Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - GBAB
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 2 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 2,846,263 | 42,466 | 0.0% | 0.0% | 1 | +54,471 | 1.95% | Q4 2025 | Feb 13, 2026 |
| SIT INVESTMENT ASSOCIATES INC | History | Added to | 696,506 | 10,392 | 12.74% | 0.2% | 2 | +74,078 | 11.9% | Q4 2025 | Feb 25, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 535,793 | 7,994 | 0.0% | 0.0% | 3 | +162,894 | 43.68% | Q4 2025 | Feb 17, 2026 |
| LPL Financial LLC | History | Added to | 448,415 | 6,690 | 0.0% | 0.0% | 4 | +29,220 | 6.97% | Q4 2025 | Feb 11, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 334,035 | 4,983 | 0.0% | 0.0% | 5 | -31,722 | -8.67% | Q4 2025 | Feb 13, 2026 |
| Invesco Ltd. | History | Reduced | 194,379 | 2,900 | 0.0% | 0.0% | 6 | -41,723 | -17.67% | Q4 2025 | Feb 19, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 185,809 | 2,772 | 0.0% | 0.0% | 7 | -5,104 | -2.67% | Q4 2025 | Feb 18, 2026 |
| UBS Group AG | History | Reduced | 184,228 | 2,748 | 0.0% | 0.0% | 8 | -2,595 | -1.39% | Q4 2025 | Jan 29, 2026 |
| Cooper Financial Group | History | Added to | 154,826 | 2,309 | 0.25% | 0.24% | 9 | +15,306 | 10.97% | Q4 2025 | Jan 08, 2026 |
| Fiera Capital Corp | History | Added to | 140,705 | 2,099 | 0.01% | 0.01% | 10 | +34,427 | 32.39% | Q4 2025 | Feb 11, 2026 |
| Venture Visionary Partners LLC | History | No change | 121,622 | 1,814 | 0.06% | 0.07% | 11 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| StoneX Group Inc. | History | Reduced | 111,324 | 1,660 | 0.07% | 0.09% | 12 | -27,683 | -19.91% | Q4 2025 | Feb 12, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 108,780 | 1,623 | 0.0% | 0.0% | 13 | +9,936 | 10.05% | Q4 2025 | Feb 17, 2026 |
| COHEN & STEERS, INC. | History | No change | 100,924 | 1,506 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| WHITTIER TRUST CO | History | No change | 100,514 | 1,490 | 0.02% | 0.02% | 15 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | History | New | 95,780 | 1,429 | 0.05% | — | 16 | +95,780 | New | Q4 2025 | Jan 12, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | New | 93,845 | 1,400 | 0.06% | — | 17 | +93,845 | New | Q4 2025 | Feb 17, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 88,977 | 1,328 | 0.0% | 0.0% | 18 | -13,024 | -12.77% | Q4 2025 | Feb 11, 2026 |
| Savvy Advisors, Inc. | History | Reduced | 85,668 | 1,278 | 0.04% | 0.06% | 19 | -1,564 | -1.79% | Q4 2025 | Jan 20, 2026 |
| ROYAL BANK OF CANADA | History | New | 83,870 | 1,251 | 0.0% | — | 20 | +83,870 | New | Q4 2025 | Feb 17, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 75,663 | 1,129 | 0.03% | 0.04% | 21 | -309 | -0.41% | Q4 2025 | Feb 12, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 55,936 | 834 | 0.0% | 0.0% | 22 | +2,728 | 5.13% | Q4 2025 | Feb 13, 2026 |
| Cetera Investment Advisers | History | Added to | 54,908 | 819 | 0.0% | 0.0% | 23 | +11,871 | 27.58% | Q4 2025 | Feb 17, 2026 |
| Xcel Wealth Management, LLC | History | Reduced | 54,869 | 818 | 0.21% | 0.26% | 24 | -10,302 | -15.81% | Q4 2025 | Jan 26, 2026 |
| Whipplewood Advisors, LLC | History | Added to | 52,821 | 788 | 0.51% | 0.54% | 25 | +61 | 0.12% | Q4 2025 | Feb 17, 2026 |
| Morse Asset Management, Inc | History | Added to | 49,987 | 745 | 0.15% | 0.08% | 26 | +25,630 | 105.23% | Q4 2025 | Feb 03, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 48,285 | 720 | 0.0% | 0.0% | 27 | +1,877 | 4.04% | Q4 2025 | Feb 12, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 41,454 | 618 | 0.01% | 0.01% | 28 | -21,596 | -34.25% | Q4 2025 | Feb 02, 2026 |
| David J Yvars Group | History | Added to | 33,188 | 497 | 0.26% | 0.28% | 29 | +97 | 0.29% | Q4 2025 | Jan 12, 2026 |
| Intellus Advisors LLC | History | Added to | 31,498 | 469 | 0.06% | 0.06% | 30 | +4,973 | 18.75% | Q4 2025 | Feb 06, 2026 |
| Walker Asset Management, LLC | History | Reduced | 31,208 | 465 | 0.25% | 0.29% | 31 | -1,750 | -5.31% | Q4 2025 | Jan 16, 2026 |
| JBR Co Financial Management Inc | History | Reduced | 29,052 | 433 | 0.18% | 0.21% | 32 | -3,005 | -9.37% | Q4 2025 | Jan 06, 2026 |
| Private Advisor Group, LLC | History | Added to | 25,658 | 382 | 0.0% | 0.0% | 33 | +144 | 0.56% | Q4 2025 | Feb 17, 2026 |
| Fortitude Advisory Group L.L.C. | History | No change | 22,896 | 341 | 0.14% | 0.19% | 34 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 20,948 | 312 | 0.0% | 0.0% | 35 | +5,634 | 36.79% | Q4 2025 | Feb 12, 2026 |
| Noble Wealth Management PBC | History | Reduced | 18,750 | 279 | 0.14% | 0.17% | 36 | -2,190 | -10.46% | Q4 2025 | Jan 05, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 16,799 | 250 | 0.0% | 0.0% | 37 | -3,798 | -18.44% | Q4 2025 | Feb 10, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 16,325 | 243 | 0.0% | — | 39 | +16,325 | New | Q4 2025 | Feb 17, 2026 |
| NBC SECURITIES, INC. | History | Reduced | 16,349 | 243 | 0.02% | 0.02% | 38 | -2,281 | -12.24% | Q4 2025 | Jan 29, 2026 |
| LaSalle St. Investment Advisors, LLC | History | Reduced | 14,895 | 222 | 0.04% | 0.05% | 40 | -2,274 | -13.24% | Q4 2025 | Feb 17, 2026 |
| CoreCap Advisors, LLC | History | Added to | 14,265 | 212 | 0.01% | 0.01% | 41 | +3,950 | 38.29% | Q4 2025 | Jan 13, 2026 |
| Stratos Wealth Partners, LTD. | History | Added to | 13,011 | 194 | 0.0% | 0.0% | 42 | +100 | 0.77% | Q4 2025 | Jan 20, 2026 |
| INVICTUS PRIVATE WEALTH, LLC | History | Added to | 12,506 | 186 | 0.01% | 0.01% | 43 | +1,624 | 14.92% | Q4 2025 | Feb 13, 2026 |
| WMG Financial Advisors, LLC | History | Reduced | 12,150 | 181 | 0.07% | 0.07% | 44 | -2,100 | -14.74% | Q4 2025 | Jan 28, 2026 |
| Carl P. Sherr & Co., LLC | History | No change | 11,325 | 173 | 0.08% | 0.08% | 45 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| MOSAIC FAMILY WEALTH PARTNERS, LLC | History | No change | 11,634 | 173 | 0.02% | 0.02% | 46 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Alaska Wealth Advisors, LLC | History | New | 11,500 | 171 | 0.02% | — | 47 | +11,500 | New | Q4 2025 | Feb 13, 2026 |
| Dynamic Advisor Solutions LLC | History | Reduced | 11,244 | 167 | 0.01% | 0.01% | 48 | -13,526 | -54.61% | Q4 2025 | Jan 09, 2026 |
| NOMURA HOLDINGS INC | History | New | 11,125 | 165 | 0.0% | — | 49 | +11,125 | New | Q4 2025 | Feb 17, 2026 |
| HighTower Advisors, LLC | History | Added to | 10,443 | 155 | 0.0% | 0.0% | 50 | +68 | 0.66% | Q4 2025 | Feb 06, 2026 |
| Belpointe Asset Management LLC | History | Added to | 10,314 | 153 | 0.01% | 0.01% | 51 | +93 | 0.91% | Q4 2025 | Jan 27, 2026 |
| Kestra Advisory Services, LLC | History | New | 6,038 | 90 | 0.0% | — | 52 | +6,038 | New | Q4 2025 | Feb 13, 2026 |
| Fairscale Capital, LLC | History | No change | 1,587 | 23 | 0.02% | 0.02% | 53 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| EASTERN BANK | History | No change | 1,538 | 22 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 1,200 | 17 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Farther Finance Advisors, LLC | History | No change | 820 | 12 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Kentucky Trust Co | History | No change | 775 | 11 | 0.01% | 0.01% | 57 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| COMERICA BANK | History | No change | 600 | 8 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | New | 534 | 7 | 0.0% | — | 59 | +534 | New | Q4 2025 | Feb 03, 2026 |
| HUNTINGTON NATIONAL BANK | History | Reduced | 199 | 2 | 0.0% | 0.0% | 60 | -1,000 | -83.4% | Q4 2025 | Feb 09, 2026 |
| WHITTIER TRUST CO OF NEVADA INC | History | No change | 175 | 2 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 130 | 1 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| Gridiron Partners, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -35,737 | -100.0% | Q3 2025 | Oct 14, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,271 | -100.0% | Q3 2025 | Nov 18, 2025 |
| Spire Wealth Management | History | Closed out | 0 | 0 | — | — | — | -58 | -100.0% | Q3 2025 | Oct 23, 2025 |
| IFP Advisors, Inc | History | Closed out | 0 | 0 | — | — | — | -8 | -100.0% | Q3 2025 | Feb 06, 2026 |
| Rockefeller Capital Management L.P. | History | Closed out | 0 | 0 | — | — | — | -4 | -100.0% | Q3 2025 | Nov 14, 2025 |
| DHJJ Financial Advisors, Ltd. | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |