FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - FTHY
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 3,417,232 | 46,816 | 0.0% | 0.0% | 1 | +116,125 | 3.52% | Q2 2026 | Aug 13, 2026 |
| SIT INVESTMENT ASSOCIATES INC | History | Added to | 3,252,705 | 44,562 | 0.84% | 0.76% | 2 | +470,293 | 16.9% | Q2 2026 | Aug 12, 2026 |
| KENNEDY INVESTMENT GROUP, INC. | History | Added to | 1,173,970 | 16,083 | 5.46% | 6.21% | 3 | +1,332 | 0.11% | Q2 2026 | Jul 30, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Added to | 1,022,036 | 14,001 | 0.67% | 0.69% | 4 | +2,403 | 0.24% | Q2 2026 | Aug 14, 2026 |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | History | Added to | 966,836 | 13,245 | 0.66% | 0.69% | 5 | +80,091 | 9.03% | Q2 2026 | Aug 14, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 691,227 | 9,470 | 0.0% | 0.0% | 6 | -16,466 | -2.33% | Q2 2026 | Aug 14, 2026 |
| Atlas Wealth LLC | History | New | 602,530 | 8,254 | 1.18% | — | 7 | +602,530 | New | Q2 2026 | Jul 28, 2026 |
| Penserra Capital Management LLC | History | Added to | 598,309 | 8,196 | 0.06% | 0.09% | 8 | +22,816 | 3.96% | Q2 2026 | Aug 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 588,956 | 8,068 | 0.01% | 0.01% | 9 | -22,280 | -3.65% | Q2 2026 | Jul 29, 2026 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | History | Added to | 499,001 | 6,836 | 0.41% | 0.47% | 10 | +18,154 | 3.78% | Q2 2026 | Jul 31, 2026 |
| LPL Financial LLC | History | Added to | 365,815 | 5,011 | 0.0% | 0.0% | 11 | +37,511 | 11.43% | Q2 2026 | Aug 07, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 346,148 | 4,742 | 0.03% | 0.03% | 12 | +20,429 | 6.27% | Q2 2026 | Jul 24, 2026 |
| Logan Stone Capital, LLC | History | Added to | 257,142 | 3,522 | 0.74% | 0.93% | 13 | +8,350 | 3.36% | Q2 2026 | Aug 14, 2026 |
| Almitas Capital LLC | History | Added to | 198,801 | 2,723 | 0.65% | 0.51% | 14 | +32,537 | 19.57% | Q2 2026 | Aug 14, 2026 |
| Aurora Private Wealth, Inc. | History | Reduced | 188,553 | 2,583 | 1.64% | 1.97% | 15 | -7,702 | -3.92% | Q2 2026 | Jul 21, 2026 |
| Oder Investment Management, LLC | History | Reduced | 149,001 | 2,041 | 1.37% | 1.56% | 16 | -954 | -0.64% | Q2 2026 | Aug 11, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 142,825 | 1,956 | 0.0% | 0.0% | 17 | +6,966 | 5.13% | Q2 2026 | Aug 14, 2026 |
| Private Advisory Group LLC | History | Reduced | 138,108 | 1,892 | 0.1% | 0.12% | 18 | -2,370 | -1.69% | Q2 2026 | Aug 06, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 131,221 | 1,797 | 0.01% | 0.01% | 19 | -8,518 | -6.1% | Q2 2026 | Jul 28, 2026 |
| JANE STREET GROUP, LLC | History | New | 128,560 | 1,761 | 0.0% | — | 20 | +128,560 | New | Q2 2026 | Aug 14, 2026 |
| WINEBRENNER CAPITAL MANAGEMENT LLC | History | Reduced | 121,745 | 1,667 | 1.02% | 1.72% | 21 | -76,738 | -38.66% | Q2 2026 | Jul 15, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 121,486 | 1,664 | 0.04% | 0.05% | 22 | +6,976 | 6.09% | Q2 2026 | Jul 28, 2026 |
| 1607 Capital Partners, LLC | History | Reduced | 110,505 | 1,513 | 0.13% | 0.17% | 23 | -65,693 | -37.28% | Q2 2026 | Sep 02, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Reduced | 110,389 | 1,512 | 0.03% | 0.03% | 24 | -2,112 | -1.88% | Q2 2026 | Jul 15, 2026 |
| TRANSCEND CAPITAL ADVISORS, LLC | History | Added to | 97,677 | 1,338 | 0.09% | 0.1% | 25 | +2,500 | 2.63% | Q2 2026 | Aug 04, 2026 |
| TFB Advisors LLC | History | No change | 94,539 | 1,295 | 0.57% | 0.67% | 26 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 87,633 | 1,200 | 0.01% | 0.01% | 27 | +13,692 | 18.52% | Q2 2026 | Aug 03, 2026 |
| Integrated Wealth Concepts LLC | History | Reduced | 75,908 | 1,039 | 0.01% | 0.01% | 28 | -2,419 | -3.09% | Q2 2026 | Sep 08, 2026 |
| UBS Group AG | History | Reduced | 71,693 | 982 | 0.0% | 0.0% | 29 | -2,150 | -2.91% | Q2 2026 | Aug 13, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 70,698 | 968 | 0.0% | 0.0% | 30 | -3,540 | -4.77% | Q2 2026 | Aug 12, 2026 |
| Noble Wealth Management PBC | History | Reduced | 69,290 | 949 | 0.42% | 0.5% | 31 | -4,650 | -6.29% | Q2 2026 | Jul 01, 2026 |
| CSS LLC/IL | History | Added to | 67,903 | 930 | 0.04% | 0.03% | 32 | +14,273 | 26.61% | Q2 2026 | Aug 14, 2026 |
| COHEN & STEERS, INC. | History | No change | 65,000 | 891 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Magnus Financial Group LLC | History | Reduced | 64,489 | 883 | 0.06% | 0.08% | 34 | -4,900 | -7.06% | Q2 2026 | Jul 09, 2026 |
| Advisory Services Network, LLC | History | Added to | 55,652 | 762 | 0.01% | 0.0% | 35 | +29,576 | 113.42% | Q2 2026 | Aug 12, 2026 |
| BlueChip Wealth Advisors LLC | History | New | 48,350 | 662 | 0.25% | — | 36 | +48,350 | New | Q2 2026 | Jul 30, 2026 |
| Insight Advisors, LLC/ PA | History | Reduced | 48,135 | 659 | 0.12% | 0.12% | 37 | -131 | -0.27% | Q2 2026 | Aug 05, 2026 |
| Invesco Ltd. | History | Reduced | 41,136 | 563 | 0.0% | 0.0% | 38 | -480 | -1.15% | Q2 2026 | Aug 14, 2026 |
| Arete Wealth Advisors, LLC | History | Reduced | 38,581 | 528 | 0.03% | 0.05% | 39 | -6,282 | -14.0% | Q2 2026 | Aug 12, 2026 |
| TrueMark Investments, LLC | History | Added to | 36,337 | 497 | 0.06% | 0.09% | 40 | +2,403 | 7.08% | Q2 2026 | Jul 22, 2026 |
| Cetera Investment Advisers | History | Added to | 34,369 | 470 | 0.0% | 0.0% | 41 | +298 | 0.87% | Q2 2026 | Aug 12, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 32,785 | 449 | 0.0% | 0.01% | 42 | -16,121 | -32.96% | Q2 2026 | Jul 28, 2026 |
| Signature Equity Partners, LLC | History | Added to | 31,917 | 437 | 0.2% | 0.23% | 43 | +862 | 2.78% | Q2 2026 | Jul 30, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 31,484 | 431 | 0.01% | 0.01% | 44 | -850 | -2.63% | Q2 2026 | Jul 06, 2026 |
| WORLD EQUITY GROUP, INC. | History | Reduced | 30,972 | 424 | 0.09% | 0.11% | 45 | -1,370 | -4.24% | Q2 2026 | Jul 09, 2026 |
| First Financial Group Corp | History | No change | 27,125 | 371 | 0.27% | 0.3% | 46 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| FOCUSED ALPHA, LLC | History | Added to | 24,938 | 341 | 0.09% | 0.1% | 48 | +396 | 1.61% | Q2 2026 | Aug 07, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 24,953 | 341 | 0.0% | 0.0% | 47 | -327 | -1.29% | Q2 2026 | Aug 14, 2026 |
| Camelot Portfolios, LLC | History | New | 23,614 | 323 | 0.23% | — | 49 | +23,614 | New | Q2 2026 | Jul 17, 2026 |
| Balboa Wealth Partners | History | No change | 23,563 | 322 | 0.04% | 0.05% | 50 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Focus Partners Wealth | History | Reduced | 22,703 | 311 | 0.0% | 0.0% | 51 | -3,868 | -14.56% | Q2 2026 | Aug 12, 2026 |
| Stratos Wealth Partners, LTD. | History | Reduced | 21,755 | 298 | 0.0% | 0.0% | 52 | -26 | -0.12% | Q2 2026 | Aug 11, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 19,125 | 262 | 0.0% | 0.0% | 53 | +400 | 2.14% | Q2 2026 | Aug 05, 2026 |
| Huntleigh Advisors, Inc. | History | Reduced | 18,950 | 259 | 0.04% | 0.07% | 54 | -11,853 | -38.48% | Q2 2026 | Aug 04, 2026 |
| HRT FINANCIAL LP | History | Added to | 18,567 | 254 | 0.0% | 0.0% | 55 | +5,595 | 43.13% | Q2 2026 | Aug 14, 2026 |
| Apollon Wealth Management, LLC | History | Reduced | 17,526 | 240 | 0.0% | 0.0% | 56 | -350 | -1.96% | Q2 2026 | Jul 22, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 16,636 | 226 | 0.01% | 0.02% | 57 | +192 | 1.17% | Q2 2026 | Jul 22, 2026 |
| PVG ASSET MANAGEMENT CORP | History | No change | 15,891 | 217 | 0.13% | 0.13% | 58 | 0 | 0.0% | Q2 2026 | Jul 01, 2026 |
| Arkadios Wealth Advisors | History | New | 15,790 | 216 | 0.0% | — | 59 | +15,790 | New | Q2 2026 | Aug 10, 2026 |
| CWM, LLC | History | No change | 14,922 | 201 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| CreativeOne Wealth, LLC | History | Reduced | 14,650 | 200 | 0.0% | 0.01% | 61 | -4,350 | -22.89% | Q2 2026 | Aug 13, 2026 |
| Advisory Solutions Group, LLC | History | New | 13,968 | 191 | 0.06% | — | 62 | +13,968 | New | Q2 2026 | Jul 29, 2026 |
| Bullseye Investment Management, LLC | History | Reduced | 13,690 | 187 | 0.09% | 0.12% | 63 | -2,662 | -16.28% | Q2 2026 | Sep 11, 2026 |
| Arax Advisory Partners | History | Added to | 13,476 | 184 | 0.0% | 0.0% | 64 | +12,923 | 2336.89% | Q2 2026 | Aug 10, 2026 |
| Lido Advisors, LLC | History | No change | 12,430 | 170 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Clear Street Group Inc. | History | New | 11,757 | 161 | 0.0% | — | 66 | +11,757 | New | Q2 2026 | Aug 12, 2026 |
| CITADEL ADVISORS LLC | History | New | 11,503 | 157 | 0.0% | — | 67 | +11,503 | New | Q2 2026 | Sep 02, 2026 |
| Stablepoint Partners, LLC | History | No change | 11,239 | 153 | 0.02% | 0.02% | 68 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | History | Reduced | 10,882 | 149 | 0.0% | 0.01% | 69 | -3,984 | -26.8% | Q2 2026 | Jul 31, 2026 |
| FULTON BREAKEFIELD BROENNIMAN LLC | History | No change | 10,570 | 144 | 0.01% | 0.01% | 70 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| N.E.W. Advisory Services LLC | History | Added to | 8,598 | 117 | 0.01% | 0.01% | 71 | +231 | 2.76% | Q2 2026 | Aug 06, 2026 |
| FIFTH THIRD BANCORP | History | Reduced | 6,665 | 91 | 0.0% | 0.0% | 72 | -7 | -0.1% | Q2 2026 | Aug 05, 2026 |
| Sunbelt Securities, Inc. | History | No change | 3,578 | 48 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| COMPASS FINANCIAL MANAGEMENT LLC | History | New | 1,794 | 24 | 0.0% | — | 74 | +1,794 | New | Q2 2026 | Aug 12, 2026 |
| PRIVATE TRUST CO NA | History | No change | 1,500 | 20 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Colonial Trust Advisors | History | No change | 1,500 | 20 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Evelyn Partners Group Ltd | History | New | 1,250 | 17 | 0.0% | — | 77 | +1,250 | New | Q2 2026 | Aug 07, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 1,073 | 14 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | No change | 1,057 | 14 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Allworth Financial LP | History | No change | 1,000 | 13 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 739 | 10 | 0.0% | 0.0% | 81 | +21 | 2.92% | Q2 2026 | Aug 12, 2026 |
| Financial Gravity Asset Management, Inc. | History | No change | 776 | 10 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| CX Institutional | History | Reduced | 640 | 9 | 0.0% | 0.0% | 84 | -1,376 | -68.25% | Q2 2026 | Jul 01, 2026 |
| ASSETMARK, INC | History | No change | 714 | 9 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 500 | 6 | 0.0% | — | 85 | +487 | 3746.15% | Q2 2026 | Aug 14, 2026 |
| Glass Jacobson Investment Advisors llc | History | No change | 425 | 5 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -291,934 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Narwhal Capital Management | History | Closed out | 0 | 0 | — | 0.2% | — | -196,865 | -100.0% | Q2 2026 | Jul 24, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -175,859 | -100.0% | Q2 2026 | Jul 27, 2026 |
| Fortitude Advisory Group L.L.C. | History | Closed out | 0 | 0 | — | 0.13% | — | -21,341 | -100.0% | Q2 2026 | Jul 22, 2026 |
| Orion Porfolio Solutions, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,512 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Shaker Financial Services, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -13,793 | -100.0% | Q2 2026 | Jul 15, 2026 |
| Concurrent Investment Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,790 | -100.0% | Q2 2026 | Jul 27, 2026 |
| Perigon Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,124 | -100.0% | Q2 2026 | Aug 07, 2026 |
| XTX Topco Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -10,840 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Ascentis Independent Advisors | History | Closed out | 0 | 0 | — | 0.0% | — | -2,386 | -100.0% | Q2 2026 | Aug 04, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 54 | 0 | — | — | — | +1 | 1.89% | Q2 2026 | Jul 24, 2026 |
| WHITTIER TRUST CO OF NEVADA INC | History | No change | 52 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | No change | 70 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 12 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |