Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - GBAB
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | No change | 3,542,880 | 51,230 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SIT INVESTMENT ASSOCIATES INC | History | No change | 801,655 | 11,592 | 0.22% | 0.22% | 2 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| LPL Financial LLC | History | No change | 418,035 | 6,044 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | No change | 288,901 | 4,177 | 0.2% | 0.2% | 4 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 272,969 | 3,947 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Invesco Ltd. | History | No change | 230,759 | 3,336 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | No change | 193,113 | 2,792 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 181,841 | 2,629 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cooper Financial Group | History | No change | 164,368 | 2,376 | 0.2% | 0.2% | 9 | 0 | 0.0% | Q2 2026 | Jul 08, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 158,813 | 2,296 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 151,322 | 2,188 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Venture Visionary Partners LLC | History | No change | 141,622 | 2,047 | 0.06% | 0.06% | 12 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| COHEN & STEERS, INC. | History | No change | 140,924 | 2,038 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Fiera Capital Corp | History | No change | 138,884 | 2,008 | 0.01% | 0.01% | 14 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Janney Montgomery Scott LLC | History | No change | 103,718 | 1,500 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| WHITTIER TRUST CO | History | No change | 100,514 | 1,440 | 0.01% | 0.01% | 16 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Savvy Advisors, Inc. | History | No change | 83,949 | 1,213 | 0.03% | 0.03% | 17 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| ROYAL BANK OF CANADA | History | No change | 82,861 | 1,198 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | History | No change | 82,107 | 1,187 | 0.03% | 0.03% | 19 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Morse Asset Management, Inc | History | No change | 78,944 | 1,141 | 0.19% | 0.19% | 20 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WEDBUSH SECURITIES INC | History | No change | 77,972 | 1,127 | 0.03% | 0.03% | 21 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| JBR Co Financial Management Inc | History | No change | 69,865 | 1,010 | 0.37% | 0.37% | 22 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| Cetera Investment Advisers | History | No change | 60,494 | 874 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 55,494 | 802 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Whipplewood Advisors, LLC | History | No change | 52,364 | 757 | 0.51% | 0.51% | 25 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | No change | 45,558 | 658 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| NewEdge Advisors, LLC | History | No change | 41,727 | 603 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Intellus Advisors LLC | History | No change | 39,668 | 573 | 0.07% | 0.07% | 28 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 34,850 | 503 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Xcel Wealth Management, LLC | History | No change | 34,258 | 495 | 0.12% | 0.12% | 30 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| INVICTUS PRIVATE WEALTH, LLC | History | No change | 32,723 | 473 | 0.03% | 0.03% | 31 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| David J Yvars Group | History | No change | 32,315 | 466 | 0.22% | 0.22% | 32 | 0 | 0.0% | Q2 2026 | Jul 07, 2026 |
| OPPENHEIMER & CO INC | History | No change | 29,385 | 424 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Walker Asset Management, LLC | History | No change | 27,348 | 395 | 0.2% | 0.2% | 34 | 0 | 0.0% | Q2 2026 | Jul 10, 2026 |
| MGO ONE SEVEN LLC | History | No change | 23,959 | 346 | 0.01% | 0.01% | 35 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Fortitude Advisory Group L.L.C. | History | No change | 23,585 | 341 | 0.13% | 0.13% | 36 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| Private Advisor Group, LLC | History | No change | 21,958 | 317 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| LANARK FINANCIAL, INC. | History | No change | 17,773 | 257 | 0.02% | 0.02% | 38 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Estate Planners Group, LLC | History | No change | 16,179 | 233 | 0.11% | 0.11% | 39 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| XTX Topco Ltd | History | No change | 15,498 | 224 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Noble Wealth Management PBC | History | Reduced | 17,525 | 218 | 0.1% | 0.12% | 41 | -1,000 | -5.4% | Q3 2026 | Oct 01, 2026 |
| Advisors Asset Management, Inc. | History | No change | 15,051 | 217 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| LaSalle St. Investment Advisors, LLC | History | No change | 14,993 | 216 | 0.03% | 0.03% | 43 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| FIRST FOUNDATION ADVISORS | History | No change | 14,350 | 207 | 0.01% | 0.01% | 44 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| JANE STREET GROUP, LLC | History | No change | 12,730 | 184 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 11,337 | 163 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Carl P. Sherr & Co., LLC | History | No change | 11,325 | 163 | 0.07% | 0.07% | 47 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| MOSAIC FAMILY WEALTH PARTNERS, LLC | History | No change | 10,664 | 154 | 0.01% | 0.01% | 48 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| MAIMON WEALTH MANAGEMENT LTD. | History | No change | 10,000 | 144 | 0.11% | 0.11% | 49 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| CoreCap Advisors, LLC | History | No change | 6,775 | 97 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Jul 06, 2026 |
| EASTERN BANK | History | No change | 4,238 | 52 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q3 2026 | Oct 05, 2026 |
| Fairscale Capital, LLC | History | No change | 1,587 | 22 | 0.01% | 0.01% | 52 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Clear Street Group Inc. | History | No change | 1,426 | 20 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 1,200 | 17 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 778 | 11 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| Farther Finance Advisors, LLC | History | No change | 820 | 11 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| Kentucky Trust Co | History | No change | 775 | 11 | 0.01% | 0.01% | 57 | 0 | 0.0% | Q2 2026 | Jul 10, 2026 |
| WHITTIER TRUST CO OF NEVADA INC | History | No change | 175 | 2 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 130 | 1 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |