FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FXU
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 45 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FIRST TRUST ADVISORS LP | History | Added to | 16,901,242 | 760,724 | 0.55% | 0.54% | 1 | +849,177 | 5.29% | Q4 2025 | Feb 13, 2026 |
| MORGAN STANLEY | History | Added to | 3,172,178 | 142,779 | 0.01% | 0.01% | 2 | +213,428 | 7.21% | Q4 2025 | Feb 13, 2026 |
| LPL Financial LLC | History | Added to | 1,707,256 | 76,843 | 0.02% | 0.02% | 3 | +134,092 | 8.52% | Q4 2025 | Feb 11, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 1,665,698 | 74,973 | 0.01% | 0.02% | 4 | -219,915 | -11.66% | Q4 2025 | Feb 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 969,162 | 43,621 | 0.01% | 0.01% | 5 | +36,768 | 3.94% | Q4 2025 | Feb 18, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 871,496 | 39,226 | 0.0% | 0.0% | 6 | +9,879 | 1.15% | Q4 2025 | Feb 17, 2026 |
| UBS Group AG | History | Added to | 547,161 | 24,627 | 0.0% | 0.0% | 7 | +103,737 | 23.39% | Q4 2025 | Jan 29, 2026 |
| Nilsine Partners, LLC | History | Added to | 499,969 | 22,503 | 1.95% | 1.98% | 8 | +15,433 | 3.19% | Q4 2025 | Jan 15, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 466,244 | 20,985 | 0.08% | 0.11% | 9 | -64,699 | -12.19% | Q4 2025 | Feb 18, 2026 |
| Advisory Services Network, LLC | History | Reduced | 417,989 | 18,813 | 0.27% | 0.3% | 10 | -34,372 | -7.6% | Q4 2025 | Feb 17, 2026 |
| WCG Wealth Advisors LLC | History | Added to | 371,681 | 16,729 | 0.47% | 0.39% | 11 | +235,296 | 172.52% | Q4 2025 | Feb 10, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 365,290 | 16,441 | 0.0% | 0.0% | 12 | +357,112 | 4366.74% | Q4 2025 | Feb 17, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 326,539 | 14,697 | 0.01% | 0.01% | 13 | +13,667 | 4.37% | Q4 2025 | Feb 13, 2026 |
| NewSquare Capital LLC | History | Reduced | 312,244 | 14,054 | 1.24% | 1.44% | 14 | -154,740 | -33.14% | Q4 2025 | Feb 17, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 306,980 | 13,817 | 0.02% | 0.02% | 15 | -2,737 | -0.88% | Q4 2025 | Feb 02, 2026 |
| BENJAMIN EDWARDS INC | History | Reduced | 299,523 | 13,483 | 0.15% | 0.16% | 16 | -15,423 | -4.9% | Q4 2025 | Feb 02, 2026 |
| Cetera Investment Advisers | History | Added to | 296,097 | 13,327 | 0.01% | 0.01% | 17 | +116,240 | 64.63% | Q4 2025 | Feb 17, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 264,536 | 11,907 | 0.02% | 0.01% | 18 | +25,701 | 10.76% | Q4 2025 | Feb 17, 2026 |
| &PARTNERS | History | New | 263,064 | 11,840 | 0.06% | — | 19 | +263,064 | New | Q4 2025 | Feb 17, 2026 |
| Csenge Advisory Group | History | Added to | 243,279 | 10,949 | 0.5% | 0.51% | 20 | +8,675 | 3.7% | Q4 2025 | Feb 06, 2026 |
| ROYAL BANK OF CANADA | History | New | 222,884 | 10,032 | 0.0% | — | 21 | +222,884 | New | Q4 2025 | Feb 17, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 178,767 | 8,046 | 0.0% | 0.0% | 22 | +20,859 | 13.21% | Q4 2025 | Feb 10, 2026 |
| PGIM Custom Harvest LLC | History | Reduced | 172,215 | 7,751 | 0.11% | 0.12% | 23 | -9,965 | -5.47% | Q4 2025 | Feb 17, 2026 |
| Summit Financial, LLC | History | Added to | 160,041 | 7,203 | 0.11% | 0.11% | 24 | +3,687 | 2.36% | Q4 2025 | Feb 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 159,589 | 7,183 | 0.01% | 0.01% | 25 | -52,874 | -24.89% | Q4 2025 | Feb 12, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 157,317 | 7,081 | 0.02% | 0.02% | 26 | +16,404 | 11.64% | Q4 2025 | Feb 11, 2026 |
| Delos Wealth Advisors, LLC | History | Added to | 155,511 | 6,999 | 4.62% | 4.68% | 27 | +2,716 | 1.78% | Q4 2025 | Feb 17, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 143,282 | 6,449 | 0.02% | 0.02% | 28 | -24,933 | -14.82% | Q4 2025 | Feb 05, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | History | Reduced | 136,213 | 6,130 | 0.2% | 0.21% | 29 | -1,065 | -0.78% | Q4 2025 | Jan 12, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 133,721 | 6,018 | 0.0% | 0.0% | 30 | +18,044 | 15.6% | Q4 2025 | Feb 10, 2026 |
| Quadrature Capital Ltd | History | New | 133,322 | 6,000 | 0.06% | — | 31 | +133,322 | New | Q4 2025 | Feb 17, 2026 |
| Vestmark Advisory Solutions, Inc. | History | Reduced | 127,886 | 5,756 | 0.08% | 0.11% | 32 | -2,914 | -2.23% | Q4 2025 | Feb 06, 2026 |
| Milestones Private Investment Advisors LLC | History | Reduced | 118,378 | 5,328 | 3.66% | 3.93% | 33 | -8,157 | -6.45% | Q4 2025 | Jan 26, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 102,899 | 4,631 | 0.03% | 0.03% | 34 | +1,197 | 1.18% | Q4 2025 | Jan 29, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 100,925 | 4,542 | 0.01% | 0.01% | 35 | -6,443 | -6.0% | Q4 2025 | Feb 13, 2026 |
| World Investment Advisors | History | Reduced | 99,227 | 4,466 | 0.07% | 0.1% | 36 | -7,003 | -6.59% | Q4 2025 | Mar 12, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Added to | 92,703 | 4,172 | 0.05% | 0.06% | 37 | +1,380 | 1.51% | Q4 2025 | Feb 10, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 92,449 | 4,161 | 0.06% | 0.04% | 38 | +11,489 | 14.19% | Q4 2025 | Feb 02, 2026 |
| Sigma Planning Corp | History | Reduced | 86,597 | 3,898 | 0.11% | 0.11% | 39 | -845 | -0.97% | Q4 2025 | Jan 30, 2026 |
| Arkadios Wealth Advisors | History | Added to | 79,122 | 3,561 | 0.07% | 0.01% | 40 | +72,789 | 1149.36% | Q4 2025 | Feb 13, 2026 |
| Qube Research & Technologies Ltd | History | Added to | 67,200 | 3,024 | 0.0% | 0.0% | 41 | +32,253 | 92.29% | Q4 2025 | Feb 17, 2026 |
| Private Advisor Group, LLC | History | Added to | 66,940 | 3,012 | 0.01% | 0.01% | 42 | +9,574 | 16.69% | Q4 2025 | Feb 17, 2026 |
| Equitable Holdings, Inc. | History | Added to | 64,596 | 2,907 | 0.02% | 0.02% | 43 | +5,170 | 8.7% | Q4 2025 | Feb 17, 2026 |
| CWM, LLC | History | Reduced | 62,727 | 2,823 | 0.01% | 0.01% | 44 | -10,814 | -14.7% | Q4 2025 | Jan 26, 2026 |
| Fiduciary Alliance LLC | History | New | 60,357 | 2,716 | 0.18% | — | 45 | +60,357 | New | Q4 2025 | Jan 22, 2026 |
| Merit Financial Group, LLC | History | New | 57,398 | 2,583 | 0.02% | — | 46 | +57,398 | New | Q4 2025 | Jan 26, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 56,781 | 2,555 | 0.0% | 0.01% | 47 | -541 | -0.94% | Q4 2025 | Mar 16, 2026 |
| Proactive Wealth Strategies LLC | History | Reduced | 54,214 | 2,440 | 0.97% | 1.08% | 48 | -1,192 | -2.15% | Q4 2025 | Feb 05, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Added to | 50,209 | 2,259 | 0.0% | 0.0% | 49 | +209 | 0.42% | Q4 2025 | Feb 10, 2026 |
| TriaGen Wealth Management LLC | History | Reduced | 50,104 | 2,255 | 0.58% | 0.61% | 50 | -1,109 | -2.17% | Q4 2025 | Jan 27, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 49,390 | 2,223 | 0.01% | 0.0% | 51 | +15,539 | 45.9% | Q4 2025 | Feb 13, 2026 |
| Transamerica Financial Advisors, LLC | History | Reduced | 47,940 | 2,157 | 0.18% | 0.19% | 52 | -1,802 | -3.62% | Q4 2025 | Feb 13, 2026 |
| Kovack Advisors, Inc. | History | Added to | 40,217 | 1,810 | 0.08% | 0.04% | 53 | +31,908 | 384.02% | Q4 2025 | Feb 17, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | Added to | 39,709 | 1,787 | 0.09% | 0.09% | 54 | +8,144 | 25.8% | Q4 2025 | Jan 28, 2026 |
| GTS SECURITIES LLC | History | New | 36,880 | 1,659 | 0.06% | — | 55 | +36,880 | New | Q4 2025 | Feb 13, 2026 |
| PKS Advisory Services, LLC | History | Added to | 35,776 | 1,610 | 0.37% | 0.25% | 56 | +9,929 | 38.41% | Q4 2025 | Feb 02, 2026 |
| Davis Investment Partners, LLC | History | Added to | 33,249 | 1,513 | 0.53% | 0.5% | 57 | +1,030 | 3.2% | Q4 2025 | Jan 06, 2026 |
| J.W. COLE ADVISORS, INC. | History | Added to | 32,679 | 1,470 | 0.04% | 0.02% | 58 | +4,938 | 17.8% | Q4 2025 | Feb 11, 2026 |
| Cyndeo Wealth Partners, LLC | History | Reduced | 32,157 | 1,447 | 0.08% | 0.08% | 59 | -940 | -2.84% | Q4 2025 | Jan 07, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 31,639 | 1,432 | 0.0% | 0.0% | 60 | +505 | 1.62% | Q4 2025 | Jan 08, 2026 |
| Regal Investment Advisors LLC | History | Added to | 30,646 | 1,379 | 0.08% | 0.07% | 61 | +5,435 | 21.56% | Q4 2025 | Feb 17, 2026 |
| Asset Allocation Strategies LLC | History | Reduced | 30,353 | 1,366 | 0.25% | 0.28% | 62 | -897 | -2.87% | Q4 2025 | Feb 13, 2026 |
| Element Wealth, LLC | History | Added to | 29,741 | 1,338 | 0.55% | 0.5% | 63 | +4,227 | 16.57% | Q4 2025 | Feb 13, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 29,513 | 1,328 | 0.02% | 0.02% | 64 | +3,907 | 15.26% | Q4 2025 | Jan 29, 2026 |
| DAVENPORT & Co LLC | History | Added to | 28,343 | 1,275 | 0.01% | 0.01% | 65 | +861 | 3.13% | Q4 2025 | Jan 12, 2026 |
| StoneX Group Inc. | History | Reduced | 27,869 | 1,254 | 0.05% | 0.06% | 66 | -1,821 | -6.13% | Q4 2025 | Feb 12, 2026 |
| Ausdal Financial Partners, Inc. | History | Added to | 27,701 | 1,246 | 0.06% | 0.06% | 67 | +2,201 | 8.63% | Q4 2025 | Feb 13, 2026 |
| TRUST CO OF OKLAHOMA | History | No change | 26,241 | 1,181 | 0.34% | 0.35% | 68 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Added to | 25,680 | 1,155 | 0.06% | 0.06% | 69 | +5,972 | 30.3% | Q4 2025 | Jan 26, 2026 |
| Quantinno Capital Management LP | History | Added to | 23,017 | 1,035 | 0.0% | 0.0% | 70 | +348 | 1.54% | Q4 2025 | Feb 17, 2026 |
| HFG Advisors, Inc. | History | Reduced | 21,032 | 946 | 0.69% | 0.71% | 71 | -18 | -0.09% | Q4 2025 | Feb 13, 2026 |
| Englebert Financial Advisers, LLC | History | New | 20,043 | 902 | 1.03% | — | 72 | +20,043 | New | Q4 2025 | Feb 04, 2026 |
| COMERICA BANK | History | Added to | 19,183 | 863 | 0.0% | 0.0% | 73 | +1,425 | 8.02% | Q4 2025 | Jan 29, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 18,304 | 823 | 0.0% | 0.0% | 74 | +5,476 | 42.69% | Q4 2025 | Feb 17, 2026 |
| Sound Income Strategies, LLC | History | New | 17,652 | 820 | 0.04% | — | 75 | +17,652 | New | Q4 2025 | Jan 21, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 18,159 | 817 | 0.0% | 0.0% | 76 | +1,788 | 10.92% | Q4 2025 | Feb 13, 2026 |
| Apeiron RIA LLC | History | Added to | 17,038 | 784 | 0.16% | 0.17% | 77 | +1,160 | 7.31% | Q4 2025 | Feb 03, 2026 |
| MGB Wealth Management, LLC | History | Added to | 17,044 | 767 | 0.22% | 0.09% | 78 | +9,923 | 139.35% | Q4 2025 | Feb 17, 2026 |
| Dynamic Advisor Solutions LLC | History | New | 16,452 | 740 | 0.02% | — | 79 | +16,452 | New | Q4 2025 | Jan 09, 2026 |
| WINEBRENNER CAPITAL MANAGEMENT LLC | History | Reduced | 16,351 | 735 | 0.49% | 0.55% | 80 | -463 | -2.75% | Q4 2025 | Jan 07, 2026 |
| MinichMacGregor Wealth Management, LLC | History | Added to | 16,241 | 731 | 0.13% | 0.14% | 81 | +788 | 5.1% | Q4 2025 | Feb 17, 2026 |
| Realta Investment Advisors | History | Added to | 15,820 | 712 | 0.23% | 0.23% | 82 | +577 | 3.79% | Q4 2025 | Jan 20, 2026 |
| Waverly Advisors, LLC | History | Added to | 15,055 | 677 | 0.01% | 0.0% | 83 | +6,425 | 74.45% | Q4 2025 | Feb 17, 2026 |
| Trueblood Wealth Management, LLC | History | Added to | 14,890 | 670 | 0.26% | 0.26% | 84 | +108 | 0.73% | Q4 2025 | Jan 21, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 14,765 | 664 | 0.05% | 0.03% | 85 | +5,868 | 65.95% | Q4 2025 | Feb 03, 2026 |
| Garden State Investment Advisory Services LLC | History | Added to | 14,705 | 661 | 0.15% | 0.14% | 86 | +885 | 6.4% | Q4 2025 | Feb 17, 2026 |
| Prospera Financial Services Inc | History | Added to | 14,327 | 645 | 0.01% | 0.01% | 87 | +837 | 6.2% | Q4 2025 | Feb 09, 2026 |
| Tudor Financial Inc. | History | Added to | 14,174 | 637 | 0.33% | 0.19% | 88 | +6,352 | 81.21% | Q4 2025 | Feb 13, 2026 |
| Asset One Wealth Management LLC | History | New | 13,498 | 621 | 0.09% | — | 89 | +13,498 | New | Q4 2025 | Feb 17, 2026 |
| HB Wealth Management, LLC | History | Added to | 13,647 | 614 | 0.0% | 0.0% | 90 | +3,073 | 29.06% | Q4 2025 | Jan 28, 2026 |
| CENTAURUS FINANCIAL, INC. | History | Added to | 13,452 | 605 | 0.03% | 0.03% | 91 | +1,164 | 9.47% | Q4 2025 | Feb 13, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 13,062 | 587 | 0.0% | 0.0% | 92 | +3,620 | 38.34% | Q4 2025 | Feb 06, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 12,667 | 570 | 0.0% | 0.0% | 94 | +3,839 | 43.49% | Q4 2025 | Jan 29, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 12,684 | 570 | 0.01% | 0.01% | 93 | -800 | -5.93% | Q4 2025 | Jan 29, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | New | 12,480 | 561 | 0.03% | — | 95 | +12,480 | New | Q4 2025 | Jan 21, 2026 |
| HBW ADVISORY SERVICES LLC | History | Added to | 12,173 | 547 | 0.06% | 0.05% | 96 | +2,315 | 23.48% | Q4 2025 | Jan 23, 2026 |
| COTTONWOOD CAPITAL ADVISORS, LLC | History | Added to | 12,161 | 547 | 0.39% | 0.33% | 97 | +2,166 | 21.67% | Q4 2025 | Jan 14, 2026 |
| Rehmann Capital Advisory Group | History | Reduced | 11,980 | 539 | 0.03% | 0.03% | 98 | -1,489 | -11.06% | Q4 2025 | Mar 04, 2026 |
| Western Wealth Management, LLC | History | Added to | 11,896 | 535 | 0.02% | 0.02% | 99 | +2,380 | 25.01% | Q4 2025 | Feb 05, 2026 |
| Corient Private Wealth LLC | History | Reduced | 11,782 | 530 | 0.0% | 0.0% | 100 | -736 | -5.88% | Q4 2025 | Mar 09, 2026 |
| Farther Finance Advisors, LLC | History | No change | 11,465 | 516 | 0.01% | 0.01% | 101 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| IFP Advisors, Inc | History | Added to | 11,452 | 515 | 0.01% | 0.01% | 102 | +19 | 0.17% | Q4 2025 | Feb 06, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 11,141 | 501 | 0.0% | 0.0% | 103 | +1,672 | 17.66% | Q4 2025 | Feb 11, 2026 |
| HARMONY ASSET MANAGEMENT LLC | History | Reduced | 11,113 | 500 | 0.17% | 0.21% | 104 | -2,559 | -18.72% | Q4 2025 | Feb 06, 2026 |
| BETO FINANCIAL GROUP, LLC | History | New | 10,645 | 490 | 0.33% | — | 105 | +10,645 | New | Q4 2025 | Feb 10, 2026 |
| RPg Family Wealth Advisory, LLC | History | Reduced | 10,847 | 488 | 0.11% | 0.16% | 106 | -5,278 | -32.73% | Q4 2025 | Feb 13, 2026 |
| Risk Paradigm Group, LLC | History | New | 10,566 | 475 | 0.46% | — | 107 | +10,566 | New | Q4 2025 | Feb 17, 2026 |
| U.S. Capital Wealth Advisors, LLC | History | Added to | 10,498 | 472 | 0.01% | 0.01% | 108 | +2,132 | 25.48% | Q4 2025 | Jan 23, 2026 |
| One Charles Private Wealth Services, LLC | History | Reduced | 10,420 | 469 | 0.12% | 0.13% | 109 | -250 | -2.34% | Q4 2025 | Feb 06, 2026 |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | History | Added to | 10,329 | 464 | 0.01% | 0.01% | 110 | +72 | 0.7% | Q4 2025 | Feb 06, 2026 |
| Meridian Wealth Management, LLC | History | No change | 10,312 | 464 | 0.02% | 0.02% | 111 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| Resurgent Financial Advisors LLC | History | New | 10,186 | 458 | 0.23% | — | 112 | +10,186 | New | Q4 2025 | Feb 12, 2026 |
| Cadent Capital Advisors, LLC | History | Added to | 9,957 | 448 | 0.11% | 0.09% | 113 | +2,021 | 25.47% | Q4 2025 | Jan 13, 2026 |
| Leelyn Smith, LLC | History | Added to | 9,238 | 415 | 0.06% | 0.06% | 114 | +553 | 6.37% | Q4 2025 | Jan 28, 2026 |
| Schrum Private Wealth Management LLC | History | No change | 8,411 | 378 | 0.28% | 0.28% | 115 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| LEE JOHNSON CAPITAL MANAGEMENT, LLC | History | Reduced | 8,300 | 373 | 0.13% | 0.13% | 116 | -18 | -0.22% | Q4 2025 | Jan 12, 2026 |
| Claro Advisors Inc. | History | Reduced | 8,088 | 364 | 0.05% | 0.06% | 117 | -598 | -6.88% | Q4 2025 | Feb 17, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 7,953 | 357 | 0.01% | 0.01% | 118 | +530 | 7.14% | Q4 2025 | Feb 09, 2026 |
| Gotham Asset Management, LLC | History | New | 7,908 | 355 | 0.0% | — | 119 | +7,908 | New | Q4 2025 | Feb 17, 2026 |
| Global View Capital Management LLC | History | Reduced | 7,846 | 353 | 0.07% | 0.08% | 120 | -943 | -10.73% | Q4 2025 | Jan 14, 2026 |
| Moors & Cabot, Inc. | History | Reduced | 7,805 | 351 | 0.02% | 0.02% | 121 | -533 | -6.39% | Q4 2025 | Feb 10, 2026 |
| Coppell Advisory Solutions LLC | History | No change | 7,347 | 332 | 0.03% | 0.04% | 122 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Focus Partners Wealth | History | Added to | 7,301 | 328 | 0.0% | 0.0% | 123 | +350 | 5.04% | Q4 2025 | Feb 13, 2026 |
| OneAscent Financial Services LLC | History | New | 7,218 | 324 | 0.03% | — | 124 | +7,218 | New | Q4 2025 | Feb 11, 2026 |
| Stratos Wealth Partners, LTD. | History | Added to | 7,182 | 323 | 0.0% | 0.0% | 125 | +84 | 1.18% | Q4 2025 | Jan 20, 2026 |
| Rockport Wealth LLC | History | Reduced | 6,931 | 311 | 0.06% | 1.57% | 126 | -162,585 | -95.91% | Q4 2025 | Feb 06, 2026 |
| WEALTH EFFECTS LLC | History | No change | 6,898 | 310 | 0.1% | 0.1% | 127 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Core Wealth Partners LLC | History | No change | 6,560 | 295 | 0.13% | 0.14% | 128 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| ROI Financial Advisors, LLC | History | Added to | 6,145 | 276 | 0.16% | 0.17% | 129 | +15 | 0.24% | Q4 2025 | Feb 13, 2026 |
| AXXCESS WEALTH MANAGEMENT, LLC | History | No change | 6,000 | 270 | 0.0% | 0.01% | 130 | 0 | 0.0% | Q4 2025 | Feb 19, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 5,916 | 266 | 0.0% | 0.0% | 131 | 0 | 0.0% | Q4 2025 | Mar 25, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 5,866 | 264 | 0.0% | 0.0% | 132 | +472 | 8.75% | Q4 2025 | Feb 12, 2026 |
| D. E. Shaw & Co., Inc. | History | New | 5,811 | 261 | 0.0% | — | 133 | +5,811 | New | Q4 2025 | Feb 17, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Added to | 5,791 | 260 | 0.0% | 0.0% | 134 | +5,687 | 5468.27% | Q4 2025 | Feb 11, 2026 |
| Retirement Planning Group, LLC | History | Added to | 5,638 | 253 | 0.01% | 0.01% | 135 | +485 | 9.41% | Q4 2025 | Feb 03, 2026 |
| Global Assets Advisory, LLC | History | No change | 5,600 | 252 | 0.07% | 0.08% | 136 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Atria Investments, Inc | History | Added to | 5,592 | 251 | 0.0% | 0.0% | 137 | +135 | 2.47% | Q4 2025 | Feb 05, 2026 |
| BRIGHT FINANCIAL ADVISORS, INC. | History | No change | 5,555 | 250 | 0.12% | 0.12% | 138 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| IFG Advisory, LLC | History | Added to | 5,379 | 242 | 0.01% | 0.01% | 139 | +41 | 0.77% | Q4 2025 | Feb 10, 2026 |
| Vivaldi Capital Management LP | History | No change | 5,130 | 230 | 0.03% | 0.03% | 140 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| LaSalle St. Investment Advisors, LLC | History | Added to | 5,052 | 227 | 0.04% | 0.04% | 141 | +162 | 3.31% | Q4 2025 | Feb 17, 2026 |
| MGO ONE SEVEN LLC | History | Reduced | 5,037 | 226 | 0.0% | 0.01% | 142 | -246 | -4.66% | Q4 2025 | Feb 03, 2026 |
| Mariner, LLC | History | Reduced | 5,021 | 225 | 0.0% | 0.0% | 144 | -474 | -8.63% | Q4 2025 | Feb 13, 2026 |
| MOTCO | History | No change | 5,000 | 225 | 0.02% | 0.02% | 143 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| HighTower Advisors, LLC | History | Added to | 4,905 | 220 | 0.0% | 0.0% | 145 | +389 | 8.61% | Q4 2025 | Feb 06, 2026 |
| PACIFIC SUN FINANCIAL CORP | History | No change | 4,800 | 216 | 0.1% | 0.11% | 146 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | New | 4,762 | 214 | 0.0% | — | 147 | +4,762 | New | Q4 2025 | Feb 18, 2026 |
| Gateway Wealth Partners, LLC | History | Reduced | 4,568 | 205 | 0.02% | 0.03% | 148 | -668 | -12.76% | Q4 2025 | Feb 11, 2026 |
| Nova Wealth Management, Inc. | History | Reduced | 4,014 | 180 | 0.12% | 0.13% | 149 | -61 | -1.5% | Q4 2025 | Jan 14, 2026 |
| Manchester Capital Management LLC | History | No change | 3,979 | 179 | 0.02% | 0.02% | 150 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| NBC SECURITIES, INC. | History | Added to | 3,751 | 168 | 0.01% | 0.01% | 151 | +205 | 5.78% | Q4 2025 | Jan 29, 2026 |
| EPG Wealth Management LLC | History | Added to | 2,577 | 115 | 0.03% | 0.03% | 152 | +20 | 0.78% | Q4 2025 | Jan 28, 2026 |
| PRIVATE TRUST CO NA | History | No change | 2,459 | 110 | 0.01% | 0.01% | 153 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Geneos Wealth Management Inc. | History | Added to | 2,156 | 97 | 0.0% | 0.0% | 154 | +1,081 | 100.56% | Q4 2025 | Jan 28, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 2,063 | 92 | 0.01% | 0.0% | 155 | +1,928 | 1428.15% | Q4 2025 | Jan 21, 2026 |
| AlphaCore Capital LLC | History | New | 1,672 | 75 | 0.0% | — | 156 | +1,672 | New | Q4 2025 | Feb 05, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Reduced | 1,397 | 62 | 0.0% | 0.01% | 157 | -3,001 | -68.24% | Q4 2025 | Feb 06, 2026 |
| ELEVATION WEALTH PARTNERS, LLC | History | No change | 1,376 | 61 | 0.02% | 0.02% | 158 | 0 | 0.0% | Q4 2025 | Jan 09, 2026 |
| AE Wealth Management LLC | History | Added to | 1,293 | 58 | 0.0% | 0.0% | 159 | +443 | 52.12% | Q4 2025 | Jan 26, 2026 |
| Park Square Financial Group, LLC | History | Added to | 1,498 | 56 | 0.33% | 0.25% | 160 | +228 | 17.95% | Q4 2025 | Feb 05, 2026 |
| GeoWealth Management, LLC | History | Reduced | 1,161 | 52 | 0.0% | 0.01% | 161 | -5,510 | -82.6% | Q4 2025 | Feb 17, 2026 |
| FMR LLC | History | Reduced | 1,148 | 51 | 0.0% | 0.0% | 162 | -136 | -10.59% | Q4 2025 | Feb 17, 2026 |
| Triumph Capital Management | History | New | 1,016 | 45 | 0.01% | — | 164 | +1,016 | New | Q4 2025 | Feb 12, 2026 |
| Glassman Wealth Services | History | New | 1,001 | 45 | 0.01% | — | 163 | +1,001 | New | Q4 2025 | Jan 28, 2026 |
| Topsail Wealth Management, LLC | History | No change | 1,000 | 45 | 0.01% | 0.01% | 165 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| Smartleaf Asset Management LLC | History | New | 964 | 43 | 0.0% | — | 167 | +964 | New | Q4 2025 | Feb 13, 2026 |
| Global Retirement Partners, LLC | History | Reduced | 963 | 43 | 0.0% | 0.0% | 166 | -538 | -35.84% | Q4 2025 | Feb 06, 2026 |
| REAP Financial Group, LLC | History | Reduced | 619 | 27 | 0.01% | 0.01% | 168 | -41 | -6.21% | Q4 2025 | Feb 10, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | No change | 550 | 24 | 0.0% | 0.0% | 169 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Providence Capital Advisors, LLC | History | No change | 509 | 22 | 0.0% | 0.0% | 170 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Sunbelt Securities, Inc. | History | No change | 374 | 16 | 0.0% | 0.0% | 171 | 0 | 0.0% | Q4 2025 | Feb 20, 2026 |
| BlackRock, Inc. | History | No change | 364 | 16 | 0.0% | 0.0% | 172 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| First Command Advisory Services, Inc. | History | No change | 346 | 15 | 0.0% | 0.0% | 173 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| CX Institutional | History | Reduced | 304 | 14 | 0.0% | 0.0% | 174 | -157 | -34.06% | Q4 2025 | Feb 02, 2026 |
| MAI Capital Management | History | No change | 270 | 12 | 0.0% | 0.0% | 175 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Ancora Advisors LLC | History | No change | 250 | 11 | 0.0% | 0.0% | 176 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Blue Trust, Inc. | History | Added to | 225 | 10 | 0.0% | 0.0% | 177 | +2 | 0.9% | Q4 2025 | Jan 16, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 202 | 9 | 0.0% | 0.0% | 178 | -545 | -72.96% | Q4 2025 | Jan 13, 2026 |
| Physician Wealth Advisors, Inc. | History | No change | 154 | 6 | 0.0% | 0.0% | 179 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Davis Capital Management | History | No change | 131 | 5 | 0.0% | 0.0% | 180 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| Financial Network Wealth Advisors LLC | History | No change | 120 | 5 | 0.01% | 0.01% | 181 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| ASSETMARK, INC | History | New | 104 | 4 | 0.0% | — | 182 | +104 | New | Q4 2025 | Jan 23, 2026 |
| BLAIR WILLIAM & CO/IL | History | Reduced | 87 | 3 | 0.0% | 0.0% | 183 | -707 | -89.04% | Q4 2025 | Feb 17, 2026 |
| Key FInancial Inc | History | No change | 78 | 3 | 0.0% | 0.0% | 184 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| AdvisorNet Financial, Inc | History | New | 55 | 2 | 0.0% | — | 185 | +55 | New | Q4 2025 | Jan 20, 2026 |
| Frazier Financial Advisors, LLC | History | New | 48 | 2 | 0.0% | — | 188 | +48 | New | Q4 2025 | Feb 09, 2026 |
| Russell Investments Group, Ltd. | History | No change | 57 | 2 | 0.0% | 0.0% | 186 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Spire Wealth Management | History | No change | 61 | 2 | 0.0% | 0.0% | 187 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Legacy Wealth Managment, LLC/ID | History | No change | 60 | 2 | 0.0% | 0.0% | 189 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| Founders Financial Alliance, LLC | History | New | 42 | 1 | 0.0% | — | 193 | +42 | New | Q4 2025 | Feb 12, 2026 |
| Allworth Financial LP | History | New | 40 | 1 | 0.0% | — | 190 | +40 | New | Q4 2025 | Feb 05, 2026 |
| Central Pacific Bank - Trust Division | History | New | 38 | 1 | 0.0% | — | 195 | +38 | New | Q4 2025 | Jan 07, 2026 |
| Darwin Wealth Management, LLC | History | New | 29 | 1 | 0.0% | — | 191 | +29 | New | Q4 2025 | Jan 22, 2026 |
| Wagner Wealth Management, LLC | History | No change | 37 | 1 | 0.0% | 0.0% | 192 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 28 | 1 | 0.0% | 0.0% | 194 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| GREENUP STREET WEALTH MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.57% | — | -81,616 | -100.0% | Q3 2025 | Oct 16, 2025 |
| Financial Management Professionals, Inc. | History | Closed out | 0 | 0 | — | 0.24% | — | -50,550 | -100.0% | Q3 2025 | Oct 15, 2025 |
| Integrated Wealth Concepts LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -42,682 | -100.0% | Q3 2025 | Nov 14, 2025 |
| WMG Financial Advisors, LLC | History | Closed out | 0 | 0 | — | 0.27% | — | -17,645 | -100.0% | Q3 2025 | Oct 23, 2025 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,001 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Wealthcare Advisory Partners LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -9,143 | -100.0% | Q3 2025 | Nov 07, 2025 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,400 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Belpointe Asset Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -5,294 | -100.0% | Q3 2025 | Nov 03, 2025 |
| Fortis Capital Advisors, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -5,294 | -100.0% | Q3 2025 | Oct 31, 2025 |
| Newbridge Financial Services Group, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -2,244 | -100.0% | Q3 2025 | Nov 13, 2025 |
| GPS Wealth Strategies Group, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,028 | -100.0% | Q3 2025 | Nov 03, 2025 |
| CITIGROUP INC | History | Reduced | 1 | 0 | — | 0.0% | — | -999 | -99.9% | Q4 2025 | Feb 13, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -840 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Center for Financial Planning, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -825 | -100.0% | Q3 2025 | Nov 06, 2025 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -394 | -100.0% | Q3 2025 | Nov 06, 2025 |
| Larson Financial Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -119 | -100.0% | Q3 2025 | Nov 14, 2025 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q3 2025 | Nov 12, 2025 |