FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FXU
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | No change | 2,002,915 | 98,823 | 0.02% | 0.02% | 1 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| MORGAN STANLEY | History | No change | 1,700,608 | 83,908 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 796,922 | 39,320 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 778,487 | 38,410 | 0.01% | 0.01% | 4 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 616,213 | 30,403 | 0.01% | 0.01% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| EARNED WEALTH ADVISORS, LLC | History | No change | 368,598 | 18,186 | 1.17% | 1.17% | 6 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cetera Investment Advisers | History | No change | 346,285 | 17,085 | 0.02% | 0.02% | 7 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| UBS Group AG | History | No change | 299,657 | 14,785 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 261,024 | 12,878 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 212,830 | 10,501 | 0.01% | 0.01% | 10 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Csenge Advisory Group | History | Reduced | 235,209 | 10,330 | 0.41% | 0.52% | 11 | -26,672 | -10.18% | Q3 2026 | Nov 04, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 224,658 | 9,866 | 0.01% | 0.02% | 12 | -86,191 | -27.73% | Q3 2026 | Oct 30, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 202,682 | 8,902 | 0.02% | 0.02% | 13 | +47,487 | 30.6% | Q3 2026 | Nov 02, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 179,897 | 8,876 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Delos Wealth Advisors, LLC | History | No change | 169,859 | 8,380 | 4.3% | 4.3% | 15 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PGIM Custom Harvest LLC | History | No change | 165,819 | 8,181 | 0.1% | 0.1% | 16 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 164,962 | 8,139 | 0.01% | 0.01% | 17 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Janney Montgomery Scott LLC | History | No change | 136,146 | 6,717 | 0.01% | 0.01% | 18 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 142,508 | 6,258 | 0.01% | 0.01% | 19 | -3,289 | -2.26% | Q3 2026 | Nov 02, 2026 |
| Hobart Private Capital, LLC | History | New | 132,317 | 5,811 | 0.98% | — | 20 | +132,317 | New | Q3 2026 | Oct 19, 2026 |
| ROYAL BANK OF CANADA | History | No change | 100,919 | 4,980 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | No change | 96,123 | 4,742 | 0.05% | 0.05% | 22 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 71,904 | 3,548 | 0.05% | 0.05% | 23 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Equitable Holdings, Inc. | History | No change | 65,156 | 3,214 | 0.02% | 0.02% | 24 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 55,157 | 2,721 | 0.01% | 0.01% | 25 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Sigma Planning Corp | History | Added to | 58,992 | 2,590 | 0.07% | 0.07% | 26 | +6,240 | 11.83% | Q3 2026 | Oct 23, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 50,425 | 2,487 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 46,019 | 2,270 | 0.01% | 0.01% | 28 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| PKS Advisory Services, LLC | History | No change | 39,106 | 1,929 | 0.31% | 0.31% | 29 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| BENJAMIN EDWARDS INC | History | No change | 38,756 | 1,912 | 0.02% | 0.02% | 30 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 42,399 | 1,862 | 0.01% | 0.0% | 31 | +18,394 | 76.63% | Q3 2026 | Nov 02, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Added to | 42,327 | 1,858 | 0.03% | 0.02% | 32 | +22,445 | 112.89% | Q3 2026 | Oct 13, 2026 |
| Proactive Wealth Strategies LLC | History | No change | 35,797 | 1,766 | 0.28% | 0.28% | 33 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| NewEdge Advisors, LLC | History | No change | 33,280 | 1,642 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Gateway Wealth Partners, LLC | History | No change | 33,171 | 1,636 | 0.1% | 0.1% | 35 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Tower Research Capital LLC (TRC) | History | No change | 32,750 | 1,615 | 0.04% | 0.04% | 36 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Arkadios Wealth Advisors | History | No change | 32,376 | 1,597 | 0.02% | 0.02% | 37 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 31,894 | 1,573 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | No change | 29,309 | 1,446 | 0.01% | 0.01% | 39 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Regal Investment Advisors LLC | History | No change | 28,897 | 1,425 | 0.07% | 0.07% | 40 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Ausdal Financial Partners, Inc. | History | No change | 28,883 | 1,425 | 0.06% | 0.06% | 41 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| &PARTNERS | History | No change | 28,110 | 1,386 | 0.01% | 0.01% | 42 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Asset Allocation Strategies LLC | History | Added to | 30,770 | 1,351 | 0.2% | 0.22% | 43 | +2,049 | 7.13% | Q3 2026 | Oct 20, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | No change | 27,060 | 1,335 | 0.06% | 0.06% | 44 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| J.W. COLE ADVISORS, INC. | History | No change | 27,068 | 1,335 | 0.02% | 0.02% | 45 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Kovack Advisors, Inc. | History | No change | 26,627 | 1,312 | 0.06% | 0.06% | 46 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Private Advisor Group, LLC | History | No change | 26,171 | 1,291 | 0.01% | 0.01% | 47 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Quantinno Capital Management LP | History | No change | 26,039 | 1,284 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 25,441 | 1,278 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 27,279 | 1,198 | 0.01% | 0.01% | 50 | +527 | 1.97% | Q3 2026 | Oct 27, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 25,589 | 1,160 | 0.0% | 0.0% | 51 | -4,441 | -14.79% | Q3 2026 | Oct 13, 2026 |
| HFG Advisors, Inc. | History | No change | 23,400 | 1,154 | 0.72% | 0.72% | 52 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Orion Porfolio Solutions, LLC | History | No change | 21,310 | 1,051 | 0.01% | 0.01% | 53 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | No change | 18,934 | 934 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Merit Financial Group, LLC | History | No change | 18,286 | 902 | 0.01% | 0.01% | 55 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| WCG Wealth Advisors LLC | History | No change | 18,250 | 900 | 0.02% | 0.02% | 56 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| JANE STREET GROUP, LLC | History | No change | 18,219 | 898 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Sanctuary Advisors, LLC | History | No change | 18,220 | 898 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Beacon Pointe Advisors, LLC | History | No change | 17,882 | 882 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| Sound Income Strategies, LLC | History | Reduced | 18,788 | 852 | 0.04% | 0.04% | 60 | -10 | -0.05% | Q3 2026 | Oct 09, 2026 |
| D. E. Shaw & Co., Inc. | History | No change | 16,417 | 810 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Arax Advisory Partners | History | No change | 16,388 | 808 | 0.01% | 0.01% | 62 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Summit Financial, LLC | History | No change | 15,331 | 756 | 0.01% | 0.01% | 63 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Prospera Financial Services Inc | History | Reduced | 14,633 | 707 | 0.01% | 0.01% | 64 | -1,659 | -10.18% | Q3 2026 | Nov 04, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 15,862 | 696 | 0.01% | 0.01% | 65 | -85 | -0.53% | Q3 2026 | Oct 30, 2026 |
| FLOW TRADERS U.S. LLC | History | No change | 13,888 | 685 | 0.03% | 0.03% | 66 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Western Wealth Management, LLC | History | No change | 13,856 | 683 | 0.02% | 0.02% | 67 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RFG Advisory, LLC | History | Added to | 15,508 | 681 | 0.01% | 0.01% | 68 | +628 | 4.22% | Q3 2026 | Nov 03, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 13,716 | 676 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Resurgent Financial Advisors LLC | History | No change | 13,641 | 673 | 0.19% | 0.19% | 70 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CARLSON FINANCIAL, INC. | History | No change | 13,612 | 671 | 0.34% | 0.34% | 71 | 0 | 0.0% | Q2 2026 | Aug 24, 2026 |
| Corient Private Wealth LP | History | No change | 13,445 | 663 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2026 | Aug 27, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Reduced | 15,007 | 659 | 0.02% | 0.04% | 73 | -6,928 | -31.58% | Q3 2026 | Oct 26, 2026 |
| WINEBRENNER CAPITAL MANAGEMENT LLC | History | Reduced | 15,015 | 659 | 0.42% | 0.48% | 74 | -1,027 | -6.4% | Q3 2026 | Oct 07, 2026 |
| Waverly Advisors, LLC | History | No change | 13,272 | 654 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Trueblood Wealth Management, LLC | History | Reduced | 14,566 | 639 | 0.22% | 0.26% | 76 | -452 | -3.01% | Q3 2026 | Oct 23, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | Reduced | 14,356 | 630 | 0.02% | 0.05% | 77 | -10,739 | -42.79% | Q3 2026 | Oct 23, 2026 |
| CENTAURUS FINANCIAL, INC. | History | No change | 12,670 | 625 | 0.02% | 0.02% | 78 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| FIFTH THIRD BANCORP | History | No change | 12,467 | 615 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Rehmann Capital Advisory Group | History | No change | 12,053 | 594 | 0.03% | 0.03% | 80 | 0 | 0.0% | Q2 2026 | Aug 20, 2026 |
| Dynamic Advisor Solutions LLC | History | Added to | 13,324 | 585 | 0.02% | 0.02% | 81 | +263 | 2.01% | Q3 2026 | Oct 13, 2026 |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | History | Added to | 12,485 | 548 | 0.01% | 0.01% | 82 | +91 | 0.73% | Q3 2026 | Oct 13, 2026 |
| COTTONWOOD CAPITAL ADVISORS, LLC | History | Added to | 12,159 | 534 | 0.32% | 0.36% | 83 | +53 | 0.44% | Q3 2026 | Oct 20, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 11,870 | 521 | 0.0% | 0.0% | 84 | -497 | -4.02% | Q3 2026 | Oct 08, 2026 |
| JPMORGAN CHASE & CO | History | No change | 10,130 | 506 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| HBW ADVISORY SERVICES LLC | History | Reduced | 11,113 | 488 | 0.05% | 0.05% | 86 | -450 | -3.89% | Q3 2026 | Oct 14, 2026 |
| HARMONY ASSET MANAGEMENT LLC | History | Reduced | 11,073 | 486 | 0.12% | 0.15% | 87 | -40 | -0.36% | Q3 2026 | Oct 20, 2026 |
| Asset One Wealth Management LLC | History | Reduced | 10,950 | 480 | 0.04% | 0.07% | 88 | -2,368 | -17.78% | Q3 2026 | Nov 02, 2026 |
| IFP Advisors, Inc | History | Added to | 10,914 | 479 | 0.01% | 0.01% | 89 | +24 | 0.22% | Q3 2026 | Oct 16, 2026 |
| ROI Financial Advisors, LLC | History | Added to | 10,790 | 473 | 0.25% | 0.24% | 90 | +1,281 | 13.47% | Q3 2026 | Oct 19, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 10,636 | 469 | 0.03% | 0.03% | 91 | -1,161 | -9.84% | Q3 2026 | Nov 02, 2026 |
| Concurrent Investment Advisors, LLC | History | Reduced | 10,350 | 454 | 0.0% | 0.01% | 92 | -2,712 | -20.76% | Q3 2026 | Oct 16, 2026 |
| EQUITABLE TRUST CO | History | No change | 10,219 | 448 | 0.02% | 0.02% | 93 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| Meridian Wealth Management, LLC | History | No change | 9,091 | 448 | 0.01% | 0.01% | 94 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| StoneX Group Inc. | History | Added to | 9,197 | 426 | 0.02% | 0.01% | 95 | +5,036 | 121.03% | Q3 2026 | Nov 03, 2026 |
| One Charles Private Wealth Services, LLC | History | No change | 8,654 | 426 | 0.1% | 0.1% | 96 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| Belpointe Asset Management LLC | History | No change | 8,499 | 419 | 0.01% | 0.01% | 97 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Fortis Capital Advisors, LLC | History | No change | 8,499 | 419 | 0.05% | 0.05% | 98 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Parallel Advisors, LLC | History | Added to | 9,484 | 416 | 0.01% | 0.01% | 99 | +1,898 | 25.02% | Q3 2026 | Nov 03, 2026 |
| Mutual Advisors, LLC | History | No change | 8,388 | 413 | 0.01% | 0.01% | 100 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HB Wealth Management, LLC | History | Reduced | 9,246 | 406 | 0.0% | 0.0% | 101 | -111 | -1.19% | Q3 2026 | Oct 23, 2026 |
| RPg Family Wealth Advisory, LLC | History | No change | 8,067 | 398 | 0.08% | 0.08% | 102 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Gotham Asset Management, LLC | History | No change | 7,908 | 390 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Risk Paradigm Group, LLC | History | No change | 7,786 | 384 | 0.3% | 0.3% | 104 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 7,746 | 382 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 7,760 | 382 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 7,659 | 377 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| IFG Advisory, LLC | History | No change | 7,633 | 376 | 0.01% | 0.01% | 108 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Milestones Private Investment Advisors LLC | History | Reduced | 8,495 | 373 | 0.3% | 0.44% | 109 | -2,659 | -23.84% | Q3 2026 | Oct 19, 2026 |
| Focus Partners Wealth | History | No change | 7,517 | 370 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Rockport Wealth LLC | History | Reduced | 8,386 | 368 | 0.06% | 1.82% | 112 | -211,103 | -96.18% | Q3 2026 | Nov 03, 2026 |
| OneAscent Financial Services LLC | History | No change | 7,478 | 368 | 0.02% | 0.02% | 111 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Baird Financial Group, Inc. | History | No change | 7,120 | 351 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| HighTower Advisors, LLC | History | No change | 6,691 | 330 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| XTX Topco Ltd | History | No change | 6,203 | 306 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WEALTH EFFECTS LLC | History | No change | 6,898 | 302 | 0.08% | 0.09% | 116 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| Global Retirement Partners, LLC | History | No change | 6,008 | 296 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| FIDUCIARY FINANCIAL ADVISORS | History | No change | 5,947 | 293 | 0.03% | 0.03% | 118 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Core Wealth Partners LLC | History | No change | 6,560 | 288 | 0.12% | 0.14% | 119 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| MGO ONE SEVEN LLC | History | Added to | 6,316 | 277 | 0.0% | 0.0% | 120 | +254 | 4.19% | Q3 2026 | Oct 28, 2026 |
| AXXCESS WEALTH MANAGEMENT, LLC | History | No change | 6,000 | 263 | 0.01% | 0.0% | 121 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| Capital Square, LLC | History | Added to | 5,943 | 261 | 0.12% | 0.12% | 122 | +582 | 10.86% | Q3 2026 | Oct 19, 2026 |
| Nilsine Partners, LLC | History | No change | 5,876 | 258 | 0.02% | 0.02% | 123 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| BFC Planning, Inc. | History | No change | 5,210 | 257 | 0.01% | 0.01% | 124 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| BETO FINANCIAL GROUP, LLC | History | No change | 5,204 | 256 | 0.13% | 0.13% | 125 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Global Assets Advisory, LLC | History | Reduced | 5,700 | 253 | 0.06% | 0.06% | 127 | -14 | -0.25% | Q3 2026 | Oct 28, 2026 |
| Schrum Private Wealth Management LLC | History | No change | 7,668 | 253 | 0.26% | 0.26% | 126 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| LaSalle St. Investment Advisors, LLC | History | No change | 5,029 | 248 | 0.03% | 0.03% | 128 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| MOTCO | History | No change | 5,000 | 246 | 0.02% | 0.02% | 129 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| BRIGHT FINANCIAL ADVISORS, INC. | History | No change | 5,555 | 243 | 0.1% | 0.11% | 130 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| Perennial Investment Advisors, LLC | History | No change | 4,907 | 242 | 0.02% | 0.02% | 131 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 5,415 | 237 | 0.0% | 0.01% | 132 | -8,996 | -62.42% | Q3 2026 | Oct 26, 2026 |
| PACIFIC SUN FINANCIAL CORP | History | No change | 4,800 | 236 | 0.1% | 0.1% | 133 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Global View Capital Management LLC | History | Reduced | 5,246 | 230 | 0.05% | 0.07% | 134 | -1,433 | -21.46% | Q3 2026 | Oct 28, 2026 |
| Urban Wealth Management, LLC | History | No change | 5,152 | 226 | 0.2% | 0.22% | 135 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| FMR LLC | History | No change | 4,232 | 208 | 0.0% | 0.0% | 136 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| COMPASS FINANCIAL MANAGEMENT LLC | History | Added to | 4,562 | 200 | 0.02% | 0.0% | 137 | +4,416 | 3024.66% | Q3 2026 | Oct 30, 2026 |
| Nova Wealth Management, Inc. | History | No change | 3,625 | 178 | 0.1% | 0.1% | 138 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| Manchester Capital Management LLC | History | No change | 3,979 | 174 | 0.02% | 0.03% | 139 | 0 | 0.0% | Q3 2026 | Oct 22, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 3,255 | 160 | 0.0% | 0.0% | 140 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| LANARK FINANCIAL, INC. | History | Reduced | 3,418 | 150 | 0.01% | 0.01% | 141 | -46 | -1.33% | Q3 2026 | Oct 26, 2026 |
| Geneos Wealth Management Inc. | History | No change | 2,655 | 130 | 0.0% | 0.0% | 142 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| EPG Wealth Management LLC | History | Added to | 2,620 | 115 | 0.03% | 0.03% | 143 | +20 | 0.77% | Q3 2026 | Nov 03, 2026 |
| PRIVATE TRUST CO NA | History | Reduced | 2,339 | 102 | 0.01% | 0.01% | 144 | -115 | -4.69% | Q3 2026 | Oct 20, 2026 |
| AE Wealth Management LLC | History | No change | 1,910 | 94 | 0.0% | 0.0% | 145 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 1,955 | 85 | 0.01% | 0.01% | 146 | +18 | 0.93% | Q3 2026 | Oct 30, 2026 |
| Allworth Financial LP | History | No change | 1,500 | 74 | 0.0% | 0.0% | 147 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 1,480 | 73 | 0.0% | 0.0% | 148 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Signature Equity Partners, LLC | History | Added to | 1,621 | 71 | 0.02% | 0.0% | 149 | +1,568 | 2958.49% | Q3 2026 | Oct 29, 2026 |
| Kroeger Financial Partners | History | Added to | 1,615 | 70 | 0.07% | 0.07% | 150 | +217 | 15.52% | Q3 2026 | Oct 19, 2026 |
| Smartleaf Asset Management LLC | History | No change | 1,235 | 61 | 0.0% | 0.0% | 151 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ELEVATION WEALTH PARTNERS, LLC | History | No change | 1,376 | 60 | 0.02% | 0.02% | 152 | 0 | 0.0% | Q3 2026 | Oct 07, 2026 |
| Topsail Wealth Management, LLC | History | No change | 1,000 | 49 | 0.01% | 0.01% | 153 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Triumph Capital Management | History | Added to | 1,012 | 44 | 0.01% | 0.01% | 154 | +2 | 0.2% | Q3 2026 | Oct 14, 2026 |
| Regatta Research & Money Management | History | No change | 818 | 40 | 0.04% | 0.04% | 155 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Coston, McIsaac & Partners | History | No change | 704 | 34 | 0.01% | 0.01% | 156 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | No change | 550 | 27 | 0.0% | 0.0% | 157 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Providence Capital Advisors, LLC | History | No change | 509 | 25 | 0.0% | 0.0% | 158 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Park Square Financial Group, LLC | History | No change | 511 | 25 | 0.23% | 0.23% | 159 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Founders Financial Alliance, LLC | History | No change | 500 | 24 | 0.0% | 0.0% | 160 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Root Financial Partners, LLC | History | New | 508 | 22 | 0.0% | — | 162 | +508 | New | Q3 2026 | Oct 21, 2026 |
| Raleigh Capital Management Inc. | History | Added to | 502 | 22 | 0.01% | 0.01% | 161 | +3 | 0.6% | Q3 2026 | Oct 28, 2026 |
| REAP Financial Group, LLC | History | Added to | 418 | 18 | 0.0% | 0.0% | 163 | +3 | 0.72% | Q3 2026 | Nov 02, 2026 |
| First Command Advisory Services, Inc. | History | No change | 346 | 17 | 0.0% | 0.0% | 164 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| BlackRock, Inc. | History | No change | 364 | 17 | 0.0% | 0.0% | 165 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| CX Institutional | History | Added to | 277 | 12 | 0.0% | 0.0% | 168 | +17 | 6.54% | Q3 2026 | Oct 02, 2026 |
| Ancora Advisors LLC | History | No change | 250 | 12 | 0.0% | 0.0% | 166 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Transamerica Financial Advisors, LLC | History | No change | 243 | 12 | 0.0% | 0.0% | 167 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Blue Trust, Inc. | History | Added to | 228 | 10 | 0.0% | 0.0% | 170 | +1 | 0.44% | Q3 2026 | Oct 15, 2026 |
| Coppell Advisory Solutions LLC | History | No change | 14,300 | 10 | 0.0% | 0.0% | 169 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ASSETMARK, INC | History | Added to | 181 | 7 | 0.0% | 0.0% | 171 | +77 | 74.04% | Q3 2026 | Oct 21, 2026 |
| CoreCap Advisors, LLC | History | Added to | 177 | 7 | 0.0% | 0.0% | 172 | +31 | 21.23% | Q3 2026 | Oct 08, 2026 |
| Physician Wealth Advisors, Inc. | History | No change | 154 | 6 | 0.0% | 0.0% | 173 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Ascentis Independent Advisors | History | New | 119 | 5 | 0.0% | — | 176 | +119 | New | Q3 2026 | Nov 03, 2026 |
| Mosley Wealth Management | History | Added to | 127 | 5 | 0.0% | 0.0% | 174 | +1 | 0.79% | Q3 2026 | Oct 16, 2026 |
| Financial Network Wealth Advisors LLC | History | No change | 120 | 5 | 0.0% | 0.01% | 175 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| BLAIR WILLIAM & CO/IL | History | No change | 87 | 4 | 0.0% | 0.0% | 177 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Fortis Group Advisors, LLC | History | No change | 97 | 4 | 0.0% | 0.0% | 178 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Silver Grove Financial Group, Inc. | History | No change | 87 | 4 | 0.0% | 0.0% | 179 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Caldwell Trust Co | History | Reduced | 70 | 3 | 0.0% | 0.0% | 181 | -12 | -14.63% | Q3 2026 | Oct 30, 2026 |
| Russell Investments Group, Ltd. | History | No change | 75 | 3 | 0.0% | 0.0% | 180 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Davis Capital Management | History | Reduced | 51 | 2 | 0.0% | 0.0% | 183 | -80 | -61.07% | Q3 2026 | Oct 08, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 58 | 2 | 0.0% | 0.0% | 182 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Spire Wealth Management | History | No change | 61 | 2 | 0.0% | 0.0% | 184 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| Wagner Wealth Management, LLC | History | Added to | 38 | 1 | 0.0% | 0.0% | 185 | +1 | 2.7% | Q3 2026 | Oct 21, 2026 |
| Key FInancial Inc | History | No change | 32 | 1 | 0.0% | 0.0% | 186 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 29 | 1 | 0.0% | 0.0% | 187 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| Central Pacific Bank - Trust Division | History | No change | 38 | 1 | 0.0% | 0.0% | 188 | 0 | 0.0% | Q3 2026 | Oct 05, 2026 |
| Fiduciary Alliance LLC | History | Closed out | 0 | 0 | — | 0.33% | — | -97,807 | -100.0% | Q3 2026 | Oct 13, 2026 |
| Cyndeo Wealth Partners, LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -38,597 | -100.0% | Q3 2026 | Oct 16, 2026 |
| Persium Advisors, LLC | History | Closed out | 0 | 0 | — | 0.34% | — | -10,650 | -100.0% | Q3 2026 | Oct 07, 2026 |
| Atria Investments, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -6,392 | -100.0% | Q3 2026 | Oct 15, 2026 |
| Retirement Planning Group, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -5,038 | -100.0% | Q3 2026 | Oct 19, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -4,256 | -100.0% | Q3 2026 | Nov 04, 2026 |
| Lloyd Advisory Services, LLC. | History | Closed out | 0 | 0 | — | 0.0% | — | -133 | -100.0% | Q3 2026 | Nov 02, 2026 |
| AdvisorNet Financial, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -55 | -100.0% | Q3 2026 | Oct 15, 2026 |
| Princeton Global Asset Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -34 | -100.0% | Q3 2026 | Oct 21, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -21 | -100.0% | Q3 2026 | Oct 29, 2026 |
| Allspring Global Investments Holdings, LLC | History | New | 2 | 0 | — | — | — | +2 | New | Q3 2026 | Nov 04, 2026 |
| VALLEY WEALTH MANAGERS, INC. | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 09, 2026 |
| Darwin Wealth Management, LLC | History | No change | 15 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Realta Investment Advisors | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| Quent Capital, LLC | History | No change | 8 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |