FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FXH
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | No change | 830,683 | 101,675 | 0.01% | 0.01% | 1 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| LPL Financial LLC | History | No change | 384,716 | 47,089 | 0.01% | 0.01% | 2 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 302,642 | 37,043 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 282,254 | 34,547 | 0.01% | 0.01% | 4 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 263,113 | 32,205 | 0.01% | 0.01% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | No change | 177,248 | 21,695 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 100,280 | 12,274 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 94,077 | 11,515 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Prasad Wealth Partners, LLC | History | No change | 83,752 | 10,251 | 2.47% | 2.47% | 9 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| PERRYMAN FINANCIAL ADVISORY INC /AD | History | Added to | 74,933 | 9,796 | 1.24% | 1.21% | 10 | +389 | 0.52% | Q3 2026 | Oct 16, 2026 |
| Cetera Investment Advisers | History | No change | 71,952 | 8,806 | 0.01% | 0.01% | 11 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Janney Montgomery Scott LLC | History | No change | 68,182 | 8,345 | 0.02% | 0.02% | 12 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 63,427 | 8,292 | 0.02% | 0.02% | 13 | -2,135 | -3.26% | Q3 2026 | Nov 02, 2026 |
| Beaumont Financial Advisors, LLC | History | New | 61,710 | 8,067 | 0.51% | — | 14 | +61,710 | New | Q3 2026 | Oct 22, 2026 |
| ROYAL BANK OF CANADA | History | No change | 62,495 | 7,650 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HighTower Advisors, LLC | History | No change | 54,198 | 6,633 | 0.01% | 0.01% | 16 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 50,716 | 6,630 | 0.01% | 0.01% | 17 | -10,363 | -16.97% | Q3 2026 | Nov 02, 2026 |
| PGIM Custom Harvest LLC | History | No change | 50,233 | 6,148 | 0.08% | 0.08% | 18 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Virtue Capital Management, LLC | History | New | 42,774 | 5,592 | 0.73% | — | 19 | +42,774 | New | Q3 2026 | Oct 29, 2026 |
| IronBridge Private Wealth, LLC | History | New | 39,152 | 5,118 | 1.52% | — | 20 | +39,152 | New | Q3 2026 | Nov 03, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 40,350 | 4,940 | 0.01% | 0.01% | 21 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Paller Financial Services Inc | History | Added to | 34,102 | 4,458 | 3.42% | 3.02% | 22 | +1,110 | 3.36% | Q3 2026 | Oct 09, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 32,599 | 3,990 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Baird Financial Group, Inc. | History | No change | 31,210 | 3,820 | 0.01% | 0.01% | 24 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Waverly Advisors, LLC | History | No change | 30,159 | 3,691 | 0.02% | 0.02% | 25 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 27,258 | 3,336 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ABLE Financial Group, LLC | History | Added to | 25,307 | 3,308 | 0.52% | 0.41% | 27 | +5,396 | 27.1% | Q3 2026 | Oct 14, 2026 |
| Geneos Wealth Management Inc. | History | No change | 26,754 | 3,274 | 0.07% | 0.07% | 28 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| ASSETMARK, INC | History | Reduced | 24,574 | 3,212 | 0.01% | 0.01% | 29 | -235 | -0.95% | Q3 2026 | Oct 21, 2026 |
| PCG Wealth Advisors, LLC | History | No change | 25,948 | 3,176 | 0.71% | 0.71% | 30 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 23,941 | 3,130 | 0.0% | 0.0% | 31 | +5,759 | 31.67% | Q3 2026 | Oct 30, 2026 |
| JPMORGAN CHASE & CO | History | No change | 23,321 | 2,865 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Corient Private Wealth LP | History | No change | 23,159 | 2,834 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Aug 27, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 21,162 | 2,766 | 0.01% | 0.01% | 34 | +5,302 | 33.43% | Q3 2026 | Nov 02, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 20,084 | 2,625 | 0.02% | 0.02% | 35 | +45 | 0.22% | Q3 2026 | Oct 08, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 20,470 | 2,505 | 0.01% | 0.01% | 36 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Financial Advisory Corp | History | Reduced | 18,931 | 2,475 | 0.32% | 0.31% | 37 | -47 | -0.25% | Q3 2026 | Oct 14, 2026 |
| Private Advisor Group, LLC | History | No change | 19,924 | 2,438 | 0.01% | 0.01% | 38 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Avior Wealth Management, LLC | History | New | 16,194 | 2,117 | 0.06% | — | 39 | +16,194 | New | Q3 2026 | Oct 13, 2026 |
| Prospera Financial Services Inc | History | Added to | 15,058 | 2,070 | 0.03% | 0.02% | 40 | +2,423 | 19.18% | Q3 2026 | Nov 04, 2026 |
| SFI Advisors, LLC | History | Reduced | 15,523 | 2,029 | 1.67% | 1.65% | 41 | -69 | -0.44% | Q3 2026 | Oct 30, 2026 |
| Mutual Advisors, LLC | History | No change | 16,547 | 2,025 | 0.04% | 0.04% | 42 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Security Financial Services, INC. | History | No change | 15,079 | 1,971 | 0.26% | 0.26% | 43 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| Holistic Financial Partners | History | No change | 15,279 | 1,870 | 1.14% | 1.14% | 44 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Sanctuary Advisors, LLC | History | No change | 14,363 | 1,758 | 0.01% | 0.01% | 45 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | No change | 14,014 | 1,715 | 0.02% | 0.02% | 46 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Prosperity Consulting Group, LLC | History | No change | 13,806 | 1,689 | 0.06% | 0.06% | 47 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Quantinno Capital Management LP | History | No change | 13,041 | 1,596 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Golden State Wealth Management, LLC | History | Added to | 12,126 | 1,585 | 0.14% | 0.14% | 49 | +11 | 0.09% | Q3 2026 | Nov 02, 2026 |
| Morey & Quinn Wealth Partners, LLC | History | Added to | 11,435 | 1,495 | 0.97% | 0.87% | 50 | +331 | 2.98% | Q3 2026 | Oct 27, 2026 |
| IFP Advisors, Inc | History | Reduced | 11,020 | 1,440 | 0.02% | 0.03% | 51 | -533 | -4.61% | Q3 2026 | Oct 16, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 11,700 | 1,432 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MAI Capital Management | History | No change | 11,577 | 1,416 | 0.01% | 0.01% | 53 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BENJAMIN EDWARDS INC | History | No change | 11,083 | 1,356 | 0.01% | 0.01% | 54 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Schrum Private Wealth Management LLC | History | No change | 12,718 | 1,329 | 1.37% | 1.37% | 55 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| NewEdge Advisors, LLC | History | No change | 10,625 | 1,300 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Wagner Wealth Management, LLC | History | Reduced | 9,700 | 1,268 | 0.22% | 0.23% | 57 | -374 | -3.71% | Q3 2026 | Oct 21, 2026 |
| LAKE STREET PRIVATE WEALTH, LLC | History | Added to | 8,865 | 1,159 | 0.13% | 0.12% | 58 | +150 | 1.72% | Q3 2026 | Oct 22, 2026 |
| Apollon Financial, LLC | History | Added to | 8,584 | 1,122 | 0.13% | 0.12% | 59 | +1 | 0.01% | Q3 2026 | Oct 23, 2026 |
| Beacon Pointe Advisors, LLC | History | No change | 9,070 | 1,110 | 0.01% | 0.01% | 60 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 8,333 | 1,019 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 8,170 | 999 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | No change | 8,111 | 992 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2026 | Aug 19, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 8,014 | 981 | 0.01% | 0.01% | 64 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Gateway Wealth Partners, LLC | History | No change | 7,992 | 978 | 0.06% | 0.06% | 65 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Jacobi Capital Management LLC | History | Added to | 7,205 | 942 | 0.04% | 0.04% | 66 | +13 | 0.18% | Q3 2026 | Nov 05, 2026 |
| HB Wealth Management, LLC | History | No change | 6,740 | 881 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| Advisory Advocates, LLC | History | No change | 6,700 | 875 | 0.76% | 0.7% | 68 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 6,642 | 868 | 0.0% | 0.0% | 69 | +2,034 | 44.14% | Q3 2026 | Oct 27, 2026 |
| Atria Investments, Inc | History | Reduced | 6,624 | 866 | 0.01% | 0.01% | 70 | -107 | -1.59% | Q3 2026 | Oct 15, 2026 |
| HANCOCK WHITNEY CORP | History | No change | 7,000 | 856 | 0.01% | 0.01% | 71 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Maridea Wealth Management LLC | History | No change | 6,906 | 845 | 0.09% | 0.09% | 72 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Sequoia Financial Advisors, LLC | History | No change | 6,775 | 829 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 6,647 | 817 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CX Institutional | History | Added to | 6,176 | 807 | 0.02% | 0.02% | 75 | +35 | 0.57% | Q3 2026 | Oct 02, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 6,568 | 803 | 0.11% | 0.11% | 76 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 6,423 | 786 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| STEPHENS INC /AR/ | History | No change | 6,265 | 766 | 0.01% | 0.01% | 78 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| Snowden Capital Advisors LLC | History | No change | 6,263 | 766 | 0.02% | 0.02% | 79 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Signature Equity Partners, LLC | History | Added to | 5,800 | 758 | 0.26% | 0.0% | 80 | +5,717 | 6887.95% | Q3 2026 | Oct 29, 2026 |
| Regal Investment Advisors LLC | History | No change | 6,180 | 756 | 0.04% | 0.04% | 81 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Bank of New York Mellon Corp | History | Reduced | 5,734 | 749 | 0.0% | 0.0% | 82 | -324 | -5.35% | Q3 2026 | Nov 05, 2026 |
| Spectrum Wealth Advisory Group, LLC | History | Reduced | 5,725 | 748 | 0.21% | 0.2% | 83 | -44 | -0.76% | Q3 2026 | Oct 29, 2026 |
| WealthPLAN Partners, LLC | History | No change | 5,691 | 744 | 0.14% | 0.13% | 84 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| Alliance Wealth Advisors, LLC | History | No change | 5,697 | 744 | 0.24% | 0.23% | 85 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| Creative Planning | History | Added to | 5,474 | 715 | 0.0% | 0.0% | 86 | +667 | 13.88% | Q3 2026 | Nov 02, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | No change | 5,809 | 711 | 0.02% | 0.02% | 87 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Kingsview Wealth Management, LLC | History | No change | 5,795 | 709 | 0.01% | 0.01% | 88 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| CATHY PARETO & ASSOCIATES, INC | History | Reduced | 5,254 | 687 | 0.39% | 0.42% | 89 | -610 | -10.4% | Q3 2026 | Oct 15, 2026 |
| Worthington Financial Partners, LLC | History | Reduced | 5,235 | 684 | 0.58% | 0.53% | 91 | -8 | -0.15% | Q3 2026 | Oct 13, 2026 |
| Pine Valley Investments Ltd Liability Co | History | No change | 5,592 | 684 | 0.03% | 0.03% | 90 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | No change | 5,223 | 639 | 0.04% | 0.04% | 92 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | No change | 5,120 | 626 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Western Wealth Management, LLC | History | No change | 4,934 | 603 | 0.02% | 0.02% | 94 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| AE Wealth Management LLC | History | No change | 4,888 | 598 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 4,850 | 593 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Centerpoint Advisory Group | History | No change | 4,463 | 583 | 0.36% | 0.35% | 97 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| United Advisor Group, LLC | History | New | 4,438 | 580 | 0.06% | — | 98 | +4,438 | New | Q3 2026 | Nov 02, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 4,646 | 568 | 0.01% | 0.01% | 99 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Perigon Wealth Management, LLC | History | No change | 4,311 | 563 | 0.01% | 0.01% | 100 | 0 | 0.0% | Q3 2026 | Oct 22, 2026 |
| Tradition Wealth Management, LLC | History | No change | 4,607 | 563 | 0.03% | 0.03% | 101 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Concurrent Investment Advisors, LLC | History | New | 4,296 | 561 | 0.0% | — | 102 | +4,296 | New | Q3 2026 | Oct 16, 2026 |
| IAMS WEALTH MANAGEMENT, LLC | History | Added to | 4,244 | 554 | 0.16% | 0.15% | 103 | +163 | 3.99% | Q3 2026 | Oct 15, 2026 |
| One Charles Private Wealth Services, LLC | History | No change | 4,518 | 553 | 0.13% | 0.13% | 104 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| Kovack Advisors, Inc. | History | No change | 4,467 | 550 | 0.03% | 0.03% | 105 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| OneAscent Financial Services LLC | History | No change | 4,494 | 550 | 0.03% | 0.03% | 106 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Novak & Powell Financial Services, Inc. | History | No change | 4,431 | 542 | 0.26% | 0.26% | 107 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Purus Wealth Management, LLC | History | Added to | 4,076 | 532 | 0.15% | 0.11% | 108 | +729 | 21.78% | Q3 2026 | Oct 15, 2026 |
| MOSAIC FINANCIAL GROUP, LLC | History | No change | 4,300 | 526 | 0.34% | 0.34% | 109 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| PARK AVENUE SECURITIES LLC | History | Reduced | 4,008 | 524 | 0.0% | 0.0% | 110 | -38 | -0.94% | Q3 2026 | Oct 26, 2026 |
| Trueblood Wealth Management, LLC | History | Reduced | 4,005 | 523 | 0.18% | 0.18% | 111 | -103 | -2.51% | Q3 2026 | Oct 23, 2026 |
| GoalVest Advisory LLC | History | No change | 3,925 | 513 | 0.09% | 0.09% | 112 | 0 | 0.0% | Q3 2026 | Oct 02, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 3,895 | 509 | 0.01% | 0.01% | 113 | -3,682 | -48.59% | Q3 2026 | Oct 26, 2026 |
| Global Retirement Partners, LLC | History | No change | 4,161 | 509 | 0.01% | 0.01% | 114 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| OLD NATIONAL BANCORP /IN/ | History | Reduced | 3,888 | 508 | 0.01% | 0.01% | 115 | -593 | -13.23% | Q3 2026 | Oct 20, 2026 |
| World Investment Advisors | History | No change | 4,515 | 498 | 0.01% | 0.01% | 116 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NAVELLIER & ASSOCIATES INC | History | No change | 4,060 | 496 | 0.04% | 0.04% | 117 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| NewEdge Wealth, LLC | History | No change | 4,041 | 494 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 3,791 | 489 | 0.03% | 0.03% | 119 | +81 | 2.18% | Q3 2026 | Nov 02, 2026 |
| GENTRY PRIVATE WEALTH, LLC | History | No change | 3,925 | 480 | 0.25% | 0.25% | 120 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Insight Advisors, LLC/ PA | History | Added to | 3,596 | 470 | 0.08% | 0.08% | 121 | +5 | 0.14% | Q3 2026 | Oct 22, 2026 |
| &PARTNERS | History | No change | 3,831 | 468 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Financial Partners Group, Inc | History | Added to | 3,547 | 463 | 0.05% | 0.04% | 123 | +303 | 9.34% | Q3 2026 | Oct 19, 2026 |
| QTR Family Wealth, LLC | History | Reduced | 3,543 | 463 | 0.17% | 0.15% | 124 | -34 | -0.95% | Q3 2026 | Nov 02, 2026 |
| Arkadios Wealth Advisors | History | No change | 3,722 | 455 | 0.01% | 0.01% | 125 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Rockport Wealth LLC | History | Reduced | 3,312 | 433 | 0.08% | 0.08% | 126 | -676 | -16.95% | Q3 2026 | Nov 03, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 3,281 | 429 | 0.01% | 0.01% | 127 | +880 | 36.65% | Q3 2026 | Oct 22, 2026 |
| FIDUCIARY FINANCIAL ADVISORS | History | No change | 3,479 | 425 | 0.04% | 0.04% | 128 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Silver Grove Financial Group, Inc. | History | Added to | 3,214 | 420 | 0.2% | 0.21% | 129 | +2 | 0.06% | Q3 2026 | Nov 05, 2026 |
| RPg Family Wealth Advisory, LLC | History | No change | 3,390 | 414 | 0.09% | 0.09% | 130 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Spire Wealth Management | History | Reduced | 3,119 | 407 | 0.01% | 0.01% | 131 | -55 | -1.73% | Q3 2026 | Oct 30, 2026 |
| Risk Paradigm Group, LLC | History | No change | 3,300 | 403 | 0.32% | 0.32% | 132 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | No change | 3,266 | 400 | 0.01% | 0.01% | 133 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| PACIFIC SUN FINANCIAL CORP | History | No change | 3,215 | 393 | 0.16% | 0.16% | 134 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| BANK OF MONTREAL /CAN/ | History | No change | 3,191 | 390 | 0.0% | 0.0% | 135 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Added to | 2,913 | 380 | 0.01% | 0.0% | 136 | +746 | 34.43% | Q3 2026 | Oct 13, 2026 |
| FMR LLC | History | No change | 3,097 | 379 | 0.0% | 0.0% | 137 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | Reduced | 2,852 | 372 | 0.01% | 0.16% | 138 | -30,067 | -91.34% | Q3 2026 | Oct 23, 2026 |
| Pinnacle Financial Partners, Inc. | History | No change | 2,993 | 366 | 0.0% | 0.0% | 139 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 2,839 | 364 | 0.0% | 0.0% | 140 | +193 | 7.29% | Q3 2026 | Oct 13, 2026 |
| WETZEL INVESTMENT ADVISORS, INC. | History | No change | 2,740 | 358 | 0.12% | 0.12% | 141 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| Empower Advisory Group, LLC | History | No change | 2,833 | 346 | 0.0% | 0.0% | 142 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Equitable Holdings, Inc. | History | No change | 2,821 | 345 | 0.0% | 0.0% | 143 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| LaSalle St. Investment Advisors, LLC | History | No change | 2,823 | 345 | 0.04% | 0.04% | 144 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Pacific Excel Wealth Advisors, Inc. | History | New | 2,583 | 338 | 0.38% | — | 146 | +2,583 | New | Q3 2026 | Oct 27, 2026 |
| FIFTH THIRD BANCORP | History | Added to | 2,586 | 338 | 0.0% | 0.0% | 145 | +463 | 21.81% | Q3 2026 | Nov 05, 2026 |
| Dominguez Wealth Management Solutions, Inc. | History | Reduced | 2,510 | 328 | 0.18% | 0.18% | 147 | -171 | -6.38% | Q3 2026 | Oct 07, 2026 |
| Koshinski Asset Management, Inc. | History | No change | 2,470 | 322 | 0.02% | 0.02% | 148 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| Christensen, King & Associates Investment Services, Inc. | History | Reduced | 2,320 | 303 | 0.11% | 0.12% | 149 | -227 | -8.91% | Q3 2026 | Oct 22, 2026 |
| Balboa Wealth Partners | History | New | 2,313 | 302 | 0.04% | — | 150 | +2,313 | New | Q3 2026 | Oct 20, 2026 |
| SUMMIT WEALTH GROUP LLC / CO | History | Reduced | 2,260 | 295 | 0.02% | 0.02% | 151 | -87 | -3.71% | Q3 2026 | Oct 29, 2026 |
| Capital Square, LLC | History | Added to | 2,073 | 271 | 0.12% | 0.1% | 152 | +214 | 11.51% | Q3 2026 | Oct 19, 2026 |
| HighPoint Advisor Group LLC | History | No change | 2,197 | 268 | 0.01% | 0.01% | 153 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Brookstone Capital Management | History | Added to | 2,001 | 261 | 0.0% | 0.0% | 154 | +11 | 0.55% | Q3 2026 | Oct 22, 2026 |
| Orion Porfolio Solutions, LLC | History | No change | 2,102 | 257 | 0.0% | 0.0% | 155 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| B. Riley Wealth Advisors, Inc. | History | Added to | 1,957 | 255 | 0.01% | 0.01% | 156 | +187 | 10.56% | Q3 2026 | Oct 13, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Reduced | 1,944 | 254 | 0.01% | 0.01% | 157 | -66 | -3.28% | Q3 2026 | Nov 05, 2026 |
| MTM Investment Management, LLC | History | No change | 1,922 | 251 | 0.07% | 0.07% | 158 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| GRIFFIN ASSET MANAGEMENT, INC. | History | Added to | 1,898 | 248 | 0.03% | 0.02% | 159 | +86 | 4.75% | Q3 2026 | Oct 22, 2026 |
| Hilton Head Capital Partners, LLC | History | Reduced | 1,898 | 248 | 0.13% | 0.12% | 160 | -36 | -1.86% | Q3 2026 | Oct 23, 2026 |
| Ameritas Advisory Services, LLC | History | No change | 2,022 | 247 | 0.0% | 0.0% | 161 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Clearwater Capital Advisors, LLC | History | No change | 2,000 | 244 | 0.02% | 0.02% | 162 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| PETRA FINANCIAL ADVISORS INC | History | No change | 1,990 | 243 | 0.11% | 0.11% | 163 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Ridgeline Wealth Planning, LLC | History | No change | 1,858 | 242 | 0.14% | 0.14% | 164 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| Allworth Financial LP | History | No change | 1,974 | 241 | 0.0% | 0.0% | 165 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | No change | 1,844 | 241 | 0.0% | 0.0% | 166 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| Kellett Wealth Advisors, LLC | History | No change | 1,806 | 236 | 0.09% | 0.1% | 167 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| JANE STREET GROUP, LLC | History | No change | 1,900 | 232 | 0.0% | 0.0% | 168 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Apollon Wealth Management, LLC | History | New | 1,731 | 226 | 0.0% | — | 169 | +1,731 | New | Q3 2026 | Oct 23, 2026 |
| HBW ADVISORY SERVICES LLC | History | New | 1,719 | 224 | 0.02% | — | 170 | +1,719 | New | Q3 2026 | Oct 14, 2026 |
| Nearside Advisors, LLC | History | New | 1,714 | 224 | 0.16% | — | 171 | +1,714 | New | Q3 2026 | Oct 20, 2026 |
| Sovereign Financial Group, Inc. | History | No change | 1,790 | 219 | 0.03% | 0.03% | 172 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| CAHILL FINANCIAL ADVISORS INC | History | No change | 1,747 | 213 | 0.02% | 0.02% | 173 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Onyx Bridge Wealth Group LLC | History | Reduced | 1,627 | 212 | 0.02% | 0.02% | 174 | -148 | -8.34% | Q3 2026 | Oct 16, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 1,725 | 211 | 0.0% | 0.0% | 175 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| KMT WEALTH MANAGEMENT, LLC | History | No change | 1,726 | 211 | 0.18% | 0.18% | 176 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Kingsbury Capital Investment Advisors LLC | History | Reduced | 1,584 | 207 | 0.2% | 0.18% | 177 | -142 | -8.23% | Q3 2026 | Oct 20, 2026 |
| WESPAC Advisors, LLC | History | New | 1,581 | 206 | 0.1% | — | 178 | +1,581 | New | Q3 2026 | Oct 26, 2026 |
| 1776 Wealth LLC | History | No change | 1,654 | 202 | 0.07% | 0.07% | 179 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| RDA Financial Network | History | New | 1,540 | 201 | 0.04% | — | 181 | +1,540 | New | Q3 2026 | Oct 15, 2026 |
| Delos Wealth Advisors, LLC | History | No change | 1,648 | 201 | 0.1% | 0.1% | 180 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 1,504 | 196 | 0.01% | 0.01% | 182 | +338 | 28.99% | Q3 2026 | Nov 04, 2026 |
| GAMMA Investing LLC | History | No change | 1,501 | 196 | 0.01% | 0.01% | 183 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | No change | 1,574 | 192 | 0.0% | 0.0% | 184 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Ascentis Independent Advisors | History | New | 1,438 | 188 | 0.01% | — | 186 | +1,438 | New | Q3 2026 | Nov 03, 2026 |
| Register Financial Advisors LLC | History | Added to | 1,440 | 188 | 0.06% | 0.05% | 185 | +84 | 6.19% | Q3 2026 | Oct 23, 2026 |
| IFG Advisory, LLC | History | No change | 1,527 | 186 | 0.01% | 0.01% | 187 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| REAP Financial Group, LLC | History | Added to | 1,296 | 169 | 0.03% | 0.03% | 188 | +3 | 0.23% | Q3 2026 | Nov 02, 2026 |
| Parallel Advisors, LLC | History | Reduced | 1,256 | 164 | 0.0% | 0.0% | 189 | -58 | -4.41% | Q3 2026 | Nov 03, 2026 |
| Ashton Thomas Private Wealth, LLC | History | Reduced | 1,173 | 153 | 0.0% | 0.0% | 190 | -96 | -7.57% | Q3 2026 | Nov 02, 2026 |
| Capital Analysts, LLC | History | No change | 1,227 | 150 | 0.0% | 0.0% | 191 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Russell Investments Group, Ltd. | History | No change | 1,200 | 146 | 0.0% | 0.0% | 192 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Topsail Wealth Management, LLC | History | No change | 1,196 | 146 | 0.02% | 0.02% | 193 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ATWOOD & PALMER INC | History | No change | 950 | 124 | 0.01% | 0.01% | 194 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| Wilmington Savings Fund Society, FSB | History | No change | 900 | 117 | 0.0% | 0.0% | 195 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| Tidemark, LLC | History | No change | 952 | 116 | 0.03% | 0.03% | 196 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| BESSEMER GROUP INC | History | No change | 935 | 114 | 0.0% | 0.0% | 197 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 842 | 110 | 0.0% | 0.0% | 198 | -323 | -27.73% | Q3 2026 | Oct 08, 2026 |
| Smartleaf Asset Management LLC | History | No change | 894 | 109 | 0.0% | 0.0% | 199 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | No change | 839 | 102 | 0.0% | 0.0% | 200 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Truvestments Capital LLC | History | No change | 809 | 99 | 0.01% | 0.01% | 201 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Steigerwald, Gordon & Koch Inc. | History | No change | 728 | 89 | 0.01% | 0.01% | 202 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| CULLEN/FROST BANKERS, INC. | History | Added to | 673 | 87 | 0.0% | 0.0% | 203 | +315 | 87.99% | Q3 2026 | Oct 28, 2026 |
| PRIVATE TRUST CO NA | History | Added to | 640 | 83 | 0.01% | 0.01% | 205 | +27 | 4.4% | Q3 2026 | Oct 20, 2026 |
| LANARK FINANCIAL, INC. | History | No change | 636 | 83 | 0.01% | 0.01% | 204 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| HHM Wealth Advisors, LLC | History | No change | 594 | 72 | 0.01% | 0.01% | 206 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| BlackRock, Inc. | History | No change | 591 | 72 | 0.0% | 0.0% | 207 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| HAZLETT, BURT & WATSON, INC. | History | No change | 526 | 69 | 0.02% | 0.02% | 208 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| BFC Planning, Inc. | History | No change | 570 | 69 | 0.0% | 0.0% | 209 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| RMG Wealth Management LLC | History | New | 502 | 68 | 0.01% | — | 210 | +502 | New | Q3 2026 | Oct 26, 2026 |
| AMERIFLEX GROUP, INC. | History | No change | 517 | 63 | 0.03% | 0.03% | 211 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | No change | 500 | 61 | 0.0% | 0.0% | 212 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Founders Financial Alliance, LLC | History | No change | 505 | 61 | 0.01% | 0.01% | 213 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 498 | 60 | 0.0% | 0.0% | 214 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Heritage Family Offices, LLP | History | New | 426 | 55 | 0.02% | — | 215 | +426 | New | Q3 2026 | Nov 02, 2026 |
| Blue Trust, Inc. | History | Added to | 406 | 53 | 0.0% | 0.0% | 216 | +1 | 0.25% | Q3 2026 | Oct 15, 2026 |
| Capital Investment Advisory Services, LLC | History | Reduced | 361 | 47 | 0.0% | 0.0% | 217 | -5 | -1.37% | Q3 2026 | Oct 30, 2026 |
| Rossby Financial, LCC | History | Added to | 347 | 45 | 0.01% | 0.01% | 219 | +106 | 43.98% | Q3 2026 | Nov 05, 2026 |
| Creative Capital Management Investments LLC | History | No change | 349 | 45 | 0.01% | 0.01% | 218 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| Crews Bank & Trust | History | No change | 353 | 43 | 0.01% | 0.01% | 220 | 0 | 0.0% | Q2 2026 | Jul 16, 2026 |
| Physician Wealth Advisors, Inc. | History | No change | 306 | 40 | 0.0% | 0.0% | 221 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| SECURITY NATIONAL BANK OF SIOUX CITY IOWA /IA/ | History | No change | 322 | 39 | 0.02% | 0.02% | 222 | 0 | 0.0% | Q2 2026 | Sep 18, 2026 |
| Anchor Investment Management, LLC | History | No change | 320 | 39 | 0.0% | 0.0% | 223 | 0 | 0.0% | Q2 2026 | Sep 15, 2026 |
| Allied Private Wealth LLC | History | No change | 300 | 37 | 0.02% | 0.02% | 224 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| Glen Eagle Advisors, LLC | History | No change | 276 | 33 | 0.0% | 0.0% | 225 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Quest 10 Wealth Builders, Inc. | History | Added to | 231 | 30 | 0.02% | 0.02% | 226 | +4 | 1.76% | Q3 2026 | Nov 02, 2026 |
| TD Waterhouse Canada Inc. | History | Added to | 226 | 29 | 0.0% | 0.0% | 227 | +146 | 182.5% | Q3 2026 | Oct 16, 2026 |
| Pinnacle Bancorp, Inc. | History | No change | 200 | 26 | 0.01% | 0.01% | 228 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| HOWE & RUSLING INC | History | No change | 211 | 25 | 0.0% | 0.0% | 229 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| HighMark Wealth Management LLC | History | No change | 210 | 25 | 0.01% | 0.01% | 230 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Asset Dedication, LLC | History | No change | 176 | 23 | 0.0% | 0.0% | 231 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| FARMERS & MERCHANTS INVESTMENTS INC | History | No change | 175 | 22 | 0.0% | 0.0% | 232 | 0 | 0.0% | Q3 2026 | Oct 22, 2026 |
| Westside Investment Management, Inc. | History | No change | 166 | 21 | 0.0% | 0.0% | 233 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| BLAIR WILLIAM & CO/IL | History | No change | 165 | 20 | 0.0% | 0.0% | 234 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Harbor Asset Planning, Inc. | History | No change | 155 | 20 | 0.01% | 0.01% | 235 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| Godfrey Financial Associates, Inc. | History | No change | 150 | 18 | 0.01% | 0.01% | 236 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Fortis Group Advisors, LLC | History | No change | 145 | 17 | 0.0% | 0.0% | 237 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Laurel Wealth Advisors LLC | History | New | 130 | 16 | 0.0% | — | 238 | +130 | New | Q3 2026 | Oct 27, 2026 |
| HM PAYSON & CO | History | No change | 125 | 15 | 0.0% | 0.0% | 239 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | No change | 115 | 15 | 0.0% | 0.0% | 240 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| TOUNJIAN ADVISORY PARTNERS, LLC | History | Reduced | 105 | 13 | 0.01% | 0.01% | 241 | -34 | -24.46% | Q3 2026 | Nov 04, 2026 |
| Balance Wealth Partners LLC | History | New | 96 | 12 | 0.0% | — | 243 | +96 | New | Q3 2026 | Oct 27, 2026 |
| JPL Wealth Management, LLC | History | No change | 100 | 12 | 0.0% | 0.0% | 242 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Arax Advisory Partners | History | No change | 94 | 11 | 0.0% | 0.0% | 244 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Financial Perspectives, Inc | History | No change | 85 | 11 | 0.0% | 0.0% | 245 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| Park Square Financial Group, LLC | History | No change | 92 | 11 | 0.1% | 0.1% | 246 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Quent Capital, LLC | History | No change | 75 | 9 | 0.0% | 0.0% | 247 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Ancora Advisors LLC | History | No change | 68 | 8 | 0.0% | 0.0% | 248 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| DiNuzzo Private Wealth, Inc. | History | No change | 57 | 7 | 0.0% | 0.0% | 249 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 50 | 6 | 0.0% | 0.0% | 250 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| TD Capital Management LLC | History | No change | 51 | 6 | 0.0% | 0.0% | 251 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Buck Wealth Strategies, LLC | History | No change | 46 | 6 | 0.0% | 0.0% | 252 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| US BANCORP \DE\ | History | Reduced | 40 | 5 | 0.0% | 0.0% | 253 | -300 | -88.24% | Q3 2026 | Nov 05, 2026 |
| Salomon & Ludwin, LLC | History | No change | 40 | 5 | 0.0% | 0.0% | 254 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| SIGNATUREFD, LLC | History | No change | 32 | 4 | 0.0% | 0.0% | 255 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| Luminist Capital LLC | History | No change | 34 | 4 | 0.0% | 0.0% | 256 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| AlphaCore Capital LLC | History | No change | 23 | 3 | 0.0% | 0.0% | 257 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 20 | 2 | 0.0% | 0.0% | 258 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| COMPASS FINANCIAL MANAGEMENT LLC | History | Reduced | 9 | 1 | 0.0% | 0.0% | 264 | -52 | -85.25% | Q3 2026 | Oct 30, 2026 |
| Larson Financial Group LLC | History | Reduced | 14 | 1 | 0.0% | 0.0% | 261 | -6 | -30.0% | Q3 2026 | Nov 05, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 12 | 1 | 0.0% | 0.0% | 259 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Qube Research & Technologies Ltd | History | No change | 15 | 1 | 0.0% | 0.0% | 260 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Lloyd Advisory Services, LLC. | History | No change | 14 | 1 | 0.0% | 0.0% | 262 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| Key Capital Management, INC | History | No change | 8 | 1 | 0.0% | — | 263 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| First Heartland Consultants, Inc. | History | Closed out | 0 | 0 | — | 0.08% | — | -9,541 | -100.0% | Q3 2026 | Oct 08, 2026 |
| Diversify Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,177 | -100.0% | Q3 2026 | Oct 20, 2026 |
| DIVERSIFY WEALTH MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,177 | -100.0% | Q3 2026 | Oct 20, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -470 | -100.0% | Q3 2026 | Oct 29, 2026 |
| MCF Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -326 | -100.0% | Q3 2026 | Oct 28, 2026 |
| HALBERT HARGROVE GLOBAL ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -275 | -100.0% | Q3 2026 | Oct 15, 2026 |
| Mowery & Schoenfeld Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -244 | -100.0% | Q3 2026 | Oct 27, 2026 |
| AdvisorNet Financial, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -107 | -100.0% | Q3 2026 | Oct 15, 2026 |
| Transamerica Financial Advisors, LLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Allspring Global Investments Holdings, LLC | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Dunhill Financial, LLC | History | No change | 5 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |