FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FXZ
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 22 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN | History | Reduced | 342,587 | 22,207 | 0.0% | 0.0% | 1 | -1,454 | -0.42% | Q4 2025 | Feb 13, 2026 |
| LPL Financial LLC | History | Reduced | 191,863 | 12,437 | 0.0% | 0.0% | 2 | -9,045 | -4.5% | Q4 2025 | Feb 11, 2026 |
| MORGAN STANLEY | History | Reduced | 176,062 | 11,412 | 0.0% | 0.0% | 3 | -641 | -0.36% | Q4 2025 | Feb 13, 2026 |
| Cetera Investment Advisers | History | Reduced | 107,581 | 6,973 | 0.01% | 0.01% | 4 | -37,611 | -25.9% | Q4 2025 | Feb 17, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 102,015 | 6,612 | 0.0% | 0.0% | 5 | -1,150 | -1.11% | Q4 2025 | Feb 17, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 83,269 | 5,399 | 0.0% | 0.0% | 6 | -41,691 | -33.36% | Q4 2025 | Feb 17, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 73,991 | 5,131 | 0.01% | 0.01% | 7 | +2,853 | 4.01% | Q4 2025 | Jan 08, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 66,705 | 4,324 | 0.0% | 0.0% | 8 | +2,403 | 3.74% | Q4 2025 | Feb 10, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 63,246 | 4,099 | 0.0% | 0.0% | 9 | -14,614 | -18.77% | Q4 2025 | Mar 25, 2026 |
| Summit Financial, LLC | History | Added to | 63,029 | 4,085 | 0.06% | 0.01% | 10 | +56,132 | 813.86% | Q4 2025 | Feb 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 57,591 | 3,733 | 0.0% | 0.0% | 11 | +854 | 1.51% | Q4 2025 | Feb 12, 2026 |
| UBS Group AG | History | Reduced | 55,245 | 3,581 | 0.0% | 0.0% | 12 | -7,326 | -11.71% | Q4 2025 | Jan 29, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 55,241 | 3,580 | 0.0% | 0.0% | 13 | -2,604 | -4.5% | Q4 2025 | Feb 18, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 46,097 | 2,988 | 0.0% | 0.0% | 14 | +1,435 | 3.21% | Q4 2025 | Feb 02, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 45,436 | 2,945 | 0.0% | 0.0% | 15 | +15,343 | 50.99% | Q4 2025 | Feb 13, 2026 |
| ROYAL BANK OF CANADA | History | New | 41,934 | 2,718 | 0.0% | — | 16 | +41,934 | New | Q4 2025 | Feb 17, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 35,440 | 2,297 | 0.01% | 0.01% | 17 | -1,117 | -3.06% | Q4 2025 | Feb 05, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 31,517 | 2,043 | 0.0% | 0.0% | 18 | -9,466 | -23.1% | Q4 2025 | Feb 17, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 28,820 | 1,868 | 0.04% | 0.04% | 19 | +3,601 | 14.28% | Q4 2025 | Feb 09, 2026 |
| PGIM Custom Harvest LLC | History | Reduced | 27,365 | 1,773 | 0.03% | 0.03% | 20 | -169 | -0.61% | Q4 2025 | Feb 17, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 26,148 | 1,695 | 0.0% | 0.0% | 21 | -96 | -0.37% | Q4 2025 | Mar 16, 2026 |
| Private Advisor Group, LLC | History | Added to | 21,791 | 1,412 | 0.01% | 0.0% | 22 | +8,789 | 67.6% | Q4 2025 | Feb 17, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 17,394 | 1,127 | 0.0% | 0.0% | 23 | -4,472 | -20.45% | Q4 2025 | Feb 17, 2026 |
| Purus Wealth Management, LLC | History | Reduced | 15,259 | 989 | 0.31% | 0.31% | 24 | -497 | -3.15% | Q4 2025 | Jan 27, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 14,310 | 927 | 0.0% | 0.0% | 25 | +413 | 2.97% | Q4 2025 | Feb 13, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 13,776 | 892 | 0.0% | 0.0% | 26 | +998 | 7.81% | Q4 2025 | Feb 13, 2026 |
| Kesler, Norman & Wride, LLC | History | Added to | 13,229 | 857 | 0.15% | 0.14% | 27 | +244 | 1.88% | Q4 2025 | Feb 10, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 10,056 | 651 | 0.01% | 0.01% | 28 | -612 | -5.74% | Q4 2025 | Feb 02, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 10,036 | 650 | 0.01% | 0.01% | 29 | +3,493 | 53.39% | Q4 2025 | Jan 23, 2026 |
| Quad-Cities Investment Group, LLC | History | Reduced | 9,603 | 622 | 0.26% | 0.25% | 30 | -20 | -0.21% | Q4 2025 | Jan 14, 2026 |
| Creative Planning | History | Reduced | 8,789 | 569 | 0.0% | 0.0% | 31 | -35 | -0.4% | Q4 2025 | Feb 17, 2026 |
| GTS SECURITIES LLC | History | Reduced | 8,327 | 539 | 0.02% | 0.03% | 32 | -3,007 | -26.53% | Q4 2025 | Feb 13, 2026 |
| RPg Family Wealth Advisory, LLC | History | Reduced | 8,011 | 519 | 0.11% | 0.15% | 33 | -3,153 | -28.24% | Q4 2025 | Feb 13, 2026 |
| Risk Paradigm Group, LLC | History | New | 7,854 | 509 | 0.49% | — | 34 | +7,854 | New | Q4 2025 | Feb 17, 2026 |
| Schrum Private Wealth Management LLC | History | No change | 7,730 | 501 | 0.37% | 0.35% | 35 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 6,998 | 454 | 0.0% | 0.0% | 36 | +1,026 | 17.18% | Q4 2025 | Feb 11, 2026 |
| Apollon Financial, LLC | History | Added to | 6,852 | 444 | 0.06% | 0.07% | 37 | +11 | 0.16% | Q4 2025 | Jan 22, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 6,632 | 429 | 0.03% | 0.03% | 38 | -474 | -6.67% | Q4 2025 | Feb 03, 2026 |
| HighTower Advisors, LLC | History | No change | 6,555 | 424 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Reduced | 6,387 | 413 | 0.0% | 0.0% | 40 | -45 | -0.7% | Q4 2025 | Feb 17, 2026 |
| Modern Wealth Management, LLC | History | Reduced | 5,236 | 339 | 0.01% | 0.01% | 41 | -322 | -5.79% | Q4 2025 | Feb 17, 2026 |
| Belpointe Asset Management LLC | History | No change | 5,000 | 324 | 0.01% | 0.01% | 42 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| Fortis Capital Advisors, LLC | History | No change | 5,000 | 324 | 0.05% | 0.05% | 43 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| Cornerstone Planning Group LLC | History | Reduced | 4,205 | 313 | 0.05% | 0.11% | 44 | -7,376 | -63.69% | Q4 2025 | Feb 02, 2026 |
| Geneos Wealth Management Inc. | History | Reduced | 4,645 | 301 | 0.01% | 0.01% | 45 | -210 | -4.33% | Q4 2025 | Jan 28, 2026 |
| MGO ONE SEVEN LLC | History | No change | 4,601 | 298 | 0.01% | 0.01% | 46 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| Sound Income Strategies, LLC | History | New | 4,111 | 296 | 0.01% | — | 47 | +4,111 | New | Q4 2025 | Jan 21, 2026 |
| Atlas Brown,Inc. | History | Reduced | 3,798 | 246 | 0.07% | 0.07% | 48 | -1 | -0.03% | Q4 2025 | Jan 09, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 3,610 | 234 | 0.01% | 0.01% | 49 | -470 | -11.52% | Q4 2025 | Jan 13, 2026 |
| FLOW TRADERS U.S. LLC | History | New | 3,520 | 228 | 0.01% | — | 50 | +3,520 | New | Q4 2025 | Feb 13, 2026 |
| Banco Santander, S.A. | History | New | 3,510 | 227 | 0.0% | — | 51 | +3,510 | New | Q4 2025 | Feb 13, 2026 |
| Petix & Botte Co | History | No change | 3,418 | 221 | 0.05% | 0.05% | 52 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 3,345 | 216 | 0.0% | 0.0% | 53 | -287 | -7.9% | Q4 2025 | Feb 06, 2026 |
| CWM, LLC | History | Reduced | 3,045 | 197 | 0.0% | 0.0% | 54 | -50 | -1.62% | Q4 2025 | Jan 26, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 2,580 | 167 | 0.0% | 0.0% | 55 | +61 | 2.42% | Q4 2025 | Feb 12, 2026 |
| FAS Wealth Partners, Inc. | History | No change | 2,010 | 130 | 0.01% | 0.01% | 56 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| FIFTH THIRD BANCORP | History | No change | 2,000 | 129 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| IFP Advisors, Inc | History | No change | 1,844 | 119 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| AE Wealth Management LLC | History | Reduced | 1,600 | 103 | 0.0% | 0.0% | 59 | -74 | -4.42% | Q4 2025 | Jan 26, 2026 |
| Tower Research Capital LLC (TRC) | History | Reduced | 1,297 | 84 | 0.0% | 0.01% | 60 | -4,586 | -77.95% | Q4 2025 | Feb 17, 2026 |
| CX Institutional | History | Reduced | 1,179 | 76 | 0.0% | 0.0% | 61 | -1,225 | -50.96% | Q4 2025 | Feb 02, 2026 |
| Parallel Advisors, LLC | History | Reduced | 975 | 63 | 0.0% | 0.0% | 62 | -235 | -19.42% | Q4 2025 | Feb 11, 2026 |
| BlackRock, Inc. | History | No change | 889 | 57 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 859 | 55 | 0.0% | 0.0% | 65 | -709 | -45.22% | Q4 2025 | Feb 18, 2026 |
| COMERICA BANK | History | No change | 859 | 55 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| NBC SECURITIES, INC. | History | Added to | 837 | 54 | 0.0% | 0.0% | 66 | +171 | 25.68% | Q4 2025 | Jan 29, 2026 |
| Global Retirement Partners, LLC | History | Added to | 782 | 50 | 0.0% | 0.0% | 67 | +1 | 0.13% | Q4 2025 | Feb 06, 2026 |
| ARMSTRONG ADVISORY GROUP, INC | History | No change | 563 | 36 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q4 2025 | Jan 08, 2026 |
| Piscataqua Savings Bank | History | No change | 390 | 25 | 0.02% | 0.02% | 69 | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| Qube Research & Technologies Ltd | History | No change | 349 | 22 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| SIGNATUREFD, LLC | History | No change | 339 | 21 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| Basepoint Wealth LLC | History | New | 322 | 20 | 0.01% | — | 72 | +322 | New | Q4 2025 | Feb 10, 2026 |
| Graney & King, LLC | History | Added to | 306 | 19 | 0.01% | 0.01% | 73 | +2 | 0.66% | Q4 2025 | Feb 13, 2026 |
| PRIVATE TRUST CO NA | History | No change | 282 | 18 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Wagner Wealth Management, LLC | History | Added to | 207 | 13 | 0.0% | 0.0% | 75 | +1 | 0.49% | Q4 2025 | Jan 30, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 175 | 11 | 0.0% | 0.0% | 76 | +28 | 19.05% | Q4 2025 | Feb 10, 2026 |
| Physician Wealth Advisors, Inc. | History | No change | 139 | 9 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Blue Trust, Inc. | History | No change | 143 | 9 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| Spire Wealth Management | History | No change | 110 | 7 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| AMERIFLEX GROUP, INC. | History | Reduced | 79 | 5 | 0.0% | 0.0% | 80 | -79 | -50.0% | Q4 2025 | Feb 18, 2026 |
| FMR LLC | History | No change | 75 | 4 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | History | New | 60 | 3 | 0.0% | — | 82 | +60 | New | Q4 2025 | Jan 20, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | New | 50 | 3 | 0.0% | — | 83 | +50 | New | Q4 2025 | Jan 21, 2026 |
| Elevated Capital Advisors, LLC | History | New | 42 | 2 | 0.0% | — | 86 | +42 | New | Q4 2025 | Jan 27, 2026 |
| Russell Investments Group, Ltd. | History | Reduced | 32 | 2 | 0.0% | 0.0% | 85 | -8 | -20.0% | Q4 2025 | Feb 17, 2026 |
| ASSETMARK, INC | History | No change | 43 | 2 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Quest 10 Wealth Builders, Inc. | History | No change | 43 | 2 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| AdvisorNet Financial, Inc | History | New | 25 | 1 | 0.0% | — | 88 | +25 | New | Q4 2025 | Jan 20, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Closed out | 0 | 0 | — | 0.0% | — | -50,000 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Sanctuary Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -27,838 | -100.0% | Q3 2025 | Jan 13, 2026 |
| HBW ADVISORY SERVICES LLC | History | Closed out | 0 | 0 | — | 0.14% | — | -19,510 | -100.0% | Q3 2025 | Oct 16, 2025 |
| HRT FINANCIAL LP | History | Closed out | 0 | 0 | — | 0.0% | — | -9,336 | -100.0% | Q3 2025 | Nov 14, 2025 |
| NAVELLIER & ASSOCIATES INC | History | Closed out | 0 | 0 | — | 0.03% | — | -5,061 | -100.0% | Q3 2025 | Nov 06, 2025 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,919 | -100.0% | Q3 2025 | Nov 14, 2025 |
| WMG Financial Advisors, LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -4,111 | -100.0% | Q3 2025 | Oct 23, 2025 |
| ARKANSAS FINANCIAL GROUP, INC. | History | Closed out | 0 | 0 | — | 0.04% | — | -3,901 | -100.0% | Q3 2025 | Jan 28, 2026 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,380 | -100.0% | Q3 2025 | Nov 06, 2025 |
| MATHER GROUP, LLC. | History | Closed out | 0 | 0 | — | 0.0% | — | -271 | -100.0% | Q3 2025 | Oct 21, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -101 | -100.0% | Q3 2025 | Nov 18, 2025 |
| Motiv8 Investments LLC | History | New | 7 | 0 | — | — | — | +7 | New | Q4 2025 | Feb 13, 2026 |
| Transamerica Financial Advisors, LLC | History | No change | 7 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |