Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - GBAB
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 3,168,126 | 45,937 | 0.0% | 0.0% | 1 | +321,863 | 11.31% | Q1 2026 | May 15, 2026 |
| SIT INVESTMENT ASSOCIATES INC | History | Reduced | 673,853 | 9,771 | 0.2% | 0.21% | 2 | -22,653 | -3.25% | Q1 2026 | May 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 589,291 | 8,544 | 0.0% | 0.0% | 3 | +53,498 | 9.98% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Added to | 483,111 | 7,005 | 0.0% | 0.0% | 4 | +34,696 | 7.74% | Q1 2026 | May 06, 2026 |
| UBS Group AG | History | Added to | 194,726 | 2,823 | 0.0% | 0.0% | 5 | +10,498 | 5.7% | Q1 2026 | May 05, 2026 |
| Invesco Ltd. | History | Reduced | 190,971 | 2,769 | 0.0% | 0.0% | 6 | -3,408 | -1.75% | Q1 2026 | May 12, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 169,340 | 2,455 | 0.0% | 0.0% | 7 | -16,469 | -8.86% | Q1 2026 | May 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 162,307 | 2,353 | 0.0% | 0.0% | 8 | -171,728 | -51.41% | Q1 2026 | May 11, 2026 |
| Cooper Financial Group | History | Added to | 157,496 | 2,283 | 0.23% | 0.25% | 9 | +2,670 | 1.72% | Q1 2026 | Apr 07, 2026 |
| Venture Visionary Partners LLC | History | Added to | 141,622 | 2,053 | 0.07% | 0.06% | 10 | +20,000 | 16.44% | Q1 2026 | May 14, 2026 |
| COHEN & STEERS, INC. | History | Added to | 140,924 | 2,043 | 0.0% | 0.0% | 11 | +40,000 | 39.63% | Q1 2026 | May 15, 2026 |
| Fiera Capital Corp | History | Reduced | 134,396 | 1,948 | 0.01% | 0.01% | 12 | -6,309 | -4.48% | Q1 2026 | May 12, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 132,334 | 1,918 | 0.0% | 0.0% | 13 | +23,554 | 21.65% | Q1 2026 | May 15, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 108,792 | 1,577 | 0.0% | 0.0% | 14 | +19,815 | 22.27% | Q1 2026 | Apr 22, 2026 |
| WHITTIER TRUST CO | History | No change | 100,514 | 1,446 | 0.02% | 0.02% | 15 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 89,385 | 1,296 | 0.0% | 0.0% | 16 | +5,515 | 6.58% | Q1 2026 | May 15, 2026 |
| Savvy Advisors, Inc. | History | Reduced | 83,387 | 1,209 | 0.03% | 0.04% | 17 | -2,281 | -2.66% | Q1 2026 | May 11, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | History | Reduced | 82,307 | 1,193 | 0.04% | 0.05% | 18 | -13,473 | -14.07% | Q1 2026 | May 11, 2026 |
| Morse Asset Management, Inc | History | Added to | 78,193 | 1,133 | 0.24% | 0.15% | 19 | +28,206 | 56.43% | Q1 2026 | May 14, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 70,851 | 1,027 | 0.03% | 0.03% | 20 | -4,812 | -6.36% | Q1 2026 | Apr 21, 2026 |
| Cetera Investment Advisers | History | Added to | 56,395 | 817 | 0.0% | 0.0% | 21 | +1,487 | 2.71% | Q1 2026 | May 13, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 55,694 | 807 | 0.0% | 0.0% | 22 | -242 | -0.43% | Q1 2026 | May 12, 2026 |
| Whipplewood Advisors, LLC | History | Reduced | 52,806 | 765 | 0.4% | 0.51% | 23 | -15 | -0.03% | Q1 2026 | Apr 30, 2026 |
| Xcel Wealth Management, LLC | History | Reduced | 50,116 | 726 | 0.2% | 0.21% | 24 | -4,753 | -8.66% | Q1 2026 | Apr 21, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 48,673 | 705 | 0.0% | 0.0% | 25 | +388 | 0.8% | Q1 2026 | Apr 27, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 43,610 | 632 | 0.01% | 0.01% | 26 | +2,156 | 5.2% | Q1 2026 | Apr 23, 2026 |
| David J Yvars Group | History | Reduced | 32,632 | 465 | 0.26% | 0.26% | 27 | -556 | -1.68% | Q1 2026 | Apr 08, 2026 |
| Intellus Advisors LLC | History | Added to | 31,986 | 463 | 0.06% | 0.06% | 28 | +488 | 1.55% | Q1 2026 | May 07, 2026 |
| Walker Asset Management, LLC | History | No change | 31,208 | 452 | 0.24% | 0.25% | 29 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 30,895 | 447 | 0.0% | 0.0% | 30 | +14,096 | 83.91% | Q1 2026 | May 04, 2026 |
| JBR Co Financial Management Inc | History | No change | 29,052 | 433 | 0.18% | 0.18% | 31 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | New | 28,836 | 418 | 0.0% | — | 32 | +28,836 | New | Q1 2026 | May 04, 2026 |
| Private Advisor Group, LLC | History | Reduced | 23,818 | 345 | 0.0% | 0.0% | 33 | -1,840 | -7.17% | Q1 2026 | Apr 24, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 23,084 | 334 | 0.0% | 0.0% | 34 | +2,136 | 10.2% | Q1 2026 | May 12, 2026 |
| Fortitude Advisory Group L.L.C. | History | No change | 22,896 | 331 | 0.15% | 0.14% | 35 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| MGO ONE SEVEN LLC | History | New | 20,563 | 298 | 0.01% | — | 36 | +20,563 | New | Q1 2026 | May 14, 2026 |
| INVICTUS PRIVATE WEALTH, LLC | History | Added to | 18,456 | 267 | 0.02% | 0.01% | 37 | +5,950 | 47.58% | Q1 2026 | May 13, 2026 |
| Noble Wealth Management PBC | History | Reduced | 18,100 | 262 | 0.13% | 0.14% | 38 | -650 | -3.47% | Q1 2026 | Apr 02, 2026 |
| Integrity Wealth Partners, LLC | History | New | 17,543 | 254 | 0.23% | — | 39 | +17,543 | New | Q1 2026 | Apr 27, 2026 |
| Estate Planners Group, LLC | History | Reduced | 16,696 | 242 | 0.12% | 0.11% | 40 | -741 | -4.25% | Q1 2026 | May 11, 2026 |
| LaSalle St. Investment Advisors, LLC | History | Added to | 16,159 | 234 | 0.03% | 0.04% | 41 | +1,264 | 8.49% | Q1 2026 | May 08, 2026 |
| NBC SECURITIES, INC. | History | Reduced | 15,554 | 225 | 0.02% | 0.02% | 42 | -795 | -4.86% | Q1 2026 | Apr 14, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 13,298 | 192 | 0.0% | 0.0% | 43 | -3,027 | -18.54% | Q1 2026 | May 15, 2026 |
| Stratos Wealth Partners, LTD. | History | Reduced | 12,737 | 184 | 0.0% | 0.0% | 44 | -274 | -2.11% | Q1 2026 | Apr 28, 2026 |
| MOSAIC FAMILY WEALTH PARTNERS, LLC | History | No change | 11,634 | 168 | 0.02% | 0.02% | 45 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Dynamic Advisor Solutions LLC | History | Reduced | 10,486 | 152 | 0.0% | 0.01% | 46 | -758 | -6.74% | Q1 2026 | Apr 08, 2026 |
| Belpointe Asset Management LLC | History | Added to | 10,411 | 150 | 0.01% | 0.01% | 47 | +97 | 0.94% | Q1 2026 | Apr 28, 2026 |
| MAIMON WEALTH MANAGEMENT LTD. | History | No change | 10,000 | 139 | 0.12% | 0.14% | 48 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 9,265 | 134 | 0.0% | 0.01% | 49 | -5,000 | -35.05% | Q1 2026 | Apr 07, 2026 |
| EASTERN BANK | History | Added to | 4,238 | 61 | 0.0% | 0.0% | 50 | +2,700 | 175.55% | Q1 2026 | Apr 07, 2026 |
| Advisory Services Network, LLC | History | New | 2,271 | 32 | 0.0% | — | 51 | +2,271 | New | Q1 2026 | May 15, 2026 |
| Spire Wealth Management | History | New | 2,000 | 29 | 0.0% | — | 52 | +2,000 | New | Q1 2026 | Apr 22, 2026 |
| NewEdge Advisors, LLC | History | New | 28,734 | 28 | 0.0% | — | 53 | +28,734 | New | Q1 2026 | May 15, 2026 |
| Fairscale Capital, LLC | History | No change | 1,587 | 23 | 0.02% | 0.02% | 54 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 1,200 | 17 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Farther Finance Advisors, LLC | History | No change | 820 | 11 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Kentucky Trust Co | History | No change | 775 | 11 | 0.01% | 0.01% | 57 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| COMERICA BANK | History | No change | 600 | 8 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 534 | 7 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Advisors Asset Management, Inc. | History | New | 413 | 5 | 0.0% | — | 60 | +413 | New | Q1 2026 | May 15, 2026 |
| WHITTIER TRUST CO OF NEVADA INC | History | No change | 175 | 2 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| HUNTINGTON NATIONAL BANK | History | Reduced | 132 | 1 | 0.0% | 0.0% | 62 | -67 | -33.67% | Q1 2026 | May 15, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 130 | 1 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| StoneX Group Inc. | History | Closed out | 0 | 0 | — | 0.07% | — | -111,324 | -100.0% | Q1 2026 | May 14, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.06% | — | -93,845 | -100.0% | Q1 2026 | May 15, 2026 |
| WMG Financial Advisors, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -12,150 | -100.0% | Q1 2026 | Apr 23, 2026 |
| Alaska Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -11,500 | -100.0% | Q1 2026 | Apr 24, 2026 |
| Carl P. Sherr & Co., LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -11,325 | -100.0% | Q1 2026 | May 07, 2026 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,125 | -100.0% | Q1 2026 | May 15, 2026 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,443 | -100.0% | Q1 2026 | May 05, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,038 | -100.0% | Q1 2026 | Apr 30, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |