FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - FTHY
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Reduced | 2,926,092 | 41,170 | 0.0% | 0.0% | 1 | -393,497 | -11.85% | Q4 2025 | Feb 13, 2026 |
| SIT INVESTMENT ASSOCIATES INC | History | Added to | 2,419,971 | 34,049 | 41.75% | 0.43% | 2 | +961,702 | 65.95% | Q4 2025 | Feb 25, 2026 |
| KENNEDY INVESTMENT GROUP | History | Added to | 1,179,585 | 16,596 | 6.26% | 6.73% | 3 | +11,500 | 0.98% | Q4 2025 | Feb 06, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Reduced | 1,017,905 | 14,321 | 0.68% | 0.89% | 4 | -57,781 | -5.37% | Q4 2025 | Feb 17, 2026 |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | History | Added to | 827,076 | 11,636 | 0.68% | 0.47% | 5 | +270,334 | 48.56% | Q4 2025 | Feb 17, 2026 |
| ROYAL BANK OF CANADA | History | New | 680,567 | 9,575 | 0.0% | — | 6 | +680,567 | New | Q4 2025 | Feb 17, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 629,803 | 8,861 | 0.01% | 0.01% | 7 | -7,878 | -1.24% | Q4 2025 | Feb 12, 2026 |
| Penserra Capital Management LLC | History | Added to | 485,964 | 6,837 | 0.08% | 0.08% | 8 | +44,956 | 10.19% | Q4 2025 | Feb 12, 2026 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | History | Added to | 427,084 | 6,009 | 0.45% | 0.45% | 9 | +7,520 | 1.79% | Q4 2025 | Feb 13, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 353,516 | 4,973 | 0.03% | 0.04% | 10 | -28,581 | -7.48% | Q4 2025 | Jan 29, 2026 |
| WINEBRENNER CAPITAL MANAGEMENT LLC | History | Reduced | 321,309 | 4,520 | 3.01% | 3.52% | 11 | -16,898 | -5.0% | Q4 2025 | Jan 07, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 317,785 | 4,471 | 0.02% | 0.02% | 12 | -15,051 | -4.52% | Q4 2025 | Feb 18, 2026 |
| LPL Financial LLC | History | Added to | 313,792 | 4,415 | 0.0% | 0.0% | 13 | +15,760 | 5.29% | Q4 2025 | Feb 11, 2026 |
| Logan Stone Capital, LLC | History | New | 230,788 | 3,247 | 0.8% | — | 14 | +230,788 | New | Q4 2025 | Feb 17, 2026 |
| Aurora Private Wealth, Inc. | History | New | 196,255 | 2,761 | 1.81% | — | 15 | +196,255 | New | Q4 2025 | Feb 02, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 191,498 | 2,694 | 0.01% | 0.01% | 16 | +15,572 | 8.85% | Q4 2025 | Feb 05, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 191,152 | 2,689 | 0.0% | 0.0% | 17 | +17,827 | 10.29% | Q4 2025 | Feb 17, 2026 |
| 1607 Capital Partners, LLC | History | Added to | 175,292 | 2,466 | 0.17% | 0.17% | 18 | +22,610 | 14.81% | Q4 2025 | Feb 17, 2026 |
| Narwhal Capital Management | History | Reduced | 154,983 | 2,180 | 0.16% | 0.24% | 19 | -67,631 | -30.38% | Q4 2025 | Jan 30, 2026 |
| Oder Investment Management, LLC | History | Reduced | 154,861 | 2,178 | 1.58% | 1.68% | 20 | -6,314 | -3.92% | Q4 2025 | Feb 12, 2026 |
| Private Advisory Group LLC | History | Reduced | 140,817 | 1,981 | 0.16% | 0.17% | 21 | -4,184 | -2.89% | Q4 2025 | Jan 15, 2026 |
| Shaker Financial Services, LLC | History | Added to | 137,128 | 1,929 | 0.61% | 0.55% | 22 | +25,778 | 23.15% | Q4 2025 | Jan 26, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 128,421 | 1,807 | 0.05% | 0.06% | 23 | +2,969 | 2.37% | Q4 2025 | Feb 12, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 124,466 | 1,751 | 0.01% | 0.01% | 24 | +1,975 | 1.61% | Q4 2025 | Feb 13, 2026 |
| Noble Wealth Management PBC | History | Added to | 108,454 | 1,525 | 0.77% | 0.14% | 25 | +89,659 | 477.04% | Q4 2025 | Jan 05, 2026 |
| TFB Advisors LLC | History | Reduced | 99,881 | 1,405 | 0.39% | 0.46% | 26 | -12,801 | -11.36% | Q4 2025 | Feb 13, 2026 |
| TRANSCEND CAPITAL ADVISORS, LLC | History | Added to | 95,177 | 1,339 | 0.1% | 0.09% | 27 | +9,884 | 11.59% | Q4 2025 | Jan 23, 2026 |
| Integrated Wealth Concepts LLC | History | Reduced | 94,719 | 1,332 | 0.02% | 0.01% | 28 | -10,691 | -10.14% | Q4 2025 | Feb 13, 2026 |
| Magnus Financial Group LLC | History | Added to | 83,375 | 1,173 | 0.09% | 0.08% | 29 | +9,878 | 13.44% | Q4 2025 | Jan 07, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 74,023 | 1,041 | 0.0% | 0.0% | 30 | -2,192 | -2.88% | Q4 2025 | Feb 13, 2026 |
| Arete Wealth Advisors, LLC | History | Reduced | 73,047 | 1,028 | 0.06% | 0.3% | 31 | -258,117 | -77.94% | Q4 2025 | Feb 13, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 72,626 | 1,021 | 0.01% | 0.01% | 32 | -7,193 | -9.01% | Q4 2025 | Feb 02, 2026 |
| UBS Group AG | History | Reduced | 69,513 | 978 | 0.0% | 0.0% | 33 | -6,178 | -8.16% | Q4 2025 | Jan 29, 2026 |
| Almitas Capital LLC | History | New | 55,326 | 778 | 0.17% | — | 34 | +55,326 | New | Q4 2025 | Feb 17, 2026 |
| Insight Advisors, LLC/ PA | History | Reduced | 55,360 | 778 | 0.12% | 0.14% | 35 | -7,597 | -12.07% | Q4 2025 | Feb 11, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 49,676 | 698 | 0.01% | 0.01% | 36 | +461 | 0.94% | Q4 2025 | Jan 29, 2026 |
| CSS LLC/IL | History | New | 44,181 | 621 | 0.03% | — | 37 | +44,181 | New | Q4 2025 | Feb 17, 2026 |
| Invesco Ltd. | History | Reduced | 42,379 | 596 | 0.0% | 0.0% | 38 | -6,550 | -13.39% | Q4 2025 | Feb 19, 2026 |
| Concurrent Investment Advisors, LLC | History | Reduced | 42,182 | 593 | 0.01% | 0.02% | 39 | -58,404 | -58.06% | Q4 2025 | Jan 29, 2026 |
| WORLD EQUITY GROUP, INC. | History | Reduced | 38,957 | 548 | 0.15% | 0.14% | 41 | -5,131 | -11.64% | Q4 2025 | Jan 12, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 39,013 | 548 | 0.0% | 0.0% | 40 | -1,173 | -2.92% | Q4 2025 | Feb 13, 2026 |
| BlueChip Wealth Advisors LLC | History | Added to | 38,850 | 546 | 0.23% | 0.22% | 42 | +4,044 | 11.62% | Q4 2025 | Feb 05, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 35,544 | 500 | 0.02% | 0.02% | 43 | -6,497 | -15.45% | Q4 2025 | Jan 13, 2026 |
| Cetera Investment Advisers | History | Reduced | 34,674 | 487 | 0.0% | 0.0% | 44 | -1,642 | -4.52% | Q4 2025 | Feb 17, 2026 |
| Huntleigh Advisors, Inc. | History | Reduced | 33,830 | 475 | 0.08% | 0.7% | 45 | -248,345 | -88.01% | Q4 2025 | Jan 29, 2026 |
| TrueMark Investments, LLC | History | Added to | 32,206 | 453 | 0.09% | 0.08% | 46 | +792 | 2.52% | Q4 2025 | Jan 14, 2026 |
| Signature Equity Partners, LLC | History | New | 30,232 | 425 | 0.24% | — | 47 | +30,232 | New | Q4 2025 | Feb 17, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | New | 28,955 | 407 | 0.0% | — | 48 | +28,955 | New | Q4 2025 | Feb 02, 2026 |
| Focus Partners Wealth | History | New | 28,695 | 403 | 0.0% | — | 49 | +28,695 | New | Q4 2025 | Feb 13, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | Added to | 28,623 | 402 | 0.02% | 0.01% | 50 | +13,457 | 88.73% | Q4 2025 | Feb 17, 2026 |
| First Financial Group Corp | History | Reduced | 27,755 | 390 | 0.33% | 0.36% | 51 | -1,000 | -3.48% | Q4 2025 | Jan 28, 2026 |
| Advisory Services Network, LLC | History | Reduced | 27,021 | 380 | 0.01% | 0.01% | 52 | -802 | -2.88% | Q4 2025 | Feb 17, 2026 |
| PVG ASSET MANAGEMENT CORP | History | Reduced | 26,591 | 374 | 0.79% | 1.46% | 53 | -924 | -3.36% | Q4 2025 | Jan 30, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 26,330 | 370 | 0.0% | 0.0% | 54 | -7,597 | -22.39% | Q4 2025 | Feb 18, 2026 |
| FOCUSED ALPHA, LLC | History | New | 24,165 | 339 | 0.1% | — | 55 | +24,165 | New | Q4 2025 | Feb 13, 2026 |
| Balboa Wealth Partners | History | Reduced | 23,563 | 331 | 0.05% | 0.06% | 56 | -648 | -2.68% | Q4 2025 | Jan 16, 2026 |
| XTX Topco Ltd | History | New | 23,324 | 328 | 0.01% | — | 57 | +23,324 | New | Q4 2025 | Feb 17, 2026 |
| JANE STREET GROUP, LLC | History | New | 22,770 | 320 | 0.0% | — | 58 | +22,770 | New | Q4 2025 | Feb 12, 2026 |
| Stratos Wealth Partners, LTD. | History | Reduced | 21,773 | 306 | 0.0% | 0.0% | 59 | -925 | -4.08% | Q4 2025 | Jan 20, 2026 |
| Fortitude Advisory Group L.L.C. | History | No change | 21,341 | 300 | 0.13% | 0.17% | 60 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Orion Porfolio Solutions, LLC | History | New | 21,078 | 296 | 0.0% | — | 61 | +21,078 | New | Q4 2025 | Feb 12, 2026 |
| CreativeOne Wealth, LLC | History | Added to | 19,600 | 275 | 0.01% | 0.01% | 62 | +1,300 | 7.1% | Q4 2025 | Feb 13, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 17,975 | 253 | 0.0% | 0.0% | 63 | +2,000 | 12.52% | Q4 2025 | Feb 11, 2026 |
| Apollon Wealth Management, LLC | History | Reduced | 17,876 | 251 | 0.0% | 0.01% | 64 | -6,713 | -27.3% | Q4 2025 | Jan 22, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 16,261 | 228 | 0.02% | 0.02% | 65 | -588 | -3.49% | Q4 2025 | Feb 03, 2026 |
| Merit Financial Group, LLC | History | New | 15,666 | 220 | 0.0% | — | 66 | +15,666 | New | Q4 2025 | Jan 26, 2026 |
| CWM, LLC | History | No change | 14,922 | 210 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| NOMURA HOLDINGS INC | History | New | 13,937 | 196 | 0.0% | — | 68 | +13,937 | New | Q4 2025 | Feb 17, 2026 |
| Lido Advisors, LLC | History | No change | 12,430 | 180 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Stablepoint Partners, LLC | History | Reduced | 11,609 | 163 | 0.03% | 0.03% | 70 | -142 | -1.21% | Q4 2025 | Jan 13, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 11,539 | 162 | 0.0% | — | 71 | +11,539 | New | Q4 2025 | Feb 17, 2026 |
| Perigon Wealth Management, LLC | History | Reduced | 11,124 | 156 | 0.0% | 0.0% | 72 | -3,849 | -25.71% | Q4 2025 | Jan 16, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | History | No change | 10,882 | 153 | 0.0% | 0.01% | 73 | 0 | 0.0% | Q4 2025 | Jan 12, 2026 |
| FULTON BREAKEFIELD BROENNIMAN LLC | History | No change | 10,570 | 148 | 0.01% | 0.01% | 74 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| N.E.W. Advisory Services LLC | History | New | 8,291 | 116 | 0.01% | — | 75 | +8,291 | New | Q4 2025 | Jan 28, 2026 |
| Camelot Portfolios, LLC | History | New | 7,000 | 98 | 0.06% | — | 76 | +7,000 | New | Q4 2025 | Jan 29, 2026 |
| COMERICA BANK | History | Reduced | 6,739 | 94 | 0.0% | 0.0% | 77 | -7,075 | -51.22% | Q4 2025 | Jan 29, 2026 |
| Sunbelt Securities, Inc. | History | Added to | 3,564 | 50 | 0.0% | 0.0% | 78 | +13 | 0.37% | Q4 2025 | Feb 20, 2026 |
| CX Institutional | History | Added to | 1,996 | 28 | 0.0% | 0.0% | 79 | +30 | 1.53% | Q4 2025 | Feb 02, 2026 |
| ASSETMARK, INC | History | Added to | 1,698 | 23 | 0.0% | 0.0% | 80 | +792 | 87.42% | Q4 2025 | Jan 23, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | New | 1,538 | 21 | 0.0% | — | 83 | +1,538 | New | Q4 2025 | Feb 13, 2026 |
| Colonial Trust Advisors | History | Reduced | 1,500 | 21 | 0.0% | 0.0% | 82 | -1,500 | -50.0% | Q4 2025 | Feb 12, 2026 |
| PRIVATE TRUST CO NA | History | No change | 1,500 | 21 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Financial Gravity Asset Management, Inc. | History | Reduced | 1,229 | 17 | 0.0% | 0.05% | 84 | -17,134 | -93.31% | Q4 2025 | Feb 13, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 1,073 | 15 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Plante Moran Financial Advisors, LLC | History | New | 1,060 | 14 | 0.0% | — | 86 | +1,060 | New | Q4 2025 | Feb 05, 2026 |
| Allworth Financial LP | History | New | 1,000 | 14 | 0.0% | — | 87 | +1,000 | New | Q4 2025 | Feb 05, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 620 | 8 | 0.0% | 0.0% | 88 | +550 | 785.71% | Q4 2025 | Feb 09, 2026 |
| Global Retirement Partners, LLC | History | New | 551 | 7 | 0.0% | — | 90 | +551 | New | Q4 2025 | Feb 06, 2026 |
| Arax Advisory Partners | History | No change | 553 | 7 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Glass Jacobson Investment Advisors llc | History | Added to | 425 | 5 | 0.0% | 0.0% | 91 | +8 | 1.92% | Q4 2025 | Jan 22, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | New | 77 | 1 | 0.0% | — | 92 | +77 | New | Q4 2025 | Jan 21, 2026 |
| WPG Advisers, LLC | History | Reduced | 86 | 1 | 0.0% | 0.0% | 93 | -11 | -11.34% | Q4 2025 | Jan 28, 2026 |
| Bullseye Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.63% | — | -72,041 | -100.0% | Q3 2025 | Feb 02, 2026 |
| Consolidated Portfolio Review Corp | History | Closed out | 0 | 0 | — | 0.04% | — | -19,454 | -100.0% | Q3 2025 | Nov 12, 2025 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,587 | -100.0% | Q3 2025 | Nov 14, 2025 |
| NovaPoint Capital, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -13,775 | -100.0% | Q3 2025 | Oct 17, 2025 |
| Future Financial Wealth Managment LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -9,400 | -100.0% | Q3 2025 | Oct 15, 2025 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -7,424 | -100.0% | Q3 2025 | Nov 06, 2025 |
| Steward Partners Investment Advisory, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,750 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Rockefeller Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -2,000 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Rise Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,394 | -100.0% | Q3 2025 | Oct 08, 2025 |
| Financial Perspectives, Inc | History | Closed out | 0 | 0 | — | 0.01% | — | -1,360 | -100.0% | Q3 2025 | Oct 22, 2025 |
| Asset Dedication, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -107 | -100.0% | Q3 2025 | Nov 20, 2025 |
| EverSource Wealth Advisors, LLC | History | Added to | 51 | 0 | — | — | — | +1 | 2.0% | Q4 2025 | Feb 06, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q3 2025 | Feb 03, 2026 |