FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FYT
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | No change | 260,096 | 18,158 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| MORGAN STANLEY | History | No change | 185,118 | 12,923 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 178,000 | 12,426 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ROYAL BANK OF CANADA | History | No change | 126,963 | 8,864 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Kingsview Wealth Management, LLC | History | No change | 122,159 | 8,528 | 0.1% | 0.1% | 5 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| Proactive Wealth Strategies LLC | History | No change | 119,349 | 8,332 | 1.34% | 1.34% | 6 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 100,999 | 7,051 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cetera Investment Advisers | History | No change | 68,397 | 4,775 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Fiduciary Alliance LLC | History | New | 70,916 | 4,740 | 0.36% | — | 9 | +70,916 | New | Q3 2026 | Oct 13, 2026 |
| ROMAN BUTLER FULLERTON & CO | History | No change | 47,850 | 3,358 | 0.77% | 0.8% | 10 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 46,795 | 3,128 | 0.0% | 0.0% | 11 | +225 | 0.48% | Q3 2026 | Oct 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 43,248 | 2,891 | 0.0% | 0.0% | 12 | +2,848 | 7.05% | Q3 2026 | Nov 02, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 40,028 | 2,794 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| UBS Group AG | History | No change | 34,123 | 2,382 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 34,670 | 2,317 | 0.01% | 0.0% | 15 | +18,956 | 120.63% | Q3 2026 | Nov 02, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 29,611 | 2,067 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 22,510 | 1,505 | 0.0% | 0.0% | 17 | +8,217 | 57.49% | Q3 2026 | Nov 02, 2026 |
| NWAM LLC | History | No change | 20,098 | 1,403 | 0.07% | 0.07% | 18 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| IFG Advisory, LLC | History | No change | 19,854 | 1,386 | 0.05% | 0.05% | 19 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CITADEL ADVISORS LLC | History | No change | 16,678 | 1,164 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 14,508 | 1,013 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | No change | 14,500 | 1,012 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 12,558 | 876 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 12,412 | 869 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Gateway Wealth Partners, LLC | History | No change | 12,397 | 865 | 0.05% | 0.05% | 25 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Pinnacle Bancorp, Inc. | History | No change | 12,213 | 816 | 0.22% | 0.22% | 26 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 9,614 | 671 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Chicago Partners Investment Group LLC | History | Added to | 8,793 | 613 | 0.01% | 0.01% | 28 | +115 | 1.33% | Q3 2026 | Oct 26, 2026 |
| TCFG Investment Advisors, LLC | History | Reduced | 8,861 | 592 | 0.2% | 0.21% | 29 | -164 | -1.82% | Q3 2026 | Oct 20, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 8,425 | 588 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Baird Financial Group, Inc. | History | No change | 7,164 | 500 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Private Advisor Group, LLC | History | No change | 6,522 | 455 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Waverly Advisors, LLC | History | No change | 6,113 | 426 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | History | New | 5,976 | 399 | 0.01% | — | 34 | +5,976 | New | Q3 2026 | Nov 04, 2026 |
| JPMORGAN CHASE & CO | History | No change | 5,280 | 368 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Tower Research Capital LLC (TRC) | History | No change | 5,260 | 367 | 0.01% | 0.01% | 36 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 5,093 | 355 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Advisory Alpha, LLC | History | No change | 5,013 | 349 | 0.01% | 0.01% | 38 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 5,025 | 340 | 0.0% | 0.0% | 39 | -471 | -8.57% | Q3 2026 | Oct 13, 2026 |
| &PARTNERS | History | No change | 4,624 | 310 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Medallion Wealth Advisors, LLC | History | No change | 4,387 | 306 | 0.1% | 0.1% | 41 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Prasad Wealth Partners, LLC | History | No change | 4,382 | 305 | 0.07% | 0.07% | 42 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| Advisory Advocates, LLC | History | Reduced | 4,406 | 294 | 0.25% | 0.28% | 43 | -298 | -6.34% | Q3 2026 | Nov 05, 2026 |
| Wagner Wealth Management, LLC | History | Added to | 4,367 | 291 | 0.05% | 0.04% | 44 | +1,089 | 33.22% | Q3 2026 | Oct 21, 2026 |
| Focus Partners Advisor Solutions, LLC | History | No change | 3,657 | 255 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | No change | 3,591 | 250 | 0.01% | 0.01% | 46 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Corient Private Wealth LP | History | No change | 3,565 | 248 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 27, 2026 |
| Arlington Financial Advisors, LLC | History | New | 3,704 | 247 | 0.03% | — | 49 | +3,704 | New | Q3 2026 | Oct 19, 2026 |
| Janney Montgomery Scott LLC | History | No change | 3,537 | 247 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| NORTHWEST WEALTH MANAGEMENT, LLC | History | No change | 3,657 | 244 | 0.03% | 0.03% | 50 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| Belpointe Asset Management LLC | History | No change | 3,388 | 236 | 0.01% | 0.01% | 51 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Warner Group LLC | History | No change | 3,360 | 234 | 0.06% | 0.06% | 52 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| FLOW TRADERS U.S. LLC | History | No change | 3,318 | 232 | 0.01% | 0.01% | 53 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Private Wealth Asset Management, LLC | History | No change | 3,100 | 216 | 0.02% | 0.02% | 54 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Koshinski Asset Management, Inc. | History | No change | 3,055 | 204 | 0.01% | 0.01% | 55 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| Founders Financial Alliance, LLC | History | No change | 2,879 | 201 | 0.03% | 0.03% | 56 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Capital Analysts, LLC | History | No change | 1,265 | 88 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Reduced | 1,273 | 85 | 0.0% | 0.0% | 58 | -14 | -1.09% | Q3 2026 | Nov 04, 2026 |
| GAMMA Investing LLC | History | No change | 1,259 | 84 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| Accordant Advisory Group Inc | History | No change | 1,000 | 66 | 0.04% | 0.05% | 60 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| FMR LLC | History | No change | 867 | 60 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 819 | 57 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MTM Investment Management, LLC | History | No change | 605 | 40 | 0.01% | 0.01% | 63 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| FIFTH THIRD BANCORP | History | No change | 520 | 34 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| TRUST CO OF TOLEDO NA /OH/ | History | No change | 494 | 33 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| FIDUCIARY FINANCIAL ADVISORS | History | No change | 416 | 28 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 207 | 14 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| BFC Planning, Inc. | History | No change | 197 | 13 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| LANARK FINANCIAL, INC. | History | No change | 187 | 12 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| Regatta Research & Money Management | History | No change | 183 | 12 | 0.01% | 0.01% | 70 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Global Retirement Partners, LLC | History | No change | 170 | 11 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Root Financial Partners, LLC | History | New | 107 | 7 | 0.0% | — | 72 | +107 | New | Q3 2026 | Oct 21, 2026 |
| Spire Wealth Management | History | No change | 39 | 2 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| NewEdge Advisors, LLC | History | No change | 15 | 1 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | History | Closed out | 0 | 0 | — | 0.02% | — | -4,856 | -100.0% | Q3 2026 | Oct 14, 2026 |
| D.A. DAVIDSON & CO. | History | Closed out | 0 | 0 | — | 0.0% | — | -2,979 | -100.0% | Q3 2026 | Oct 27, 2026 |
| Prospera Financial Services Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -2,908 | -100.0% | Q3 2026 | Nov 04, 2026 |
| Transamerica Financial Advisors, LLC | History | No change | 12 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |