FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FYC
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 24 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Added to | 1,183,630 | 113,768 | 0.03% | 0.02% | 1 | +356,030 | 43.02% | Q4 2025 | Feb 11, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 438,885 | 42,185 | 0.01% | 0.01% | 2 | +114,644 | 35.36% | Q4 2025 | Feb 18, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 363,672 | 34,955 | 0.01% | 0.0% | 3 | +81,435 | 28.85% | Q4 2025 | Feb 13, 2026 |
| MORGAN STANLEY | History | Added to | 293,292 | 28,190 | 0.0% | 0.0% | 4 | +41,469 | 16.47% | Q4 2025 | Feb 13, 2026 |
| Cetera Investment Advisers | History | Added to | 255,008 | 24,510 | 0.03% | 0.02% | 5 | +30,536 | 13.6% | Q4 2025 | Feb 17, 2026 |
| FIRST TRUST ADVISORS LP | History | Reduced | 216,354 | 20,795 | 0.02% | 0.02% | 6 | -29,436 | -11.98% | Q4 2025 | Feb 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 201,514 | 19,369 | 0.0% | 0.0% | 7 | +6,360 | 3.26% | Q4 2025 | Feb 17, 2026 |
| ROYAL BANK OF CANADA | History | New | 163,957 | 15,759 | 0.0% | — | 8 | +163,957 | New | Q4 2025 | Feb 17, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 159,095 | 15,291 | 0.0% | 0.0% | 9 | +12,739 | 8.7% | Q4 2025 | Feb 10, 2026 |
| ECLECTIC ASSOCIATES INC /ADV | History | Added to | 153,918 | 14,794 | 2.31% | 2.5% | 10 | +3,916 | 2.61% | Q4 2025 | Feb 03, 2026 |
| Richmond Investment Services, LLC | History | Added to | 143,085 | 13,754 | 2.38% | 2.36% | 11 | +3,584 | 2.57% | Q4 2025 | Feb 12, 2026 |
| NEW WAVE WEALTH ADVISORS LLC | History | Added to | 108,354 | 10,414 | 3.81% | 2.96% | 12 | +12,913 | 13.53% | Q4 2025 | Jan 21, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 99,281 | 9,542 | 0.11% | 0.15% | 13 | +643 | 0.65% | Q4 2025 | Jan 29, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 93,138 | 8,952 | 0.01% | 0.01% | 14 | +19,190 | 25.95% | Q4 2025 | Feb 17, 2026 |
| IFP Advisors, Inc | History | Reduced | 88,816 | 8,536 | 0.19% | 0.21% | 15 | -552 | -0.62% | Q4 2025 | Feb 06, 2026 |
| UBS Group AG | History | Added to | 84,256 | 8,098 | 0.0% | 0.0% | 16 | +27,941 | 49.62% | Q4 2025 | Jan 29, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 81,843 | 7,867 | 0.02% | 0.01% | 17 | +34,701 | 73.61% | Q4 2025 | Feb 05, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 76,769 | 7,378 | 0.0% | 0.0% | 18 | +13,368 | 21.08% | Q4 2025 | Feb 06, 2026 |
| Bedel Financial Consulting, Inc. | History | Added to | 74,442 | 7,155 | 0.77% | 0.85% | 19 | +812 | 1.1% | Q4 2025 | Jan 28, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 66,703 | 6,411 | 0.02% | 0.02% | 20 | +850 | 1.29% | Q4 2025 | Feb 13, 2026 |
| Equitable Holdings, Inc. | History | Reduced | 55,876 | 5,370 | 0.04% | 0.04% | 21 | -3,255 | -5.5% | Q4 2025 | Feb 17, 2026 |
| Redhawk Wealth Advisors, Inc. | History | Reduced | 48,569 | 4,668 | 0.52% | 0.67% | 22 | -15,004 | -23.6% | Q4 2025 | Jan 14, 2026 |
| Integrated Wealth Concepts LLC | History | Reduced | 47,736 | 4,588 | 0.05% | 0.04% | 23 | -5 | -0.01% | Q4 2025 | Feb 13, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 45,037 | 4,329 | 0.01% | 0.01% | 24 | +15,631 | 53.16% | Q4 2025 | Feb 11, 2026 |
| Kingsview Wealth Management, LLC | History | Reduced | 44,510 | 4,278 | 0.06% | 0.1% | 25 | -26,828 | -37.61% | Q4 2025 | Feb 09, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 43,329 | 4,164 | 0.0% | 0.0% | 26 | +23,944 | 123.52% | Q4 2025 | Feb 10, 2026 |
| GREENUP STREET WEALTH MANAGEMENT LLC | History | New | 40,514 | 3,894 | 0.56% | — | 27 | +40,514 | New | Q4 2025 | Jan 23, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 38,973 | 3,746 | 0.0% | 0.0% | 28 | +6,042 | 18.35% | Q4 2025 | Feb 12, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 35,146 | 3,378 | 0.0% | 0.0% | 29 | -12,372 | -26.04% | Q4 2025 | Feb 12, 2026 |
| Paller Financial Services Inc | History | New | 32,563 | 3,129 | 2.51% | — | 30 | +32,563 | New | Q4 2025 | Jan 15, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 29,523 | 2,837 | 0.0% | 0.0% | 31 | +13,139 | 80.19% | Q4 2025 | Feb 17, 2026 |
| VISTA INVESTMENT PARTNERS II, LLC | History | Added to | 25,961 | 2,495 | 1.07% | 0.74% | 32 | +8,362 | 47.51% | Q4 2025 | Jan 22, 2026 |
| Private Advisor Group, LLC | History | Added to | 25,923 | 2,491 | 0.01% | 0.0% | 33 | +17,943 | 224.85% | Q4 2025 | Feb 17, 2026 |
| Pursuit Wealth Management LLC | History | New | 24,013 | 2,308 | 1.98% | — | 34 | +24,013 | New | Q4 2025 | Jan 26, 2026 |
| HFG Advisors, Inc. | History | Added to | 22,831 | 2,194 | 1.59% | 1.49% | 35 | +533 | 2.39% | Q4 2025 | Feb 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 20,988 | 2,017 | 0.04% | 0.04% | 36 | +1,437 | 7.35% | Q4 2025 | Feb 09, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 20,640 | 1,983 | 0.01% | 0.01% | 37 | +2,541 | 14.04% | Q4 2025 | Feb 12, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 20,519 | 1,972 | 0.0% | 0.0% | 38 | -82 | -0.4% | Q4 2025 | Feb 13, 2026 |
| US BANCORP \DE\ | History | Reduced | 20,321 | 1,958 | 0.0% | 0.0% | 39 | -7,204 | -26.17% | Q4 2025 | Jan 30, 2026 |
| Certified Advisory Corp | History | Reduced | 19,194 | 1,844 | 0.17% | 0.17% | 40 | -279 | -1.43% | Q4 2025 | Jan 12, 2026 |
| Baird Financial Group, Inc. | History | Added to | 18,162 | 1,745 | 0.0% | 0.0% | 41 | +13,983 | 334.6% | Q4 2025 | Feb 13, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 17,709 | 1,702 | 0.01% | 0.01% | 42 | -149 | -0.83% | Q4 2025 | Feb 13, 2026 |
| FOUNDERS FINANCIAL SECURITIES LLC | History | New | 17,560 | 1,687 | 0.1% | — | 43 | +17,560 | New | Q4 2025 | Feb 10, 2026 |
| Empirical Asset Management, LLC | History | Added to | 16,635 | 1,598 | 0.45% | 0.26% | 44 | +6,490 | 63.97% | Q4 2025 | Feb 06, 2026 |
| MTM Investment Management, LLC | History | No change | 15,753 | 1,514 | 0.48% | 0.45% | 45 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Geneos Wealth Management Inc. | History | Added to | 14,495 | 1,393 | 0.03% | 0.03% | 46 | +562 | 4.03% | Q4 2025 | Jan 28, 2026 |
| &PARTNERS | History | New | 14,221 | 1,366 | 0.01% | — | 47 | +14,221 | New | Q4 2025 | Feb 17, 2026 |
| MONECO ADVISORS, LLC | History | Reduced | 13,703 | 1,317 | 0.1% | 0.1% | 48 | -147 | -1.06% | Q4 2025 | Feb 04, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 13,614 | 1,308 | 0.0% | 0.0% | 49 | +3,764 | 38.21% | Q4 2025 | Feb 02, 2026 |
| Quantum Portfolio Management LLC | History | Reduced | 13,289 | 1,277 | 0.56% | 0.44% | 50 | -3,055 | -18.69% | Q4 2025 | Feb 12, 2026 |
| MONEYWISE, INC. | History | Reduced | 12,738 | 1,224 | 0.51% | 1.05% | 51 | -12,961 | -50.43% | Q4 2025 | Feb 05, 2026 |
| Warner Group LLC | History | Added to | 11,706 | 1,125 | 0.69% | 0.15% | 52 | +9,226 | 372.02% | Q4 2025 | Feb 06, 2026 |
| Western Wealth Management, LLC | History | Added to | 10,981 | 1,055 | 0.05% | 0.04% | 53 | +2,249 | 25.76% | Q4 2025 | Feb 05, 2026 |
| Proactive Wealth Strategies LLC | History | Added to | 10,905 | 1,048 | 0.42% | 0.38% | 54 | +1,260 | 13.06% | Q4 2025 | Feb 05, 2026 |
| Ameritas Investment Partners, Inc. | History | Added to | 10,590 | 1,017 | 0.03% | 0.03% | 55 | +200 | 1.92% | Q4 2025 | Feb 11, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 10,379 | 997 | 0.01% | 0.01% | 56 | +228 | 2.25% | Q4 2025 | Feb 02, 2026 |
| Brookwood Investment Group LLC | History | New | 9,788 | 940 | 0.11% | — | 57 | +9,788 | New | Q4 2025 | Jan 22, 2026 |
| Private Advisory Group LLC | History | New | 9,557 | 918 | 0.07% | — | 58 | +9,557 | New | Q4 2025 | Jan 15, 2026 |
| Ferguson Shapiro LLC | History | Added to | 9,411 | 904 | 0.28% | 0.25% | 59 | +805 | 9.35% | Q4 2025 | Jan 26, 2026 |
| Strategic Equity Management | History | Reduced | 9,374 | 901 | 0.31% | 0.34% | 60 | -769 | -7.58% | Q4 2025 | Feb 09, 2026 |
| Independent Wealth Network Inc. | History | Added to | 9,342 | 897 | 0.27% | 0.27% | 61 | +67 | 0.72% | Q4 2025 | Jan 26, 2026 |
| Gateway Wealth Partners, LLC | History | Added to | 8,754 | 841 | 0.09% | 0.11% | 62 | +127 | 1.47% | Q4 2025 | Feb 11, 2026 |
| Nova Wealth Management, Inc. | History | Added to | 8,563 | 823 | 0.56% | 0.28% | 63 | +4,218 | 97.08% | Q4 2025 | Jan 14, 2026 |
| Sylvest Advisors, LLC | History | Added to | 8,405 | 807 | 0.43% | 0.4% | 64 | +229 | 2.8% | Q4 2025 | Jan 20, 2026 |
| WILLNER & HELLER, LLC | History | Added to | 8,111 | 779 | 0.56% | 0.52% | 65 | +666 | 8.95% | Q4 2025 | Jan 12, 2026 |
| Index Technologies Group LLC | History | New | 8,075 | 776 | 0.81% | — | 66 | +8,075 | New | Q4 2025 | Feb 12, 2026 |
| Wedmont Private Capital | History | No change | 7,624 | 761 | 0.03% | 0.03% | 67 | 0 | 0.0% | Q4 2025 | Jan 08, 2026 |
| Clear Point Advisors Inc. | History | Reduced | 7,522 | 722 | 0.56% | 0.55% | 68 | -231 | -2.98% | Q4 2025 | Feb 10, 2026 |
| Dunhill Financial, LLC | History | No change | 7,056 | 678 | 0.17% | 0.17% | 69 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Stratos Wealth Partners, LTD. | History | Added to | 6,482 | 623 | 0.01% | 0.0% | 70 | +2,208 | 51.66% | Q4 2025 | Jan 20, 2026 |
| WORLD EQUITY GROUP, INC. | History | Reduced | 6,162 | 592 | 0.17% | 0.13% | 71 | -39 | -0.63% | Q4 2025 | Jan 12, 2026 |
| COMERICA BANK | History | Added to | 5,923 | 569 | 0.0% | 0.0% | 72 | +2,127 | 56.03% | Q4 2025 | Jan 29, 2026 |
| MGB Wealth Management, LLC | History | New | 5,050 | 485 | 0.14% | — | 73 | +5,050 | New | Q4 2025 | Feb 17, 2026 |
| Prospera Financial Services Inc | History | Reduced | 4,920 | 472 | 0.01% | 0.01% | 74 | -874 | -15.08% | Q4 2025 | Feb 09, 2026 |
| Advisor Resource Council | History | New | 4,665 | 471 | 0.17% | — | 75 | +4,665 | New | Q4 2025 | Feb 10, 2026 |
| BENJAMIN EDWARDS INC | History | Reduced | 4,490 | 435 | 0.0% | 0.01% | 76 | -652 | -12.68% | Q4 2025 | Feb 02, 2026 |
| Echo Wealth Management, LLC | History | New | 4,489 | 431 | 0.25% | — | 77 | +4,489 | New | Q4 2025 | Jan 22, 2026 |
| Orion Porfolio Solutions, LLC | History | Added to | 4,184 | 402 | 0.0% | 0.0% | 78 | +397 | 10.48% | Q4 2025 | Feb 12, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Added to | 4,156 | 399 | 0.0% | 0.0% | 79 | +787 | 23.36% | Q4 2025 | Feb 05, 2026 |
| Waterfront Wealth Inc. | History | Added to | 3,755 | 384 | 0.07% | 0.06% | 80 | +485 | 14.83% | Q4 2025 | Jan 27, 2026 |
| Belpointe Asset Management LLC | History | No change | 3,917 | 376 | 0.01% | 0.01% | 81 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| Ashton Thomas Private Wealth, LLC | History | Added to | 3,897 | 374 | 0.01% | 0.01% | 82 | +317 | 8.85% | Q4 2025 | Jan 29, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 3,888 | 373 | 0.0% | 0.0% | 83 | -13 | -0.33% | Q4 2025 | Jan 29, 2026 |
| Mutual Advisors, LLC | History | New | 3,439 | 330 | 0.01% | — | 84 | +3,439 | New | Q4 2025 | Feb 02, 2026 |
| OneDigital Investment Advisors LLC | History | Reduced | 3,425 | 329 | 0.0% | 0.0% | 85 | -834 | -19.58% | Q4 2025 | Feb 13, 2026 |
| STEPHENS INC /AR/ | History | Added to | 3,341 | 321 | 0.0% | 0.0% | 86 | +762 | 29.55% | Q4 2025 | Feb 05, 2026 |
| BARNES PETTEY FINANCIAL ADVISORS, LLC | History | New | 3,317 | 318 | 0.16% | — | 87 | +3,317 | New | Q4 2025 | Jan 30, 2026 |
| Fulcrum Equity Management | History | New | 3,274 | 314 | 0.3% | — | 88 | +3,274 | New | Q4 2025 | Jan 06, 2026 |
| Cornerstone Wealth Management, LLC | History | Reduced | 3,211 | 308 | 0.02% | 0.02% | 89 | -37 | -1.14% | Q4 2025 | Feb 05, 2026 |
| PFG Advisors | History | Added to | 3,174 | 305 | 0.01% | 0.01% | 90 | +139 | 4.58% | Q4 2025 | Jan 27, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 2,770 | 277 | 0.0% | 0.0% | 91 | +471 | 20.49% | Q4 2025 | Jan 08, 2026 |
| Mariner, LLC | History | Added to | 2,825 | 271 | 0.0% | 0.0% | 92 | +326 | 13.05% | Q4 2025 | Feb 13, 2026 |
| Pinnacle Bancorp, Inc. | History | No change | 2,826 | 271 | 0.08% | 0.08% | 93 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| Wagner Wealth Management, LLC | History | Reduced | 2,719 | 261 | 0.06% | 0.06% | 94 | -20 | -0.73% | Q4 2025 | Jan 30, 2026 |
| PRIVATE TRUST CO NA | History | Added to | 2,611 | 250 | 0.02% | 0.02% | 95 | +367 | 16.35% | Q4 2025 | Jan 26, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | Reduced | 2,598 | 249 | 0.0% | 0.0% | 96 | -79 | -2.95% | Q4 2025 | Feb 12, 2026 |
| Plotkin Financial Advisors, LLC | History | No change | 2,583 | 248 | 0.12% | 0.12% | 97 | 0 | 0.0% | Q4 2025 | Feb 19, 2026 |
| WEALTH EFFECTS LLC | History | Reduced | 2,550 | 245 | 0.08% | 0.08% | 98 | -305 | -10.68% | Q4 2025 | Jan 26, 2026 |
| KEYBANK NATIONAL ASSOCIATION/OH | History | No change | 2,497 | 240 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| XML Financial, LLC | History | No change | 2,400 | 230 | 0.02% | 0.02% | 100 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | New | 2,302 | 221 | 0.0% | — | 101 | +2,302 | New | Q4 2025 | Feb 11, 2026 |
| PACIFIC SUN FINANCIAL CORP | History | No change | 2,220 | 213 | 0.1% | 0.1% | 102 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| IHT Wealth Management, LLC | History | New | 2,200 | 211 | 0.01% | — | 103 | +2,200 | New | Q4 2025 | Feb 17, 2026 |
| Aptus Capital Advisors, LLC | History | New | 2,136 | 205 | 0.0% | — | 104 | +2,136 | New | Q4 2025 | Feb 13, 2026 |
| Advisory Services Network, LLC | History | Added to | 2,098 | 201 | 0.0% | 0.0% | 105 | +1,000 | 91.07% | Q4 2025 | Feb 17, 2026 |
| Sound Income Strategies, LLC | History | New | 1,934 | 197 | 0.01% | — | 106 | +1,934 | New | Q4 2025 | Jan 21, 2026 |
| HAZLETT, BURT & WATSON, INC. | History | Added to | 1,650 | 158 | 0.05% | 0.03% | 107 | +650 | 65.0% | Q4 2025 | Feb 10, 2026 |
| Keating Financial Advisory Services, Inc. | History | New | 1,538 | 147 | 0.02% | — | 108 | +1,538 | New | Q4 2025 | Feb 09, 2026 |
| Global Retirement Partners, LLC | History | Added to | 1,187 | 114 | 0.0% | 0.0% | 109 | +706 | 146.78% | Q4 2025 | Feb 06, 2026 |
| CWM, LLC | History | Added to | 1,108 | 106 | 0.0% | 0.0% | 110 | +184 | 19.91% | Q4 2025 | Jan 26, 2026 |
| Private Wealth Asset Management, LLC | History | No change | 1,084 | 104 | 0.01% | 0.01% | 111 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| CoreCap Advisors, LLC | History | Added to | 985 | 94 | 0.0% | 0.0% | 112 | +850 | 629.63% | Q4 2025 | Jan 13, 2026 |
| NewEdge Advisors, LLC | History | Added to | 915 | 87 | 0.0% | 0.0% | 113 | +530 | 137.66% | Q4 2025 | Feb 18, 2026 |
| Capital Analysts, LLC | History | Reduced | 853 | 82 | 0.0% | 0.0% | 114 | -370 | -30.25% | Q4 2025 | Feb 11, 2026 |
| Key FInancial Inc | History | No change | 785 | 75 | 0.01% | 0.01% | 115 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| FMR LLC | History | Added to | 585 | 56 | 0.0% | 0.0% | 116 | +4 | 0.69% | Q4 2025 | Feb 17, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 508 | 48 | 0.0% | 0.0% | 117 | -3,500 | -87.33% | Q4 2025 | Mar 16, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 444 | 42 | 0.0% | 0.0% | 118 | -429 | -49.14% | Q4 2025 | Feb 11, 2026 |
| Golden State Wealth Management, LLC | History | Reduced | 323 | 31 | 0.0% | 0.01% | 120 | -742 | -69.67% | Q4 2025 | Feb 13, 2026 |
| BLAIR WILLIAM & CO/IL | History | New | 325 | 31 | 0.0% | — | 119 | +325 | New | Q4 2025 | Feb 17, 2026 |
| Glass Jacobson Investment Advisors llc | History | No change | 258 | 24 | 0.01% | 0.01% | 121 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | History | New | 239 | 22 | 0.01% | — | 122 | +239 | New | Q4 2025 | Jan 20, 2026 |
| CITY HOLDING CO | History | No change | 211 | 20 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| Barnes Dennig Private Wealth Management LLC | History | New | 161 | 15 | 0.02% | — | 124 | +161 | New | Q4 2025 | Jan 14, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | New | 134 | 12 | 0.0% | — | 126 | +134 | New | Q4 2025 | Feb 13, 2026 |
| Russell Investments Group, Ltd. | History | No change | 130 | 12 | 0.0% | 0.0% | 125 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| OPTIMA CAPITAL LLC | History | New | 122 | 11 | 0.0% | — | 127 | +122 | New | Q4 2025 | Jan 23, 2026 |
| Hilltop National Bank | History | No change | 98 | 9 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q4 2025 | Jan 07, 2026 |
| Transamerica Financial Advisors, LLC | History | No change | 92 | 8 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| CITIGROUP INC | History | Reduced | 65 | 6 | 0.0% | 0.0% | 130 | -551 | -89.45% | Q4 2025 | Feb 13, 2026 |
| Arax Advisory Partners | History | New | 26 | 2 | 0.0% | — | 131 | +26 | New | Q4 2025 | Feb 13, 2026 |
| Farther Finance Advisors, LLC | History | No change | 22 | 2 | 0.0% | 0.0% | 132 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Archer Investment Corp | History | New | 20 | 1 | 0.0% | — | 134 | +20 | New | Q4 2025 | Jan 30, 2026 |
| SIGNATUREFD, LLC | History | No change | 12 | 1 | 0.0% | 0.0% | 133 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -20,308 | -100.0% | Q3 2025 | Nov 14, 2025 |
| 49 WEALTH MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -2,771 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Founders Financial Alliance, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -2,080 | -100.0% | Q3 2025 | Nov 07, 2025 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,848 | -100.0% | Q3 2025 | Nov 06, 2025 |
| Tidemark, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -598 | -100.0% | Q3 2025 | Nov 03, 2025 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -271 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Advisors Preferred, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -143 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Global Wealth Strategies & Associates | History | New | 1 | 0 | — | — | — | +1 | New | Q4 2025 | Jan 02, 2026 |
| Hilton Head Capital Partners, LLC | History | New | 1 | 0 | — | — | — | +1 | New | Q4 2025 | Feb 11, 2026 |