FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FXZ
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN | History | No change | 486,764 | 38,668 | 0.01% | 0.01% | 1 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | No change | 405,596 | 32,220 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 382,234 | 30,364 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | No change | 322,406 | 25,611 | 0.01% | 0.01% | 4 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 179,204 | 14,235 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | No change | 147,487 | 11,716 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Cetera Investment Advisers | History | No change | 101,653 | 8,075 | 0.01% | 0.01% | 7 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 92,456 | 7,346 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | No change | 80,167 | 6,368 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 82,077 | 6,342 | 0.07% | 0.05% | 10 | +24,479 | 42.5% | Q3 2026 | Oct 26, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 75,347 | 5,985 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 73,781 | 5,861 | 0.08% | 0.08% | 12 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 68,976 | 5,330 | 0.01% | 0.01% | 13 | +2,878 | 4.35% | Q3 2026 | Oct 30, 2026 |
| ROYAL BANK OF CANADA | History | No change | 59,115 | 4,696 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WCG Wealth Advisors LLC | History | No change | 58,320 | 4,632 | 0.11% | 0.11% | 15 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 56,394 | 4,358 | 0.01% | 0.01% | 16 | -1,165 | -2.02% | Q3 2026 | Nov 02, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 50,766 | 4,032 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 50,000 | 3,972 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 44,208 | 3,416 | 0.01% | 0.01% | 19 | -3,159 | -6.67% | Q3 2026 | Nov 02, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 39,101 | 3,106 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 35,803 | 2,756 | 0.0% | 0.01% | 21 | -3,072 | -7.9% | Q3 2026 | Oct 13, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Reduced | 29,720 | 2,296 | 0.04% | 0.05% | 22 | -741 | -2.43% | Q3 2026 | Oct 13, 2026 |
| PGIM Custom Harvest LLC | History | No change | 26,833 | 2,131 | 0.03% | 0.03% | 23 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 26,680 | 2,119 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Equitable Holdings, Inc. | History | No change | 26,402 | 2,097 | 0.01% | 0.01% | 25 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Private Advisor Group, LLC | History | No change | 23,457 | 1,863 | 0.01% | 0.01% | 26 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| NAVELLIER & ASSOCIATES INC | History | No change | 21,378 | 1,698 | 0.13% | 0.13% | 27 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 16,873 | 1,303 | 0.0% | 0.0% | 28 | +1,535 | 10.01% | Q3 2026 | Nov 02, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 15,187 | 1,221 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Nilsine Partners, LLC | History | Reduced | 14,656 | 1,132 | 0.08% | 0.08% | 30 | -171 | -1.15% | Q3 2026 | Nov 02, 2026 |
| Purus Wealth Management, LLC | History | Reduced | 14,478 | 1,118 | 0.31% | 0.32% | 31 | -135 | -0.92% | Q3 2026 | Oct 15, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 13,366 | 1,061 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Kesler, Norman & Wride, LLC | History | No change | 13,086 | 1,039 | 0.16% | 0.16% | 33 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 12,719 | 982 | 0.01% | 0.01% | 34 | -1,475 | -10.39% | Q3 2026 | Oct 08, 2026 |
| BAROMETER CAPITAL MANAGEMENT INC. | History | No change | 12,300 | 977 | 0.27% | 0.27% | 35 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 11,965 | 924 | 0.0% | 0.02% | 36 | -41,376 | -77.57% | Q3 2026 | Oct 27, 2026 |
| VIAWEALTH, LLC | History | No change | 10,507 | 834 | 0.42% | 0.42% | 37 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Janney Montgomery Scott LLC | History | No change | 10,282 | 817 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| TSFG, LLC | History | Added to | 9,863 | 762 | 0.18% | 0.1% | 39 | +24 | 0.24% | Q3 2026 | Oct 23, 2026 |
| Summit Financial, LLC | History | No change | 9,400 | 746 | 0.01% | 0.01% | 40 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| American Institute for Advanced Investment Management, LLP | History | Added to | 9,485 | 733 | 0.42% | 0.38% | 41 | +1,135 | 13.59% | Q3 2026 | Nov 03, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 9,073 | 720 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Quad-Cities Investment Group, LLC | History | Reduced | 9,141 | 706 | 0.25% | 0.26% | 43 | -62 | -0.67% | Q3 2026 | Oct 15, 2026 |
| Creative Planning | History | Reduced | 8,571 | 662 | 0.0% | 0.0% | 44 | -93 | -1.07% | Q3 2026 | Nov 02, 2026 |
| Baird Financial Group, Inc. | History | No change | 7,473 | 593 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 7,441 | 591 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FLOW TRADERS U.S. LLC | History | No change | 7,398 | 588 | 0.02% | 0.02% | 47 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MGO ONE SEVEN LLC | History | Added to | 7,462 | 576 | 0.01% | 0.01% | 48 | +223 | 3.08% | Q3 2026 | Oct 28, 2026 |
| Apollon Financial, LLC | History | Added to | 6,770 | 523 | 0.06% | 0.06% | 49 | +7 | 0.1% | Q3 2026 | Oct 23, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 6,661 | 515 | 0.03% | 0.03% | 50 | +39 | 0.59% | Q3 2026 | Nov 02, 2026 |
| HighTower Advisors, LLC | History | No change | 6,355 | 504 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Freestone Capital Holdings, LLC | History | No change | 5,170 | 410 | 0.01% | 0.01% | 52 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Schrum Private Wealth Management LLC | History | No change | 6,230 | 403 | 0.41% | 0.41% | 53 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| COMPASS FINANCIAL MANAGEMENT LLC | History | No change | 5,225 | 403 | 0.04% | 0.05% | 54 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| Belpointe Asset Management LLC | History | No change | 5,000 | 397 | 0.01% | 0.01% | 55 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Fortis Capital Advisors, LLC | History | No change | 5,000 | 397 | 0.04% | 0.04% | 56 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| RPg Family Wealth Advisory, LLC | History | No change | 4,913 | 390 | 0.08% | 0.08% | 57 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Sound Income Strategies, LLC | History | Added to | 4,899 | 377 | 0.02% | 0.02% | 59 | +145 | 3.05% | Q3 2026 | Oct 09, 2026 |
| Risk Paradigm Group, LLC | History | No change | 4,756 | 377 | 0.3% | 0.3% | 58 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Geneos Wealth Management Inc. | History | No change | 4,716 | 374 | 0.01% | 0.01% | 60 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Atlas Brown,Inc. | History | Reduced | 4,675 | 361 | 0.1% | 0.1% | 61 | -59 | -1.25% | Q3 2026 | Oct 09, 2026 |
| GTS SECURITIES LLC | History | No change | 4,006 | 318 | 0.01% | 0.01% | 62 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| First Heartland Consultants, Inc. | History | New | 4,004 | 309 | 0.02% | — | 63 | +4,004 | New | Q3 2026 | Oct 08, 2026 |
| Capital Square, LLC | History | Added to | 3,682 | 285 | 0.13% | 0.11% | 64 | +354 | 10.64% | Q3 2026 | Oct 19, 2026 |
| Modern Wealth Management, LLC | History | No change | 3,531 | 280 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Petix & Botte Co | History | No change | 3,418 | 271 | 0.05% | 0.05% | 66 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 3,358 | 266 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Banco Santander, S.A. | History | No change | 3,290 | 261 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| J.W. COLE ADVISORS, INC. | History | No change | 3,138 | 249 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Carter Financial Group, INC. | History | Added to | 3,020 | 233 | 0.12% | 0.12% | 70 | +4 | 0.13% | Q3 2026 | Oct 21, 2026 |
| BETO FINANCIAL GROUP, LLC | History | No change | 3,077 | 231 | 0.12% | 0.12% | 71 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Morey & Quinn Wealth Partners, LLC | History | No change | 2,978 | 230 | 0.15% | 0.15% | 72 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| Concurrent Investment Advisors, LLC | History | New | 2,952 | 228 | 0.0% | — | 73 | +2,952 | New | Q3 2026 | Oct 16, 2026 |
| FIFTH THIRD BANCORP | History | No change | 2,870 | 227 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Empirical Asset Management, LLC | History | No change | 2,811 | 223 | 0.05% | 0.05% | 75 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Cornerstone Planning Group LLC | History | Reduced | 2,789 | 217 | 0.03% | 0.03% | 76 | -327 | -10.49% | Q3 2026 | Oct 16, 2026 |
| Sanctuary Advisors, LLC | History | No change | 2,699 | 214 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Savant Capital, LLC | History | No change | 2,668 | 211 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 2,481 | 191 | 0.01% | 0.01% | 79 | -631 | -20.28% | Q3 2026 | Oct 08, 2026 |
| JPMORGAN CHASE & CO | History | No change | 2,289 | 181 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| FAS Wealth Partners, Inc. | History | No change | 2,010 | 159 | 0.01% | 0.01% | 81 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| IFP Advisors, Inc | History | No change | 1,839 | 142 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| NewEdge Advisors, LLC | History | No change | 1,536 | 122 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Parallel Advisors, LLC | History | No change | 1,579 | 122 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| AE Wealth Management LLC | History | No change | 1,302 | 103 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| SECURITY NATIONAL BANK OF SIOUX CITY IOWA /IA/ | History | No change | 1,151 | 91 | 0.04% | 0.04% | 86 | 0 | 0.0% | Q2 2026 | Sep 18, 2026 |
| Tower Research Capital LLC (TRC) | History | No change | 945 | 75 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| BlackRock, Inc. | History | No change | 889 | 70 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| CX Institutional | History | Added to | 879 | 68 | 0.0% | 0.0% | 89 | +10 | 1.15% | Q3 2026 | Oct 02, 2026 |
| Global Retirement Partners, LLC | History | No change | 784 | 62 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| LANARK FINANCIAL, INC. | History | Reduced | 768 | 59 | 0.0% | 0.0% | 92 | -1 | -0.13% | Q3 2026 | Oct 26, 2026 |
| FRANKLIN RESOURCES INC | History | No change | 750 | 59 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| PRIVATE TRUST CO NA | History | Added to | 668 | 51 | 0.0% | 0.0% | 93 | +246 | 58.29% | Q3 2026 | Oct 20, 2026 |
| FIDUCIARY FINANCIAL ADVISORS | History | No change | 577 | 45 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ARMSTRONG ADVISORY GROUP, INC | History | No change | 563 | 43 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q3 2026 | Oct 09, 2026 |
| Piscataqua Savings Bank | History | No change | 390 | 30 | 0.02% | 0.02% | 96 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| SIGNATUREFD, LLC | History | No change | 339 | 26 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| Basepoint Wealth LLC | History | No change | 324 | 25 | 0.01% | 0.01% | 98 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Graney & King, LLC | History | No change | 306 | 24 | 0.01% | 0.01% | 99 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| MATHER GROUP, LLC. | History | No change | 271 | 20 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| Qube Research & Technologies Ltd | History | No change | 242 | 19 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Balance Wealth Partners LLC | History | New | 244 | 18 | 0.0% | — | 102 | +244 | New | Q3 2026 | Oct 27, 2026 |
| Wagner Wealth Management, LLC | History | Added to | 209 | 16 | 0.0% | 0.0% | 103 | +1 | 0.48% | Q3 2026 | Oct 21, 2026 |
| Synergy Investment Management, LLC | History | No change | 200 | 15 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GAMMA Investing LLC | History | Reduced | 191 | 14 | 0.0% | 0.0% | 106 | -1 | -0.52% | Q3 2026 | Oct 08, 2026 |
| FMR LLC | History | No change | 179 | 14 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Blue Trust, Inc. | History | Added to | 145 | 11 | 0.0% | 0.0% | 107 | +1 | 0.69% | Q3 2026 | Oct 15, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 136 | 10 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Physician Wealth Advisors, Inc. | History | No change | 139 | 10 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Spire Wealth Management | History | No change | 110 | 8 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| BESSEMER GROUP INC | History | No change | 80 | 6 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| AMERIFLEX GROUP, INC. | History | No change | 79 | 6 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ASSETMARK, INC | History | No change | 43 | 3 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| Elevated Capital Advisors, LLC | History | No change | 42 | 3 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Quest 10 Wealth Builders, Inc. | History | No change | 43 | 3 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| BFC Planning, Inc. | History | No change | 41 | 3 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| SBI Securities Co., Ltd. | History | Added to | 25 | 1 | 0.0% | — | 117 | +24 | 2400.0% | Q3 2026 | Oct 21, 2026 |
| Virtue Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.86% | — | -80,860 | -100.0% | Q3 2026 | Oct 29, 2026 |
| Eagle Strategies LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -8,658 | -100.0% | Q3 2026 | Oct 16, 2026 |
| Global View Capital Management LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -3,128 | -100.0% | Q3 2026 | Oct 28, 2026 |
| Southland Equity Partners LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -2,552 | -100.0% | Q3 2026 | Oct 14, 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -60 | -100.0% | Q3 2026 | Oct 14, 2026 |
| AdvisorNet Financial, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -25 | -100.0% | Q3 2026 | Oct 15, 2026 |
| CITIGROUP INC | History | New | 1 | 0 | — | — | — | +1 | New | Q3 2026 | Nov 04, 2026 |
| Transamerica Financial Advisors, LLC | History | No change | 6 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| Main Street Group, LTD | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |