FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - FTHY
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 3,301,107 | 44,664 | 0.0% | 0.0% | 1 | +375,015 | 12.82% | Q1 2026 | May 15, 2026 |
| SIT INVESTMENT ASSOCIATES INC | History | Added to | 2,782,412 | 37,646 | 0.76% | 0.68% | 2 | +362,441 | 14.98% | Q1 2026 | May 13, 2026 |
| KENNEDY INVESTMENT GROUP, INC. | History | Reduced | 1,172,638 | 15,865 | 6.21% | 6.26% | 3 | -6,947 | -0.59% | Q1 2026 | Apr 22, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Added to | 1,019,633 | 13,795 | 0.69% | 0.68% | 4 | +1,728 | 0.17% | Q1 2026 | May 15, 2026 |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | History | Added to | 886,745 | 11,997 | 0.69% | 0.68% | 5 | +59,669 | 7.21% | Q1 2026 | May 15, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 707,693 | 9,576 | 0.0% | 0.0% | 6 | +27,126 | 3.99% | Q1 2026 | May 15, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 611,236 | 8,270 | 0.01% | 0.01% | 7 | -18,567 | -2.95% | Q1 2026 | Apr 27, 2026 |
| Penserra Capital Management LLC | History | Added to | 575,493 | 7,786 | 0.09% | 0.08% | 8 | +89,529 | 18.42% | Q1 2026 | May 11, 2026 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | History | Added to | 480,847 | 6,505 | 0.47% | 0.45% | 9 | +53,763 | 12.59% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Added to | 328,304 | 4,441 | 0.0% | 0.0% | 10 | +14,512 | 4.62% | Q1 2026 | May 06, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 325,719 | 4,406 | 0.03% | 0.03% | 11 | -27,797 | -7.86% | Q1 2026 | May 05, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 291,934 | 3,949 | 0.01% | 0.02% | 12 | -25,851 | -8.13% | Q1 2026 | Jun 02, 2026 |
| Logan Stone Capital, LLC | History | Added to | 248,792 | 3,366 | 0.93% | 0.8% | 13 | +18,004 | 7.8% | Q1 2026 | May 15, 2026 |
| Aurora Private Wealth, Inc. | History | No change | 196,255 | 2,761 | 1.97% | 1.81% | 14 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| WINEBRENNER CAPITAL MANAGEMENT LLC | History | Reduced | 198,483 | 2,685 | 1.72% | 3.01% | 15 | -122,826 | -38.23% | Q1 2026 | Apr 10, 2026 |
| Narwhal Capital Management | History | Added to | 196,865 | 2,663 | 0.2% | 0.16% | 16 | +41,882 | 27.02% | Q1 2026 | Apr 23, 2026 |
| 1607 Capital Partners, LLC | History | Added to | 176,198 | 2,383 | 0.17% | 0.17% | 17 | +906 | 0.52% | Q1 2026 | May 15, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 175,859 | 2,379 | 0.01% | 0.01% | 18 | -15,639 | -8.17% | Q1 2026 | Apr 30, 2026 |
| Almitas Capital LLC | History | Added to | 166,264 | 2,249 | 0.51% | 0.17% | 19 | +110,938 | 200.52% | Q1 2026 | May 15, 2026 |
| Oder Investment Management, LLC | History | Reduced | 149,955 | 2,028 | 1.56% | 1.58% | 20 | -4,906 | -3.17% | Q1 2026 | May 05, 2026 |
| Private Advisory Group LLC | History | Reduced | 140,478 | 1,900 | 0.12% | 0.16% | 21 | -339 | -0.24% | Q1 2026 | May 08, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 139,739 | 1,890 | 0.01% | 0.01% | 22 | +15,273 | 12.27% | Q1 2026 | Apr 30, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 135,859 | 1,838 | 0.0% | 0.0% | 23 | -55,293 | -28.93% | Q1 2026 | May 15, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 114,510 | 1,549 | 0.05% | 0.05% | 24 | -13,911 | -10.83% | Q1 2026 | Apr 21, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Reduced | 112,501 | 1,522 | 0.03% | 0.04% | 25 | -2,914 | -2.52% | Q1 2026 | May 15, 2026 |
| TRANSCEND CAPITAL ADVISORS, LLC | History | No change | 95,177 | 1,287 | 0.1% | 0.1% | 26 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| TFB Advisors LLC | History | Reduced | 94,539 | 1,279 | 0.67% | 0.39% | 27 | -5,342 | -5.35% | Q1 2026 | Apr 20, 2026 |
| Integrated Wealth Concepts LLC | History | Reduced | 78,327 | 1,059 | 0.01% | 0.02% | 28 | -16,392 | -17.31% | Q1 2026 | May 15, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 74,238 | 1,004 | 0.0% | 0.0% | 29 | +215 | 0.29% | Q1 2026 | May 12, 2026 |
| Noble Wealth Management PBC | History | Reduced | 73,940 | 1,000 | 0.5% | 0.77% | 31 | -34,514 | -31.82% | Q1 2026 | Apr 02, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 73,941 | 1,000 | 0.01% | 0.01% | 30 | +1,315 | 1.81% | Q1 2026 | Apr 23, 2026 |
| UBS Group AG | History | Added to | 73,843 | 999 | 0.0% | 0.0% | 32 | +4,330 | 6.23% | Q1 2026 | May 05, 2026 |
| Magnus Financial Group LLC | History | Reduced | 69,389 | 938 | 0.08% | 0.09% | 33 | -13,986 | -16.77% | Q1 2026 | Apr 10, 2026 |
| COHEN & STEERS, INC. | History | New | 65,000 | 879 | 0.0% | — | 34 | +65,000 | New | Q1 2026 | May 15, 2026 |
| CSS LLC/IL | History | Added to | 53,630 | 725 | 0.03% | 0.03% | 35 | +9,449 | 21.39% | Q1 2026 | May 15, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 48,906 | 661 | 0.01% | 0.01% | 36 | -770 | -1.55% | Q1 2026 | Apr 20, 2026 |
| Insight Advisors, LLC/ PA | History | Reduced | 48,266 | 653 | 0.12% | 0.12% | 37 | -7,094 | -12.81% | Q1 2026 | May 11, 2026 |
| Arete Wealth Advisors, LLC | History | Reduced | 44,863 | 604 | 0.05% | 0.06% | 38 | -28,184 | -38.58% | Q1 2026 | May 20, 2026 |
| Invesco Ltd. | History | Reduced | 41,616 | 563 | 0.0% | 0.0% | 39 | -763 | -1.8% | Q1 2026 | May 12, 2026 |
| Cetera Investment Advisers | History | Reduced | 34,071 | 460 | 0.0% | 0.0% | 40 | -603 | -1.74% | Q1 2026 | May 13, 2026 |
| TrueMark Investments, LLC | History | Added to | 33,934 | 459 | 0.09% | 0.09% | 41 | +1,728 | 5.37% | Q1 2026 | Apr 20, 2026 |
| WORLD EQUITY GROUP, INC. | History | Reduced | 32,342 | 437 | 0.11% | 0.15% | 42 | -6,615 | -16.98% | Q1 2026 | May 06, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 32,334 | 437 | 0.01% | 0.02% | 43 | -3,210 | -9.03% | Q1 2026 | Apr 07, 2026 |
| Signature Equity Partners, LLC | History | Added to | 31,055 | 420 | 0.23% | 0.24% | 44 | +823 | 2.72% | Q1 2026 | May 13, 2026 |
| Huntleigh Advisors, Inc. | History | Reduced | 30,803 | 416 | 0.07% | 0.08% | 45 | -3,027 | -8.95% | Q1 2026 | Apr 21, 2026 |
| PVG ASSET MANAGEMENT CORP | History | No change | 26,591 | 374 | 0.79% | 0.79% | 46 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| First Financial Group Corp | History | Reduced | 27,125 | 367 | 0.3% | 0.33% | 47 | -630 | -2.27% | Q1 2026 | Apr 22, 2026 |
| Focus Partners Wealth | History | Reduced | 26,571 | 359 | 0.0% | 0.0% | 48 | -2,124 | -7.4% | Q1 2026 | May 14, 2026 |
| Advisory Services Network, LLC | History | Reduced | 26,076 | 352 | 0.0% | 0.01% | 49 | -945 | -3.5% | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 25,280 | 342 | 0.0% | 0.0% | 50 | -1,050 | -3.99% | Q1 2026 | May 14, 2026 |
| FOCUSED ALPHA, LLC | History | Added to | 24,542 | 332 | 0.1% | 0.1% | 51 | +377 | 1.56% | Q1 2026 | May 12, 2026 |
| Balboa Wealth Partners | History | No change | 23,563 | 318 | 0.05% | 0.05% | 52 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| Stratos Wealth Partners, LTD. | History | Added to | 21,781 | 294 | 0.0% | 0.0% | 53 | +8 | 0.04% | Q1 2026 | Apr 28, 2026 |
| Fortitude Advisory Group L.L.C. | History | No change | 21,341 | 288 | 0.13% | 0.13% | 54 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| CreativeOne Wealth, LLC | History | Reduced | 19,000 | 257 | 0.01% | 0.01% | 55 | -600 | -3.06% | Q1 2026 | May 15, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 18,725 | 253 | 0.0% | 0.0% | 56 | +750 | 4.17% | Q1 2026 | Apr 22, 2026 |
| Apollon Wealth Management, LLC | History | No change | 17,876 | 241 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Orion Porfolio Solutions, LLC | History | Reduced | 17,512 | 236 | 0.0% | 0.0% | 58 | -3,566 | -16.92% | Q1 2026 | May 13, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 16,444 | 220 | 0.02% | 0.02% | 59 | +183 | 1.13% | Q1 2026 | May 01, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | History | Added to | 14,866 | 201 | 0.01% | 0.0% | 61 | +3,984 | 36.61% | Q1 2026 | May 11, 2026 |
| CWM, LLC | History | No change | 14,922 | 201 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Shaker Financial Services, LLC | History | Reduced | 13,793 | 186 | 0.06% | 0.61% | 62 | -123,335 | -89.94% | Q1 2026 | May 12, 2026 |
| HRT FINANCIAL LP | History | New | 12,972 | 175 | 0.0% | — | 63 | +12,972 | New | Q1 2026 | May 14, 2026 |
| Concurrent Investment Advisors, LLC | History | Reduced | 12,790 | 173 | 0.0% | 0.01% | 64 | -29,392 | -69.68% | Q1 2026 | Apr 20, 2026 |
| Lido Advisors, LLC | History | No change | 12,430 | 168 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Stablepoint Partners, LLC | History | Reduced | 11,239 | 152 | 0.02% | 0.03% | 66 | -370 | -3.19% | Q1 2026 | Apr 30, 2026 |
| Perigon Wealth Management, LLC | History | No change | 11,124 | 150 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q1 2026 | Apr 10, 2026 |
| XTX Topco Ltd | History | Reduced | 10,840 | 146 | 0.0% | 0.01% | 68 | -12,484 | -53.52% | Q1 2026 | May 15, 2026 |
| FULTON BREAKEFIELD BROENNIMAN LLC | History | No change | 10,570 | 143 | 0.01% | 0.01% | 69 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| N.E.W. Advisory Services LLC | History | Added to | 8,367 | 113 | 0.01% | 0.01% | 70 | +76 | 0.92% | Q1 2026 | May 04, 2026 |
| COMERICA BANK | History | No change | 6,739 | 94 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| FIFTH THIRD BANCORP | History | New | 6,672 | 90 | 0.0% | — | 72 | +6,672 | New | Q1 2026 | May 01, 2026 |
| Sunbelt Securities, Inc. | History | Added to | 3,578 | 48 | 0.0% | 0.0% | 73 | +14 | 0.39% | Q1 2026 | May 15, 2026 |
| Ascentis Independent Advisors | History | New | 2,386 | 32 | 0.0% | — | 74 | +2,386 | New | Q1 2026 | Apr 28, 2026 |
| CX Institutional | History | Added to | 2,016 | 27 | 0.0% | 0.0% | 75 | +20 | 1.0% | Q1 2026 | Apr 06, 2026 |
| PRIVATE TRUST CO NA | History | No change | 1,500 | 20 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Colonial Trust Advisors | History | No change | 1,500 | 20 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Reduced | 1,057 | 14 | 0.0% | 0.0% | 79 | -481 | -31.27% | Q1 2026 | May 11, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 1,073 | 14 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Allworth Financial LP | History | No change | 1,000 | 13 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Financial Gravity Asset Management, Inc. | History | Reduced | 776 | 10 | 0.0% | 0.0% | 81 | -453 | -36.86% | Q1 2026 | May 08, 2026 |
| ASSETMARK, INC | History | Reduced | 714 | 9 | 0.0% | 0.0% | 82 | -984 | -57.95% | Q1 2026 | May 06, 2026 |
| HARBOUR INVESTMENTS, INC. | History | New | 718 | 9 | 0.0% | — | 83 | +718 | New | Q1 2026 | May 15, 2026 |
| Arax Advisory Partners | History | No change | 553 | 7 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Global Retirement Partners, LLC | History | No change | 551 | 7 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Glass Jacobson Investment Advisors llc | History | No change | 425 | 5 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 13 | 0 | — | 0.0% | — | -39,000 | -99.97% | Q1 2026 | May 11, 2026 |
| BlueChip Wealth Advisors LLC | History | Closed out | 0 | 0 | — | 0.23% | — | -38,850 | -100.0% | Q1 2026 | May 05, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -28,955 | -100.0% | Q1 2026 | May 04, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.02% | — | -28,623 | -100.0% | Q1 2026 | May 15, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -22,770 | -100.0% | Q1 2026 | May 12, 2026 |
| Merit Financial Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,666 | -100.0% | Q1 2026 | Apr 15, 2026 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,937 | -100.0% | Q1 2026 | May 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -11,539 | -100.0% | Q1 2026 | May 15, 2026 |
| Camelot Portfolios, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -7,000 | -100.0% | Q1 2026 | May 08, 2026 |
| Plante Moran Financial Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,060 | -100.0% | Q1 2026 | May 05, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Reduced | 70 | 0 | — | 0.0% | — | -550 | -88.71% | Q1 2026 | May 11, 2026 |
| WPG Advisers, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -86 | -100.0% | Q1 2026 | Apr 29, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -77 | -100.0% | Q1 2026 | Apr 28, 2026 |
| WHITTIER TRUST CO OF NEVADA INC | History | New | 52 | 0 | — | — | — | +52 | New | Q1 2026 | Apr 28, 2026 |
| Rockefeller Capital Management L.P. | History | New | 12 | 0 | — | — | — | +12 | New | Q1 2026 | May 14, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 53 | 0 | — | — | — | +2 | 3.92% | Q1 2026 | May 15, 2026 |