FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FXH
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Reduced | 819,837 | 89,993 | 0.01% | 0.01% | 1 | -184,305 | -18.35% | Q1 2026 | May 15, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 297,498 | 32,656 | 0.0% | 0.0% | 2 | -11,613 | -3.76% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Reduced | 281,852 | 30,938 | 0.01% | 0.01% | 3 | -9,857 | -3.38% | Q1 2026 | May 06, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 280,415 | 30,781 | 0.01% | 0.01% | 4 | -19,401 | -6.47% | Q1 2026 | May 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 267,805 | 29,396 | 0.01% | 0.01% | 5 | -20,732 | -7.19% | Q1 2026 | May 11, 2026 |
| Rockport Wealth LLC | History | Reduced | 144,727 | 15,883 | 2.89% | 3.36% | 6 | -7,023 | -4.63% | Q1 2026 | May 05, 2026 |
| UBS Group AG | History | Reduced | 117,690 | 12,918 | 0.0% | 0.0% | 7 | -4,479 | -3.67% | Q1 2026 | May 05, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 106,828 | 11,726 | 0.0% | 0.0% | 8 | -10,428 | -8.89% | Q1 2026 | May 15, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 78,075 | 8,570 | 0.0% | 0.0% | 9 | +12,680 | 19.39% | Q1 2026 | May 15, 2026 |
| PERRYMAN FINANCIAL ADVISORY INC /AD | History | Added to | 72,811 | 7,992 | 1.2% | 1.21% | 10 | +96 | 0.13% | Q1 2026 | Apr 29, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 69,164 | 7,592 | 0.01% | 0.01% | 11 | -9,966 | -12.59% | Q1 2026 | Apr 27, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 64,990 | 7,134 | 0.02% | 0.02% | 12 | -3,307 | -4.84% | Q1 2026 | Apr 22, 2026 |
| Cetera Investment Advisers | History | Reduced | 62,310 | 6,839 | 0.01% | 0.01% | 13 | -7,041 | -10.15% | Q1 2026 | May 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 58,880 | 6,463 | 0.0% | 0.0% | 14 | -10,846 | -15.56% | Q1 2026 | May 04, 2026 |
| PGIM Custom Harvest LLC | History | Reduced | 54,342 | 5,965 | 0.09% | 0.1% | 15 | -2,163 | -3.83% | Q1 2026 | May 13, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 49,347 | 5,417 | 0.01% | 0.02% | 16 | -14,698 | -22.95% | Q1 2026 | Apr 30, 2026 |
| HighTower Advisors, LLC | History | Added to | 45,529 | 4,997 | 0.01% | 0.01% | 17 | +3,606 | 8.6% | Q1 2026 | May 05, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 39,435 | 4,330 | 0.01% | 0.01% | 18 | -13,697 | -25.78% | Q1 2026 | May 15, 2026 |
| Paller Financial Services Inc | History | Reduced | 37,105 | 4,073 | 3.37% | 3.49% | 19 | -1,151 | -3.01% | Q1 2026 | Apr 28, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 34,993 | 3,841 | 0.0% | 0.0% | 20 | -40,794 | -53.83% | Q1 2026 | May 15, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | Added to | 32,164 | 3,530 | 0.17% | 0.11% | 21 | +11,367 | 54.66% | Q1 2026 | Apr 28, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 32,128 | 3,526 | 0.01% | 0.01% | 22 | -1,300 | -3.89% | Q1 2026 | May 14, 2026 |
| Waverly Advisors, LLC | History | Reduced | 28,836 | 3,165 | 0.02% | 0.03% | 23 | -115 | -0.4% | Q1 2026 | May 15, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 28,346 | 3,111 | 0.0% | 0.0% | 24 | +9,133 | 47.54% | Q1 2026 | May 12, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 24,339 | 2,671 | 0.0% | 0.0% | 25 | +15,039 | 161.71% | Q1 2026 | May 15, 2026 |
| Holistic Financial Partners | History | Reduced | 22,609 | 2,481 | 0.92% | 1.04% | 26 | -2,583 | -10.25% | Q1 2026 | May 05, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 22,502 | 2,366 | 0.0% | 0.0% | 27 | +682 | 3.13% | Q1 2026 | May 13, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 21,153 | 2,340 | 0.02% | 0.02% | 28 | +3,761 | 21.62% | Q1 2026 | Apr 07, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 20,618 | 2,263 | 0.01% | 0.01% | 29 | +1,438 | 7.5% | Q1 2026 | May 08, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 19,654 | 2,157 | 0.0% | 0.0% | 30 | +99 | 0.51% | Q1 2026 | Apr 27, 2026 |
| Private Advisor Group, LLC | History | Reduced | 19,117 | 2,098 | 0.01% | 0.01% | 31 | -8,417 | -30.57% | Q1 2026 | Apr 24, 2026 |
| Financial Advisory Corp | History | Reduced | 18,971 | 2,082 | 0.29% | 0.33% | 32 | -1,222 | -6.05% | Q1 2026 | Apr 10, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 18,466 | 2,027 | 0.01% | 0.01% | 33 | +5,592 | 43.44% | Q1 2026 | Apr 30, 2026 |
| ASSETMARK, INC | History | Added to | 16,897 | 1,854 | 0.0% | 0.0% | 34 | +2,927 | 20.95% | Q1 2026 | May 06, 2026 |
| SFI Advisors, LLC | History | Reduced | 15,941 | 1,749 | 1.84% | 2.36% | 35 | -16,426 | -50.75% | Q1 2026 | May 05, 2026 |
| JANE STREET GROUP, LLC | History | New | 15,606 | 1,713 | 0.0% | — | 36 | +15,606 | New | Q1 2026 | May 12, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | New | 15,190 | 1,667 | 0.0% | — | 37 | +15,190 | New | Q1 2026 | May 15, 2026 |
| Arkadios Wealth Advisors | History | Added to | 15,161 | 1,664 | 0.03% | 0.01% | 38 | +9,217 | 155.06% | Q1 2026 | May 18, 2026 |
| Security Financial Services, INC. | History | No change | 15,079 | 1,655 | 0.26% | 0.27% | 39 | 0 | 0.0% | Q1 2026 | May 27, 2026 |
| Prosperity Consulting Group, LLC | History | Reduced | 14,305 | 1,570 | 0.07% | 0.07% | 40 | -112 | -0.78% | Q1 2026 | May 05, 2026 |
| PCG Wealth Advisors, LLC | History | Added to | 13,735 | 1,507 | 0.38% | 0.43% | 41 | +279 | 2.07% | Q1 2026 | Apr 28, 2026 |
| Prospera Financial Services Inc | History | Reduced | 13,259 | 1,455 | 0.02% | 0.03% | 42 | -396 | -2.9% | Q1 2026 | Apr 14, 2026 |
| Quantinno Capital Management LP | History | Reduced | 13,258 | 1,455 | 0.0% | 0.0% | 43 | -295 | -2.18% | Q1 2026 | May 15, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 12,838 | 1,409 | 0.01% | 0.01% | 44 | +774 | 6.42% | Q1 2026 | May 05, 2026 |
| Golden State Wealth Management, LLC | History | Reduced | 12,251 | 1,344 | 0.15% | 0.15% | 45 | -368 | -2.92% | Q1 2026 | Apr 28, 2026 |
| CX Institutional | History | Added to | 11,679 | 1,282 | 0.04% | 0.03% | 46 | +3,738 | 47.07% | Q1 2026 | Apr 06, 2026 |
| Morey & Quinn Wealth Partners, LLC | History | Reduced | 11,458 | 1,257 | 0.89% | 0.94% | 47 | -63 | -0.55% | Q1 2026 | Apr 21, 2026 |
| Schrum Private Wealth Management LLC | History | No change | 11,432 | 1,254 | 0.96% | 0.96% | 48 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| OneAscent Financial Services LLC | History | Added to | 10,628 | 1,166 | 0.06% | 0.11% | 50 | +251 | 2.42% | Q1 2026 | Apr 21, 2026 |
| Wagner Wealth Management, LLC | History | Reduced | 10,629 | 1,166 | 0.24% | 0.26% | 49 | -4 | -0.04% | Q1 2026 | Apr 24, 2026 |
| NewEdge Advisors, LLC | History | Added to | 10,265 | 1,126 | 0.0% | 0.0% | 51 | +3,585 | 53.67% | Q1 2026 | Jun 02, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 9,860 | 1,082 | 0.0% | 0.0% | 52 | +1,840 | 22.94% | Q1 2026 | May 14, 2026 |
| Beacon Pointe Advisors, LLC | History | Added to | 9,326 | 1,023 | 0.01% | 0.01% | 53 | +1,027 | 12.37% | Q1 2026 | May 15, 2026 |
| First Heartland Consultants, Inc. | History | Added to | 9,254 | 1,015 | 0.08% | 0.08% | 54 | +11 | 0.12% | Q1 2026 | Apr 08, 2026 |
| Apollon Financial, LLC | History | Reduced | 9,093 | 998 | 0.14% | 0.15% | 55 | -200 | -2.15% | Q1 2026 | Apr 22, 2026 |
| Geneos Wealth Management Inc. | History | Reduced | 8,884 | 975 | 0.02% | 0.03% | 56 | -1,500 | -14.45% | Q1 2026 | May 04, 2026 |
| BENJAMIN EDWARDS INC | History | Added to | 8,632 | 947 | 0.01% | 0.01% | 57 | +1,457 | 20.31% | Q1 2026 | May 12, 2026 |
| LAKE STREET PRIVATE WEALTH, LLC | History | Added to | 8,180 | 897 | 0.11% | 0.11% | 58 | +220 | 2.76% | Q1 2026 | Apr 13, 2026 |
| Stratos Wealth Partners, LTD. | History | Reduced | 8,169 | 896 | 0.01% | 0.01% | 59 | -8 | -0.1% | Q1 2026 | Apr 28, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 7,830 | 859 | 0.0% | 0.0% | 60 | +430 | 5.81% | Q1 2026 | May 07, 2026 |
| IFP Advisors, Inc | History | Reduced | 7,602 | 834 | 0.02% | 0.02% | 61 | -456 | -5.66% | Q1 2026 | Apr 13, 2026 |
| HANCOCK WHITNEY CORP | History | No change | 7,000 | 790 | 0.01% | 0.01% | 62 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Jacobi Capital Management LLC | History | Added to | 7,187 | 788 | 0.04% | 0.05% | 63 | +10 | 0.14% | Q1 2026 | May 13, 2026 |
| Mutual Advisors, LLC | History | Reduced | 7,175 | 787 | 0.02% | 0.03% | 64 | -4,242 | -37.16% | Q1 2026 | May 01, 2026 |
| Keating Financial Advisory Services, Inc. | History | Added to | 7,074 | 776 | 0.13% | 0.11% | 65 | +134 | 1.93% | Q1 2026 | May 15, 2026 |
| Sequoia Financial Advisors, LLC | History | Added to | 6,775 | 743 | 0.0% | 0.0% | 66 | +51 | 0.76% | Q1 2026 | Apr 30, 2026 |
| HB Wealth Management, LLC | History | No change | 6,740 | 739 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Advisory Advocates, LLC | History | No change | 6,700 | 735 | 0.75% | 0.76% | 68 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 6,905 | 722 | 0.0% | 0.0% | 69 | +354 | 5.4% | Q1 2026 | May 15, 2026 |
| MAI Capital Management | History | Reduced | 6,218 | 682 | 0.0% | 0.0% | 70 | -655 | -9.53% | Q1 2026 | May 15, 2026 |
| STEPHENS INC /AR/ | History | Added to | 6,208 | 681 | 0.01% | 0.01% | 71 | +11 | 0.18% | Q1 2026 | Apr 28, 2026 |
| US BANCORP \DE\ | History | Reduced | 6,194 | 679 | 0.0% | 0.0% | 72 | -4,941 | -44.37% | Q1 2026 | May 14, 2026 |
| Regal Investment Advisors LLC | History | No change | 6,180 | 678 | 0.04% | 0.04% | 73 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| CATHY PARETO & ASSOCIATES, INC | History | Reduced | 6,111 | 670 | 0.45% | 0.51% | 74 | -315 | -4.9% | Q1 2026 | Apr 14, 2026 |
| Gateway Wealth Partners, LLC | History | Added to | 5,875 | 644 | 0.03% | 0.04% | 75 | +3,084 | 110.5% | Q1 2026 | May 15, 2026 |
| WealthPLAN Partners, LLC | History | Reduced | 5,864 | 643 | 0.12% | 0.1% | 76 | -51 | -0.86% | Q1 2026 | Apr 29, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | Added to | 5,809 | 637 | 0.02% | 0.02% | 77 | +226 | 4.05% | Q1 2026 | May 14, 2026 |
| Spectrum Wealth Advisory Group, LLC | History | No change | 5,769 | 633 | 0.24% | 0.24% | 78 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Snowden Capital Advisors LLC | History | New | 5,704 | 626 | 0.02% | — | 79 | +5,704 | New | Q1 2026 | May 14, 2026 |
| Alliance Wealth Advisors, LLC | History | No change | 5,697 | 625 | 0.27% | 0.28% | 80 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 5,512 | 605 | 0.0% | 0.0% | 81 | -635 | -10.33% | Q1 2026 | May 08, 2026 |
| Atria Investments, Inc | History | Reduced | 5,446 | 597 | 0.01% | 0.01% | 82 | -2,407 | -30.65% | Q1 2026 | May 05, 2026 |
| EVOKE WEALTH, LLC | History | No change | 5,378 | 590 | 0.01% | 0.01% | 83 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Pine Valley Investments Ltd Liability Co | History | Added to | 5,261 | 577 | 0.03% | 0.03% | 84 | +469 | 9.79% | Q1 2026 | Jun 08, 2026 |
| Worthington Financial Partners, LLC | History | Reduced | 5,134 | 563 | 0.48% | 0.52% | 85 | -61 | -1.17% | Q1 2026 | Apr 21, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Added to | 5,120 | 562 | 0.0% | 0.0% | 86 | +496 | 10.73% | Q1 2026 | May 14, 2026 |
| Corient Private Wealth LLC | History | Reduced | 23,922 | 553 | 0.0% | 0.0% | 87 | -11,285 | -32.05% | Q1 2026 | May 15, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Reduced | 5,026 | 551 | 0.04% | 0.05% | 88 | -1,031 | -17.02% | Q1 2026 | Apr 20, 2026 |
| OLD NATIONAL BANCORP /IN/ | History | Reduced | 5,001 | 548 | 0.01% | 0.01% | 89 | -421 | -7.76% | Q1 2026 | Apr 21, 2026 |
| AE Wealth Management LLC | History | Reduced | 4,958 | 544 | 0.0% | 0.0% | 90 | -191 | -3.71% | Q1 2026 | May 13, 2026 |
| One Charles Private Wealth Services, LLC | History | No change | 4,930 | 541 | 0.14% | 0.15% | 91 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Kingsview Wealth Management, LLC | History | Added to | 4,866 | 534 | 0.01% | 0.01% | 92 | +138 | 2.92% | Q1 2026 | May 12, 2026 |
| Creative Planning | History | Added to | 4,739 | 520 | 0.0% | 0.0% | 93 | +490 | 11.53% | Q1 2026 | May 12, 2026 |
| Tradition Wealth Management, LLC | History | Reduced | 4,627 | 507 | 0.04% | 0.05% | 94 | -931 | -16.75% | Q1 2026 | May 15, 2026 |
| Centerpoint Advisory Group | History | Reduced | 4,613 | 506 | 0.38% | 0.42% | 95 | -200 | -4.16% | Q1 2026 | Apr 29, 2026 |
| Kovack Advisors, Inc. | History | Reduced | 4,573 | 505 | 0.03% | 0.02% | 96 | -93 | -1.99% | Q1 2026 | May 12, 2026 |
| Western Wealth Management, LLC | History | Added to | 4,603 | 505 | 0.02% | 0.02% | 97 | +11 | 0.24% | Q1 2026 | May 19, 2026 |
| CITADEL ADVISORS LLC | History | New | 4,582 | 502 | 0.0% | — | 99 | +4,582 | New | Q1 2026 | May 15, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 4,577 | 502 | 0.0% | 0.0% | 98 | -365 | -7.39% | Q1 2026 | May 05, 2026 |
| Novak & Powell Financial Services, Inc. | History | Reduced | 4,451 | 488 | 0.26% | 0.27% | 100 | -100 | -2.2% | Q1 2026 | May 14, 2026 |
| Pinnacle Financial Partners, Inc. | History | Reduced | 4,427 | 486 | 0.0% | 0.0% | 101 | -646 | -12.73% | Q1 2026 | May 14, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 4,376 | 480 | 0.0% | 0.0% | 102 | -4,991 | -53.28% | Q1 2026 | May 04, 2026 |
| World Investment Advisors | History | New | 4,381 | 480 | 0.01% | — | 103 | +4,381 | New | Q1 2026 | Apr 27, 2026 |
| Perigon Wealth Management, LLC | History | No change | 4,311 | 473 | 0.01% | 0.01% | 104 | 0 | 0.0% | Q1 2026 | Apr 10, 2026 |
| MOSAIC FINANCIAL GROUP, LLC | History | No change | 4,300 | 472 | 0.34% | 0.33% | 105 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Global Retirement Partners, LLC | History | No change | 3,988 | 453 | 0.01% | 0.01% | 106 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| GoalVest Advisory LLC | History | Reduced | 4,103 | 450 | 0.09% | 0.1% | 107 | -280 | -6.39% | Q1 2026 | Apr 13, 2026 |
| GENTRY PRIVATE WEALTH, LLC | History | Reduced | 4,103 | 450 | 0.27% | 0.31% | 108 | -280 | -6.39% | Q1 2026 | May 05, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 4,080 | 447 | 0.01% | 0.01% | 109 | -46 | -1.11% | Q1 2026 | Apr 23, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 4,050 | 444 | 0.01% | 0.01% | 110 | +51 | 1.28% | Q1 2026 | May 15, 2026 |
| Spire Wealth Management | History | Reduced | 3,882 | 426 | 0.01% | 0.02% | 111 | -323 | -7.68% | Q1 2026 | Apr 22, 2026 |
| QTR Family Wealth, LLC | History | Reduced | 3,690 | 420 | 0.17% | 0.19% | 112 | -93 | -2.46% | Q1 2026 | Apr 15, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 3,710 | 410 | 0.03% | 0.03% | 113 | -178 | -4.58% | Q1 2026 | May 01, 2026 |
| Insight Advisors, LLC/ PA | History | Added to | 3,709 | 407 | 0.08% | 0.06% | 114 | +4 | 0.11% | Q1 2026 | May 11, 2026 |
| Trueblood Wealth Management, LLC | History | Reduced | 3,678 | 403 | 0.16% | 0.17% | 115 | -68 | -1.82% | Q1 2026 | Apr 21, 2026 |
| &PARTNERS | History | Reduced | 3,551 | 389 | 0.0% | 0.0% | 116 | -190 | -5.08% | Q1 2026 | May 15, 2026 |
| IAMS WEALTH MANAGEMENT, LLC | History | Reduced | 3,538 | 388 | 0.14% | 0.24% | 117 | -2,421 | -40.63% | Q1 2026 | Apr 15, 2026 |
| PACIFIC SUN FINANCIAL CORP | History | No change | 3,480 | 382 | 0.18% | 0.19% | 118 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Vivaldi Capital Management LP | History | Added to | 3,378 | 370 | 0.05% | 0.04% | 119 | +524 | 18.36% | Q1 2026 | May 14, 2026 |
| Financial Partners Group, Inc | History | Added to | 3,244 | 356 | 0.04% | 0.04% | 120 | +2 | 0.06% | Q1 2026 | Apr 10, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | New | 3,184 | 349 | 0.01% | — | 121 | +3,184 | New | Q1 2026 | May 11, 2026 |
| Silver Grove Financial Group, Inc. | History | Added to | 3,175 | 348 | 0.28% | 0.31% | 122 | +1 | 0.03% | Q1 2026 | May 15, 2026 |
| RPg Family Wealth Advisory, LLC | History | Reduced | 3,128 | 343 | 0.07% | 0.11% | 123 | -1,287 | -29.15% | Q1 2026 | May 14, 2026 |
| Risk Paradigm Group, LLC | History | Reduced | 3,038 | 333 | 0.28% | 0.47% | 124 | -1,287 | -29.76% | Q1 2026 | May 14, 2026 |
| Prasad Wealth Partners, LLC | History | Added to | 2,965 | 325 | 0.09% | 0.09% | 125 | +5 | 0.17% | Q1 2026 | Apr 27, 2026 |
| Equitable Holdings, Inc. | History | Added to | 2,839 | 323 | 0.0% | 0.0% | 126 | +112 | 4.11% | Q1 2026 | May 15, 2026 |
| Americana Partners, LLC | History | No change | 2,918 | 320 | 0.01% | 0.01% | 127 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| FMR LLC | History | Reduced | 2,910 | 319 | 0.0% | 0.0% | 128 | -219 | -7.0% | Q1 2026 | May 15, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | Added to | 2,900 | 318 | 0.0% | 0.0% | 129 | +1,802 | 164.12% | Q1 2026 | May 13, 2026 |
| Signature Wealth Management Partners, LLC | History | Reduced | 2,854 | 313 | 0.16% | 0.17% | 130 | -88 | -2.99% | Q1 2026 | Apr 21, 2026 |
| LaSalle St. Investment Advisors, LLC | History | Added to | 2,848 | 312 | 0.04% | 0.05% | 131 | +10 | 0.35% | Q1 2026 | May 08, 2026 |
| FLOW TRADERS U.S. LLC | History | New | 2,774 | 305 | 0.01% | — | 132 | +2,774 | New | Q1 2026 | May 15, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 2,730 | 301 | 0.0% | 0.0% | 133 | -626 | -18.65% | Q1 2026 | Apr 08, 2026 |
| WETZEL INVESTMENT ADVISORS, INC. | History | No change | 2,740 | 300 | 0.12% | 0.13% | 134 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Dominguez Wealth Management Solutions, Inc. | History | Added to | 2,679 | 294 | 0.18% | 0.19% | 135 | +4 | 0.15% | Q1 2026 | Apr 27, 2026 |
| Hilton Head Capital Partners, LLC | History | Reduced | 2,585 | 283 | 0.16% | 0.18% | 136 | -188 | -6.78% | Q1 2026 | Apr 20, 2026 |
| Christensen, King & Associates Investment Services, Inc. | History | Added to | 2,547 | 279 | 0.12% | 0.12% | 137 | +1 | 0.04% | Q1 2026 | Apr 20, 2026 |
| CWM, LLC | History | No change | 2,484 | 272 | 0.0% | 0.0% | 138 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Koshinski Asset Management, Inc. | History | Reduced | 2,470 | 271 | 0.02% | 0.02% | 139 | -300 | -10.83% | Q1 2026 | Apr 27, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 2,400 | 263 | 0.01% | 0.01% | 140 | -38 | -1.56% | Q1 2026 | Apr 21, 2026 |
| SUMMIT WEALTH GROUP LLC / CO | History | Reduced | 2,275 | 249 | 0.03% | 0.03% | 141 | -37 | -1.6% | Q1 2026 | Apr 23, 2026 |
| PARK AVENUE SECURITIES LLC | History | Reduced | 2,242 | 246 | 0.0% | 0.0% | 142 | -724 | -24.41% | Q1 2026 | Apr 07, 2026 |
| Purus Wealth Management, LLC | History | New | 2,142 | 235 | 0.07% | — | 143 | +2,142 | New | Q1 2026 | Apr 15, 2026 |
| COMERICA BANK | History | No change | 2,000 | 227 | 0.0% | 0.0% | 144 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | No change | 2,010 | 220 | 0.01% | 0.01% | 145 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Clearwater Capital Advisors, LLC | History | No change | 2,000 | 219 | 0.02% | 0.02% | 146 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| PETRA FINANCIAL ADVISORS INC | History | New | 1,990 | 218 | 0.13% | — | 147 | +1,990 | New | Q1 2026 | May 13, 2026 |
| Allworth Financial LP | History | Reduced | 1,973 | 216 | 0.0% | 0.0% | 148 | -3 | -0.15% | Q1 2026 | May 14, 2026 |
| FIFTH THIRD BANCORP | History | Added to | 1,966 | 215 | 0.0% | 0.0% | 149 | +1,781 | 962.7% | Q1 2026 | May 01, 2026 |
| Capital Square, LLC | History | New | 1,868 | 210 | 0.1% | — | 152 | +1,868 | New | Q1 2026 | May 11, 2026 |
| Mariner, LLC | History | Reduced | 1,921 | 210 | 0.0% | 0.0% | 150 | -17 | -0.88% | Q1 2026 | May 13, 2026 |
| MTM Investment Management, LLC | History | No change | 1,922 | 210 | 0.07% | 0.07% | 151 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 1,868 | 205 | 0.0% | 0.0% | 153 | -1,318 | -41.37% | Q1 2026 | Apr 20, 2026 |
| HighPoint Advisor Group LLC | History | New | 1,856 | 203 | 0.01% | — | 155 | +1,856 | New | Q1 2026 | May 14, 2026 |
| Ridgeline Wealth Planning, LLC | History | No change | 1,858 | 203 | 0.15% | 0.15% | 154 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Ameritas Advisory Services, LLC | History | No change | 1,849 | 202 | 0.01% | 0.01% | 156 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| REAP Financial Group, LLC | History | Reduced | 1,668 | 183 | 0.04% | 0.05% | 157 | -464 | -21.76% | Q1 2026 | May 11, 2026 |
| Delos Wealth Advisors, LLC | History | No change | 1,648 | 180 | 0.1% | 0.12% | 158 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| GAMMA Investing LLC | History | Reduced | 1,502 | 164 | 0.01% | 0.01% | 159 | -71 | -4.51% | Q1 2026 | Apr 06, 2026 |
| ORG Partners LLC | History | No change | 1,438 | 163 | 0.03% | 0.03% | 160 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Ascentis Independent Advisors | History | New | 1,438 | 157 | 0.01% | — | 161 | +1,438 | New | Q1 2026 | Apr 28, 2026 |
| Parallel Advisors, LLC | History | Added to | 1,372 | 150 | 0.0% | 0.0% | 162 | +1,172 | 586.0% | Q1 2026 | Jun 02, 2026 |
| Register Financial Advisors LLC | History | No change | 1,356 | 148 | 0.05% | 0.06% | 163 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Russell Investments Group, Ltd. | History | Added to | 1,260 | 138 | 0.0% | 0.0% | 164 | +484 | 62.37% | Q1 2026 | May 08, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 1,230 | 135 | 0.01% | 0.01% | 165 | +286 | 30.3% | Q1 2026 | Apr 13, 2026 |
| Topsail Wealth Management, LLC | History | No change | 1,196 | 131 | 0.02% | 0.02% | 166 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Ashton Thomas Private Wealth, LLC | History | New | 1,152 | 126 | 0.0% | — | 167 | +1,152 | New | Q1 2026 | May 11, 2026 |
| CoreCap Advisors, LLC | History | No change | 1,141 | 125 | 0.0% | 0.0% | 168 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| TWIN PEAKS WEALTH ADVISORS, LLC | History | New | 1,111 | 121 | 0.03% | — | 169 | +1,111 | New | Q1 2026 | May 08, 2026 |
| ATWOOD & PALMER INC | History | No change | 950 | 104 | 0.01% | 0.01% | 170 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Tidemark, LLC | History | No change | 952 | 104 | 0.03% | 0.03% | 171 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| BESSEMER GROUP INC | History | No change | 935 | 103 | 0.0% | 0.0% | 172 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Wilmington Savings Fund Society, FSB | History | Reduced | 900 | 98 | 0.0% | 0.0% | 173 | -225 | -20.0% | Q1 2026 | Apr 30, 2026 |
| Smartleaf Asset Management LLC | History | Added to | 894 | 94 | 0.0% | 0.0% | 174 | +40 | 4.68% | Q1 2026 | May 15, 2026 |
| Sound Income Strategies, LLC | History | Reduced | 840 | 92 | 0.0% | 0.01% | 175 | -338 | -28.69% | Q1 2026 | Apr 27, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | No change | 839 | 91 | 0.0% | 0.0% | 176 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Truvestments Capital LLC | History | Added to | 808 | 88 | 0.02% | 0.02% | 177 | +1 | 0.12% | Q1 2026 | May 13, 2026 |
| Sunbelt Securities, Inc. | History | No change | 798 | 87 | 0.01% | 0.01% | 178 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| NBC SECURITIES, INC. | History | Reduced | 767 | 84 | 0.01% | 0.01% | 179 | -100 | -11.53% | Q1 2026 | Apr 14, 2026 |
| Steigerwald, Gordon & Koch Inc. | History | No change | 728 | 79 | 0.01% | 0.01% | 180 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| HHM Wealth Advisors, LLC | History | Reduced | 594 | 65 | 0.01% | 0.01% | 181 | -100 | -14.41% | Q1 2026 | Apr 17, 2026 |
| BlackRock, Inc. | History | Added to | 591 | 64 | 0.0% | 0.0% | 182 | +271 | 84.69% | Q1 2026 | May 13, 2026 |
| Addison Advisors LLC | History | No change | 547 | 60 | 0.01% | 0.01% | 183 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| HAZLETT, BURT & WATSON, INC. | History | No change | 526 | 57 | 0.02% | 0.02% | 184 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| RMG Wealth Management LLC | History | Reduced | 502 | 56 | 0.01% | 0.02% | 185 | -258 | -33.95% | Q1 2026 | May 14, 2026 |
| AMERIFLEX GROUP, INC. | History | Reduced | 517 | 56 | 0.03% | 0.04% | 186 | -99 | -16.07% | Q1 2026 | May 15, 2026 |
| Founders Financial Alliance, LLC | History | New | 505 | 55 | 0.01% | — | 187 | +505 | New | Q1 2026 | May 11, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | New | 500 | 54 | 0.0% | — | 189 | +500 | New | Q1 2026 | May 07, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 498 | 54 | 0.0% | 0.0% | 188 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Capital Analysts, LLC | History | No change | 445 | 49 | 0.0% | 0.0% | 190 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Blue Trust, Inc. | History | Added to | 405 | 44 | 0.0% | 0.0% | 191 | +1 | 0.25% | Q1 2026 | Apr 20, 2026 |
| Advisory Services Network, LLC | History | New | 380 | 41 | 0.0% | — | 192 | +380 | New | Q1 2026 | May 15, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 350 | 38 | 0.0% | 0.0% | 193 | +45 | 14.75% | Q1 2026 | May 05, 2026 |
| Creative Capital Management Investments LLC | History | No change | 349 | 38 | 0.01% | 0.01% | 194 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Crews Bank & Trust | History | No change | 353 | 38 | 0.01% | 0.01% | 195 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| MCF Advisors LLC | History | No change | 326 | 35 | 0.0% | 0.0% | 196 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Anchor Investment Management, LLC | History | No change | 320 | 35 | 0.0% | 0.0% | 197 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Physician Wealth Advisors, Inc. | History | No change | 306 | 33 | 0.0% | 0.0% | 198 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 255 | 29 | 0.0% | 0.0% | 199 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Rossby Financial, LCC | History | Reduced | 241 | 26 | 0.01% | 0.01% | 200 | -13 | -5.12% | Q1 2026 | May 11, 2026 |
| Quest 10 Wealth Builders, Inc. | History | No change | 223 | 24 | 0.02% | 0.02% | 201 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Westside Investment Management, Inc. | History | No change | 216 | 23 | 0.0% | 0.0% | 202 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| HighMark Wealth Management LLC | History | No change | 210 | 23 | 0.01% | 0.01% | 203 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Pinnacle Bancorp, Inc. | History | No change | 200 | 21 | 0.01% | 0.01% | 204 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Glen Eagle Advisors, LLC | History | Added to | 176 | 19 | 0.0% | 0.0% | 207 | +1 | 0.57% | Q1 2026 | May 15, 2026 |
| FARMERS & MERCHANTS INVESTMENTS INC | History | No change | 175 | 19 | 0.0% | 0.0% | 205 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| Asset Dedication, LLC | History | No change | 176 | 19 | 0.0% | 0.0% | 206 | 0 | 0.0% | Q1 2026 | May 29, 2026 |
| BLAIR WILLIAM & CO/IL | History | No change | 165 | 18 | 0.0% | 0.0% | 208 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Godfrey Financial Associates, Inc. | History | New | 150 | 16 | 0.01% | — | 210 | +150 | New | Q1 2026 | May 11, 2026 |
| Harbor Asset Planning, Inc. | History | Added to | 155 | 16 | 0.01% | 0.01% | 209 | +1 | 0.65% | Q1 2026 | Apr 22, 2026 |
| Fortitude Family Office, LLC | History | No change | 140 | 15 | 0.0% | 0.0% | 211 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| HM PAYSON & CO | History | No change | 125 | 13 | 0.0% | 0.0% | 212 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | No change | 115 | 12 | 0.0% | 0.0% | 213 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| AdvisorNet Financial, Inc | History | No change | 107 | 11 | 0.0% | 0.0% | 214 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| JPL Wealth Management, LLC | History | New | 100 | 10 | 0.0% | — | 217 | +100 | New | Q1 2026 | May 08, 2026 |
| Arax Advisory Partners | History | Reduced | 94 | 10 | 0.0% | 0.0% | 215 | -27 | -22.31% | Q1 2026 | May 13, 2026 |
| Park Square Financial Group, LLC | History | No change | 92 | 10 | 0.08% | 0.05% | 216 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| CITIGROUP INC | History | No change | 90 | 9 | 0.0% | 0.0% | 218 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Financial Perspectives, Inc | History | No change | 85 | 9 | 0.0% | 0.0% | 219 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| CULLEN/FROST BANKERS, INC. | History | Added to | 75 | 8 | 0.0% | 0.0% | 220 | +49 | 188.46% | Q1 2026 | May 05, 2026 |
| Quent Capital, LLC | History | No change | 75 | 8 | 0.0% | 0.0% | 221 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Ancora Advisors LLC | History | No change | 68 | 7 | 0.0% | 0.0% | 222 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| DiNuzzo Private Wealth, Inc. | History | No change | 57 | 6 | 0.0% | 0.0% | 223 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | History | New | 46 | 5 | 0.0% | — | 226 | +46 | New | Q1 2026 | May 13, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 50 | 5 | 0.0% | 0.0% | 224 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| TD Capital Management LLC | History | No change | 51 | 5 | 0.0% | 0.0% | 225 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Qube Research & Technologies Ltd | History | Reduced | 37 | 4 | 0.0% | 0.0% | 227 | -14 | -27.45% | Q1 2026 | May 15, 2026 |
| Salomon & Ludwin, LLC | History | No change | 40 | 4 | 0.0% | 0.0% | 228 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| SIGNATUREFD, LLC | History | No change | 32 | 3 | 0.0% | 0.0% | 229 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| WealthShield Partners, LLC | History | No change | 29 | 3 | 0.0% | 0.0% | 230 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Triumph Capital Management | History | No change | 31 | 3 | 0.0% | 0.0% | 231 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | No change | 29 | 3 | 0.0% | 0.0% | 232 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| AlphaCore Capital LLC | History | New | 23 | 2 | 0.0% | — | 235 | +23 | New | Q1 2026 | May 15, 2026 |
| Larson Financial Group LLC | History | No change | 20 | 2 | 0.0% | 0.0% | 233 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 20 | 2 | 0.0% | 0.0% | 234 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| GUARDIAN WEALTH ADVISORS, LLC / NC | History | New | 12 | 1 | 0.0% | — | 239 | +12 | New | Q1 2026 | May 15, 2026 |
| BANK OF MONTREAL /CAN/ | History | No change | 14 | 1 | 0.0% | 0.0% | 236 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 12 | 1 | 0.0% | 0.0% | 237 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Signature Equity Partners, LLC | History | No change | 14 | 1 | 0.0% | 0.0% | 238 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Vestmark Advisory Solutions, Inc. | History | Closed out | 0 | 0 | — | 0.09% | — | -58,819 | -100.0% | Q1 2026 | May 15, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -22,500 | -100.0% | Q1 2026 | May 15, 2026 |
| NAVELLIER & ASSOCIATES INC | History | Closed out | 0 | 0 | — | 0.17% | — | -13,429 | -100.0% | Q1 2026 | May 07, 2026 |
| Jaffetilchin Investment Partners, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -4,005 | -100.0% | Q1 2026 | May 13, 2026 |
| Coppell Advisory Solutions LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -3,468 | -100.0% | Q1 2026 | May 15, 2026 |
| StoneX Group Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -2,365 | -100.0% | Q1 2026 | May 14, 2026 |
| Balboa Wealth Partners | History | Closed out | 0 | 0 | — | 0.04% | — | -2,218 | -100.0% | Q1 2026 | Apr 16, 2026 |
| Integrated Advisors Network LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,862 | -100.0% | Q1 2026 | Apr 28, 2026 |
| Brookstone Capital Management | History | Closed out | 0 | 0 | — | 0.0% | — | -1,787 | -100.0% | Q1 2026 | Apr 16, 2026 |
| Onyx Bridge Wealth Group LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -1,772 | -100.0% | Q1 2026 | Apr 22, 2026 |
| B. Riley Wealth Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -1,770 | -100.0% | Q1 2026 | Apr 24, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,084 | -100.0% | Q1 2026 | Apr 28, 2026 |
| Beacon Financial Strategies CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -150 | -100.0% | Q1 2026 | Apr 08, 2026 |
| Laurel Wealth Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -130 | -100.0% | Q1 2026 | May 12, 2026 |
| SIMPLEX TRADING, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -60 | -100.0% | Q1 2026 | May 14, 2026 |
| CENTRAL TRUST Co | History | Closed out | 0 | 0 | — | 0.0% | — | -51 | -100.0% | Q1 2026 | Apr 17, 2026 |
| Luminist Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -34 | -100.0% | Q1 2026 | Apr 24, 2026 |
| Key Capital Management, INC | History | New | 8 | 0 | — | — | — | +8 | New | Q1 2026 | May 07, 2026 |
| Dunhill Financial, LLC | History | New | 5 | 0 | — | — | — | +5 | New | Q1 2026 | May 06, 2026 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | — | — | -4 | -100.0% | Q1 2026 | May 15, 2026 |
| Lloyd Advisory Services, LLC. | History | Closed out | 0 | 0 | — | — | — | -2 | -100.0% | Q1 2026 | May 13, 2026 |
| Transamerica Financial Advisors, LLC | History | Reduced | 1 | 0 | — | — | — | -1 | -50.0% | Q1 2026 | May 15, 2026 |
| Allspring Global Investments Holdings, LLC | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 05, 2026 |