FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FXZ
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN | History | Added to | 486,764 | 38,668 | 0.01% | 0.01% | 1 | +34,779 | 7.69% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | Added to | 405,596 | 32,220 | 0.0% | 0.0% | 2 | +143,712 | 54.88% | Q2 2026 | Aug 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 382,234 | 30,364 | 0.0% | 0.0% | 3 | -2,926 | -0.76% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | Added to | 322,406 | 25,611 | 0.01% | 0.01% | 4 | +15,471 | 5.04% | Q2 2026 | Aug 07, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 179,204 | 14,235 | 0.0% | 0.0% | 5 | +109,066 | 155.5% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | Added to | 147,487 | 11,716 | 0.0% | 0.0% | 6 | +14,393 | 10.81% | Q2 2026 | Aug 13, 2026 |
| Cetera Investment Advisers | History | Reduced | 101,653 | 8,075 | 0.01% | 0.01% | 7 | -2,413 | -2.32% | Q2 2026 | Aug 12, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 92,456 | 7,346 | 0.0% | 0.0% | 8 | -2,453 | -2.58% | Q2 2026 | Aug 14, 2026 |
| Virtue Capital Management, LLC | History | Reduced | 80,860 | 6,423 | 0.86% | 1.05% | 9 | -12,050 | -12.97% | Q2 2026 | Aug 05, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Added to | 80,167 | 6,368 | 0.0% | 0.0% | 10 | +67,500 | 532.88% | Q2 2026 | Aug 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 75,347 | 5,985 | 0.0% | 0.0% | 11 | -3,467 | -4.4% | Q2 2026 | Aug 03, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 73,781 | 5,861 | 0.08% | 0.04% | 12 | +40,573 | 122.18% | Q2 2026 | Aug 12, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 66,098 | 5,250 | 0.01% | 0.01% | 13 | -9,452 | -12.51% | Q2 2026 | Jul 28, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 59,115 | 4,696 | 0.0% | 0.0% | 14 | +1,604 | 2.79% | Q2 2026 | Aug 14, 2026 |
| WCG Wealth Advisors LLC | History | Reduced | 58,320 | 4,632 | 0.11% | 0.19% | 15 | -32,990 | -36.13% | Q2 2026 | Aug 14, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 57,598 | 4,575 | 0.05% | 0.03% | 16 | +26,547 | 85.49% | Q2 2026 | Aug 03, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 57,559 | 4,572 | 0.01% | 0.01% | 17 | +688 | 1.21% | Q2 2026 | Jul 29, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 53,341 | 4,237 | 0.02% | 0.02% | 18 | -718 | -1.33% | Q2 2026 | Jul 24, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 50,766 | 4,032 | 0.0% | 0.0% | 19 | +14,479 | 39.9% | Q2 2026 | Aug 12, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 50,000 | 3,972 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 47,367 | 3,763 | 0.01% | 0.02% | 21 | -52,944 | -52.78% | Q2 2026 | Jul 27, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 39,101 | 3,106 | 0.0% | 0.0% | 22 | -9 | -0.02% | Q2 2026 | Aug 14, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 38,875 | 3,010 | 0.01% | 0.01% | 23 | -2,201 | -5.36% | Q2 2026 | Jul 15, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Added to | 30,461 | 2,419 | 0.05% | 0.03% | 24 | +14,512 | 90.99% | Q2 2026 | Jul 15, 2026 |
| PGIM Custom Harvest LLC | History | Reduced | 26,833 | 2,131 | 0.03% | 0.03% | 25 | -202 | -0.75% | Q2 2026 | Aug 13, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 26,680 | 2,119 | 0.0% | 0.0% | 26 | +395 | 1.5% | Q2 2026 | Aug 13, 2026 |
| Equitable Holdings, Inc. | History | New | 26,402 | 2,097 | 0.01% | — | 27 | +26,402 | New | Q2 2026 | Aug 17, 2026 |
| Private Advisor Group, LLC | History | Added to | 23,457 | 1,863 | 0.01% | 0.01% | 28 | +1,742 | 8.02% | Q2 2026 | Jul 27, 2026 |
| NAVELLIER & ASSOCIATES INC | History | Added to | 21,378 | 1,698 | 0.13% | 0.16% | 29 | +619 | 2.98% | Q2 2026 | Aug 04, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 15,187 | 1,221 | 0.0% | 0.0% | 30 | +4,174 | 37.9% | Q2 2026 | Aug 14, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 15,338 | 1,218 | 0.0% | 0.0% | 31 | +171 | 1.13% | Q2 2026 | Jul 28, 2026 |
| Nilsine Partners, LLC | History | Added to | 14,827 | 1,177 | 0.08% | 0.09% | 32 | +261 | 1.79% | Q2 2026 | Jul 24, 2026 |
| Purus Wealth Management, LLC | History | Added to | 14,613 | 1,160 | 0.32% | 0.35% | 33 | +53 | 0.36% | Q2 2026 | Jul 13, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 14,194 | 1,127 | 0.01% | 0.01% | 34 | +3,761 | 36.05% | Q2 2026 | Jul 17, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 13,366 | 1,061 | 0.0% | 0.0% | 35 | +5,403 | 67.85% | Q2 2026 | Aug 07, 2026 |
| Kesler, Norman & Wride, LLC | History | Reduced | 13,086 | 1,039 | 0.16% | 0.17% | 36 | -186 | -1.4% | Q2 2026 | Jul 23, 2026 |
| BAROMETER CAPITAL MANAGEMENT INC. | History | Added to | 12,300 | 977 | 0.27% | 0.08% | 37 | +9,200 | 296.77% | Q2 2026 | Aug 12, 2026 |
| VIAWEALTH, LLC | History | Added to | 10,507 | 834 | 0.42% | 0.18% | 38 | +6,311 | 150.41% | Q2 2026 | Aug 11, 2026 |
| Janney Montgomery Scott LLC | History | New | 10,282 | 817 | 0.0% | — | 39 | +10,282 | New | Q2 2026 | Aug 05, 2026 |
| TSFG, LLC | History | Reduced | 9,839 | 782 | 0.1% | 0.13% | 40 | -1,565 | -13.72% | Q2 2026 | Jul 23, 2026 |
| Summit Financial, LLC | History | Added to | 9,400 | 746 | 0.01% | 0.01% | 41 | +697 | 8.01% | Q2 2026 | Aug 12, 2026 |
| Quad-Cities Investment Group, LLC | History | Reduced | 9,203 | 731 | 0.26% | 0.29% | 42 | -298 | -3.14% | Q2 2026 | Jul 07, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 9,073 | 720 | 0.0% | 0.0% | 43 | +6,621 | 270.02% | Q2 2026 | Aug 13, 2026 |
| Creative Planning | History | Reduced | 8,664 | 688 | 0.0% | 0.0% | 44 | -146 | -1.66% | Q2 2026 | Aug 13, 2026 |
| Eagle Strategies LLC | History | New | 8,658 | 687 | 0.07% | — | 45 | +8,658 | New | Q2 2026 | Jul 21, 2026 |
| American Institute for Advanced Investment Management, LLP | History | New | 8,350 | 663 | 0.38% | — | 46 | +8,350 | New | Q2 2026 | Jul 21, 2026 |
| Baird Financial Group, Inc. | History | New | 7,473 | 593 | 0.0% | — | 47 | +7,473 | New | Q2 2026 | Aug 12, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 7,441 | 591 | 0.0% | 0.0% | 48 | -35,074 | -82.5% | Q2 2026 | Aug 14, 2026 |
| FLOW TRADERS U.S. LLC | History | New | 7,398 | 588 | 0.02% | — | 49 | +7,398 | New | Q2 2026 | Aug 14, 2026 |
| MGO ONE SEVEN LLC | History | Reduced | 7,239 | 575 | 0.01% | 0.01% | 50 | -46 | -0.63% | Q2 2026 | Jul 31, 2026 |
| Apollon Financial, LLC | History | Added to | 6,763 | 537 | 0.06% | 0.07% | 51 | +4 | 0.06% | Q2 2026 | Jul 22, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 6,622 | 518 | 0.03% | 0.04% | 52 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| HighTower Advisors, LLC | History | Reduced | 6,355 | 504 | 0.0% | 0.0% | 53 | -230 | -3.49% | Q2 2026 | Aug 05, 2026 |
| COMPASS FINANCIAL MANAGEMENT LLC | History | New | 5,225 | 415 | 0.05% | — | 54 | +5,225 | New | Q2 2026 | Aug 12, 2026 |
| Freestone Capital Holdings, LLC | History | New | 5,170 | 410 | 0.01% | — | 55 | +5,170 | New | Q2 2026 | Jul 31, 2026 |
| Schrum Private Wealth Management LLC | History | Reduced | 6,230 | 403 | 0.41% | 0.45% | 56 | -1,500 | -19.4% | Q2 2026 | Aug 10, 2026 |
| Belpointe Asset Management LLC | History | No change | 5,000 | 397 | 0.01% | 0.01% | 57 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Fortis Capital Advisors, LLC | History | No change | 5,000 | 397 | 0.04% | 0.05% | 58 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| RPg Family Wealth Advisory, LLC | History | Added to | 4,913 | 390 | 0.08% | 0.07% | 59 | +245 | 5.25% | Q2 2026 | Aug 04, 2026 |
| Risk Paradigm Group, LLC | History | Added to | 4,756 | 377 | 0.3% | 0.29% | 60 | +245 | 5.43% | Q2 2026 | Aug 05, 2026 |
| Sound Income Strategies, LLC | History | Added to | 4,754 | 377 | 0.02% | 0.02% | 61 | +140 | 3.03% | Q2 2026 | Jul 20, 2026 |
| Atlas Brown,Inc. | History | Reduced | 4,734 | 376 | 0.1% | 0.11% | 62 | -85 | -1.76% | Q2 2026 | Jul 09, 2026 |
| Geneos Wealth Management Inc. | History | No change | 4,716 | 374 | 0.01% | 0.01% | 63 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| GTS SECURITIES LLC | History | New | 4,006 | 318 | 0.01% | — | 64 | +4,006 | New | Q2 2026 | Aug 14, 2026 |
| Modern Wealth Management, LLC | History | Reduced | 3,531 | 280 | 0.0% | 0.01% | 65 | -1,038 | -22.72% | Q2 2026 | Aug 13, 2026 |
| Petix & Botte Co | History | No change | 3,418 | 271 | 0.05% | 0.06% | 66 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 3,358 | 266 | 0.0% | 0.0% | 67 | +5 | 0.15% | Q2 2026 | Aug 07, 2026 |
| Banco Santander, S.A. | History | No change | 3,290 | 261 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| Capital Square, LLC | History | Reduced | 3,328 | 257 | 0.11% | 0.12% | 69 | -13 | -0.39% | Q2 2026 | Aug 12, 2026 |
| J.W. COLE ADVISORS, INC. | History | New | 3,138 | 249 | 0.0% | — | 70 | +3,138 | New | Q2 2026 | Jul 21, 2026 |
| Global View Capital Management LLC | History | Reduced | 3,128 | 248 | 0.05% | 0.07% | 71 | -106 | -3.28% | Q2 2026 | Jul 23, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 3,112 | 247 | 0.01% | 0.01% | 72 | -92 | -2.87% | Q2 2026 | Jul 06, 2026 |
| Cornerstone Planning Group LLC | History | Reduced | 3,116 | 244 | 0.03% | 0.04% | 73 | -368 | -10.56% | Q2 2026 | Jul 29, 2026 |
| Carter Financial Group, INC. | History | Added to | 3,016 | 239 | 0.12% | 0.14% | 74 | +51 | 1.72% | Q2 2026 | Jul 30, 2026 |
| Morey & Quinn Wealth Partners, LLC | History | No change | 2,978 | 236 | 0.15% | 0.16% | 75 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| BETO FINANCIAL GROUP, LLC | History | No change | 3,077 | 231 | 0.12% | 0.14% | 76 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| FIFTH THIRD BANCORP | History | Added to | 2,870 | 227 | 0.0% | 0.0% | 77 | +11 | 0.38% | Q2 2026 | Aug 05, 2026 |
| Empirical Asset Management, LLC | History | Reduced | 2,811 | 223 | 0.05% | 0.06% | 78 | -37 | -1.3% | Q2 2026 | Aug 10, 2026 |
| CWM, LLC | History | No change | 2,896 | 220 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 2,699 | 214 | 0.0% | 0.0% | 80 | +8 | 0.3% | Q2 2026 | Aug 13, 2026 |
| Savant Capital, LLC | History | No change | 2,668 | 211 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Southland Equity Partners LLC | History | Reduced | 2,552 | 202 | 0.04% | 0.04% | 82 | -180 | -6.59% | Q2 2026 | Jul 13, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 2,289 | 181 | 0.0% | 0.0% | 83 | -3,331 | -59.27% | Q2 2026 | Aug 12, 2026 |
| FAS Wealth Partners, Inc. | History | No change | 2,010 | 159 | 0.01% | 0.01% | 84 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| IFP Advisors, Inc | History | No change | 1,839 | 146 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| Parallel Advisors, LLC | History | Added to | 1,579 | 125 | 0.0% | 0.0% | 86 | +354 | 28.9% | Q2 2026 | Aug 05, 2026 |
| NewEdge Advisors, LLC | History | Added to | 1,536 | 122 | 0.0% | 0.0% | 87 | +27 | 1.79% | Q2 2026 | Aug 12, 2026 |
| AE Wealth Management LLC | History | Reduced | 1,302 | 103 | 0.0% | 0.0% | 88 | -37 | -2.76% | Q2 2026 | Aug 03, 2026 |
| SECURITY NATIONAL BANK OF SIOUX CITY IOWA /IA/ | History | New | 1,151 | 91 | 0.04% | — | 89 | +1,151 | New | Q2 2026 | Sep 18, 2026 |
| Tower Research Capital LLC (TRC) | History | New | 945 | 75 | 0.0% | — | 90 | +945 | New | Q2 2026 | Aug 11, 2026 |
| BlackRock, Inc. | History | No change | 889 | 70 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| CX Institutional | History | Reduced | 869 | 69 | 0.0% | 0.0% | 92 | -561 | -39.23% | Q2 2026 | Jul 01, 2026 |
| Global Retirement Partners, LLC | History | New | 784 | 62 | 0.0% | — | 93 | +784 | New | Q2 2026 | Aug 06, 2026 |
| LANARK FINANCIAL, INC. | History | Reduced | 769 | 61 | 0.0% | 0.0% | 94 | -68 | -8.12% | Q2 2026 | Jul 21, 2026 |
| FRANKLIN RESOURCES INC | History | No change | 750 | 59 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| FIDUCIARY FINANCIAL ADVISORS | History | New | 577 | 45 | 0.0% | — | 96 | +577 | New | Q2 2026 | Aug 13, 2026 |
| ARMSTRONG ADVISORY GROUP, INC | History | No change | 563 | 44 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| PRIVATE TRUST CO NA | History | Added to | 422 | 33 | 0.0% | 0.0% | 98 | +140 | 49.65% | Q2 2026 | Jul 28, 2026 |
| Piscataqua Savings Bank | History | No change | 390 | 30 | 0.02% | 0.02% | 99 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| SIGNATUREFD, LLC | History | No change | 339 | 26 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Basepoint Wealth LLC | History | No change | 324 | 25 | 0.01% | 0.01% | 101 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Graney & King, LLC | History | No change | 306 | 24 | 0.01% | 0.01% | 102 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| MATHER GROUP, LLC. | History | No change | 271 | 21 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Qube Research & Technologies Ltd | History | Reduced | 242 | 19 | 0.0% | 0.0% | 104 | -50 | -17.12% | Q2 2026 | Aug 14, 2026 |
| Wagner Wealth Management, LLC | History | No change | 208 | 16 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| GAMMA Investing LLC | History | No change | 192 | 15 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q2 2026 | Jul 07, 2026 |
| Synergy Investment Management, LLC | History | No change | 200 | 15 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FMR LLC | History | Added to | 179 | 14 | 0.0% | 0.0% | 108 | +104 | 138.67% | Q2 2026 | Aug 13, 2026 |
| Physician Wealth Advisors, Inc. | History | No change | 139 | 11 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| Blue Trust, Inc. | History | No change | 144 | 11 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 136 | 10 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Spire Wealth Management | History | No change | 110 | 8 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| BESSEMER GROUP INC | History | No change | 80 | 6 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| AMERIFLEX GROUP, INC. | History | No change | 79 | 6 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | History | No change | 60 | 4 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q2 2026 | Jul 08, 2026 |
| ASSETMARK, INC | History | No change | 43 | 3 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| Elevated Capital Advisors, LLC | History | No change | 42 | 3 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Quest 10 Wealth Builders, Inc. | History | No change | 43 | 3 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| AdvisorNet Financial, Inc | History | No change | 25 | 2 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| IronBridge Private Wealth, LLC | History | Closed out | 0 | 0 | — | 1.87% | — | -76,220 | -100.0% | Q2 2026 | Aug 13, 2026 |
| Independent Advisor Alliance | History | Closed out | 0 | 0 | — | 0.02% | — | -28,899 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Main Street Group, LTD | History | Reduced | 1 | 0 | — | 0.0% | — | -106 | -99.07% | Q2 2026 | Jul 13, 2026 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -101 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Wall Street Financial Group, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -31 | -100.0% | Q2 2026 | Jul 13, 2026 |
| Russell Investments Group, Ltd. | History | Closed out | 0 | 0 | — | — | — | -13 | -100.0% | Q2 2026 | Aug 06, 2026 |
| Transamerica Financial Advisors, LLC | History | No change | 6 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| SBI Securities Co., Ltd. | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |