FRANKLIN LTD DURATION INCOME TRUST - FTF
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 3,390,386 | 19,765 | 0.0% | 0.0% | 1 | +172,275 | 5.35% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Added to | 1,554,890 | 9,065 | 0.0% | 0.0% | 2 | +48,978 | 3.25% | Q1 2026 | May 06, 2026 |
| Penserra Capital Management LLC | History | Added to | 1,101,494 | 6,421 | 0.08% | 0.05% | 3 | +376,412 | 51.91% | Q1 2026 | May 11, 2026 |
| Advisors Asset Management, Inc. | History | Reduced | 1,049,656 | 6,119 | 0.1% | 0.11% | 4 | -15,866 | -1.49% | Q1 2026 | May 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 747,468 | 4,357 | 0.0% | 0.0% | 5 | -39,057 | -4.97% | Q1 2026 | May 11, 2026 |
| Invesco Ltd. | History | Reduced | 690,511 | 4,025 | 0.0% | 0.0% | 6 | -34,999 | -4.82% | Q1 2026 | May 12, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Reduced | 615,618 | 3,589 | 0.03% | 0.04% | 7 | -195,245 | -24.08% | Q1 2026 | May 15, 2026 |
| Pathstone Holdings, LLC | History | Reduced | 477,950 | 2,786 | 0.01% | 0.02% | 8 | -341,094 | -41.65% | Q1 2026 | May 11, 2026 |
| Allspring Global Investments Holdings, LLC | History | Added to | 472,918 | 2,757 | 0.0% | 0.0% | 9 | +982 | 0.21% | Q1 2026 | May 05, 2026 |
| Shaker Financial Services, LLC | History | Reduced | 458,892 | 2,675 | 0.93% | 0.96% | 10 | -36,117 | -7.3% | Q1 2026 | May 12, 2026 |
| GraniteShares Advisors LLC | History | Reduced | 393,087 | 2,291 | 1.65% | 1.64% | 11 | -44,992 | -10.27% | Q1 2026 | Apr 23, 2026 |
| Byrne Asset Management LLC | History | New | 282,560 | 1,647 | 0.97% | — | 12 | +282,560 | New | Q1 2026 | Apr 02, 2026 |
| Kingsview Wealth Management, LLC | History | Added to | 252,998 | 1,474 | 0.02% | 0.01% | 13 | +127,605 | 101.76% | Q1 2026 | May 12, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 229,444 | 1,337 | 0.0% | 0.0% | 14 | -12,479 | -5.16% | Q1 2026 | May 15, 2026 |
| ABSOLUTE INVESTMENT ADVISERS, LLC | History | Reduced | 214,168 | 1,248 | 0.15% | 0.34% | 15 | -276,246 | -56.33% | Q1 2026 | Apr 22, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 192,927 | 1,124 | 0.0% | 0.0% | 16 | +9,928 | 5.43% | Q1 2026 | May 15, 2026 |
| Cetera Investment Advisers | History | Added to | 182,843 | 1,065 | 0.0% | 0.0% | 17 | +5,210 | 2.93% | Q1 2026 | May 13, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 178,500 | 1,040 | 0.0% | 0.0% | 18 | -4,381 | -2.4% | Q1 2026 | Apr 30, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 133,856 | 780 | 0.05% | 0.04% | 19 | +21,465 | 19.1% | Q1 2026 | Apr 13, 2026 |
| Quarry LP | History | Reduced | 127,908 | 745 | 0.13% | 0.19% | 20 | -64,755 | -33.61% | Q1 2026 | May 15, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 126,111 | 736 | 0.05% | 0.03% | 21 | +47,011 | 59.43% | Q1 2026 | May 01, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Reduced | 118,079 | 688 | 0.01% | 0.01% | 22 | -136,962 | -53.7% | Q1 2026 | May 04, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 101,092 | 589 | 0.0% | 0.0% | 23 | +26,856 | 36.18% | Q1 2026 | May 04, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 91,759 | 534 | 0.0% | 0.0% | 24 | -4,970 | -5.14% | Q1 2026 | Jun 02, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 90,528 | 527 | 0.0% | 0.0% | 25 | -1,250 | -1.36% | Q1 2026 | May 14, 2026 |
| Encompass More Asset Management | History | Reduced | 88,839 | 517 | 0.09% | 0.1% | 26 | -2,452 | -2.69% | Q1 2026 | Apr 28, 2026 |
| Financially in Tune, LLC | History | No change | 82,895 | 483 | 0.42% | 0.48% | 27 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Private Advisor Group, LLC | History | Reduced | 78,759 | 459 | 0.0% | 0.0% | 28 | -5,515 | -6.54% | Q1 2026 | Apr 24, 2026 |
| Koshinski Asset Management, Inc. | History | No change | 75,825 | 442 | 0.03% | 0.03% | 29 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 68,163 | 397 | 0.0% | 0.0% | 30 | +2,538 | 3.87% | Q1 2026 | May 15, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 63,167 | 368 | 0.0% | 0.0% | 31 | +25 | 0.04% | Q1 2026 | May 12, 2026 |
| Powell Investment Advisors, LLC | History | Added to | 60,001 | 349 | 0.12% | 0.13% | 33 | +317 | 0.53% | Q1 2026 | Apr 23, 2026 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | History | No change | 59,915 | 349 | 0.03% | 0.03% | 32 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 58,276 | 339 | 0.0% | 0.0% | 34 | -182 | -0.31% | Q1 2026 | May 14, 2026 |
| UBS Group AG | History | Reduced | 58,076 | 338 | 0.0% | 0.0% | 35 | -14,555 | -20.04% | Q1 2026 | May 05, 2026 |
| Apollon Wealth Management, LLC | History | Added to | 51,706 | 301 | 0.0% | 0.01% | 36 | +406 | 0.79% | Q1 2026 | Apr 22, 2026 |
| Kovack Advisors, Inc. | History | Added to | 40,009 | 233 | 0.01% | 0.01% | 37 | +9,544 | 31.33% | Q1 2026 | May 12, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 34,792 | 202 | 0.0% | 0.0% | 38 | +658 | 1.93% | Q1 2026 | Apr 23, 2026 |
| SeaCrest Wealth Management, LLC | History | Reduced | 31,741 | 185 | 0.02% | 0.02% | 39 | -1,966 | -5.83% | Q1 2026 | Apr 15, 2026 |
| PIN OAK INVESTMENT ADVISORS INC | History | No change | 31,000 | 181 | 0.13% | 0.14% | 40 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| INTEGRITY ALLIANCE, LLC. | History | Reduced | 30,580 | 178 | 0.01% | 0.01% | 41 | -12 | -0.04% | Q1 2026 | May 11, 2026 |
| BlackRock, Inc. | History | Added to | 27,223 | 158 | 0.0% | 0.0% | 42 | +1,099 | 4.21% | Q1 2026 | May 13, 2026 |
| CHOREO, LLC | History | Added to | 24,932 | 145 | 0.0% | 0.0% | 43 | +1,211 | 5.11% | Q1 2026 | May 12, 2026 |
| Alteri Wealth LLC | History | No change | 23,835 | 138 | 0.04% | 0.05% | 44 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| STEPHENS INC /AR/ | History | Added to | 23,662 | 137 | 0.0% | 0.0% | 45 | +12,649 | 114.86% | Q1 2026 | Apr 28, 2026 |
| BROWN ADVISORY INC | History | No change | 23,199 | 135 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 23,002 | 134 | 0.0% | 0.0% | 47 | -1,233 | -5.09% | Q1 2026 | Apr 30, 2026 |
| Sowell Financial Services LLC | History | No change | 23,023 | 134 | 0.0% | 0.01% | 48 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| ACCREDITED INVESTOR SERVICES, LLC | History | Reduced | 22,248 | 129 | 0.08% | 0.09% | 49 | -571 | -2.5% | Q1 2026 | Apr 21, 2026 |
| Integrity Advisory Solutions, LLC | History | Added to | 21,328 | 124 | 0.02% | 0.02% | 50 | +2,924 | 15.89% | Q1 2026 | May 11, 2026 |
| Merit Financial Group, LLC | History | Added to | 21,259 | 123 | 0.0% | 0.0% | 51 | +170 | 0.81% | Q1 2026 | Apr 15, 2026 |
| Procyon Advisors, LLC | History | Added to | 19,819 | 115 | 0.01% | 0.0% | 52 | +9,000 | 83.19% | Q1 2026 | May 04, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 18,614 | 109 | 0.0% | 0.0% | 53 | +8,000 | 75.37% | Q1 2026 | Apr 21, 2026 |
| TRUIST FINANCIAL CORP | History | New | 17,189 | 100 | 0.0% | — | 54 | +17,189 | New | Q1 2026 | Apr 27, 2026 |
| Capital Investment Advisors, LLC | History | Added to | 16,680 | 97 | 0.0% | 0.0% | 55 | +1,616 | 10.73% | Q1 2026 | Apr 17, 2026 |
| Moors & Cabot, Inc. | History | Reduced | 15,500 | 90 | 0.0% | 0.0% | 56 | -2,500 | -13.89% | Q1 2026 | May 08, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 15,127 | 88 | 0.0% | 0.01% | 58 | -18,120 | -54.5% | Q1 2026 | Apr 07, 2026 |
| Global Retirement Partners, LLC | History | No change | 14,440 | 88 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| BARRETT & COMPANY, INC. | History | No change | 14,367 | 83 | 0.03% | 0.03% | 59 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Waverly Advisors, LLC | History | Reduced | 13,051 | 76 | 0.0% | 0.0% | 60 | -7,791 | -37.38% | Q1 2026 | May 15, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 12,719 | 74 | 0.0% | 0.0% | 61 | +144 | 1.15% | Q1 2026 | May 04, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 12,463 | 73 | 0.0% | 0.0% | 62 | -3,308 | -20.98% | Q1 2026 | Apr 22, 2026 |
| Mariner, LLC | History | Reduced | 11,950 | 68 | 0.0% | 0.0% | 64 | -1,247 | -9.45% | Q1 2026 | May 13, 2026 |
| PARK AVENUE SECURITIES LLC | History | Added to | 11,740 | 68 | 0.0% | 0.0% | 63 | +402 | 3.55% | Q1 2026 | Apr 07, 2026 |
| NWF Advisory Services Inc. | History | Reduced | 11,400 | 66 | 0.01% | 0.01% | 65 | -1,600 | -12.31% | Q1 2026 | May 04, 2026 |
| D.A. DAVIDSON & CO. | History | No change | 11,275 | 65 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Uniting Wealth Partners, LLC | History | New | 10,000 | 58 | 0.01% | — | 68 | +10,000 | New | Q1 2026 | Apr 22, 2026 |
| Live Oak Private Wealth LLC | History | No change | 10,000 | 58 | 0.01% | 0.01% | 67 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| SIT INVESTMENT ASSOCIATES INC | History | No change | 9,381 | 55 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Anfield Capital Management, LLC | History | No change | 8,586 | 50 | 0.01% | 0.02% | 70 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Sound Income Strategies, LLC | History | Added to | 7,304 | 42 | 0.0% | 0.0% | 71 | +84 | 1.16% | Q1 2026 | Apr 27, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 6,333 | 36 | 0.0% | 0.0% | 72 | +6,114 | 2791.78% | Q1 2026 | Apr 07, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Added to | 6,051 | 35 | 0.0% | 0.0% | 73 | +181 | 3.08% | Q1 2026 | May 11, 2026 |
| Caldwell Trust Co | History | No change | 2,800 | 16 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| WPG Advisers, LLC | History | Added to | 2,539 | 14 | 0.01% | 0.01% | 75 | +277 | 12.25% | Q1 2026 | Apr 29, 2026 |
| Western Wealth Management, LLC | History | New | 2,217 | 12 | 0.0% | — | 76 | +2,217 | New | Q1 2026 | May 19, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 1,965 | 11 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Ransom Advisory, Ltd | History | No change | 1,500 | 9 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q4 2025 | Jan 06, 2026 |
| FIFTH THIRD BANCORP | History | New | 1,414 | 8 | 0.0% | — | 80 | +1,414 | New | Q1 2026 | May 01, 2026 |
| COMERICA BANK | History | No change | 1,427 | 8 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 1,280 | 7 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| AdvisorNet Financial, Inc | History | No change | 1,372 | 7 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Hilltop National Bank | History | No change | 1,325 | 7 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q1 2026 | Apr 02, 2026 |
| WHITTIER TRUST CO OF NEVADA INC | History | New | 939 | 5 | 0.0% | — | 84 | +939 | New | Q1 2026 | Apr 28, 2026 |
| Private Wealth Management Group, LLC | History | New | 630 | 3 | 0.0% | — | 85 | +630 | New | Q1 2026 | Apr 23, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | Reduced | 475 | 2 | 0.0% | 0.0% | 87 | -105 | -18.1% | Q1 2026 | Apr 06, 2026 |
| MAI Capital Management | History | No change | 352 | 2 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Rockefeller Capital Management L.P. | History | New | 233 | 1 | 0.0% | — | 90 | +233 | New | Q1 2026 | May 14, 2026 |
| CWM, LLC | History | No change | 242 | 1 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| SageView Advisory Group, LLC | History | No change | 265 | 1 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Rareview Capital LLC | History | Closed out | 0 | 0 | — | 0.87% | — | -208,656 | -100.0% | Q1 2026 | Apr 27, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -81,224 | -100.0% | Q1 2026 | May 12, 2026 |
| Logan Stone Capital, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -47,416 | -100.0% | Q1 2026 | May 15, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.01% | — | -47,095 | -100.0% | Q1 2026 | May 15, 2026 |
| BALYASNY ASSET MANAGEMENT L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -42,322 | -100.0% | Q1 2026 | May 15, 2026 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -30,663 | -100.0% | Q1 2026 | May 15, 2026 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -23,168 | -100.0% | Q1 2026 | May 05, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 0.01% | — | -21,852 | -100.0% | Q1 2026 | May 12, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -19,281 | -100.0% | Q1 2026 | May 15, 2026 |
| AZZAD ASSET MANAGEMENT INC /ADV | History | Closed out | 0 | 0 | — | 0.01% | — | -16,750 | -100.0% | Q1 2026 | Apr 30, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,673 | -100.0% | Q1 2026 | May 15, 2026 |
| BlackDiamond Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -10,091 | -100.0% | Q1 2026 | May 12, 2026 |
| EASTERN BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -5,000 | -100.0% | Q1 2026 | Apr 07, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Closed out | 0 | 0 | — | 0.0% | — | -2,340 | -100.0% | Q1 2026 | May 15, 2026 |
| HUNTINGTON NATIONAL BANK | History | Reduced | 66 | 0 | — | — | — | -33 | -33.33% | Q1 2026 | May 15, 2026 |
| ASSETMARK, INC | History | No change | 44 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 06, 2026 |