FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FXZ
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN | History | Added to | 451,985 | 34,445 | 0.01% | 0.0% | 1 | +109,398 | 31.93% | Q1 2026 | May 11, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 385,160 | 29,353 | 0.0% | 0.0% | 2 | +283,145 | 277.55% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Added to | 306,935 | 23,391 | 0.01% | 0.0% | 3 | +115,072 | 59.98% | Q1 2026 | May 06, 2026 |
| MORGAN STANLEY | History | Added to | 261,884 | 19,958 | 0.0% | 0.0% | 4 | +85,822 | 48.75% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Added to | 133,094 | 10,143 | 0.0% | 0.0% | 5 | +77,849 | 140.92% | Q1 2026 | May 05, 2026 |
| Cetera Investment Advisers | History | Reduced | 104,066 | 7,930 | 0.01% | 0.01% | 6 | -3,515 | -3.27% | Q1 2026 | May 13, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 100,311 | 7,645 | 0.02% | 0.01% | 7 | +64,871 | 183.04% | Q1 2026 | Apr 30, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 94,909 | 7,234 | 0.0% | 0.0% | 8 | +11,640 | 13.98% | Q1 2026 | May 15, 2026 |
| WCG Wealth Advisors LLC | History | New | 91,310 | 6,958 | 0.19% | — | 9 | +91,310 | New | Q1 2026 | May 12, 2026 |
| Virtue Capital Management, LLC | History | New | 92,910 | 6,869 | 1.05% | — | 10 | +92,910 | New | Q1 2026 | May 07, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 78,814 | 6,006 | 0.0% | 0.0% | 11 | +12,109 | 18.15% | Q1 2026 | May 04, 2026 |
| IronBridge Private Wealth, LLC | History | New | 76,220 | 5,808 | 1.87% | — | 12 | +76,220 | New | Q1 2026 | May 13, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 75,550 | 5,757 | 0.01% | 0.0% | 13 | +29,453 | 63.89% | Q1 2026 | Apr 27, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 70,138 | 5,345 | 0.0% | 0.0% | 14 | +14,897 | 26.97% | Q1 2026 | May 14, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 57,511 | 4,382 | 0.0% | 0.0% | 15 | +15,577 | 37.15% | Q1 2026 | May 15, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 56,871 | 4,334 | 0.01% | 0.0% | 16 | -720 | -1.25% | Q1 2026 | Apr 27, 2026 |
| D.A. DAVIDSON & CO. | History | New | 54,059 | 4,119 | 0.02% | — | 17 | +54,059 | New | Q1 2026 | May 05, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 50,000 | 3,810 | 0.0% | 0.0% | 18 | -13,246 | -20.94% | Q1 2026 | May 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 42,515 | 3,240 | 0.0% | 0.0% | 19 | +10,998 | 34.9% | Q1 2026 | May 15, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 41,076 | 3,162 | 0.01% | 0.01% | 20 | -32,915 | -44.49% | Q1 2026 | Apr 08, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 39,110 | 2,980 | 0.0% | 0.0% | 21 | +21,716 | 124.85% | Q1 2026 | May 15, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 36,287 | 2,765 | 0.0% | 0.0% | 22 | -9,149 | -20.14% | Q1 2026 | May 12, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 33,208 | 2,530 | 0.04% | 0.04% | 23 | +4,388 | 15.23% | Q1 2026 | May 15, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 31,051 | 2,366 | 0.03% | 0.01% | 24 | +20,995 | 208.78% | Q1 2026 | Apr 23, 2026 |
| Independent Advisor Alliance | History | New | 28,899 | 2,202 | 0.02% | — | 25 | +28,899 | New | Q1 2026 | May 12, 2026 |
| PGIM Custom Harvest LLC | History | Reduced | 27,035 | 2,060 | 0.03% | 0.03% | 26 | -330 | -1.21% | Q1 2026 | May 13, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 26,285 | 2,003 | 0.0% | 0.0% | 27 | +137 | 0.52% | Q1 2026 | May 14, 2026 |
| Private Advisor Group, LLC | History | Reduced | 21,715 | 1,654 | 0.01% | 0.01% | 28 | -76 | -0.35% | Q1 2026 | Apr 24, 2026 |
| NAVELLIER & ASSOCIATES INC | History | New | 20,759 | 1,582 | 0.16% | — | 29 | +20,759 | New | Q1 2026 | May 07, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | New | 15,949 | 1,215 | 0.03% | — | 30 | +15,949 | New | Q1 2026 | May 15, 2026 |
| Nilsine Partners, LLC | History | New | 14,566 | 1,171 | 0.09% | — | 31 | +14,566 | New | Q1 2026 | Apr 29, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 15,167 | 1,155 | 0.0% | 0.0% | 32 | +857 | 5.99% | Q1 2026 | Apr 30, 2026 |
| Purus Wealth Management, LLC | History | Reduced | 14,560 | 1,109 | 0.35% | 0.31% | 33 | -699 | -4.58% | Q1 2026 | Apr 15, 2026 |
| Kesler, Norman & Wride, LLC | History | Added to | 13,272 | 1,011 | 0.17% | 0.15% | 34 | +43 | 0.33% | Q1 2026 | May 06, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | New | 12,667 | 965 | 0.0% | — | 35 | +12,667 | New | Q1 2026 | May 15, 2026 |
| TSFG, LLC | History | New | 11,404 | 869 | 0.13% | — | 36 | +11,404 | New | Q1 2026 | Apr 27, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 11,013 | 811 | 0.0% | 0.0% | 37 | +4,626 | 72.43% | Q1 2026 | May 15, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 10,433 | 808 | 0.01% | 0.01% | 38 | +397 | 3.96% | Q1 2026 | Apr 07, 2026 |
| Quad-Cities Investment Group, LLC | History | Reduced | 9,501 | 724 | 0.29% | 0.26% | 39 | -102 | -1.06% | Q1 2026 | Apr 21, 2026 |
| Creative Planning | History | Added to | 8,810 | 671 | 0.0% | 0.0% | 40 | +21 | 0.24% | Q1 2026 | May 12, 2026 |
| Summit Financial, LLC | History | Reduced | 8,703 | 663 | 0.01% | 0.06% | 41 | -54,326 | -86.19% | Q1 2026 | May 15, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 7,963 | 606 | 0.0% | 0.0% | 42 | -5,813 | -42.2% | Q1 2026 | May 04, 2026 |
| Schrum Private Wealth Management LLC | History | No change | 7,730 | 589 | 0.45% | 0.37% | 43 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| MGO ONE SEVEN LLC | History | Added to | 7,285 | 555 | 0.01% | 0.01% | 44 | +2,684 | 58.34% | Q1 2026 | May 14, 2026 |
| Apollon Financial, LLC | History | Reduced | 6,759 | 515 | 0.07% | 0.06% | 45 | -93 | -1.36% | Q1 2026 | Apr 22, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 6,622 | 512 | 0.04% | 0.03% | 46 | -10 | -0.15% | Q1 2026 | May 01, 2026 |
| HighTower Advisors, LLC | History | Added to | 6,585 | 501 | 0.0% | 0.0% | 47 | +30 | 0.46% | Q1 2026 | May 05, 2026 |
| JPMORGAN CHASE & CO | History | New | 5,620 | 415 | 0.0% | — | 48 | +5,620 | New | Q1 2026 | May 13, 2026 |
| Belpointe Asset Management LLC | History | No change | 5,000 | 381 | 0.01% | 0.01% | 49 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Fortis Capital Advisors, LLC | History | No change | 5,000 | 381 | 0.05% | 0.05% | 50 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Atlas Brown,Inc. | History | Added to | 4,819 | 367 | 0.11% | 0.07% | 51 | +1,021 | 26.88% | Q1 2026 | Apr 17, 2026 |
| Geneos Wealth Management Inc. | History | Added to | 4,716 | 359 | 0.01% | 0.01% | 52 | +71 | 1.53% | Q1 2026 | May 04, 2026 |
| Sound Income Strategies, LLC | History | Added to | 4,614 | 357 | 0.02% | 0.01% | 53 | +503 | 12.24% | Q1 2026 | Apr 27, 2026 |
| RPg Family Wealth Advisory, LLC | History | Reduced | 4,668 | 355 | 0.07% | 0.11% | 54 | -3,343 | -41.73% | Q1 2026 | May 14, 2026 |
| Modern Wealth Management, LLC | History | Reduced | 4,569 | 353 | 0.01% | 0.01% | 55 | -667 | -12.74% | Q1 2026 | May 14, 2026 |
| Risk Paradigm Group, LLC | History | Reduced | 4,511 | 343 | 0.29% | 0.49% | 56 | -3,343 | -42.56% | Q1 2026 | May 14, 2026 |
| VIAWEALTH, LLC | History | New | 4,196 | 319 | 0.18% | — | 57 | +4,196 | New | Q1 2026 | May 11, 2026 |
| Cornerstone Planning Group LLC | History | Reduced | 3,484 | 281 | 0.04% | 0.05% | 58 | -721 | -17.15% | Q1 2026 | May 06, 2026 |
| Capital Square, LLC | History | New | 3,341 | 267 | 0.12% | — | 59 | +3,341 | New | Q1 2026 | May 11, 2026 |
| Petix & Botte Co | History | No change | 3,418 | 260 | 0.06% | 0.05% | 60 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 3,353 | 255 | 0.0% | 0.0% | 61 | +8 | 0.24% | Q1 2026 | May 08, 2026 |
| Banco Santander, S.A. | History | Reduced | 3,290 | 250 | 0.0% | 0.0% | 62 | -220 | -6.27% | Q1 2026 | May 08, 2026 |
| BETO FINANCIAL GROUP, LLC | History | New | 3,077 | 247 | 0.14% | — | 63 | +3,077 | New | Q1 2026 | May 11, 2026 |
| Global View Capital Management LLC | History | New | 3,234 | 246 | 0.07% | — | 64 | +3,234 | New | Q1 2026 | May 04, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 3,204 | 244 | 0.01% | 0.01% | 65 | -406 | -11.25% | Q1 2026 | Apr 07, 2026 |
| BAROMETER CAPITAL MANAGEMENT INC. | History | New | 3,100 | 236 | 0.08% | — | 66 | +3,100 | New | Q1 2026 | May 12, 2026 |
| Morey & Quinn Wealth Partners, LLC | History | New | 2,978 | 226 | 0.16% | — | 67 | +2,978 | New | Q1 2026 | Apr 21, 2026 |
| Carter Financial Group, INC. | History | New | 2,965 | 225 | 0.14% | — | 68 | +2,965 | New | Q1 2026 | Apr 27, 2026 |
| CWM, LLC | History | Reduced | 2,896 | 220 | 0.0% | 0.0% | 69 | -149 | -4.89% | Q1 2026 | May 14, 2026 |
| Empirical Asset Management, LLC | History | New | 2,848 | 217 | 0.06% | — | 71 | +2,848 | New | Q1 2026 | May 11, 2026 |
| FIFTH THIRD BANCORP | History | Added to | 2,859 | 217 | 0.0% | 0.0% | 70 | +859 | 42.95% | Q1 2026 | May 01, 2026 |
| Southland Equity Partners LLC | History | New | 2,732 | 208 | 0.04% | — | 72 | +2,732 | New | Q1 2026 | Apr 14, 2026 |
| Sanctuary Advisors, LLC | History | New | 2,691 | 205 | 0.0% | — | 73 | +2,691 | New | Q1 2026 | May 05, 2026 |
| Savant Capital, LLC | History | New | 2,668 | 203 | 0.0% | — | 74 | +2,668 | New | Q1 2026 | May 04, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 2,452 | 186 | 0.0% | 0.0% | 75 | -128 | -4.96% | Q1 2026 | May 08, 2026 |
| IFP Advisors, Inc | History | Reduced | 1,839 | 140 | 0.0% | 0.0% | 76 | -5 | -0.27% | Q1 2026 | Apr 13, 2026 |
| FAS Wealth Partners, Inc. | History | No change | 2,010 | 130 | 0.01% | 0.01% | 77 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| NewEdge Advisors, LLC | History | Added to | 1,509 | 114 | 0.0% | 0.0% | 78 | +650 | 75.67% | Q1 2026 | Jun 02, 2026 |
| CX Institutional | History | Added to | 1,430 | 109 | 0.0% | 0.0% | 79 | +251 | 21.29% | Q1 2026 | Apr 06, 2026 |
| AE Wealth Management LLC | History | Reduced | 1,339 | 102 | 0.0% | 0.0% | 80 | -261 | -16.31% | Q1 2026 | May 13, 2026 |
| Parallel Advisors, LLC | History | Added to | 1,225 | 93 | 0.0% | 0.0% | 81 | +250 | 25.64% | Q1 2026 | Jun 02, 2026 |
| BlackRock, Inc. | History | No change | 889 | 67 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| NBC SECURITIES, INC. | History | No change | 837 | 63 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| FRANKLIN RESOURCES INC | History | New | 750 | 57 | 0.0% | — | 84 | +750 | New | Q1 2026 | May 13, 2026 |
| COMERICA BANK | History | No change | 859 | 55 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Global Retirement Partners, LLC | History | No change | 782 | 50 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Western Wealth Management, LLC | History | New | 648 | 49 | 0.0% | — | 87 | +648 | New | Q1 2026 | May 19, 2026 |
| ARMSTRONG ADVISORY GROUP, INC | History | No change | 563 | 42 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q1 2026 | Apr 10, 2026 |
| Piscataqua Savings Bank | History | No change | 390 | 29 | 0.02% | 0.02% | 89 | 0 | 0.0% | Q1 2026 | Apr 10, 2026 |
| SIGNATUREFD, LLC | History | No change | 339 | 25 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Basepoint Wealth LLC | History | Added to | 324 | 24 | 0.01% | 0.01% | 91 | +2 | 0.62% | Q1 2026 | May 07, 2026 |
| Graney & King, LLC | History | No change | 306 | 23 | 0.01% | 0.01% | 92 | 0 | 0.0% | Q1 2026 | May 18, 2026 |
| Qube Research & Technologies Ltd | History | Reduced | 292 | 22 | 0.0% | 0.0% | 93 | -57 | -16.33% | Q1 2026 | May 15, 2026 |
| PRIVATE TRUST CO NA | History | No change | 282 | 21 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| MATHER GROUP, LLC. | History | New | 271 | 20 | 0.0% | — | 95 | +271 | New | Q1 2026 | Apr 13, 2026 |
| Synergy Investment Management, LLC | History | New | 200 | 15 | 0.0% | — | 97 | +200 | New | Q1 2026 | May 14, 2026 |
| Wagner Wealth Management, LLC | History | Added to | 208 | 15 | 0.0% | 0.0% | 96 | +1 | 0.48% | Q1 2026 | Apr 24, 2026 |
| GAMMA Investing LLC | History | New | 192 | 14 | 0.0% | — | 98 | +192 | New | Q1 2026 | Apr 06, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 136 | 10 | 0.0% | 0.0% | 99 | -39 | -22.29% | Q1 2026 | May 07, 2026 |
| Blue Trust, Inc. | History | Added to | 144 | 10 | 0.0% | 0.0% | 101 | +1 | 0.7% | Q1 2026 | Apr 20, 2026 |
| Physician Wealth Advisors, Inc. | History | No change | 139 | 10 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| Main Street Group, LTD | History | New | 107 | 8 | 0.0% | — | 103 | +107 | New | Q1 2026 | May 06, 2026 |
| Spire Wealth Management | History | No change | 110 | 8 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Advisory Services Network, LLC | History | New | 101 | 7 | 0.0% | — | 104 | +101 | New | Q1 2026 | May 15, 2026 |
| BESSEMER GROUP INC | History | New | 80 | 6 | 0.0% | — | 106 | +80 | New | Q1 2026 | May 06, 2026 |
| AMERIFLEX GROUP, INC. | History | No change | 79 | 6 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| FMR LLC | History | No change | 75 | 5 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | History | No change | 60 | 4 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| ASSETMARK, INC | History | No change | 43 | 3 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Elevated Capital Advisors, LLC | History | No change | 42 | 3 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Quest 10 Wealth Builders, Inc. | History | No change | 43 | 3 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Wall Street Financial Group, Inc. | History | New | 31 | 2 | 0.0% | — | 113 | +31 | New | Q1 2026 | May 05, 2026 |
| AdvisorNet Financial, Inc | History | No change | 25 | 2 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| GTS SECURITIES LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -8,327 | -100.0% | Q1 2026 | May 14, 2026 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,998 | -100.0% | Q1 2026 | Apr 22, 2026 |
| FLOW TRADERS U.S. LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,520 | -100.0% | Q1 2026 | May 15, 2026 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | 0.0% | — | -1,297 | -100.0% | Q1 2026 | May 15, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -50 | -100.0% | Q1 2026 | Apr 28, 2026 |
| Russell Investments Group, Ltd. | History | Reduced | 13 | 0 | — | 0.0% | — | -19 | -59.38% | Q1 2026 | May 08, 2026 |
| Transamerica Financial Advisors, LLC | History | Reduced | 6 | 0 | — | — | — | -1 | -14.29% | Q1 2026 | May 15, 2026 |
| SBI Securities Co., Ltd. | History | New | 1 | 0 | — | — | — | +1 | New | Q1 2026 | Apr 27, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| Motiv8 Investments LLC | History | No change | 7 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |