FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FXU
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Reduced | 1,872,458 | 92,855 | 0.01% | 0.01% | 1 | -1,299,720 | -40.97% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Added to | 1,790,249 | 88,778 | 0.02% | 0.02% | 2 | +82,993 | 4.86% | Q1 2026 | May 06, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 904,981 | 44,877 | 0.01% | 0.01% | 3 | -760,717 | -45.67% | Q1 2026 | May 11, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 764,016 | 37,887 | 0.0% | 0.0% | 4 | -107,480 | -12.33% | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 695,324 | 34,481 | 0.01% | 0.01% | 5 | -273,838 | -28.26% | Q1 2026 | May 14, 2026 |
| UBS Group AG | History | Added to | 571,796 | 28,355 | 0.0% | 0.0% | 6 | +24,635 | 4.5% | Q1 2026 | May 05, 2026 |
| EARNED WEALTH ADVISORS, LLC | History | New | 379,257 | 18,807 | 1.26% | — | 7 | +379,257 | New | Q1 2026 | May 07, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 373,182 | 18,506 | 0.02% | 0.02% | 8 | +66,202 | 21.57% | Q1 2026 | Apr 27, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | New | 349,700 | 17,341 | 0.01% | — | 9 | +349,700 | New | Q1 2026 | May 15, 2026 |
| Cetera Investment Advisers | History | Added to | 335,969 | 16,660 | 0.02% | 0.01% | 10 | +39,872 | 13.47% | Q1 2026 | May 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 272,594 | 13,517 | 0.0% | 0.0% | 11 | +93,827 | 52.49% | Q1 2026 | May 04, 2026 |
| Csenge Advisory Group | History | Added to | 252,320 | 12,512 | 0.57% | 0.5% | 12 | +9,041 | 3.72% | Q1 2026 | Apr 30, 2026 |
| Rockport Wealth LLC | History | Added to | 228,438 | 11,326 | 2.06% | 0.06% | 13 | +221,507 | 3195.89% | Q1 2026 | May 05, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 214,746 | 10,649 | 0.01% | 0.01% | 14 | -111,793 | -34.24% | Q1 2026 | May 12, 2026 |
| GFS Advisors, LLC | History | New | 15,276 | 9,421 | 1.2% | — | 15 | +15,276 | New | Q1 2026 | Apr 30, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 176,423 | 8,749 | 0.01% | 0.02% | 16 | -88,113 | -33.31% | Q1 2026 | May 15, 2026 |
| PGIM Custom Harvest LLC | History | Reduced | 171,978 | 8,528 | 0.13% | 0.11% | 17 | -237 | -0.14% | Q1 2026 | May 13, 2026 |
| Delos Wealth Advisors, LLC | History | Added to | 163,441 | 8,105 | 4.64% | 4.62% | 18 | +7,930 | 5.1% | Q1 2026 | May 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 161,741 | 8,020 | 0.01% | 0.01% | 19 | +2,152 | 1.35% | Q1 2026 | Apr 27, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 158,068 | 7,839 | 0.02% | 0.02% | 20 | +751 | 0.48% | Q1 2026 | Apr 22, 2026 |
| Summit Financial, LLC | History | Reduced | 156,473 | 7,759 | 0.1% | 0.11% | 21 | -3,568 | -2.23% | Q1 2026 | May 15, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 152,410 | 7,558 | 0.02% | 0.02% | 22 | +9,128 | 6.37% | Q1 2026 | Apr 30, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 147,403 | 7,309 | 0.0% | 0.0% | 23 | +13,682 | 10.23% | Q1 2026 | May 07, 2026 |
| Virtue Capital Management, LLC | History | New | 143,002 | 7,071 | 1.08% | — | 24 | +143,002 | New | Q1 2026 | May 07, 2026 |
| Milestones Private Investment Advisors LLC | History | Added to | 122,270 | 6,063 | 5.34% | 3.66% | 25 | +3,892 | 3.29% | Q1 2026 | May 04, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Added to | 93,161 | 4,619 | 0.06% | 0.05% | 26 | +458 | 0.49% | Q1 2026 | May 11, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 87,583 | 4,344 | 0.0% | 0.0% | 27 | -135,301 | -60.7% | Q1 2026 | May 15, 2026 |
| Fiduciary Alliance LLC | History | Added to | 87,144 | 4,338 | 0.26% | 0.18% | 28 | +26,787 | 44.38% | Q1 2026 | Apr 20, 2026 |
| Ocean Park Asset Management, LLC | History | New | 85,904 | 4,259 | 0.25% | — | 29 | +85,904 | New | Q1 2026 | Apr 16, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 71,225 | 3,532 | 0.04% | 0.06% | 30 | -21,224 | -22.96% | Q1 2026 | Apr 23, 2026 |
| Equitable Holdings, Inc. | History | Added to | 70,017 | 3,151 | 0.02% | 0.02% | 31 | +5,421 | 8.39% | Q1 2026 | May 15, 2026 |
| Brendel Financial Advisors LLC | History | New | 61,622 | 3,055 | 1.51% | — | 32 | +61,622 | New | Q1 2026 | Apr 15, 2026 |
| Qube Research & Technologies Ltd | History | Reduced | 58,774 | 2,914 | 0.0% | 0.0% | 33 | -8,426 | -12.54% | Q1 2026 | May 15, 2026 |
| Merit Financial Group, LLC | History | Reduced | 53,028 | 2,629 | 0.02% | 0.02% | 34 | -4,370 | -7.61% | Q1 2026 | Apr 15, 2026 |
| BENJAMIN EDWARDS INC | History | Reduced | 50,540 | 2,506 | 0.02% | 0.15% | 35 | -248,983 | -83.13% | Q1 2026 | May 12, 2026 |
| Private Advisor Group, LLC | History | Reduced | 48,743 | 2,417 | 0.01% | 0.01% | 36 | -18,197 | -27.18% | Q1 2026 | Apr 24, 2026 |
| Sigma Planning Corp | History | Reduced | 46,315 | 2,296 | 0.06% | 0.11% | 37 | -40,282 | -46.52% | Q1 2026 | May 04, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 45,043 | 2,233 | 0.01% | 0.0% | 38 | +26,884 | 148.05% | Q1 2026 | Apr 30, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 43,716 | 2,167 | 0.01% | 0.08% | 39 | -422,528 | -90.62% | Q1 2026 | Jun 02, 2026 |
| Tower Research Capital LLC (TRC) | History | New | 43,408 | 2,152 | 0.06% | — | 40 | +43,408 | New | Q1 2026 | May 15, 2026 |
| Integrated Wealth Concepts LLC | History | New | 40,580 | 2,012 | 0.02% | — | 41 | +40,580 | New | Q1 2026 | May 15, 2026 |
| Quadrature Capital Ltd | History | Reduced | 39,149 | 1,941 | 0.02% | 0.06% | 42 | -94,173 | -70.64% | Q1 2026 | May 15, 2026 |
| PKS Advisory Services, LLC | History | Added to | 38,135 | 1,891 | 0.44% | 0.37% | 43 | +2,359 | 6.59% | Q1 2026 | May 13, 2026 |
| Proactive Wealth Strategies LLC | History | Reduced | 35,891 | 1,779 | 0.33% | 0.97% | 44 | -18,323 | -33.8% | Q1 2026 | Apr 29, 2026 |
| Cyndeo Wealth Partners, LLC | History | Added to | 34,933 | 1,732 | 0.09% | 0.08% | 45 | +2,776 | 8.63% | Q1 2026 | Apr 13, 2026 |
| Mutual Advisors, LLC | History | New | 33,829 | 1,677 | 0.04% | — | 46 | +33,829 | New | Q1 2026 | May 01, 2026 |
| Arkadios Wealth Advisors | History | Reduced | 32,951 | 1,634 | 0.03% | 0.07% | 47 | -46,171 | -58.35% | Q1 2026 | May 18, 2026 |
| Regal Investment Advisors LLC | History | Added to | 32,534 | 1,613 | 0.09% | 0.08% | 48 | +1,888 | 6.16% | Q1 2026 | May 14, 2026 |
| WCG Wealth Advisors LLC | History | Reduced | 32,288 | 1,601 | 0.04% | 0.47% | 49 | -339,393 | -91.31% | Q1 2026 | May 12, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 31,375 | 1,579 | 0.0% | 0.0% | 50 | -264 | -0.83% | Q1 2026 | Apr 08, 2026 |
| Gateway Wealth Partners, LLC | History | Added to | 30,104 | 1,492 | 0.06% | 0.02% | 51 | +25,536 | 559.02% | Q1 2026 | May 15, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Reduced | 29,614 | 1,468 | 0.03% | 0.03% | 52 | -3,283 | -9.98% | Q1 2026 | May 15, 2026 |
| Asset Allocation Strategies LLC | History | Reduced | 29,458 | 1,460 | 0.26% | 0.25% | 53 | -895 | -2.95% | Q1 2026 | Apr 22, 2026 |
| Nilsine Partners, LLC | History | Reduced | 29,108 | 1,438 | 0.11% | 1.95% | 54 | -470,861 | -94.18% | Q1 2026 | Apr 29, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 27,676 | 1,372 | 0.02% | 0.01% | 55 | +19,723 | 247.99% | Q1 2026 | May 15, 2026 |
| Ausdal Financial Partners, Inc. | History | Reduced | 27,661 | 1,371 | 0.06% | 0.06% | 56 | -40 | -0.14% | Q1 2026 | May 12, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 27,250 | 1,351 | 0.0% | 0.01% | 57 | -22,140 | -44.83% | Q1 2026 | May 04, 2026 |
| J.W. COLE ADVISORS, INC. | History | Reduced | 26,810 | 1,329 | 0.04% | 0.04% | 58 | -5,869 | -17.96% | Q1 2026 | Apr 23, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Added to | 26,755 | 1,326 | 0.07% | 0.06% | 59 | +1,075 | 4.19% | Q1 2026 | Apr 15, 2026 |
| HB Wealth Management, LLC | History | Added to | 25,601 | 1,269 | 0.01% | 0.0% | 60 | +11,954 | 87.59% | Q1 2026 | Apr 27, 2026 |
| Quantinno Capital Management LP | History | Added to | 24,988 | 1,239 | 0.0% | 0.0% | 61 | +1,971 | 8.56% | Q1 2026 | May 15, 2026 |
| &PARTNERS | History | Reduced | 24,860 | 1,232 | 0.01% | 0.06% | 62 | -238,204 | -90.55% | Q1 2026 | May 15, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 24,718 | 1,225 | 0.01% | 0.03% | 63 | -78,181 | -75.98% | Q1 2026 | May 05, 2026 |
| Concurrent Investment Advisors, LLC | History | Reduced | 24,233 | 1,201 | 0.01% | 0.02% | 64 | -5,280 | -17.89% | Q1 2026 | Apr 20, 2026 |
| Independent Advisor Alliance | History | New | 23,491 | 1,164 | 0.01% | — | 65 | +23,491 | New | Q1 2026 | May 12, 2026 |
| HFG Advisors, Inc. | History | Added to | 23,248 | 1,152 | 0.81% | 0.69% | 66 | +2,216 | 10.54% | Q1 2026 | May 08, 2026 |
| Kovack Advisors, Inc. | History | Reduced | 20,164 | 1,000 | 0.05% | 0.08% | 67 | -20,053 | -49.86% | Q1 2026 | May 12, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 19,855 | 984 | 0.0% | 0.01% | 68 | -81,070 | -80.33% | Q1 2026 | May 14, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 19,836 | 972 | 0.0% | 0.0% | 69 | +1,532 | 8.37% | Q1 2026 | May 15, 2026 |
| Sound Income Strategies, LLC | History | Added to | 18,923 | 943 | 0.05% | 0.04% | 70 | +1,271 | 7.2% | Q1 2026 | Apr 27, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 18,622 | 928 | 0.01% | 0.01% | 71 | +7,157 | 62.42% | Q1 2026 | Apr 07, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Added to | 18,547 | 919 | 0.04% | 0.03% | 72 | +6,067 | 48.61% | Q1 2026 | Apr 28, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | New | 17,846 | 885 | 0.0% | — | 73 | +17,846 | New | Q1 2026 | May 01, 2026 |
| COMERICA BANK | History | No change | 19,183 | 863 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| WINEBRENNER CAPITAL MANAGEMENT LLC | History | Reduced | 16,113 | 799 | 0.51% | 0.49% | 75 | -238 | -1.46% | Q1 2026 | Apr 10, 2026 |
| Dynamic Advisor Solutions LLC | History | Reduced | 15,873 | 787 | 0.02% | 0.02% | 76 | -579 | -3.52% | Q1 2026 | Apr 08, 2026 |
| MGB Wealth Management, LLC | History | No change | 17,044 | 767 | 0.22% | 0.22% | 77 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 15,448 | 766 | 0.0% | 0.0% | 78 | +2,781 | 21.95% | Q1 2026 | May 05, 2026 |
| Apeiron RIA LLC | History | Reduced | 15,235 | 755 | 0.17% | 0.16% | 79 | -1,803 | -10.58% | Q1 2026 | Apr 27, 2026 |
| Waverly Advisors, LLC | History | Reduced | 14,971 | 742 | 0.01% | 0.01% | 80 | -84 | -0.56% | Q1 2026 | May 15, 2026 |
| Trueblood Wealth Management, LLC | History | Added to | 14,956 | 741 | 0.29% | 0.26% | 81 | +66 | 0.44% | Q1 2026 | Apr 21, 2026 |
| RFG Advisory, LLC | History | New | 14,678 | 727 | 0.01% | — | 82 | +14,678 | New | Q1 2026 | Apr 17, 2026 |
| Prospera Financial Services Inc | History | Added to | 14,515 | 720 | 0.01% | 0.01% | 83 | +188 | 1.31% | Q1 2026 | Apr 14, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | Reduced | 14,236 | 705 | 0.03% | 0.09% | 84 | -25,473 | -64.15% | Q1 2026 | Apr 28, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | New | 14,173 | 702 | 0.0% | — | 85 | +14,173 | New | Q1 2026 | Apr 29, 2026 |
| Resurgent Financial Advisors LLC | History | Added to | 13,062 | 647 | 0.23% | 0.23% | 86 | +2,876 | 28.23% | Q1 2026 | May 12, 2026 |
| IFP Advisors, Inc | History | Added to | 12,872 | 638 | 0.01% | 0.01% | 87 | +1,420 | 12.4% | Q1 2026 | Apr 13, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 12,847 | 637 | 0.01% | 0.01% | 88 | +163 | 1.29% | Q1 2026 | Apr 20, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 12,831 | 636 | 0.0% | 0.0% | 89 | -231 | -1.77% | Q1 2026 | May 08, 2026 |
| Asset One Wealth Management LLC | History | Reduced | 12,956 | 630 | 0.07% | 0.09% | 90 | -542 | -4.02% | Q1 2026 | May 12, 2026 |
| Corient Private Wealth LLC | History | Added to | 14,188 | 622 | 0.0% | 0.0% | 91 | +2,406 | 20.42% | Q1 2026 | May 15, 2026 |
| U.S. Capital Wealth Advisors, LLC | History | Added to | 12,359 | 612 | 0.02% | 0.01% | 92 | +1,861 | 17.73% | Q1 2026 | Apr 07, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 12,353 | 610 | 0.0% | 0.0% | 93 | +1,212 | 10.88% | Q1 2026 | May 13, 2026 |
| CENTAURUS FINANCIAL, INC. | History | Reduced | 12,177 | 604 | 0.03% | 0.03% | 94 | -1,275 | -9.48% | Q1 2026 | May 18, 2026 |
| COTTONWOOD CAPITAL ADVISORS, LLC | History | Reduced | 12,140 | 602 | 0.42% | 0.39% | 95 | -21 | -0.17% | Q1 2026 | Apr 17, 2026 |
| Rehmann Capital Advisory Group | History | Added to | 12,007 | 595 | 0.03% | 0.03% | 96 | +27 | 0.23% | Q1 2026 | May 15, 2026 |
| Ferguson Shapiro LLC | History | New | 11,850 | 587 | 0.18% | — | 98 | +11,850 | New | Q1 2026 | Apr 23, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 11,795 | 587 | 0.04% | 0.05% | 97 | -2,970 | -20.12% | Q1 2026 | May 01, 2026 |
| FIFTH THIRD BANCORP | History | New | 11,818 | 586 | 0.0% | — | 99 | +11,818 | New | Q1 2026 | May 01, 2026 |
| Western Wealth Management, LLC | History | Reduced | 11,704 | 580 | 0.02% | 0.02% | 100 | -192 | -1.61% | Q1 2026 | May 19, 2026 |
| HARMONY ASSET MANAGEMENT LLC | History | Reduced | 10,608 | 526 | 0.16% | 0.17% | 101 | -505 | -4.54% | Q1 2026 | May 05, 2026 |
| Advisor Resource Council | History | New | 10,531 | 522 | 0.17% | — | 103 | +10,531 | New | Q1 2026 | May 07, 2026 |
| HBW ADVISORY SERVICES LLC | History | Reduced | 10,536 | 522 | 0.06% | 0.06% | 102 | -1,637 | -13.45% | Q1 2026 | May 04, 2026 |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | History | Added to | 10,461 | 518 | 0.01% | 0.01% | 104 | +132 | 1.28% | Q1 2026 | Apr 15, 2026 |
| Meridian Wealth Management, LLC | History | No change | 10,312 | 511 | 0.02% | 0.02% | 105 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| EQUITABLE TRUST CO | History | New | 10,219 | 506 | 0.02% | — | 106 | +10,219 | New | Q1 2026 | Apr 30, 2026 |
| One Charles Private Wealth Services, LLC | History | Reduced | 10,134 | 502 | 0.13% | 0.12% | 107 | -286 | -2.74% | Q1 2026 | May 07, 2026 |
| Dorsey Wright & Associates | History | New | 10,027 | 497 | 0.06% | — | 108 | +10,027 | New | Q1 2026 | May 06, 2026 |
| Orion Porfolio Solutions, LLC | History | New | 9,900 | 490 | 0.0% | — | 109 | +9,900 | New | Q1 2026 | May 13, 2026 |
| Cadent Capital Advisors, LLC | History | Reduced | 9,538 | 472 | 0.12% | 0.11% | 110 | -419 | -4.21% | Q1 2026 | Apr 08, 2026 |
| Schrum Private Wealth Management LLC | History | No change | 8,411 | 417 | 0.32% | 0.28% | 111 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Belpointe Asset Management LLC | History | New | 8,149 | 404 | 0.01% | — | 112 | +8,149 | New | Q1 2026 | Apr 28, 2026 |
| Fortis Capital Advisors, LLC | History | New | 8,149 | 404 | 0.05% | — | 113 | +8,149 | New | Q1 2026 | Apr 28, 2026 |
| Claro Advisors Inc. | History | Added to | 8,092 | 401 | 0.05% | 0.05% | 114 | +4 | 0.05% | Q1 2026 | Apr 21, 2026 |
| Gotham Asset Management, LLC | History | No change | 7,908 | 392 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Focus Partners Wealth | History | Added to | 7,772 | 385 | 0.0% | 0.0% | 116 | +471 | 6.45% | Q1 2026 | May 14, 2026 |
| Stratos Wealth Partners, LTD. | History | Added to | 7,720 | 382 | 0.0% | 0.0% | 117 | +538 | 7.49% | Q1 2026 | Apr 28, 2026 |
| Advisory Services Network, LLC | History | Reduced | 7,674 | 380 | 0.01% | 0.27% | 118 | -410,315 | -98.16% | Q1 2026 | May 15, 2026 |
| Global View Capital Management LLC | History | Reduced | 7,542 | 374 | 0.1% | 0.07% | 119 | -304 | -3.87% | Q1 2026 | May 04, 2026 |
| BIP Wealth, LLC | History | New | 7,464 | 370 | 0.02% | — | 120 | +7,464 | New | Q1 2026 | Apr 27, 2026 |
| OneAscent Financial Services LLC | History | Added to | 7,460 | 369 | 0.02% | 0.03% | 121 | +242 | 3.35% | Q1 2026 | Apr 21, 2026 |
| RPg Family Wealth Advisory, LLC | History | Reduced | 7,313 | 362 | 0.08% | 0.11% | 122 | -3,534 | -32.58% | Q1 2026 | May 14, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 7,269 | 360 | 0.0% | 0.0% | 123 | -49,512 | -87.2% | Q1 2026 | May 14, 2026 |
| WealthBridge Capital Management, LLC | History | New | 7,080 | 351 | 0.08% | — | 124 | +7,080 | New | Q1 2026 | Apr 17, 2026 |
| LEE JOHNSON CAPITAL MANAGEMENT, LLC | History | Reduced | 7,074 | 350 | 0.13% | 0.13% | 125 | -1,226 | -14.77% | Q1 2026 | Apr 16, 2026 |
| Risk Paradigm Group, LLC | History | Reduced | 7,032 | 348 | 0.3% | 0.46% | 126 | -3,534 | -33.45% | Q1 2026 | May 14, 2026 |
| WEALTH EFFECTS LLC | History | No change | 6,898 | 342 | 0.12% | 0.1% | 127 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Core Wealth Partners LLC | History | No change | 6,560 | 325 | 0.15% | 0.13% | 128 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| ROI Financial Advisors, LLC | History | Reduced | 6,073 | 301 | 0.18% | 0.16% | 129 | -72 | -1.17% | Q1 2026 | May 15, 2026 |
| MGO ONE SEVEN LLC | History | Added to | 6,062 | 300 | 0.01% | 0.0% | 130 | +1,025 | 20.35% | Q1 2026 | May 14, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 5,916 | 293 | 0.0% | 0.0% | 131 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| BRIGHT FINANCIAL ADVISORS, INC. | History | No change | 5,555 | 275 | 0.13% | 0.12% | 132 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Retirement Planning Group, LLC | History | Reduced | 5,507 | 273 | 0.01% | 0.01% | 133 | -131 | -2.32% | Q1 2026 | May 04, 2026 |
| Capital Square, LLC | History | New | 5,384 | 266 | 0.12% | — | 134 | +5,384 | New | Q1 2026 | May 11, 2026 |
| Vivaldi Capital Management LP | History | No change | 5,130 | 254 | 0.04% | 0.03% | 135 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| HighTower Advisors, LLC | History | Added to | 5,057 | 250 | 0.0% | 0.0% | 136 | +152 | 3.1% | Q1 2026 | May 05, 2026 |
| BETO FINANCIAL GROUP, LLC | History | Reduced | 5,204 | 249 | 0.15% | 0.33% | 138 | -5,441 | -51.11% | Q1 2026 | May 11, 2026 |
| LaSalle St. Investment Advisors, LLC | History | Reduced | 5,038 | 249 | 0.04% | 0.04% | 137 | -14 | -0.28% | Q1 2026 | May 08, 2026 |
| MOTCO | History | No change | 5,000 | 247 | 0.02% | 0.02% | 139 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Perennial Investment Advisors, LLC | History | New | 4,896 | 242 | 0.02% | — | 140 | +4,896 | New | Q1 2026 | May 15, 2026 |
| PACIFIC SUN FINANCIAL CORP | History | No change | 4,800 | 238 | 0.12% | 0.1% | 141 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | History | Reduced | 4,355 | 215 | 0.01% | 0.2% | 142 | -131,858 | -96.8% | Q1 2026 | May 11, 2026 |
| Moors & Cabot, Inc. | History | Reduced | 4,240 | 210 | 0.01% | 0.02% | 143 | -3,565 | -45.68% | Q1 2026 | May 08, 2026 |
| Mariner, LLC | History | Reduced | 4,173 | 206 | 0.0% | 0.0% | 144 | -848 | -16.89% | Q1 2026 | May 13, 2026 |
| Beacon Capital Management, LLC | History | New | 4,058 | 201 | 0.04% | — | 145 | +4,058 | New | Q1 2026 | May 11, 2026 |
| Manchester Capital Management LLC | History | No change | 3,979 | 197 | 0.03% | 0.02% | 146 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Reduced | 3,858 | 191 | 0.0% | 0.0% | 147 | -46,351 | -92.32% | Q1 2026 | May 12, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Reduced | 3,865 | 191 | 0.0% | 0.0% | 148 | -1,926 | -33.26% | Q1 2026 | May 13, 2026 |
| NBC SECURITIES, INC. | History | Added to | 3,754 | 186 | 0.01% | 0.01% | 149 | +3 | 0.08% | Q1 2026 | Apr 14, 2026 |
| Nova Wealth Management, Inc. | History | Reduced | 3,633 | 180 | 0.12% | 0.12% | 150 | -381 | -9.49% | Q1 2026 | Apr 14, 2026 |
| FMR LLC | History | Added to | 3,270 | 162 | 0.0% | 0.0% | 151 | +2,122 | 184.84% | Q1 2026 | May 15, 2026 |
| EPG Wealth Management LLC | History | Added to | 2,589 | 128 | 0.03% | 0.03% | 152 | +12 | 0.47% | Q1 2026 | May 07, 2026 |
| Geneos Wealth Management Inc. | History | Added to | 2,557 | 126 | 0.0% | 0.0% | 153 | +401 | 18.6% | Q1 2026 | May 04, 2026 |
| PRIVATE TRUST CO NA | History | Reduced | 2,314 | 114 | 0.01% | 0.01% | 154 | -145 | -5.9% | Q1 2026 | Apr 30, 2026 |
| GeoWealth Management, LLC | History | Added to | 2,150 | 106 | 0.0% | 0.0% | 155 | +989 | 85.19% | Q1 2026 | May 13, 2026 |
| CX Institutional | History | Added to | 2,005 | 99 | 0.0% | 0.0% | 156 | +1,701 | 559.54% | Q1 2026 | Apr 06, 2026 |
| Capital Investment Advisory Services, LLC | History | Reduced | 1,937 | 96 | 0.01% | 0.01% | 157 | -126 | -6.11% | Q1 2026 | May 05, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 1,477 | 73 | 0.0% | 0.0% | 158 | -4,389 | -74.82% | Q1 2026 | May 08, 2026 |
| ELEVATION WEALTH PARTNERS, LLC | History | No change | 1,376 | 68 | 0.02% | 0.02% | 159 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| Merkkuri Wealth Advisors LLC | History | New | 1,256 | 62 | 0.04% | — | 160 | +1,256 | New | Q1 2026 | Apr 21, 2026 |
| Smartleaf Asset Management LLC | History | Added to | 1,235 | 61 | 0.0% | 0.0% | 161 | +271 | 28.11% | Q1 2026 | May 15, 2026 |
| AE Wealth Management LLC | History | Reduced | 1,024 | 50 | 0.0% | 0.0% | 162 | -269 | -20.8% | Q1 2026 | May 13, 2026 |
| Triumph Capital Management | History | Added to | 1,018 | 50 | 0.01% | 0.01% | 163 | +2 | 0.2% | Q1 2026 | May 13, 2026 |
| Topsail Wealth Management, LLC | History | No change | 1,000 | 49 | 0.01% | 0.01% | 164 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Global Retirement Partners, LLC | History | No change | 963 | 43 | 0.0% | 0.0% | 165 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Park Square Financial Group, LLC | History | Reduced | 824 | 40 | 0.3% | 0.33% | 166 | -674 | -44.99% | Q1 2026 | May 13, 2026 |
| REAP Financial Group, LLC | History | Added to | 622 | 30 | 0.01% | 0.01% | 167 | +3 | 0.48% | Q1 2026 | May 11, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | No change | 550 | 27 | 0.0% | 0.0% | 168 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| CWM, LLC | History | Reduced | 491 | 24 | 0.0% | 0.01% | 169 | -62,236 | -99.22% | Q1 2026 | May 14, 2026 |
| Transamerica Financial Advisors, LLC | History | Reduced | 411 | 20 | 0.0% | 0.18% | 170 | -47,529 | -99.14% | Q1 2026 | May 15, 2026 |
| BlackRock, Inc. | History | No change | 364 | 18 | 0.0% | 0.0% | 171 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| First Command Advisory Services, Inc. | History | No change | 346 | 17 | 0.0% | 0.0% | 172 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Sunbelt Securities, Inc. | History | Reduced | 320 | 15 | 0.0% | 0.0% | 173 | -54 | -14.44% | Q1 2026 | May 15, 2026 |
| MAI Capital Management | History | No change | 270 | 13 | 0.0% | 0.0% | 174 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Ancora Advisors LLC | History | No change | 250 | 12 | 0.0% | 0.0% | 175 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Raleigh Capital Management Inc. | History | New | 232 | 11 | 0.0% | — | 177 | +232 | New | Q1 2026 | Apr 28, 2026 |
| Blue Trust, Inc. | History | Added to | 226 | 11 | 0.0% | 0.0% | 176 | +1 | 0.44% | Q1 2026 | Apr 20, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 146 | 7 | 0.0% | 0.0% | 179 | -56 | -27.72% | Q1 2026 | Apr 07, 2026 |
| Physician Wealth Advisors, Inc. | History | No change | 154 | 7 | 0.0% | 0.0% | 178 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| Russell Investments Group, Ltd. | History | Added to | 140 | 6 | 0.0% | 0.0% | 180 | +83 | 145.61% | Q1 2026 | May 08, 2026 |
| Davis Capital Management | History | No change | 131 | 6 | 0.0% | 0.0% | 181 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| Mosley Wealth Management | History | New | 125 | 5 | 0.0% | — | 184 | +125 | New | Q1 2026 | Apr 27, 2026 |
| ASSETMARK, INC | History | No change | 104 | 5 | 0.0% | 0.0% | 182 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Financial Network Wealth Advisors LLC | History | No change | 120 | 5 | 0.01% | 0.01% | 183 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| BLAIR WILLIAM & CO/IL | History | No change | 87 | 4 | 0.0% | 0.0% | 185 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Arax Advisory Partners | History | New | 80 | 3 | 0.0% | — | 187 | +80 | New | Q1 2026 | May 13, 2026 |
| Caldwell Trust Co | History | New | 70 | 3 | 0.0% | — | 188 | +70 | New | Q1 2026 | Apr 22, 2026 |
| Spire Wealth Management | History | No change | 61 | 3 | 0.0% | 0.0% | 186 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Reduced | 57 | 2 | 0.0% | 0.0% | 189 | -1,340 | -95.92% | Q1 2026 | Apr 13, 2026 |
| AdvisorNet Financial, Inc | History | No change | 55 | 2 | 0.0% | 0.0% | 190 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Founders Financial Alliance, LLC | History | No change | 42 | 2 | 0.0% | 0.0% | 191 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Legacy Wealth Managment, LLC/ID | History | No change | 60 | 2 | 0.0% | 0.0% | 192 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Key FInancial Inc | History | Reduced | 32 | 1 | 0.0% | 0.0% | 195 | -46 | -58.97% | Q1 2026 | Apr 24, 2026 |
| Signature Equity Partners, LLC | History | New | 22 | 1 | 0.0% | — | 198 | +22 | New | Q1 2026 | May 13, 2026 |
| Allworth Financial LP | History | No change | 40 | 1 | 0.0% | 0.0% | 193 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Wagner Wealth Management, LLC | History | No change | 37 | 1 | 0.0% | 0.0% | 194 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 28 | 1 | 0.0% | 0.0% | 196 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| Central Pacific Bank - Trust Division | History | No change | 38 | 1 | 0.0% | 0.0% | 197 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| FIRST TRUST ADVISORS LP | History | Closed out | 0 | 0 | — | 0.55% | — | -16,901,242 | -100.0% | Q1 2026 | May 13, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -365,290 | -100.0% | Q1 2026 | May 15, 2026 |
| NewSquare Capital LLC | History | Closed out | 0 | 0 | — | 1.24% | — | -312,244 | -100.0% | Q1 2026 | May 08, 2026 |
| Vestmark Advisory Solutions, Inc. | History | Closed out | 0 | 0 | — | 0.08% | — | -127,886 | -100.0% | Q1 2026 | May 15, 2026 |
| World Investment Advisors | History | Closed out | 0 | 0 | — | 0.07% | — | -99,227 | -100.0% | Q1 2026 | Apr 27, 2026 |
| TriaGen Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.58% | — | -50,104 | -100.0% | Q1 2026 | Apr 29, 2026 |
| GTS SECURITIES LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -36,880 | -100.0% | Q1 2026 | May 14, 2026 |
| Davis Investment Partners, LLC | History | Closed out | 0 | 0 | — | 0.53% | — | -33,249 | -100.0% | Q1 2026 | Apr 20, 2026 |
| Element Wealth, LLC | History | Closed out | 0 | 0 | — | 0.55% | — | -29,741 | -100.0% | Q1 2026 | May 04, 2026 |
| DAVENPORT & Co LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -28,343 | -100.0% | Q1 2026 | Apr 15, 2026 |
| StoneX Group Inc. | History | Closed out | 0 | 0 | — | 0.05% | — | -27,869 | -100.0% | Q1 2026 | May 14, 2026 |
| TRUST CO OF OKLAHOMA | History | Closed out | 0 | 0 | — | 0.34% | — | -26,241 | -100.0% | Q1 2026 | Apr 20, 2026 |
| Englebert Financial Advisers, LLC | History | Closed out | 0 | 0 | — | 1.03% | — | -20,043 | -100.0% | Q1 2026 | Apr 22, 2026 |
| MinichMacGregor Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -16,241 | -100.0% | Q1 2026 | Apr 20, 2026 |
| Realta Investment Advisors | History | Reduced | 1 | 0 | — | 0.23% | — | -15,819 | -99.99% | Q1 2026 | Apr 22, 2026 |
| Garden State Investment Advisory Services LLC | History | Closed out | 0 | 0 | — | 0.15% | — | -14,705 | -100.0% | Q1 2026 | May 13, 2026 |
| Tudor Financial Inc. | History | Closed out | 0 | 0 | — | 0.33% | — | -14,174 | -100.0% | Q1 2026 | May 15, 2026 |
| Leelyn Smith, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -9,238 | -100.0% | Q1 2026 | Apr 27, 2026 |
| Coppell Advisory Solutions LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -7,347 | -100.0% | Q1 2026 | May 15, 2026 |
| AXXCESS WEALTH MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,000 | -100.0% | Q1 2026 | Apr 29, 2026 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -5,811 | -100.0% | Q1 2026 | May 15, 2026 |
| Global Assets Advisory, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -5,600 | -100.0% | Q1 2026 | May 01, 2026 |
| Atria Investments, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -5,592 | -100.0% | Q1 2026 | May 05, 2026 |
| IFG Advisory, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -5,379 | -100.0% | Q1 2026 | May 12, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Closed out | 0 | 0 | — | 0.0% | — | -4,762 | -100.0% | Q1 2026 | May 15, 2026 |
| AlphaCore Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,672 | -100.0% | Q1 2026 | May 15, 2026 |
| Glassman Wealth Services | History | Closed out | 0 | 0 | — | 0.01% | — | -1,001 | -100.0% | Q1 2026 | May 04, 2026 |
| Providence Capital Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -509 | -100.0% | Q1 2026 | May 14, 2026 |
| Frazier Financial Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -48 | -100.0% | Q1 2026 | May 05, 2026 |
| Darwin Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -29 | -100.0% | Q1 2026 | May 01, 2026 |
| Quent Capital, LLC | History | New | 8 | 0 | — | — | — | +8 | New | Q1 2026 | Apr 28, 2026 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q1 2026 | May 11, 2026 |