 2026 |