FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND - FTHY
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | No change | 3,417,232 | 46,816 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SIT INVESTMENT ASSOCIATES INC | History | No change | 3,252,705 | 44,562 | 0.84% | 0.84% | 2 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| KENNEDY INVESTMENT GROUP, INC. | History | Reduced | 1,172,095 | 15,061 | 4.85% | 5.46% | 3 | -1,875 | -0.16% | Q3 2026 | Oct 21, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | No change | 1,022,036 | 14,001 | 0.67% | 0.67% | 4 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | History | No change | 966,836 | 13,245 | 0.66% | 0.66% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ROYAL BANK OF CANADA | History | No change | 691,227 | 9,470 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Atlas Wealth LLC | History | No change | 602,530 | 8,254 | 1.18% | 1.18% | 7 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Penserra Capital Management LLC | History | No change | 598,309 | 8,196 | 0.06% | 0.06% | 8 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | History | Reduced | 471,156 | 6,054 | 0.41% | 0.41% | 9 | -27,845 | -5.58% | Q3 2026 | Oct 30, 2026 |
| LPL Financial LLC | History | No change | 365,815 | 5,011 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 320,949 | 4,124 | 0.01% | 0.01% | 11 | -268,007 | -45.51% | Q3 2026 | Nov 02, 2026 |
| Logan Stone Capital, LLC | History | No change | 257,142 | 3,522 | 0.74% | 0.74% | 12 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 232,727 | 2,990 | 0.02% | 0.03% | 13 | -113,421 | -32.77% | Q3 2026 | Oct 27, 2026 |
| Almitas Capital LLC | History | No change | 198,801 | 2,723 | 0.65% | 0.65% | 14 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Narwhal Capital Management | History | New | 199,459 | 2,563 | 0.17% | — | 15 | +199,459 | New | Q3 2026 | Nov 04, 2026 |
| Oder Investment Management, LLC | History | No change | 149,001 | 2,041 | 1.37% | 1.37% | 16 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 142,825 | 1,956 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Aurora Private Wealth, Inc. | History | Reduced | 147,870 | 1,900 | 1.2% | 1.64% | 18 | -40,683 | -21.58% | Q3 2026 | Oct 20, 2026 |
| Private Advisory Group LLC | History | No change | 138,108 | 1,892 | 0.1% | 0.1% | 19 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 144,791 | 1,860 | 0.01% | 0.01% | 20 | +13,570 | 10.34% | Q3 2026 | Nov 02, 2026 |
| JANE STREET GROUP, LLC | History | No change | 128,560 | 1,761 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | New | 129,960 | 1,670 | 0.0% | — | 22 | +129,960 | New | Q3 2026 | Nov 02, 2026 |
| 1607 Capital Partners, LLC | History | No change | 110,505 | 1,513 | 0.13% | 0.13% | 23 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 116,190 | 1,493 | 0.04% | 0.04% | 24 | -5,296 | -4.36% | Q3 2026 | Oct 22, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Reduced | 106,234 | 1,365 | 0.02% | 0.03% | 25 | -4,155 | -3.76% | Q3 2026 | Oct 13, 2026 |
| TRANSCEND CAPITAL ADVISORS, LLC | History | No change | 97,677 | 1,338 | 0.09% | 0.09% | 26 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| WINEBRENNER CAPITAL MANAGEMENT LLC | History | Reduced | 100,767 | 1,294 | 0.83% | 1.02% | 27 | -20,978 | -17.23% | Q3 2026 | Oct 07, 2026 |
| TFB Advisors LLC | History | No change | 94,539 | 1,214 | 0.49% | 0.57% | 28 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 82,369 | 1,058 | 0.01% | 0.01% | 29 | -5,264 | -6.01% | Q3 2026 | Oct 26, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 75,908 | 1,039 | 0.01% | 0.01% | 30 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| UBS Group AG | History | No change | 71,693 | 982 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 70,698 | 968 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CSS LLC/IL | History | No change | 67,903 | 930 | 0.04% | 0.04% | 33 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| COHEN & STEERS, INC. | History | No change | 65,000 | 891 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Advisory Services Network, LLC | History | No change | 55,652 | 762 | 0.01% | 0.01% | 35 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| BlueChip Wealth Advisors LLC | History | Reduced | 45,250 | 581 | 0.19% | 0.25% | 36 | -3,100 | -6.41% | Q3 2026 | Nov 03, 2026 |
| Invesco Ltd. | History | No change | 41,136 | 563 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Insight Advisors, LLC/ PA | History | Reduced | 43,477 | 558 | 0.1% | 0.12% | 38 | -4,658 | -9.68% | Q3 2026 | Oct 22, 2026 |
| Arete Wealth Advisors, LLC | History | No change | 38,581 | 528 | 0.03% | 0.03% | 39 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Magnus Financial Group LLC | History | Reduced | 40,212 | 516 | 0.03% | 0.06% | 40 | -24,277 | -37.65% | Q3 2026 | Oct 21, 2026 |
| TrueMark Investments, LLC | History | No change | 36,337 | 497 | 0.06% | 0.06% | 41 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| PARTNERS WEALTH MANAGEMENT, LLC | History | New | 36,600 | 470 | 0.05% | — | 43 | +36,600 | New | Q3 2026 | Oct 28, 2026 |
| Cetera Investment Advisers | History | No change | 34,369 | 470 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Signature Equity Partners, LLC | History | Added to | 32,069 | 412 | 0.14% | 0.2% | 44 | +152 | 0.48% | Q3 2026 | Oct 29, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 29,853 | 383 | 0.01% | 0.01% | 45 | -1,631 | -5.18% | Q3 2026 | Oct 08, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 26,591 | 341 | 0.0% | 0.0% | 47 | -6,194 | -18.89% | Q3 2026 | Oct 30, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 24,953 | 341 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| First Financial Group Corp | History | Reduced | 26,225 | 336 | 0.26% | 0.27% | 48 | -900 | -3.32% | Q3 2026 | Oct 22, 2026 |
| Camelot Portfolios, LLC | History | No change | 23,614 | 323 | 0.23% | 0.23% | 49 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| Focus Partners Wealth | History | No change | 22,703 | 311 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 21,755 | 298 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| FOCUSED ALPHA, LLC | History | Reduced | 22,343 | 287 | 0.07% | 0.09% | 52 | -2,595 | -10.41% | Q3 2026 | Oct 19, 2026 |
| Janney Montgomery Scott LLC | History | No change | 19,125 | 262 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| HRT FINANCIAL LP | History | No change | 18,567 | 254 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 18,978 | 238 | 0.01% | 0.01% | 55 | +2,342 | 14.08% | Q3 2026 | Nov 02, 2026 |
| Apollon Wealth Management, LLC | History | No change | 17,526 | 225 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| Arkadios Wealth Advisors | History | No change | 15,790 | 216 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| CreativeOne Wealth, LLC | History | No change | 14,650 | 200 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| PVG ASSET MANAGEMENT CORP | History | Reduced | 14,891 | 191 | 0.13% | 0.13% | 59 | -1,000 | -6.29% | Q3 2026 | Oct 19, 2026 |
| Arax Advisory Partners | History | No change | 13,476 | 184 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Advisory Solutions Group, LLC | History | No change | 13,968 | 179 | 0.04% | 0.06% | 61 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| Bullseye Investment Management, LLC | History | Added to | 13,874 | 178 | 0.09% | 0.09% | 62 | +184 | 1.34% | Q3 2026 | Oct 29, 2026 |
| Huntleigh Advisors, Inc. | History | Reduced | 13,061 | 167 | 0.02% | 0.04% | 63 | -5,889 | -31.08% | Q3 2026 | Nov 03, 2026 |
| Clear Street Group Inc. | History | No change | 11,757 | 161 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Lido Advisors, LLC | History | No change | 12,430 | 159 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| CITADEL ADVISORS LLC | History | No change | 11,503 | 157 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| Stablepoint Partners, LLC | History | No change | 11,239 | 144 | 0.02% | 0.02% | 67 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | History | No change | 10,882 | 139 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| FULTON BREAKEFIELD BROENNIMAN LLC | History | No change | 10,570 | 135 | 0.01% | 0.01% | 69 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| N.E.W. Advisory Services LLC | History | No change | 8,598 | 117 | 0.01% | 0.01% | 70 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| FIFTH THIRD BANCORP | History | No change | 6,665 | 91 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Ascentis Independent Advisors | History | New | 2,095 | 26 | 0.0% | — | 72 | +2,095 | New | Q3 2026 | Nov 03, 2026 |
| COMPASS FINANCIAL MANAGEMENT LLC | History | Added to | 1,828 | 23 | 0.0% | 0.0% | 73 | +34 | 1.9% | Q3 2026 | Oct 30, 2026 |
| Colonial Trust Advisors | History | No change | 1,500 | 20 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| PRIVATE TRUST CO NA | History | No change | 1,500 | 19 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Evelyn Partners Group Ltd | History | No change | 1,250 | 17 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 1,073 | 14 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Allworth Financial LP | History | No change | 1,000 | 13 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | No change | 1,057 | 13 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| RMG Wealth Management LLC | History | New | 1,000 | 12 | 0.0% | — | 80 | +1,000 | New | Q3 2026 | Oct 26, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 739 | 10 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CX Institutional | History | Added to | 658 | 8 | 0.0% | 0.0% | 83 | +18 | 2.81% | Q3 2026 | Oct 02, 2026 |
| ASSETMARK, INC | History | Reduced | 699 | 8 | 0.0% | 0.0% | 82 | -15 | -2.1% | Q3 2026 | Oct 21, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 500 | 6 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Glass Jacobson Investment Advisors llc | History | No change | 425 | 5 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| Noble Wealth Management PBC | History | Closed out | 0 | 0 | — | 0.42% | — | -69,290 | -100.0% | Q3 2026 | Oct 01, 2026 |
| WORLD EQUITY GROUP, INC. | History | Closed out | 0 | 0 | — | 0.09% | — | -30,972 | -100.0% | Q3 2026 | Oct 14, 2026 |
| Balboa Wealth Partners | History | Closed out | 0 | 0 | — | 0.04% | — | -23,563 | -100.0% | Q3 2026 | Oct 20, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 56 | 0 | — | — | — | +2 | 3.7% | Q3 2026 | Nov 04, 2026 |
| WHITTIER TRUST CO OF NEVADA INC | History | No change | 52 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | No change | 70 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 12 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |